| Azioni degli insider | 17.568.805 shares |
Indice del sentiment degli insider
L'indice del sentiment degli insider identifica le società le cui azioni vengono acquistate dagli insider aziendali.
È il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di insider. Il modello di punteggio utilizza una combinazione del numero netto di acquisti degli insider negli ultimi 90 giorni, delle azioni totali acquistate in percentuale del flottante e delle azioni totali possedute dagli insider. Il punteggio varia da 0 a 100: i numeri più alti indicano un livello di accumulo superiore ad altre società, mentre 50 rappresenta la media.
Frequenza di aggiornamento: giornaliera
Indice del sentiment dei dirigenti
L'indice del sentiment dei dirigenti identifica le società le cui azioni vengono acquistate dai dirigenti aziendali.
Per definizione, i dirigenti aziendali sono insider della società, ma a differenza di altri insider (azionisti al 10% e membri del consiglio di amministrazione), i dirigenti lavorano quotidianamente per la società e utilizzano il proprio denaro quando fanno trading (gli azionisti al 10% e i membri del consiglio di amministrazione sono spesso gestori di fondi che gestiscono il denaro di altre persone). Pertanto, le operazioni di insider trading effettuate dai dirigenti sono molto più significative e devono essere trattate in modo appropriato.
Come l'indice del sentiment degli insider, l'indice del sentiment dei dirigenti è il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di dirigenti.
Frequenza di aggiornamento: giornaliera
Principali indicatori per gli insider
Questa scheda mostra il posizionamento della società in base a diversi indicatori di insider. Il grado percentile mostra come la società si colloca rispetto alle altre società dei mercati statunitensi. Posizioni più alte indicano situazioni migliori.
Ad esempio, è generalmente accettato che gli acquisti di insider siano un indicatore positivo, per cui le società con un maggior numero di acquisti di insider si classificherebbero più in alto rispetto a quelle con un minor numero di acquisti di insider (o addirittura di vendite di insider).
Numero netto di acquisti di insider (classifica)
N/A
Il numero netto di acquisti di insider è il numero totale di acquisti di insider meno il numero totale di vendite di insider negli ultimi 90 giorni. Il grado percentile è mostrato qui (intervallo da 0 a 100%).
Percentuale del flottante acquistato dagli insider (classifica)
N/A
La percentuale del flottante acquistato dagli insider è data dal numero totale di azioni acquistate dagli insider meno il numero totale di azioni vendute dagli insider negli ultimi 90 giorni, divisa per il flottante totale e moltiplicata per 100.
Grafico sull'insider trading
Il grafico seguente mostra le operazioni di insider trading di ReShape Lifesciences Inc.. Gli insider sono funzionari, direttori o investitori importanti di una società. In generale, è illegale per gli insider effettuare operazioni di compravendita nelle loro aziende sulla base di informazioni materiali non pubbliche. Ciò non significa che sia illegale per loro effettuare qualsiasi operazioni di trading nelle proprie aziende. Tuttavia, devono segnalare tutte le operazioni alla SEC tramite un modulo 4.
Lista degli insider e indicatori di redditività
Questa tabella mostra la lista degli insider noti ed è generata automaticamente a partire dai depositi effettuati presso la SEC. Oltre ai nomi, al titolo più recente e alla designazione di amministratore, funzionario o proprietario al 10%, forniamo le ultime partecipazioni divulgate. Inoltre, quando possibile, forniamo la performance storica delle transazioni dell'insider. La performance storica delle transazioni è una media ponderata della performance delle operazioni di acquisto sul mercato aperto effettuate dall'insider. Per maggiori informazioni su come viene calcolata, guarda questo webinar su YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Utile medio (%) | Azioni possedute |
Rettificato per il frazionamento azionario |
|---|
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Storico degli acquisti di insider - Analisi degli utili a breve termine
In questa sezione analizziamo la redditività di ogni acquisto non pianificato di insider effettuato sul mercato aperto in RSLS / ReShape Lifesciences Inc.. Questa analisi aiuta a capire se l'insider genera costantemente rendimenti anomali e se vale la pena seguirlo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .
La tabella seguente mostra gli acquisti più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.
Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.
Storico delle vendite di insider - Analisi delle perdite a breve termine
In questa sezione, analizziamo l'evitamento delle perdite a breve termine di ogni vendita di insider non pianificata ed effettuata sul mercato aperto in RSLS / ReShape Lifesciences Inc.. Un modello coerente di evitamento delle perdite può suggerire che future transazioni di vendita potrebbero predire cali di prezzo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .
La tabella seguente mostra le vendite più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.
Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.
Storico delle transazioni
Clicca sull'icona del link per visualizzare la cronologia completa delle transazioni. Le transazioni segnalate come parte di un piano di trading automatico 10b5-1 saranno contrassegnate con una X nella colonna contrassegnata con 10b-5.
| Data di deposito |
Data dell' operazione |
Modulo | Insider | Ticker | Titolo | Codice | Diretto | Prezzo di esercizio |
Prezzo unitario |
Unità modificate |
Valore modificato (1K) |
Opzioni rimanenti |
Azioni rimanenti |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series A Warrants | I | 0,02 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | I | 3,50 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | D | 3,50 | -1.000.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | I | 3,50 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | D | 3,50 | -4.000.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 3,70 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 3,70 | -1.200.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 3,25 | -1.200.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 3,25 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | I | 0,05 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series A Warrants | D | 0,02 | -2.625.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | D | 0,05 | -2.625.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 0 | ||||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | -5.330.277 | 0 | ||||||
| 2021-06-17 | 2021-06-15 | 4 | STANKOVICH THOMAS | RSLS | Common Stock, $0.001 par value per share | D | 3,0500 | -4.635 | -14 | 0 | ||||
| 2020-12-04 | 2020-12-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.330.277 | ||||||
| 2020-12-04 | 2020-12-04 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,1300 | 5.400 | 22 | 5.330.277 | ||||
| 2020-12-04 | 2020-12-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.324.877 | ||||||
| 2020-12-04 | 2020-12-02 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,3100 | 1.000 | 4 | 5.324.877 | ||||
| 2020-11-17 | 2020-11-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.323.877 | ||||||
| 2020-11-17 | 2020-11-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,5000 | 187 | 1 | 5.323.877 | ||||
| 2020-11-17 | 2020-11-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.323.690 | ||||||
| 2020-11-17 | 2020-11-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,1400 | 790 | 3 | 5.323.690 | ||||
| 2020-11-12 | 2020-11-10 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.322.900 | ||||||
| 2020-11-12 | 2020-11-10 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,5800 | 2.400 | 9 | 5.322.900 | ||||
| 2020-11-04 | 2020-11-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.320.500 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,5600 | 3.100 | 11 | 5.320.500 | ||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.317.400 | ||||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.317.400 | ||||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,2300 | 1.000 | 4 | 5.317.400 | ||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,9100 | 1.000 | 4 | 5.316.400 | ||||
| 2020-09-22 | 2020-09-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.315.400 | ||||||
| 2020-09-22 | 2020-09-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,7700 | 1.000 | 5 | 5.315.400 | ||||
| 2020-09-22 | 2020-09-21 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.314.400 | ||||||
| 2020-09-22 | 2020-09-21 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,4500 | 300 | 1 | 5.314.400 | ||||
| 2020-09-22 | 2020-09-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.314.100 | ||||||
| 2020-09-22 | 2020-09-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,7700 | 2.000 | 8 | 5.314.100 | ||||
| 2020-09-17 | 2020-09-16 | 4 | STANKOVICH THOMAS | RSLS | Common Stock | D | 3,0000 | 530 | 2 | 4.635 | ||||
| 2020-09-16 | 2020-09-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.312.100 | ||||||
| 2020-09-16 | 2020-09-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,7500 | 100 | 0 | 5.312.100 | ||||
| 2020-09-16 | 2020-09-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 0 | 1.200.000 | ||||||
| 2020-09-16 | 2020-09-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 1.200.000 | 1.200.000 | ||||||
| 2020-08-20 | 2020-08-20 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.312.000 | ||||||
| 2020-08-20 | 2020-08-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,4000 | 2.000 | 7 | 5.312.000 | ||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.310.000 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.310.000 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,4000 | 1.000 | 3 | 5.310.000 | ||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0500 | 998 | 3 | 5.309.000 | ||||
| 2020-08-20 | 2020-08-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.308.002 | ||||||
| 2020-08-20 | 2020-08-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0000 | 6.000 | 18 | 5.308.002 | ||||
| 2020-08-20 | 2020-08-19 | 4 | STANKOVICH THOMAS | RSLS | Common Stock | D | 3,0000 | 4.105 | 12 | 4.105 | ||||
| 2020-07-21 | 2020-07-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.302.002 | ||||||
| 2020-07-21 | 2020-07-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0000 | 4.500 | 14 | 5.302.002 | ||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series F Prefunded Warrants | I | 0,12 | 0 | 0 | |||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series C Prefunded Warrants | I | 0,12 | 0 | 0 | |||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series F Prefunded Warrants | D | 0,12 | 0,1200 | -2.569.167 | -308 | 0 | |||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series C Prefunded Warrants | D | 0,12 | 0,1200 | -2.516.667 | -302 | 0 | |||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.297.502 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.297.502 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,1200 | 2.569.167 | 308 | 5.297.502 | ||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,1200 | 2.516.667 | 302 | 2.728.335 | ||||
| 2020-03-27 | 2020-03-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 0 | 1.200.000 | ||||||
| 2020-03-27 | 2020-03-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 1.200.000 | 1.200.000 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 211.668 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 211.668 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,4500 | 2.000 | 15 | 211.668 | ||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 6,4900 | 1.000 | 6 | 209.668 | ||||
| 2019-12-23 | 2019-12-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 208.668 | ||||||
| 2019-12-23 | 2019-12-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 3.048 | 16 | 208.668 | ||||
| 2019-12-23 | 2019-12-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 205.620 | ||||||
| 2019-12-23 | 2019-12-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,1300 | 9.000 | 46 | 205.620 | ||||
| 2019-12-18 | 2019-12-16 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 196.620 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 3.000 | 16 | 196.620 | ||||
| 2019-12-11 | 2019-12-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193.620 | ||||||
| 2019-12-11 | 2019-12-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4500 | 452 | 2 | 193.620 | ||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193.168 | ||||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193.168 | ||||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 1.000 | 5 | 193.168 | ||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,0500 | 1.071 | 5 | 192.168 | ||||
| 2019-12-06 | 2019-12-06 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 191.097 | ||||||
| 2019-12-06 | 2019-12-06 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,2500 | 300 | 2 | 191.097 | ||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 190.797 | ||||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 190.797 | ||||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1800 | 224 | 1 | 190.797 | ||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1600 | 1.000 | 5 | 190.573 | ||||
| 2019-12-06 | 2019-12-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 189.573 | ||||||
| 2019-12-06 | 2019-12-04 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1900 | 405 | 2 | 189.573 | ||||
| 2019-11-27 | 2019-11-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 189.168 | ||||||
| 2019-11-27 | 2019-11-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4300 | 2.000 | 11 | 189.168 | ||||
| 2019-11-22 | 2019-11-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 187.168 | ||||||
| 2019-11-22 | 2019-11-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2300 | 1.495 | 8 | 187.168 | ||||
| 2019-11-22 | 2019-11-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 185.673 | ||||||
| 2019-11-22 | 2019-11-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4100 | 1.300 | 7 | 185.673 | ||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 184.373 | ||||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 184.373 | ||||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,9700 | 205 | 1 | 184.373 | ||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,9500 | 1.330 | 8 | 184.168 | ||||
| 2019-11-18 | 2019-11-14 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 182.838 | ||||||
| 2019-11-18 | 2019-11-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,3500 | 2.200 | 16 | 182.838 | ||||
| 2019-11-13 | 2019-11-12 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 180.638 | ||||||
| 2019-11-13 | 2019-11-12 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,2500 | 636 | 5 | 180.638 | ||||
| 2019-11-13 | 2019-11-11 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 21.600.000 | ||||||
| 2019-11-13 | 2019-11-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0400 | 400.000 | 16 | 21.600.000 | ||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series F Prefunded Warrants | I | 0 | 315.000.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series E Warrants | I | 0 | 315.000.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | D | 315.000.000 | 315.000.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series F Prefunded Warrants | D | 308.300.000 | 308.300.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series B Warrants | I | 0 | 0 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series B Warrants | D | -315.000.000 | 0 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 21.200.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0200 | 6.700.000 | 134 | 21.200.000 | ||||
| 2019-09-19 | 2019-09-17 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14.500.000 | ||||||
| 2019-09-19 | 2019-09-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0500 | 396.072 | 20 | 14.500.000 | ||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14.103.928 | ||||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14.103.928 | ||||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 28.928 | 2 | 14.103.928 | ||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 25.000 | 2 | 14.075.000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 45.000 | 3 | 14.050.000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 25.000 | 2 | 14.005.000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10.000 | 1 | 13.980.000 | ||||
| 2019-08-29 | 2019-08-28 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50.000 | 4 | 13.970.000 | ||||
| 2019-08-29 | 2019-08-28 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50.000 | 4 | 13.970.000 | ||||
| 2019-08-29 | 2019-08-27 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10.000 | 1 | 13.870.000 | ||||
| 2019-08-29 | 2019-08-27 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10.000 | 1 | 13.870.000 | ||||
| 2019-08-09 | 2019-08-08 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 13.850.000 | ||||||
| 2019-08-09 | 2019-08-08 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 100.000 | 8 | 13.850.000 | ||||
| 2019-08-09 | 2019-08-07 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 13.750.000 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 250.000 | 18 | 13.750.000 | ||||
| 2019-07-26 | 2019-07-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13.500.000 | ||||||
| 2019-07-26 | 2019-07-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 300.000 | 24 | 13.500.000 | ||||
| 2019-07-26 | 2019-07-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13.200.000 | ||||||
| 2019-07-26 | 2019-07-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 150.000 | 12 | 13.200.000 | ||||
| 2019-07-26 | 2019-07-24 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13.050.000 | ||||||
| 2019-07-26 | 2019-07-24 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50.000 | 4 | 13.050.000 | ||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-04-10 | 3 | Bandy Barton P. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2019-02-04 | 2019-02-01 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Series E Convertible Preferred Stock | I | 1.192.000 | 1.192.000 | ||||||
| 2019-02-04 | 2019-02-01 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | -1.192.000 | 507 | ||||||
| 2019-02-04 | 2019-01-31 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2733 | 10.301 | 3 | 1.192.507 | ||||
| 2019-01-31 | 2019-01-30 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2800 | 48.000 | 13 | 1.182.206 | ||||
| 2019-01-31 | 2019-01-29 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2779 | 12.200 | 3 | 1.134.206 | ||||
| 2019-01-28 | 2019-01-25 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2717 | 15.595 | 4 | 1.122.006 | ||||
| 2019-01-28 | 2019-01-24 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2550 | 6.190 | 2 | 1.106.411 | ||||
| 2019-01-24 | 2019-01-22 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2791 | 5.766 | 2 | 1.100.221 | ||||
| 2019-01-22 | 2019-01-18 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2789 | 24.334 | 7 | 1.094.455 | ||||
| 2019-01-22 | 2019-01-17 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2800 | 52 | 0 | 1.070.121 | ||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2.086.816 | ||||||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2.086.816 | ||||||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2.086.816 | ||||||||
| 2019-01-17 | 2019-01-16 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2630 | 4.700 | 1 | 1.070.069 | ||||
| 2019-01-17 | 2019-01-16 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2703 | 21.961 | 6 | 1.065.369 | ||||
| 2019-01-17 | 2019-01-15 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2351 | 167.760 | 39 | 1.043.408 | ||||
| 2018-08-29 | 3 | MINOCHERHOMJEE ARDA PHD | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 2017-12-19 | 4 | HealthCor Partners Fund II, L.P. | RSLS | Series C Convertible Preferred Stock, par value $0.01 | D | -20.487 | 26.200 | ||||||
| 2018-06-05 | 2017-12-19 | 4 | HealthCor Partners Fund II, L.P. | RSLS | Common Stock, par value $0.01 per share | D | 136.580 | 174.472 | ||||||
| 2018-04-20 | 2018-04-18 | 4 | YOUNGSTROM SCOTT P | RSLS | Stock Option (right to buy) | D | 0,65 | 1.161.797 | 1.161.797 | |||||
| 2018-04-20 | 2018-04-18 | 4 | GLADNEY DAN W | RSLS | Stock Option (right to buy) | D | 0,65 | 4.164.281 | 4.164.281 | |||||
| 2017-12-21 | 2017-12-19 | 4 | Mashaal Michael Y | RSLS | Series C Convertible Preferred Stock, $0.01 par value | I | -20.487 | 26.200 | ||||||
| 2017-12-21 | 2017-12-19 | 4 | Mashaal Michael Y | RSLS | Common Stock, $0.01 par value per share | I | 2.048.700 | 2.617.077 | ||||||
| 2017-11-13 | 3 | Haggerty Robert C. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-11-13 | 3 | Schmalz Deborah L. | RSLS | Common Stock, $0.01 par value per share | D | 2.000 | ||||||||
| 2017-11-13 | 3 | Schmalz Deborah L. | RSLS | Common Stock, $0.01 par value per share | D | 2.000 | ||||||||
| 2017-11-13 | 3 | Scott Amy L. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Series C Convertible Preferred Stock, $0.01 par value per sh | I | 661.751 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Series C Convertible Preferred Stock, $0.01 par value per sh | I | 661.751 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Common Stock, $0.01 par value per share | I | 1.183.441 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Common Stock, $0.01 par value per share | I | 1.183.441 | ||||||||
| 2017-10-12 | 2017-10-06 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 2,05 | 662.975 | 662.975 | |||||
| 2017-10-12 | 2017-10-06 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (right to buy) | D | 2,05 | 145.226 | 145.226 | |||||
| 2017-10-12 | 2017-10-06 | 4 | YOUNGSTROM SCOTT P | ETRM | Stock Option (right to buy) | D | 2,05 | 284.120 | 284.120 | |||||
| 2017-05-31 | 2017-05-25 | 4/A | GOLDFISCHER CARL See footnote. | ETRM | Common Stock | I | 4,8500 | -97 | -0 | 0 | ||||
| 2017-05-31 | 2017-05-25 | 4/A | GOLDFISCHER CARL See footnote. | ETRM | Common Stock | I | 4,8500 | -4.571 | -22 | 0 | ||||
| 2017-05-26 | 2017-05-25 | 4 | GOLDFISCHER CARL See footnote note (2) | ETRM | Common Stock | I | 4,8500 | 97 | 0 | 0 | ||||
| 2017-05-26 | 2017-05-25 | 4 | GOLDFISCHER CARL See footnote (1) | ETRM | Common Stock | I | 4,8500 | 4.571 | 22 | 0 | ||||
| 2017-05-24 | 3 | Nihalani Rajesh | ETRM | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh See Footnotes | ETRM | Non-voting Conditional Convertible Preferred Stock | I | 29.108 | 29.108 | ||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh | ETRM | Non-voting Conditional Convertible Preferred Stock | D | 709.100 | 709.100 | ||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh | ETRM | Common Stock, $0.01 par value per share | D | 978.845 | 978.845 | ||||||
| 2017-02-10 | 2017-02-08 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (Right to Buy) | D | 7,12 | 93.250 | 93.250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | BLACKFORD GARY | ETRM | Stock Option (Right to Buy) | D | 7,12 | 30.000 | 30.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | DeLange Peter M. | ETRM | Option (Right to Buy) | D | 7,12 | 93.250 | 93.250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 7,12 | 466.500 | 466.500 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GOLDFISCHER CARL | ETRM | Director Option (Right to Buy) | D | 7,12 | 35.000 | 35.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | TETI NICHOLAS | ETRM | Director Option (Right to Buy) | D | 7,12 | 40.000 | 40.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | Tremmel Jon T | ETRM | Director Option (Right to Buy) | D | 7,12 | 35.000 | 30.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | YOUNGSTROM SCOTT P | ETRM | Stock Option (Right to Buy) | D | 7,12 | 142.200 | 142.200 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (Right to Buy) | D | 7,12 | 35.000 | 35.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | Hickey Paul F. | ETRM | Stock Option (Right to Bu) | D | 7,12 | 93.250 | 93.250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | McDougal Lori Courtney | ETRM | Director Option (Right to Buy) | D | 7,12 | 30.000 | 30.000 | |||||
| 2016-10-05 | 3 | YOUNGSTROM SCOTT P | ETRM | Common Stock | D | 0 | ||||||||
| 2016-08-17 | 3 | BLACKFORD GARY | ETRM | Common Stock | D | 0 | ||||||||
| 2016-08-17 | 2016-08-15 | 4 | BLACKFORD GARY | ETRM | Stock Option (Right to Buy) | D | 0,17 | 1.667 | 1.667 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 2.570 | 2.570 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 16,65 | -11.666 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 14.733 | 14.733 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 19,65 | -66.885 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 5.039 | 5.039 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 50,25 | -57.543 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1.298 | 1.298 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -8.333 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1.753 | 1.753 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 40,05 | -15.000 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1.613 | 1.613 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 38,70 | -13.333 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 98 | 98 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 56,70 | -1.111 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 152 | 152 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -973 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 168 | 168 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -1.074 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 42 | 42 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -260 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 175 | 175 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -1.114 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 0,33 | 5.507 | 5.507 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 0,33 | 5.507 | 5.507 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 16,80 | -25.000 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 16,80 | -25.000 | 0 | |||||
| 2016-06-06 | 2016-06-03 | 4 | DeLange Peter M. | ETRM | Common Stock | D | 0,5500 | 20.000 | 11 | 27.373 | ||||
| 2016-05-18 | 2015-05-16 | 4 | GLADNEY DAN W | ETRM | Common Stock | D | 0,7232 | 84.745 | 61 | 134.745 | ||||
| 2016-05-17 | 2016-05-04 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | KNUDSON MARK B | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.333 | 3.333 | |||||
| 2016-05-06 | 2016-05-04 | 4 | TETI NICHOLAS | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | Tremmel Jon T | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | McDougal Lori Courtney | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-02-29 | 2016-02-25 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,07 | 50.000 | 50.000 | |||||
| 2016-02-29 | 2016-02-25 | 4 | KNUDSON MARK B | ETRM | Director Option (right to buy) | D | 1,07 | 3.333 | 3.333 | |||||
| 2016-01-22 | 3 | Hickey Paul F. | ETRM | Common Stock | D | 0 | ||||||||
| 2016-01-22 | 2016-01-22 | 4 | Hickey Paul F. | ETRM | Stock Option (Right to Buy) | D | 1,32 | 106.667 | 106.667 | |||||
| 2016-01-21 | 2016-01-19 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (Right to Buy) | D | 1,31 | 106.667 | 106.667 | |||||
| 2016-01-20 | 3 | DeLange Peter M. By Son | ETRM | Common Stock | I | 7.715 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. By Son | ETRM | Common Stock | I | 7.715 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. | ETRM | Common Stock | D | 14.917 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. | ETRM | Common Stock | D | 14.917 | ||||||||
| 2016-01-20 | 2016-01-18 | 4 | DeLange Peter M. | ETRM | Option (Right to Buy) | D | 1,38 | 166.667 | 166.667 | |||||
| 2016-01-19 | 3 | Ansari Naqeeb A. | ETRM | Common Stock | D | 20.000 | ||||||||
| 2016-01-19 | 3 | Ansari Naqeeb A. | ETRM | Common Stock | D | 20.000 | ||||||||
| 2015-11-16 | 2015-11-12 | 4 | GLADNEY DAN W | ETRM | Common Stock | D | 0,1800 | 750.000 | 135 | 750.000 | ||||
| 2015-11-16 | 2015-11-12 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,1610 | 310.000 | 50 | 613.000 | ||||
| 2015-11-04 | 3 | GLADNEY DAN W | ETRM | Common Stock | D | 0 | ||||||||
| 2015-11-04 | 2015-10-28 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 0,25 | 7.750.000 | 7.750.000 | |||||
| 2015-08-25 | 2015-08-21 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 0,23 | 250.000 | 250.000 | |||||
| 2015-08-14 | 2015-08-13 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,2488 | 168.000 | 42 | 303.000 | ||||
| 2015-08-14 | 2015-08-12 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,2438 | 135.000 | 33 | 135.000 | ||||
| 2015-08-04 | 2015-07-31 | 4 | McDougal Lori Courtney | ETRM | Stock Option (Right to Buy) | D | 0,31 | 25.000 | 25.000 | |||||
| 2015-06-22 | 2015-05-06 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,12 | 25.000 | 112.498 | |||||
| 2015-06-22 | 2015-05-06 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,12 | 25.000 | 112.498 | |||||
| 2015-06-08 | 3 | Shikora Scott A | ETRM | Common Stock | D | 0 | ||||||||
| 2015-05-14 | 3 | Hancock Bradford C | ETRM | Common Stock | D | 0 | ||||||||
| 2015-05-08 | 2015-05-06 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | TETI NICHOLAS | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | TETI NICHOLAS | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | FRIEDMAN CATHY | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | FRIEDMAN CATHY | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Tremmel Jon T | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Tremmel Jon T | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-03-11 | 2012-11-13 | 5 | LEA GREGORY S | ETRM | Common Stock | D | 2,5637 | -10.500 | -27 | 2.750 | ||||
| 2015-03-11 | 2015-03-09 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 1,11 | 75.000 | 75.000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 1,11 | 225.000 | 225.000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,11 | 175.000 | 175.000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 1,11 | 75.000 | 75.000 | |||||
| 2015-03-09 | 2014-11-14 | 4 | Jansz Anthony P. | ETRM | Performance Option (right to buy) | D | 1,14 | 25.000 | 25.000 | |||||
| 2014-06-20 | 2014-06-19 | 4 | FRIEDMAN CATHY Family Trust | ETRM | Common Stock | I | 1,7010 | 11.800 | 20 | 11.800 | ||||
| 2014-05-15 | 2014-05-07 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-01-09 | 2014-01-08 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -284.531 | -711 | 1.113.168 | ||||
| 2014-01-09 | 2014-01-07 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -190.334 | -476 | 1.397.699 | ||||
| 2014-01-09 | 2014-01-06 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -81.720 | -204 | 1.588.033 | ||||
| 2014-01-09 | 2014-01-08 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -284.531 | -711 | 1.113.168 | ||||
| 2014-01-09 | 2014-01-07 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -190.334 | -476 | 1.397.699 | ||||
| 2014-01-09 | 2014-01-06 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -81.720 | -204 | 1.588.033 | ||||
| 2013-06-04 | 2013-05-31 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 1,31 | 1.278.730 | 1.278.730 | |||||
| 2013-06-04 | 2013-05-31 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,31 | 1.003.280 | 1.003.280 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 1,31 | 293.110 | 293.110 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 1,31 | 257.190 | 257.190 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Jansz Anthony P. | ETRM | Performance Option (Right to Buy) | D | 1,31 | 50.000 | 50.000 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Jansz Anthony P. | ETRM | Option (Right to Buy) | D | 1,31 | 50.000 | 50.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | KLINGENSTEIN PAUL H | ETRM | Stock Option (right to buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-09 | 2013-05-08 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 37.500 | |||||
| 2013-03-01 | 2013-02-27 | 4 | Jansz Anthony P. Pibrac Property Holdings PTY | ETRM | Warrants | I | 1,14 | 60.000 | 60.000 | |||||
| 2013-03-01 | 2013-02-27 | 4 | Jansz Anthony P. Pibrac Property Holdings PTY | ETRM | Common Stock | I | 0,9500 | 150.000 | 142 | 150.000 | ||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Warrant (Right to Buy) | I | 1,14 | 168.000 | 168.000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Warrant (Right to Buy) | I | 1,14 | 420.000 | 420.000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN | ETRM | Warrant (Right to Buy) | D | 1,14 | 252.000 | 252.000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Common Stock | I | 420.000 | 1.654.341 | ||||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Common Stock | I | 1.050.000 | 3.456.512 | ||||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN | ETRM | Common Stock | D | 630.000 | 3.010.852 | ||||||
| 2013-01-24 | 2013-01-22 | 4 | Jansz Anthony P. | ETRM | Performance Option (Right to Buy) | D | 2,65 | 25.000 | 25.000 | |||||
| 2013-01-24 | 2013-01-22 | 4 | Jansz Anthony P. | ETRM | Option (Right to Buy) | D | 2,65 | 50.000 | 50.000 | |||||
| 2012-09-28 | 2012-09-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 3,35 | 863.156 | 863.156 | |||||
| 2012-09-28 | 2012-09-27 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 3,35 | 1.292.225 | 1.292.225 | |||||
| 2012-09-28 | 2012-09-27 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 3,35 | 355.063 | 355.063 | |||||
| 2012-09-28 | 2012-09-27 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 3,35 | 291.638 | 291.638 | |||||
| 2012-06-27 | 2012-06-27 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,2700 | -27.599 | -90 | 2.350.486 | ||||
| 2012-06-27 | 2012-06-26 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1600 | -8.100 | -26 | 2.378.085 | ||||
| 2012-06-27 | 2012-06-25 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1400 | -11.800 | -37 | 2.386.185 | ||||
| 2012-06-25 | 2012-06-22 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1600 | -8.400 | -27 | 2.397.985 | ||||
| 2012-06-25 | 2012-06-21 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1300 | -10.665 | -33 | 2.406.385 | ||||
| 2012-05-16 | 2012-05-15 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8900 | -15.400 | -45 | 2.417.050 | ||||
| 2012-05-16 | 2012-05-14 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8200 | -23.012 | -65 | 2.432.450 | ||||
| 2012-05-14 | 2012-05-11 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,7600 | -10.370 | -29 | 2.455.462 | ||||
| 2012-05-14 | 2012-05-10 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,7500 | -600 | -2 | 2.465.832 | ||||
| 2012-05-11 | 2012-05-09 | 4 | KLINGENSTEIN PAUL H | ETRM | Stock Option (right to buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-10 | 2012-05-09 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 27.500 | |||||
| 2012-05-10 | 2012-05-09 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-01 | 2012-04-27 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8000 | -25.000 | -70 | 2.466.432 | ||||
| 2012-04-19 | 2012-04-17 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,3600 | -11.100 | -26 | 2.491.432 | ||||
| 2012-04-19 | 2012-04-16 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,3500 | -14.339 | -34 | 2.502.532 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Common Stock | I | 2,2230 | 454.341 | 1.010 | 1.234.341 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Common Stock | I | 2,2230 | 681.512 | 1.515 | 2.406.512 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN | ETRM | Common Stock | D | 2,2230 | 1.135.852 | 2.525 | 2.376.872 | ||||
| 2011-05-09 | 3 | Jansz Anthony P. Family Trust | ETRM | Common Stock | I | 25.000 | ||||||||
| 2011-03-16 | 3 | Tweden Katherine S. | ETRM | Common Stock | D | 1.053 | ||||||||
| 2009-10-06 | 2009-10-05 | 4 | Hudson Bay Capital Management LP See footnotes | ETRM | Common Stock | I | 0,9180 | -196.774 | -181 | 3.729.965 | ||||
| 2009-10-06 | 2009-10-02 | 4 | Hudson Bay Capital Management LP See footnotes | ETRM | Common stock, par value $0.01 ("Common Stock") | I | 1,0150 | -2.234.329 | -2.268 | 3.926.739 | ||||
| 2009-10-06 | 3 | Gerber Sander See | ETRM | Common Stock, par value $0.01 ("Common Stock") | I | 6.161.068 | ||||||||
| 2009-02-25 | 2009-02-24 | 4 | Koskinas Ellen E InterWest Partners IX, L.P. | ETRM | Common Stock Warrant | I | 1,38 | 0,1250 | 339.201 | 42 | 339.201 | |||
| 2009-02-25 | 2009-02-24 | 4 | Koskinas Ellen E InterWest Partners IX, L.P. | ETRM | Common Stock | I | 1,1500 | 678.402 | 780 | 2.225.163 | ||||
| 2009-01-29 | 3 | Tremmel Jon T | ETRM | Common Stock | D | 6.156 | ||||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Partners IX, LP | ETRM | Series C Preferred Stock | D | -1.359.261 | 0 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Partners IX, LP | ETRM | Common Stock | D | 1.359.261 | 1.546.761 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Management Partners IX, LLC by: InterWest Partners IX, LP | ETRM | Series C Preferred Stock | I | -1.359.261 | 0 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Management Partners IX, LLC By: InterWest Partners IX, LP | ETRM | Common Stock | I | 1.359.261 | 1.546.761 | ||||||
| 2007-11-19 | 2007-11-15 | 4 | InterWest Partners IX, LP | ETRM | Common Stock | D | 8,0000 | 187.500 | 1.500 | 187.500 | ||||
| 2007-11-19 | 2007-11-15 | 4 | InterWest Management Partners IX, LLC By: InterWest Partners IX, LP | ETRM | Common Stock | I | 8,0000 | 187.500 | 1.500 | 187.500 | ||||
| 2007-11-14 | 3 | FRIEDMAN CATHY | ETRM | No securities are held | D | 0 | ||||||||
| 2007-11-14 | 3 | TETI NICHOLAS | ETRM | No securities are held | D | 0 | ||||||||
| 2007-11-14 | 3 | Donders Adrianus | ETRM | No securities are held | D | 0 |
P
Acquisto sul mercato aperto o privato di un titolo non derivato o derivato
S
Vendita sul mercato aperto o privato di un titolo non derivato o derivato
A
Concessione, assegnazione o altra acquisizione di titoli dall'azienda (ad esempio un'opzione)
C
Conversione di un derivato
D
Vendita o trasferimento di titoli alla società
F
Pagamento del prezzo di esercizio o del debito fiscale con la quota di titoli ricevuta dalla società
G
Regalo di titoli da parte o a favore dell'insider
K
Equity swap e operazioni di copertura analoghe
M
Esercizio o conversione di un titolo derivato ricevuto dall'azienda (ad esempio un'opzione)
V
Una transazione dichiarata volontariamente sul modulo 4
J
Altro (accompagnato da una nota a piè di pagina che descriva l'operazione)
