Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionFocus Financial Network, Inc.
Latest Disclosed Ownership9,883 shares
Latest Disclosed Value $ 7,001,683
Focus Financial Network, Inc. reports 6.09% decrease in ownership of CAT / Caterpillar Inc.

On April 14, 2026 - Focus Financial Network, Inc. filed a 13F-HR form disclosing ownership of 9,883 shares of Caterpillar Inc. (MX:CAT) valued at $7,001,683 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 12, 2026 disclosing 10,524 shares of Caterpillar Inc.. This represents a change in shares of -6.09% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-14 2026-03-31 13F CATERPILLAR COM 149123101 9,883 -641 -6.09 7,002 16.14 0.2510
2026-01-12 2025-12-31 13F CATERPILLAR COM 149123101 10,524 16 0.15 6,029 20.25 0.2099
2025-10-10 2025-09-30 13F CATERPILLAR COM 149123101 10,508 155 1.50 5,014 24.73 0.1788
2025-07-10 2025-06-30 13F CATERPILLAR COM 149123101 10,353 -510 -4.69 4,019 12.20 0.1587
2025-04-15 2025-03-31 13F CATERPILLAR COM 149123101 10,863 -68 -0.62 3,583 -9.66 0.1465
2025-01-29 2024-12-31 13F CATERPILLAR COM 149123101 10,931 -132 -1.19 3,965 -8.37 0.1576
2024-10-28 2024-09-30 13F CATERPILLAR COM 149123101 11,063 -96 -0.86 4,327 8.39 0.1767
2024-07-22 2024-06-30 13F CATERPILLAR COM 149123101 11,159 560 5.28 3,993 5.25 0.1705
2024-04-24 2024-03-31 13F CATERPILLAR COM 149123101 10,599 279 2.70 3,794 34.65 0.1849
2024-07-23 2023-09-30 13F CATERPILLAR COM 149123101 10,320 -4 -0.04 2,817 10.91 0.1590
2024-07-23 2023-06-30 13F CATERPILLAR COM 149123101 10,324 105 1.03 2,540 8.64 0.1411
2024-07-23 2023-03-31 13F CATERPILLAR COM 149123101 10,219 -396 -3.73 2,338 -8.03 0.1456
2024-07-24 2022-12-31 13F CATERPILLAR COM 149123101 10,615 -332 -3.03 2,543 41.54 0.2068
2024-07-24 2022-09-30 13F CATERPILLAR COM 149123101 10,947 920 9.18 1,796 0.22 0.1551
2024-07-24 2022-06-30 13F CATERPILLAR COM 149123101 10,027 534 5.63 1,792 -15.27 0.1481
2024-07-24 2022-03-31 13F CATERPILLAR COM 149123101 9,493 -10,801 -53.22 2,115 -49.58 0.1474
2024-07-24 2021-12-31 13F CATERPILLAR COM 149123101 20,294 1,987 10.85 4,195 19.38 0.6142
2024-07-24 2021-09-30 13F CATERPILLAR COM 149123101 18,307 -104 -0.56 3,514 -12.28 0.4691
2024-07-24 2021-06-30 13F CATERPILLAR COM 149123101 18,411 -814 -4.23 4,007 -10.12 0.5330
2024-07-24 2021-03-31 13F CATERPILLAR COM 149123101 19,225 11,679 154.77 4,458 224.62 0.5216
2024-07-24 2020-12-31 13F CATERPILLAR COM 149123101 7,546 -2,271 -23.13 1,373 -6.22 0.1217
2024-07-24 2020-09-30 13F CATERPILLAR COM 149123101 9,817 302 3.17 1,464 21.70 0.1366
2024-07-24 2020-06-30 13F CATERPILLAR COM 149123101 9,515 1,029 12.13 1,204 22.26 0.1338
2024-07-24 2020-03-31 13F CATERPILLAR COM 149123101 8,486 -6,372 -42.89 985 -55.15 0.1322
2024-07-24 2019-12-31 13F CATERPILLAR COM 149123101 14,858 2,368 18.96 2,194 39.12 0.2689
2024-07-24 2019-09-30 13F CATERPILLAR COM 149123101 12,490 3,963 46.48 1,578 35.71 0.2186
2024-07-24 2019-06-30 13F CATERPILLAR COM 149123101 8,527 1,310 18.15 1,162 18.94 0.1721
2024-07-24 2019-03-31 13F CATERPILLAR COM 149123101 7,217 7,217 978 0.1568
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.