CTAM / Castle AM & Co - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Castle AM & Co
US ˙ OTC
QUESTO SIMBOLO NON E' PIU' ATTIVO

Azioni degli insider96.719.407 shares
Indice del sentiment degli insider

L'indice del sentiment degli insider identifica le società le cui azioni vengono acquistate dagli insider aziendali.

È il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di insider. Il modello di punteggio utilizza una combinazione del numero netto di acquisti degli insider negli ultimi 90 giorni, delle azioni totali acquistate in percentuale del flottante e delle azioni totali possedute dagli insider. Il punteggio varia da 0 a 100: i numeri più alti indicano un livello di accumulo superiore ad altre società, mentre 50 rappresenta la media.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto accumulo di insider.

Vedi i titoli più quotati
Indice del sentiment dei dirigenti

L'indice del sentiment dei dirigenti identifica le società le cui azioni vengono acquistate dai dirigenti aziendali.

Per definizione, i dirigenti aziendali sono insider della società, ma a differenza di altri insider (azionisti al 10% e membri del consiglio di amministrazione), i dirigenti lavorano quotidianamente per la società e utilizzano il proprio denaro quando fanno trading (gli azionisti al 10% e i membri del consiglio di amministrazione sono spesso gestori di fondi che gestiscono il denaro di altre persone). Pertanto, le operazioni di insider trading effettuate dai dirigenti sono molto più significative e devono essere trattate in modo appropriato.

Come l'indice del sentiment degli insider, l'indice del sentiment dei dirigenti è il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di dirigenti.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto sentiment degli insider.

Vedi i titoli più quotati
Principali indicatori per gli insider

Questa scheda mostra il posizionamento della società in base a diversi indicatori di insider. Il grado percentile mostra come la società si colloca rispetto alle altre società dei mercati statunitensi. Posizioni più alte indicano situazioni migliori.

Ad esempio, è generalmente accettato che gli acquisti di insider siano un indicatore positivo, per cui le società con un maggior numero di acquisti di insider si classificherebbero più in alto rispetto a quelle con un minor numero di acquisti di insider (o addirittura di vendite di insider).

Numero netto di acquisti di insider (classifica)

N/A

Il numero netto di acquisti di insider è il numero totale di acquisti di insider meno il numero totale di vendite di insider negli ultimi 90 giorni. Il grado percentile è mostrato qui (intervallo da 0 a 100%).

Percentuale del flottante acquistato dagli insider (classifica)

N/A

La percentuale del flottante acquistato dagli insider è data dal numero totale di azioni acquistate dagli insider meno il numero totale di azioni vendute dagli insider negli ultimi 90 giorni, divisa per il flottante totale e moltiplicata per 100.

Grafico sull'insider trading

Il grafico seguente mostra le operazioni di insider trading di Castle AM & Co. Gli insider sono funzionari, direttori o investitori importanti di una società. In generale, è illegale per gli insider effettuare operazioni di compravendita nelle loro aziende sulla base di informazioni materiali non pubbliche. Ciò non significa che sia illegale per loro effettuare qualsiasi operazioni di trading nelle proprie aziende. Tuttavia, devono segnalare tutte le operazioni alla SEC tramite un modulo 4.

Lista degli insider e indicatori di redditività

Questa tabella mostra la lista degli insider noti ed è generata automaticamente a partire dai depositi effettuati presso la SEC. Oltre ai nomi, al titolo più recente e alla designazione di amministratore, funzionario o proprietario al 10%, forniamo le ultime partecipazioni divulgate. Inoltre, quando possibile, forniamo la performance storica delle transazioni dell'insider. La performance storica delle transazioni è una media ponderata della performance delle operazioni di acquisto sul mercato aperto effettuate dall'insider. Per maggiori informazioni su come viene calcolata, guarda questo webinar su YouTube.

See our leaderboard of most profitable insider traders.

Insider Utile medio (%) Azioni
possedute		 Rettificato
per il frazionamento azionario

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Storico degli acquisti di insider - Analisi degli utili a breve termine

In questa sezione analizziamo la redditività di ogni acquisto non pianificato di insider effettuato sul mercato aperto in CTAM / Castle AM & Co. Questa analisi aiuta a capire se l'insider genera costantemente rendimenti anomali e se vale la pena seguirlo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra gli acquisti più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate		 Prezzo
dichiarato		 Azioni
rettificate		 Prezzo
rettificato		 Base di costo Giorni fino al
massimo		 Prezzo al
massimo		 Profitto
massimo ($)		 Rendimento massimo (%)
2020-10-21 Mellin Jonathan 138.962 0,2600 138.962 0,2600 36.130 133 12.8300 1.746.752 4.834,63
2018-12-19 Edgar Marec Elden 52 2,8500 52 2,8500 148
2016-11-11 Sheehan Michael J 100.000 0,5220 100.000 0,5220 52.200
2016-11-04 WB & CO 4.630.795 0,1000 4.630.795 0,1000 463.080
2016-06-01 Stone House Capital Management, LLC 8.160 8.160
2015-10-01 Stone House Capital Management, LLC 5.040 5.040
2015-09-01 Stone House Capital Management, LLC 28.373 28.373

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

CTAM / Castle AM & Co Insider Trades
Storico delle vendite di insider - Analisi delle perdite a breve termine

In questa sezione, analizziamo l'evitamento delle perdite a breve termine di ogni vendita di insider non pianificata ed effettuata sul mercato aperto in CTAM / Castle AM & Co. Un modello coerente di evitamento delle perdite può suggerire che future transazioni di vendita potrebbero predire cali di prezzo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra le vendite più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate		 Prezzo
dichiarato		 Azioni
rettificate		 Prezzo
rettificato		 Base di costo Giorni fino al
minimo		 Prezzo al
minimo		 Perdita massima
evitata ($)		 Perdita massima
evitata (%)
2018-12-19 Anderson Patrick R. 52 2,8500 52 2,8500 148 201 1.5800 -66 -44,49
2016-11-17 Stone House Capital Management, LLC 136.918 0,4505 136.918 0,4505 61.682
2016-11-16 Stone House Capital Management, LLC 100.000 0,4786 100.000 0,4786 47.860
2016-11-15 Stone House Capital Management, LLC 110.691 0,4808 110.691 0,4808 53.220
2016-11-14 Stone House Capital Management, LLC 79.339 0,4962 79.339 0,4962 39.368
2016-11-11 Stone House Capital Management, LLC 160.037 0,5090 160.037 0,5090 81.459
2016-11-10 Stone House Capital Management, LLC 139.039 0,5313 139.039 0,5313 73.871
2016-11-09 Stone House Capital Management, LLC 69.650 0,5240 69.650 0,5240 36.497

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

CTAM / Castle AM & Co Insider Trades
Storico delle transazioni

Clicca sull'icona del link per visualizzare la cronologia completa delle transazioni. Le transazioni segnalate come parte di un piano di trading automatico 10b5-1 saranno contrassegnate con una X nella colonna contrassegnata con 10b-5.

Data di
deposito		 Data dell'
operazione		 Modulo Insider Ticker Titolo Codice 10b5-1 Diretto Prezzo
di esercizio		 Prezzo
unitario		 Unità
modificate		 Valore
modificato (1K)		 Opzioni
rimanenti		 Azioni
rimanenti
2020-12-30 2020-12-28 4 Zundel Mark D CTAM Common Stock F - Taxes D 0,3000 -71.427 -21 57.058
2020-12-30 2020-12-28 4 Scheinkman Steven W. CTAM Common Stock F - Taxes D 0,3800 -500.868 -190 471.108
2020-12-30 2020-12-28 4 Edgar Marec Elden CTAM Common Stock F - Taxes D 0,3000 -358.389 -108 155.475
2020-12-30 2020-12-28 4 Anderson Patrick R. CTAM Common Stock F - Taxes D 0,3000 -306.359 -92 207.579
2020-10-22 2020-10-21 4 Mellin Jonathan CTAM Common Stock P - Purchase D 0,2600 138.962 36 163.768
2020-04-01 2020-03-27 4 Scheinkman Steven W. CTAM Convertible Note A - Award D 0,46
2020-04-01 2020-03-27 4 Scheinkman Steven W. CTAM Convertible Note D - Sale to Issuer D 3,77
2020-04-01 2020-03-27 4 Scheinkman Steven W. CTAM Common Stock A - Award D 364.849 971.976
2020-04-01 2020-03-27 4 Anderson Patrick R. CTAM Convertible Note A - Award D 0,46
2020-04-01 2020-03-27 4 Anderson Patrick R. CTAM Convertible Note D - Sale to Issuer D 3,77
2020-04-01 2020-03-27 4 Anderson Patrick R. CTAM Common Stock A - Award D 192.848 513.938
2020-04-01 2020-03-27 4 Edgar Marec Elden CTAM Convertible Note A - Award D 0,46
2020-04-01 2020-03-27 4 Edgar Marec Elden CTAM Convertible Note D - Sale to Issuer D 3,77
2020-04-01 2020-03-27 4 Edgar Marec Elden CTAM Common Stock A - Award D 192.848 513.864
2020-04-01 2020-03-27 4 Steele Jeremy T. CTAM Convertible Note A - Award D 0,46
2020-04-01 2020-03-27 4 Steele Jeremy T. CTAM Convertible Note D - Sale to Issuer D 3,77
2020-04-01 2020-03-27 4 Steele Jeremy T. CTAM Common Stock A - Award D 20.217 35.217
2020-04-01 2020-03-27 4 Zundel Mark D CTAM Convertible Note A - Award D 0,46
2020-04-01 2020-03-27 4 Zundel Mark D CTAM Convertible Note D - Sale to Issuer D 3,77
2020-04-01 2020-03-27 4 Zundel Mark D CTAM Convertible Note D - Sale to Issuer D 3,77
2020-04-01 2020-03-27 4 Zundel Mark D CTAM Common Stock A - Award D 73.477 128.485
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM 3.00% / 5.00% Convertible Senior Secured Notes due 2024 J - Other I
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM 3.00% / 5.00% Convertible Senior Secured Notes due 2024 J - Other I
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 J - Other I 0
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 J - Other I 0
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM Common Stock J - Other I 20.229.264 20.610.221
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM Common Stock J - Other I 20.945.875 21.346.747
2020-03-31 3 Whitebox Multi-Strategy Partners LP CTAM Common Stock D 21.226.360
2020-03-31 3 Whitebox Multi-Strategy Partners LP CTAM Common Stock D 21.226.360
2020-03-31 3 Whitebox Multi-Strategy Partners LP CTAM Common Stock D 21.226.360
2020-03-31 2020-03-27 4 HIGHBRIDGE CAPITAL MANAGEMENT LLC CTAM 3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 J - Other I
2020-03-31 2020-03-27 4 HIGHBRIDGE CAPITAL MANAGEMENT LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 J - Other I
2020-03-31 2020-03-27 4 HIGHBRIDGE CAPITAL MANAGEMENT LLC CTAM Common Stock, par value $0.01 per share ("Common Stock") J - Other I 22.519.492 23.028.594
2020-03-31 2020-03-27 4 Corre Partners Management, LLC CTAM 3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 J - Other I
2020-03-31 2020-03-27 4 Corre Partners Management, LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 J - Other I
2020-03-31 2020-03-27 4 Corre Partners Management, LLC CTAM Common Stock, par value $0.01 per share ("Common Stock") J - Other I 10.469.092 10.702.564
2020-03-31 2020-03-27 4 WOLVERINE ASSET MANAGEMENT LLC CTAM 3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 J - Other I
2020-03-31 2020-03-27 4 WOLVERINE ASSET MANAGEMENT LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 J - Other I
2020-03-31 2020-03-27 4 WOLVERINE ASSET MANAGEMENT LLC CTAM Common Stock, par value $0.01 per share ("Common Stock") J - Other I 3.681.985 3.752.890
2020-03-31 2020-03-27 4 SGF, LLC CTAM 2022 Notes J - Other D 0,27 -29.278.895 0
2020-03-31 2020-03-27 4 SGF, LLC CTAM Common Stock J - Other D 10.815.730 11.022.296
2020-03-27 2020-03-25 4 Zundel Mark D CTAM Convertible Notes A - Award D 3,77
2020-03-27 2020-03-25 4 Steele Jeremy T. CTAM Convertible Notes A - Award D 3,77
2020-01-14 2020-01-01 4 Scheinkman Steven W. CTAM Convertible Notes J - Other D 3,77
2020-01-14 2020-01-01 4 Scheinkman Steven W. CTAM Common Stock J - Other D 607.035 607.127
2019-07-15 3/A Zundel Mark D CTAM Common Stock D 55.008
2019-05-29 2019-05-28 4 Steele Jeremy T. CTAM Common Stock A - Award D 15.000 15.000
2018-12-20 2018-12-19 4 Anderson Patrick R. CTAM Common Stock S - Sale D 2,8500 -52 -0 320.967
2018-12-20 2018-12-19 4 Edgar Marec Elden CTAM Common Stock P - Purchase D 2,8500 52 0 321.016
2018-12-20 3 Zundel Mark D CTAM Common Stock D 109.960
2018-12-20 3 Zundel Mark D CTAM Common Stock D 109.960
2018-12-20 3 Zundel Mark D CTAM Common Stock D 109.960
2018-06-07 2018-06-05 4 WHITEBOX ADVISORS LLC See Footnotes CTAM 5.00% / 7.00% Convertible Senior Secured Notes due 2022 P - Purchase I 2.090.271,0000
2018-06-07 2018-06-05 4 HIGHBRIDGE CAPITAL MANAGEMENT LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 P - Purchase I 2.090.545,7700
2018-04-27 2018-04-25 4 BRODSKY JEFFREY A CTAM Common Stock A - Award D 22.910 22.910
2018-04-27 2018-04-25 4 Sheehan Michael J CTAM Common Stock A - Award D 22.910 24.576
2018-04-26 2018-04-25 4 Mellin Jonathan CTAM Common Stock A - Award D 22.910 24.806
2018-02-22 2017-08-31 4/A SGF, LLC CTAM New Money Notes A - Award D 0,27 5.700.258,0000 7.125.323 40.616.179.433 7.125.323
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Exchange Notes A - Award D 0,27 17.775.807 17.775.807
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D 0 0
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D 0 0
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other I 181 181
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other I -14.739 0
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D 412 412
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D -33.471 0
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D 1.896 1.896
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D -153.990 0
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D 107.850 107.850
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D -8.759.076 0
2017-11-03 2017-08-31 4/A Anderson Patrick R. CTAM Convertible Notes A - Award D 3,77
2017-11-03 2017-08-31 4/A Anderson Patrick R. IRA CTAM Common Stock A - Award I 123 123
2017-11-03 2017-08-31 4/A Anderson Patrick R. CTAM Common Stock A - Award D 158 321.019
2017-11-03 2017-08-31 4/A Anderson Patrick R. CTAM Common Stock A - Award D 320.861 320.861
2017-11-03 2017-08-31 4/A Anderson Patrick R. CTAM Common Stock J - Other D -22.951 0
2017-11-03 2017-08-31 4/A Edgar Marec Elden CTAM Convertible Notes A - Award D 3,77
2017-11-03 2017-08-31 4/A Edgar Marec Elden CTAM Common Stock A - Award D 103 320.964
2017-11-03 2017-08-31 4/A Edgar Marec Elden CTAM Common Stock A - Award D 320.861 320.861
2017-11-03 2017-08-31 4/A Edgar Marec Elden CTAM Common Stock J - Other D -8.443 0
2017-11-03 2017-08-31 4/A KNOPP RONALD E CTAM Convertible Notes A - Award D 3,77
2017-11-03 2017-08-31 4/A KNOPP RONALD E Retirement Account CTAM Common Stock A - Award I 110 110
2017-11-03 2017-08-31 4/A KNOPP RONALD E CTAM Common Stock A - Award D 80 320.941
2017-11-03 2017-08-31 4/A KNOPP RONALD E CTAM Common Stock A - Award D 320.861 320.861
2017-11-03 2017-08-31 4/A KNOPP RONALD E Retirement Account CTAM Common Stock J - Other I -8.942 0
2017-11-03 2017-08-21 4/A KNOPP RONALD E CTAM Common Stock J - Other D -11.152 0
2017-11-03 2017-11-01 4 Corre Partners Management, LLC CTAM 5.00% / 7.00% Convertible Senior Secured Notes due 2022 S - Sale I 116.675,0000
2017-10-16 3 Sheehan Michael J CTAM Common Stock D 3.332
2017-10-16 3 Sheehan Michael J CTAM Common Stock D 3.332
2017-09-11 3 Segal Jonathan M. NONE No securities are beneficially owned. D 0
2017-09-11 3 Corre Partners Management, LLC NONE Common Stock I 469.108
2017-09-11 3 Corre Partners Management, LLC NONE Common Stock I 469.108
2017-09-11 3 WHITEBOX ADVISORS LLC See Footnotes NONE Common Stock I 801.752
2017-09-11 3 WHITEBOX ADVISORS LLC See Footnotes NONE Common Stock I 801.752
2017-09-11 3 WHITEBOX ADVISORS LLC See Footnotes NONE Common Stock I 801.752
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141.810
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141.810
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141.810
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141.810
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141.810
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141.810
2017-09-11 3 HIGHBRIDGE CAPITAL MANAGEMENT LLC NONE Common Stock, par value $0.01 per share ("Common Stock") I 1.018.210
2017-09-11 3 HIGHBRIDGE CAPITAL MANAGEMENT LLC NONE Common Stock, par value $0.01 per share ("Common Stock") I 1.018.210
2017-09-11 3 HIGHBRIDGE CAPITAL MANAGEMENT LLC NONE Common Stock, par value $0.01 per share ("Common Stock") I 1.018.210
2017-09-05 3 SGF, LLC CASLQ Common Stock D 0
2017-09-05 2017-08-31 4 Edgar Marec Elden CASLQ Convertible Notes A - Award D 3,77
2017-09-05 2017-08-31 4 Edgar Marec Elden CASLQ Common Stock A - Award D 104 320.965
2017-09-05 2017-08-31 4 Edgar Marec Elden CASLQ Common Stock A - Award D 320.861 320.861
2017-09-05 2017-08-31 4 Edgar Marec Elden CASLQ Common Stock J - Other D -8.443 0
2017-09-05 2017-08-31 4 KNOPP RONALD E CASLQ Convertible Notes A - Award D 3,77
2017-09-05 2017-08-31 4 KNOPP RONALD E Retirement Account CASLQ Common Stock A - Award I 110 110
2017-09-05 2017-08-31 4 KNOPP RONALD E CASLQ Common Stock A - Award D 137 320.998
2017-09-05 2017-08-31 4 KNOPP RONALD E CASLQ Common Stock A - Award D 320.861 320.861
2017-09-05 2017-08-31 4 KNOPP RONALD E Retirement Account CASLQ Common Stock J - Other I -8.942 0
2017-09-05 2017-08-31 4 KNOPP RONALD E CASLQ Common Stock J - Other D -11.152 0
2017-09-05 2017-08-31 4 Scheinkman Steven W. CASLQ Convertible Notes A - Award D 3,77
2017-09-05 2017-08-31 4 Scheinkman Steven W. CASLQ Common Stock A - Award D 92 607.127
2017-09-05 2017-08-31 4 Scheinkman Steven W. CASLQ Common Stock A - Award D 607.035 607.035
2017-09-05 2017-08-31 4 Scheinkman Steven W. CASLQ Common Stock J - Other D -7.500 0
2017-09-05 2017-08-31 4 Anderson Patrick R. CASLQ Convertible Notes A - Award D 3,77
2017-09-05 2017-08-31 4 Anderson Patrick R. CASLQ Common Stock A - Award D 282 321.143
2017-09-05 2017-08-31 4 Anderson Patrick R. CASLQ Common Stock A - Award D 320.861 320.861
2017-09-05 2017-08-31 4 Anderson Patrick R. CASLQ Common Stock J - Other D -22.951 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ New Money Notes A - Award D 0,27 5.700.258,0000 7.125.323 40.616.179.433 7.125.323
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Exchange Notes A - Award D 0,27 17.775.807 17.775.807
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D 0 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D 0 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other I 181 181
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other I -14.739 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D 412 412
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D -33.471 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D 1.231 1.231
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D -153.990 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D 107.850 107.850
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D -8.759.076 0
2017-04-04 2017-04-01 4 Edgar Marec Elden CASL Restricted Stock Units M - Exercise D -5.088 0
2017-04-04 2017-04-01 4 Edgar Marec Elden CASL Common Stock F - Taxes D 0,3000 -1.582 -0 8.443
2017-04-04 2017-04-01 4 Edgar Marec Elden CASL Common Stock M - Exercise D 5.088 10.025
2017-02-13 2017-02-09 4 MASSE GARY A CASL Common Stock D - Sale to Issuer D -84.076 11.950
2017-01-04 2016-12-31 4 Anderson Patrick R. CASL Restricted Stock Units M - Exercise D -3.002 0
2017-01-04 2016-12-31 4 Anderson Patrick R. CASL Common Stock F - Taxes D 0,2520 -933 -0 22.951
2017-01-04 2016-12-31 4 Anderson Patrick R. CASL Common Stock M - Exercise D 3.002 23.884
2017-01-04 2016-12-31 4 KNOPP RONALD E CASL Restricted Stock Units M - Exercise D -3.632 0
2017-01-04 2016-12-31 4 KNOPP RONALD E CASL Common Stock F - Taxes D 0,2520 -1.129 -0 11.152
2017-01-04 2016-12-31 4 KNOPP RONALD E CASL Common Stock M - Exercise D 3.632 12.281
2017-01-04 2016-12-31 4 Edgar Marec Elden CASL Restricted Stock Unit M - Exercise D -4.937 0
2017-01-04 2016-12-31 4 Edgar Marec Elden CASL Common Stock M - Exercise D 4.937 4.937
2016-11-17 2016-11-17 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0,4505 -136.918 -62 3.204.326
2016-11-17 2016-11-16 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0,4786 -100.000 -48 3.341.244
2016-11-17 2016-11-15 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0,4808 -110.691 -53 3.441.244
2016-11-15 2016-11-11 4 Sheehan Michael J By Trust CAS Common Stock P - Purchase I 0,5220 100.000 52 100.000
2016-11-14 2016-11-14 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0,4962 -79.339 -39 3.551.935
2016-11-14 2016-11-11 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0,5090 -160.037 -81 3.631.274
2016-11-14 2016-11-10 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0,5313 -139.039 -74 3.791.311
2016-11-14 2016-11-09 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0,5240 -69.650 -36 3.930.350
2016-11-07 2016-11-04 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value S - Sale I 0,1000 -4.630.795 -463 0
2016-11-07 2016-11-04 4 TRAUB KENNETH H CAS Common Stock, $0.01 par value D - Sale to Issuer D -53.990 18.888
2016-11-04 2016-11-04 4 Mellin Jonathan CAS Common Stock G - Gift D 100.000 153.990
2016-11-04 2016-11-04 4 WB & CO CAS Common Stock G - Gift D -100.000 8.759.076
2016-11-04 2016-11-04 4 WB & CO CAS Common Stock P - Purchase D 0,1000 4.630.795 463 8.859.076
2016-10-27 2016-10-25 4 Schwind Paul CAS Stock Option (Right to Buy) A - Award D 0,54 43.100 43.100
2016-09-07 2016-09-02 4 Brownstein Howard Brod CAS Common Stock A - Award D 31.839 31.839
2016-09-07 2016-09-02 4 Young Allan J CAS Common Stock D - Sale to Issuer D -35.323 18.667
2016-08-29 3/A KNOPP RONALD E CAS Common Stock D 5.881
2016-07-29 2016-07-27 4 Burger Richard N CAS Common Stock A - Award D 35.323 35.323
2016-07-29 2016-07-27 4 TRAUB KENNETH H CAS Common Stock A - Award D 35.323 72.878
2016-07-29 2016-07-27 4 Young Allan J CAS Common Stock A - Award D 35.323 53.990
2016-07-29 2016-07-27 4 Sheehan Michael J CAS Common Stock A - Award D 35.323 35.323
2016-07-29 2016-07-27 4 Mellin Jonathan CAS Common Stock A - Award D 35.323 53.990
2016-07-29 2016-07-27 4 Lieberman Pamela Forbes CAS Common Stock A - Award D 35.323 85.340
2016-07-29 2016-07-27 4 MASSE GARY A CAS Common Stock A - Award D 25.232 96.026
2016-07-29 2016-07-27 4 MASSE GARY A CAS Common Stock A - Award D 35.323 70.794
2016-06-03 2016-06-01 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 8.160 4.000.000
2016-03-07 3 Burger Richard N CAS Common Stock, $0.01 par value D 0
2016-03-04 3 LERNER ROBERT L CAS Common Stock, $0.01 par value D 0
2016-02-29 2016-02-25 4 Edgar Marec Elden CAS Employee Stock Option (right to buy) A - Award D 1,98 172.000 172.000
2016-02-29 2016-02-25 4 KNOPP RONALD E CAS Employee Stock Option (right to buy) A - Award D 1,98 152.000 152.000
2016-02-29 2016-02-25 4 Anderson Patrick R. CAS Employee Stock Option (right to buy) A - Award D 1,98 152.000 152.000
2016-02-29 2016-02-25 4 Scheinkman Steven W. CAS Employee Stock Option (right to buy) A - Award D 1,98 727.000 727.000
2016-01-05 2015-12-31 4 KNOPP RONALD E CAS Restricted Stock Units M - Exercise D -2.700 0
2016-01-05 2015-12-31 4 KNOPP RONALD E CAS Common Stock F - Taxes D 1,5900 -839 -1 7.368
2016-01-05 2015-12-31 4 KNOPP RONALD E CAS Common Stock M - Exercise D 2.700 8.207
2016-01-05 2015-12-31 4 Anderson Patrick R. CAS Restricted Stock Units M - Exercise D -2.300 0
2016-01-05 2015-12-31 4 Anderson Patrick R. CAS Common Stock F - Taxes D 1,5900 -715 -1 20.882
2016-01-05 2015-12-31 4 Anderson Patrick R. CAS Common Stock M - Exercise D 2.300 21.597
2016-01-05 2015-12-31 4 GARRETT THOMAS L CAS Restricted Stock Units M - Exercise D -2.900 0
2016-01-05 2015-12-31 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 1,5900 -916 -1 18.443
2016-01-05 2015-12-31 4 GARRETT THOMAS L CAS Common Stock M - Exercise D 2.900 19.359
2015-10-05 2015-10-01 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 5.040 4.000.000
2015-09-30 2015-09-28 4 Schwind Paul CAS Employee Stock Option (right to buy) A - Award D 2,13 10.452 10.452
2015-09-30 2015-09-28 4 Schwind Paul CAS Restricted Stock Units A - Award D 3.658 3.658
2015-09-03 2015-09-01 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 28.373 4.000.000
2015-09-01 2015-08-31 4 Anderson Patrick R. CAS Common Stock P - Purchase D 2,8800 10.000 29 19.297
2015-08-20 2015-08-19 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3,2500 185.693 604 4.000.000
2015-08-20 2015-08-18 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3,2700 314.307 1.028 3.814.307
2015-08-17 2015-08-17 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3,3200 150.000 498 3.500.000
2015-08-13 2015-08-12 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3,4600 4.380 15 23.435
2015-08-13 2015-08-12 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3,4600 2.233 8 42.403
2015-08-13 2015-08-11 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3,4300 5.480 19 19.055
2015-08-13 2015-08-11 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3,4300 2.797 10 40.170
2015-08-12 2015-08-12 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3,5200 100.000 352 3.350.000
2015-08-12 2015-08-11 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3,4400 125.000 430 3.250.000
2015-08-12 2015-08-10 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3,6000 125.400 451 3.125.000
2015-08-11 2015-08-10 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3,3800 230 1 13.575
2015-08-11 2015-08-10 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3,3800 120 0 37.373
2015-08-11 2015-08-07 4 Donnelley Reuben Simpson By Immediate Family CAS Common Stock G - Gift I 14.739 14.739
2015-08-11 2015-08-07 4 Donnelley Reuben Simpson CAS Common Stock G - Gift D -14.739 33.471
2015-08-11 2015-08-07 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 2,9900 7.720 23 13.345
2015-08-11 2015-08-07 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 2,9900 3.940 12 37.253
2015-08-10 2015-08-06 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3,0300 267.293 810 2.999.600
2015-07-28 2015-07-24 4 GARRETT THOMAS L CAS Employee Stock Option (right to buy) A - Award D 3,92 24.216 24.216
2015-07-28 2015-07-24 4 KNOPP RONALD E CAS Employee Stock Option (right to buy) A - Award D 3,92 14.100 14.100
2015-07-28 2015-07-24 4 KNOPP RONALD E CAS Employee Stock Option (right to buy) A - Award D 3,92 36.505 36.505
2015-07-28 2015-07-24 4 Edgar Marec Elden CAS Employee Stock Option (right to buy) A - Award D 3,92 15.900 15.900
2015-07-28 2015-07-24 4 Edgar Marec Elden CAS Employee Stock Option (right to buy) A - Award D 3,92 41.373 41.373
2015-07-28 2015-07-24 4 Anderson Patrick R. CAS Employee Stock Option (right to buy) A - Award D 3,92 14.100 14.100
2015-07-28 2015-07-24 4 Anderson Patrick R. CAS Employee Stock Option (right to buy) A - Award D 3,92 36.505 36.505
2015-07-28 2015-07-24 4 Scheinkman Steven W. CAS Employee Stock Option (right to buy) A - Award D 3,92 50.000 50.000
2015-07-28 2015-07-24 4 Scheinkman Steven W. CAS Employee Stock Option (right to buy) A - Award D 3,92 180.000 180.000
2015-07-28 2015-07-24 4 Scheinkman Steven W. CAS Restricted Stock Units A - Award D 65.000 65.000
2015-06-09 2015-06-09 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 6,0200 55.513 334 2.732.307
2015-06-09 2015-06-08 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 6,0200 39.389 237 2.676.794
2015-06-09 2015-06-05 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 5,9800 42.086 252 2.637.405
2015-06-05 3 Cohen Mark Alexander See Footnotes CAS Common Stock I 5.190.638
2015-06-05 3 Cohen Mark Alexander See Footnotes CAS Common Stock I 5.190.638
2015-06-05 3 Cohen Mark Alexander See Footnotes CAS Common Stock I 5.190.638
2015-06-05 3 Cohen Mark Alexander See Footnotes CAS Common Stock I 5.190.638
2015-04-27 2015-04-23 4 ANDERSON BRIAN P CAS Common Stock A - Award D 18.667 69.894
2015-04-27 2015-04-23 4 Donnelley Reuben Simpson CAS Common Stock A - Award D 18.667 48.210
2015-04-27 2015-04-23 4 Kelly James Dewey CAS Common Stock A - Award D 18.667 38.165
2015-04-27 2015-04-23 4 MASSE GARY A CAS Common Stock A - Award D 18.667 35.471
2015-04-27 2015-04-23 4 Mellin Jonathan CAS Common Stock A - Award D 18.667 18.667
2015-04-27 2015-04-23 4 TRAUB KENNETH H CAS Common Stock A - Award D 18.667 37.555
2015-04-27 2015-04-23 4 Young Allan J CAS Common Stock A - Award D 18.667 18.667
2015-04-27 2015-04-23 4 Lieberman Pamela Forbes CAS Common Stock A - Award D 18.667 50.017
2015-03-19 2015-03-17 4 Keating Terrence J CAS Phantom Stock A - Award D 3,3000 1.919 6 1.919
2015-03-05 2015-03-03 4 Scheinkman Steven W. CAS Common Stock, $0.01 par value P - Purchase D 3,4644 7.500 26 7.500
2015-03-03 2015-03-03 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS 7.0% Convertible Notes due December 15, 2017 P - Purchase I 10,28 1.989.005,0000
2015-03-03 2015-03-02 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS 7.0% Convertible Notes due December 15, 2017 P - Purchase I 10,28 707.195,0000
2015-03-03 2015-02-27 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 3,0275 786.112 2.380 4.630.795
2015-02-27 2015-02-25 4 Edgar Marec Elden CAS Restricted Stock Units A - Award D 11.454 11.454
2015-02-27 2015-02-25 4 LETNICH STEPHEN JAMES CAS Restricted Stock Units A - Award D 18.958 18.958
2015-02-27 2015-02-25 4 KNOPP RONALD E CAS Restricted Stock Units A - Award D 9.147 9.147
2015-02-27 2015-02-25 4 Anderson Patrick R. CAS Restricted Stock Units A - Award D 7.394 7.394
2015-02-27 2015-02-25 4 GARRETT THOMAS L CAS Restricted Stock Units A - Award D 7.914 7.914
2015-02-27 2015-02-26 4 DOLAN SCOTT J CAS Restricted Stock Units A - Award D 69.264 69.264
2015-02-05 2015-01-30 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS 7.0% Convertible Notes due December 15, 2017 P - Purchase I 10,28 87.250,0000
2015-01-30 3 Young Allan J CAS Common Stock, $0.01 par value D 0
2015-01-30 3 Scheinkman Steven W. CAS Common Stock, $0.01 par value D 0
2015-01-30 2015-01-29 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 6,0034 54.733 329 3.844.683
2015-01-30 2015-01-28 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 6,0463 17.694 107 3.789.950
2015-01-26 2015-01-26 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 6,0510 62.600 379 3.772.256
2015-01-26 2015-01-23 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 5,9622 24.300 145 3.709.656
2015-01-26 2015-01-22 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 6,0785 90.673 551 3.685.356
2015-01-21 2015-01-21 4 TRAUB KENNETH H CAS Common Stock, $0.01 par value P - Purchase D 5,9500 10.000 60 18.888
2015-01-21 2015-01-20 4 TRAUB KENNETH H CAS Common Stock, $0.01 par value P - Purchase D 5,7233 1.500 9 8.888
2015-01-21 2015-01-16 4 TRAUB KENNETH H CAS Common Stock, $0.01 par value P - Purchase D 5,8980 3.585 21 7.388
2015-01-21 2015-01-21 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 5,9455 27.800 165 3.594.683
2015-01-21 2015-01-20 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 5,8652 87.676 514 3.566.883
2015-01-21 2015-01-16 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 5,8321 73.616 429 3.479.207
2015-01-07 3 TRAUB KENNETH H CAS Common Stock, $0.01 par value D 7.606
2015-01-07 3 TRAUB KENNETH H CAS Common Stock, $0.01 par value D 7.606
2015-01-05 2015-01-02 4 MCCARTNEY JOHN CAS Phantom Stock A - Award D 8,1300 923 8 923
2015-01-05 2014-12-31 4 GARRETT THOMAS L CAS Restricted Stock Units M - Exercise D -3.700 0
2015-01-05 2014-12-31 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 7,9800 -1.135 -9 16.459
2015-01-05 2014-12-31 4 GARRETT THOMAS L CAS Common Stock M - Exercise D 3.700 17.594
2015-01-05 2014-12-31 4 Anderson Patrick R. CAS Restricted Stock Units M - Exercise D -3.500 0
2015-01-05 2014-12-31 4 Anderson Patrick R. CAS Common Stock F - Taxes D 7,9800 -1.100 -9 9.297
2015-01-05 2014-12-31 4 Anderson Patrick R. CAS Common Stock M - Exercise D 3.500 10.397
2015-01-05 2015-01-02 4 Keating Terrence J CAS Phantom Stock A - Award D 8,1300 923 8 923
2015-01-05 2015-01-02 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 7,8872 28.412 224 3.405.591
2015-01-05 2014-12-31 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 7,9812 57.372 458 3.377.179
2015-01-05 2014-12-31 4 KNOPP RONALD E CAS Restricted Stock Units M - Exercise D -660 0
2015-01-05 2014-12-31 4 KNOPP RONALD E CAS Common Stock F - Taxes D 7,9800 -207 -2 5.507
2015-01-05 2014-12-31 4 KNOPP RONALD E CAS Common Stock M - Exercise D 660 5.714
2014-12-30 3 Raging Capital Master Fund, Ltd. By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value I 6.133.014
2014-12-30 3 Raging Capital Master Fund, Ltd. By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value I 6.133.014
2014-12-30 3 Raging Capital Master Fund, Ltd. By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value I 6.133.014
2014-12-30 3 Raging Capital Master Fund, Ltd. By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value I 6.133.014
2014-12-30 2014-12-30 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 7,6388 252.700 1.930 3.319.807
2014-12-30 2014-12-26 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 7,1720 600 4 3.067.107
2014-12-17 2014-12-15 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 6,9000 13.700 95 181.677
2014-11-12 2014-11-11 4 Bretones-Lopez Jose-Luis CAS Common Stock P - Purchase D 7,3200 1.600 12 1.750
2014-11-12 2014-11-10 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 7,1000 300 2 167.977
2014-11-06 2014-11-04 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 7,0500 14.000 99 167.677
2014-10-16 2014-10-15 4 DOLAN SCOTT J CAS Restricted Stock Units M - Exercise D -19.623 0
2014-10-16 2014-10-15 4 DOLAN SCOTT J CAS Common Stock M - Exercise D 19.623 153.677
2014-10-02 2014-10-01 4 MCCARTNEY JOHN CAS Phantom Stock A - Award D 8,2800 906 8 906
2014-10-02 2014-10-01 4 Keating Terrence J CAS Phantom Stock A - Award D 8,2800 906 8 906
2014-09-15 2014-09-12 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 9,7500 14.900 145 134.054
2014-08-13 2014-08-12 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 9,0000 12.600 113 119.154
2014-08-13 2014-08-11 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 9,0000 13.800 124 106.554
2014-08-13 2014-08-11 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 8,9800 200 2 92.754
2014-08-13 2014-08-12 4 KNOPP RONALD E See Note CAS Common Stock I - Other I 8,9900 8.999 81 8.999
2014-07-02 2014-07-01 4 Keating Terrence J CAS Phantom Stock A - Award D 11,2100 669 8 669
2014-07-02 2014-07-01 4 MCCARTNEY JOHN CAS Phantom Stock A - Award D 11,2100 669 8 669
2014-05-22 3/A KNOPP RONALD E CAS Common Stock D 4.600
2014-05-16 2014-05-16 4 Bretones-Lopez Jose-Luis CAS Common Stock P - Purchase D 12,1600 150 2 150
2014-05-16 2014-05-16 4 HERBERT PATRICK J III CAS Common Stock M - Exercise D 8,5200 7.500 64 53.793
2014-05-06 2014-05-05 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 12,5700 300 4 92.554
2014-05-06 2014-05-02 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 12,8800 23.900 308 92.254
2014-04-25 2014-04-24 4 MASSE GARY A CAS Common Stock A - Award D 4.854 16.804
2014-04-25 2014-04-24 4 Lieberman Pamela Forbes CAS Common Stock A - Award D 4.854 31.350
2014-04-25 2014-04-24 4 Kelly James Dewey CAS Common Stock A - Award D 4.854 19.498
2014-04-25 2014-04-24 4 Keating Terrence J CAS Common Stock A - Award D 4.854 32.904
2014-04-25 2014-04-24 4 Donnelley Reuben Simpson CAS Common Stock A - Award D 4.854 29.543
2014-04-25 2014-04-24 4 ANDERSON BRIAN P CAS Common Stock A - Award D 4.854 51.227
2014-04-25 2014-04-24 4 HERBERT PATRICK J III CAS Common Stock A - Award D 4.854 46.293
2014-04-25 2014-04-24 4 MCCARTNEY JOHN CAS Common Stock A - Award D 4.854 77.623
2014-04-16 2014-04-01 4/A Keating Terrence J CAS Phantom Stock A - Award D 14,7400 509 8 5.264
2014-04-16 2014-04-01 4/A MCCARTNEY JOHN CAS Phantom Stock A - Award D 14,7400 509 8 509
2014-04-03 3 Edgar Marec Elden CAS No securities are beneficially owned. D 0
2014-04-03 2014-04-01 4 Keating Terrence J CAS Phantom Stock A - Award D 14,7400 509 8 5.264
2014-04-03 2014-04-01 4 Edgar Marec Elden CAS Restricted Stock Units A - Award D 5.088 5.088
2014-04-03 2014-04-01 4 Edgar Marec Elden CAS Restricted Stock Units A - Award D 4.937 4.937
2014-04-03 2014-04-01 4 MCCARTNEY JOHN CAS Phantom Stock A - Award D 14,7400 509 8 509
2014-03-27 2014-03-24 4 GARRETT THOMAS L CAS Restricted Stock Units A - Award D 3.374 3.374
2014-03-26 2014-03-24 4 KNOPP RONALD E CAS Restricted Stock Units A - Award D 3.632 3.632
2014-03-26 2014-03-24 4 Anderson Patrick R. CAS Restricted Stock Units A - Award D 3.002 3.002
2014-03-26 2014-03-24 4 GLYNN KEVIN H CAS Restricted Stock Units A - Award D 4.022 4.022
2014-03-26 2014-03-24 4 Scharm Anne CAS Restricted Stock Units A - Award D 3.995 3.995
2014-03-26 2014-03-24 4 Stephens Scott F CAS Restricted Stock Units A - Award D 10.147 10.147
2014-03-26 2014-03-24 4 DOLAN SCOTT J CAS Restricted Stock Unit A - Award D 29.979 29.979
2014-03-26 2014-03-24 4 LETNICH STEPHEN JAMES CAS Restricted Stock Units A - Award D 8.118 8.118
2014-03-26 2014-03-24 4 Bretones-Lopez Jose-Luis CAS Restricted Stock Units A - Award D 3.891 3.891
2014-03-17 2014-03-13 4 GARRETT THOMAS L See Note CAS Common Stock I - Other I 14,4200 -2.058 -30 6.175
2014-02-28 2014-02-26 4 Anderson Patrick R. CAS Common Stock F - Taxes D 13,8700 -474 -7 6.897
2014-02-28 2014-02-26 4 Anderson Patrick R. CAS Common Stock A - Award D 1.260 7.371
2014-02-28 2014-02-26 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 13,8700 -487 -7 13.894
2014-02-28 2014-02-26 4 GARRETT THOMAS L CAS Common Stock A - Award D 1.320 14.381
2014-02-28 2014-02-26 4 GLYNN KEVIN H CAS Common Stock F - Taxes D 13,8700 -711 -10 3.373
2014-02-28 2014-02-26 4 GLYNN KEVIN H CAS Common Stock A - Award D 1.890 4.084
2014-02-28 2014-02-26 4 KNOPP RONALD E CAS Common Stock F - Taxes D 13,8700 -96 -1 454
2014-02-28 2014-02-26 4 KNOPP RONALD E CAS Common Stock A - Award D 255 550
2014-02-28 2014-02-26 4 Scharm Anne CAS Common Stock F - Taxes D 13,8700 -80 -1 373
2014-02-28 2014-02-26 4 Scharm Anne CAS Common Stock A - Award D 213 453
2014-02-28 2014-02-26 4 Stephens Scott F CAS Common Stock F - Taxes D 13,8700 -2.021 -28 48.683
2014-02-28 2014-02-26 4 Stephens Scott F CAS Common Stock A - Award D 5.370 50.704
2014-02-28 2014-02-27 4 DOLAN SCOTT J CAS Common Stock A - Award D 9.469 68.354
2014-01-22 2013-05-28 5 Stephens Scott F CAS Common Stock S - Sale D 17,9500 -1.000 -18 45.334
2014-01-03 2014-01-02 4 Keating Terrence J CAS Phantom Stock A - Award D 14,6100 513 8 4.755
2014-01-02 2013-12-31 4 Anderson Patrick R. CAS Restricted Stock Units M - Exercise D -2.100 0
2014-01-02 2013-12-31 4 Anderson Patrick R. CAS Common Stock F - Taxes D 14,7700 -660 -10 6.112
2014-01-02 2013-12-31 4 Anderson Patrick R. CAS Common Stock M - Exercise D 2.100 6.772
2014-01-02 2013-12-31 4 GARRETT THOMAS L CAS Restricted Stock Units M - Exercise D -2.200 0
2014-01-02 2013-12-31 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 14,7700 -677 -10 13.061
2014-01-02 2013-12-31 4 GARRETT THOMAS L CAS Common Stock M - Exercise D 2.200 13.738
2014-01-02 2013-12-31 4 GLYNN KEVIN H CAS Restricted Stock Units M - Exercise D -3.200 0
2014-01-02 2013-12-31 4 GLYNN KEVIN H CAS Common Stock F - Taxes D 14,7700 -1.006 -15 2.194
2014-01-02 2013-12-31 4 GLYNN KEVIN H CAS Common Stock M - Exercise D 3.200 3.200
2014-01-02 2013-12-31 4 KNOPP RONALD E CAS Restricted Stock Units M - Exercise D -430 0
2014-01-02 2013-12-31 4 KNOPP RONALD E CAS Common Stock F - Taxes D 14,7700 -135 -2 295
2014-01-02 2013-12-31 4 KNOPP RONALD E CAS Common Stock M - Exercise D 430 430
2014-01-02 2013-12-31 4 PERNA ROBERT J CAS Restricted Stock Units M - Exercise D -5.000 0
2014-01-02 2013-12-31 4 PERNA ROBERT J CAS Common Stock F - Taxes D 14,7700 -1.572 -23 27.169
2014-01-02 2013-12-31 4 PERNA ROBERT J CAS Common Stock M - Exercise D 5.000 28.741
2014-01-02 2013-12-31 4 Scharm Anne CAS Restricted Stock Units M - Exercise D -350 0
2014-01-02 2013-12-31 4 Scharm Anne CAS Common Stock F - Taxes D 14,7700 -110 -2 240
2014-01-02 2013-12-31 4 Scharm Anne CAS Common Stock M - Exercise D 350 350
2014-01-02 2013-12-31 4 Stephens Scott F CAS Restricted Stock Units M - Exercise D -8.900 0
2014-01-02 2013-12-31 4 Stephens Scott F CAS Common Stock F - Taxes D 14,7700 -2.799 -41 46.334
2014-01-02 2013-12-31 4 Stephens Scott F CAS Common Stock M - Exercise D 8.900 49.133
2013-12-09 2013-12-06 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 13,7300 14.900 205 58.885
2013-11-20 2013-11-19 4 PERNA ROBERT J CAS Employee Stock Option (right to buy) M - Exercise D 12,79 -6.590 0
2013-11-20 2013-11-19 4 PERNA ROBERT J CAS Common Stock S - Sale D 14,0900 -5.480 -77 23.741
2013-11-20 2013-11-19 4 PERNA ROBERT J CAS Common Stock M - Exercise D 12,7900 6.590 84 29.221
2013-11-20 2013-11-18 4 PERNA ROBERT J CAS Employee Stock Option (right to buy) M - Exercise D 12,79 -6.610 6.590
2013-11-20 2013-11-18 4 PERNA ROBERT J CAS Common Stock S - Sale D 14,2900 -6.610 -94 22.631
2013-11-20 2013-11-18 4 PERNA ROBERT J CAS Common Stock M - Exercise D 12,7900 6.610 85 29.241
2013-11-05 2013-11-05 4 GARRETT THOMAS L CAS Common Stock S - Sale D 15,3400 -2.500 -38 11.538
2013-11-04 2013-11-01 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 14,3300 7.650 110 43.985
2013-10-16 2013-10-15 4 DOLAN SCOTT J CAS Restricted Stock Units M - Exercise D -19.623 0
2013-10-16 2013-10-15 4 DOLAN SCOTT J CAS Common Stock M - Exercise D 19.623 36.335
2013-10-02 2013-10-01 4 Keating Terrence J CAS Phantom Stock A - Award D 16,3600 458 8 4.242
2013-08-22 2013-08-21 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 16,4700 4.500 74 16.712
2013-08-22 2013-08-21 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 16,4800 100 2 12.212
2013-08-21 2013-08-20 4 ANDERSON BRIAN P CAS Common Stock P - Purchase D 16,3600 15.142 248 46.373
2013-07-26 2013-07-24 4 LETNICH STEPHEN JAMES CAS Restricted Stock Units A - Award D 5.900 5.900
2013-07-26 2013-07-24 4 LETNICH STEPHEN JAMES CAS Restricted Stock Units A - Award D 6.281 6.281
2013-07-26 2013-07-24 4 KNOPP RONALD E CAS Restricted Stock Units A - Award D 2.200 2.700
2013-07-02 2013-07-01 4 Keating Terrence J CAS Phantom Stock A - Award D 15,7400 476 7 3.784
2013-06-25 3 FOM Corp CAS No securities beneficially owned. D 0
2013-06-17 2013-06-14 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 17,0100 4.700 80 12.112
2013-05-16 2013-05-15 4 GARRETT THOMAS L CAS Common Stock S - Sale D 18,1500 -1.500 -27 14.038
2013-05-13 2013-05-10 4 Donnelley Reuben Simpson CAS Common Stock S - Sale D 18,6000 -100 -2 24.689
2013-05-13 2013-05-10 4 Donnelley Reuben Simpson CAS Common Stock S - Sale D 18,5600 -3.800 -71 24.789
2013-05-13 2013-05-09 4 Donnelley Reuben Simpson CAS Common Stock S - Sale D 18,3200 -3.700 -68 28.589
2013-04-29 2013-04-25 4 Donnelley Reuben Simpson CAS Common Stock A - Award D 4.146 32.289
2013-04-29 2013-04-25 4 ANDERSON BRIAN P CAS Common Stock A - Award D 7.108 31.231
2013-04-29 2013-04-25 4 Drake Ann M CAS Common Stock A - Award D 4.146 26.496
2013-04-29 2013-04-25 4 HERBERT PATRICK J III CAS Common Stock A - Award D 4.146 39.366
2013-04-29 2013-04-25 4 Kelly James Dewey CAS Common Stock A - Award D 4.146 14.644
2013-04-29 2013-04-25 4 Keating Terrence J CAS Common Stock A - Award D 4.146 28.050
2013-04-29 2013-04-25 4 Lieberman Pamela Forbes CAS Common Stock A - Award D 4.146 26.496
2013-04-29 2013-04-25 4 MASSE GARY A CAS Common Stock A - Award D 4.146 11.950
2013-04-29 2013-04-25 4 MCCARTNEY JOHN CAS Common Stock A - Award D 4.146 72.769
2013-04-02 2013-04-01 4 Keating Terrence J CAS Phantom Stock A - Award D 17,2600 435 7 3.307
2013-03-18 2013-03-15 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 17,1800 6.000 103 7.412
2013-03-08 2013-03-06 4 Anderson Patrick R. CAS Restricted Stock Units A - Award D 2.300 2.300
2013-03-08 2013-03-06 4 Anderson Patrick R. CAS Performance Share Unit M - Exercise D -1.852 0
2013-03-08 2013-03-06 4 Anderson Patrick R. CAS Common Stock F - Taxes D 16,2900 -697 -11 4.660
2013-03-08 2013-03-06 4 Anderson Patrick R. CAS Common Stock M - Exercise D 1.852 5.357
2013-03-08 2013-03-06 4 Bretones-Lopez Jose-Luis CAS Restricted Stock Units A - Award D 3.400 3.400
2013-03-08 2013-03-06 4 Bretones-Lopez Jose-Luis CAS Restricted Stock Units A - Award D 4.298 4.298
2013-03-08 2013-03-06 4 GARRETT THOMAS L CAS Restricted Stock Units A - Award D 2.900 2.900
2013-03-08 2013-03-06 4 GARRETT THOMAS L CAS Performance Share Units M - Exercise D -2.370 0
2013-03-08 2013-03-06 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 16,2900 -874 -14 15.538
2013-03-08 2013-03-06 4 GARRETT THOMAS L CAS Common Stock M - Exercise D 2.370 16.412
2013-03-08 2013-03-06 4 GARRETT THOMAS L CAS Common Stock S - Sale D 16,1900 -1.500 -24 14.042
2013-03-08 2013-03-06 4 GLYNN KEVIN H CAS Restricted Stock Units A - Award D 3.400 3.400
2013-03-08 2013-03-06 4 PERNA ROBERT J CAS Restricted Stock Units A - Award D 5.700 5.700
2013-03-08 2013-03-06 4 PERNA ROBERT J CAS Performance Share Unit M - Exercise D -5.000 0
2013-03-08 2013-03-06 4 PERNA ROBERT J CAS Common Stock F - Taxes D 16,2900 -1.782 -29 22.631
2013-03-08 2013-03-06 4 PERNA ROBERT J CAS Common Stock M - Exercise D 5.000 24.413
2013-03-08 2013-03-06 4 Scharm Anne CAS Restricted Stock Units A - Award D 3.300 3.300
2013-03-08 2013-03-06 4 Stephens Scott F CAS Restricted Stock Units A - Award D 9.600 9.600
2013-03-08 2013-03-06 4 Stephens Scott F CAS Performance Share Unit M - Exercise D -9.704 0
2013-03-08 2013-03-06 4 Stephens Scott F CAS Common Stock F - Taxes D 16,2900 -3.192 -52 40.233
2013-03-08 2013-03-06 4 Stephens Scott F CAS Common Stock M - Exercise D 9.704 43.425
2013-03-08 2013-03-06 4 Tiffany Blain CAS Restricted Stock Units A - Award D 8.400 8.400
2013-03-08 2013-03-06 4 Tiffany Blain CAS Performance Share Units M - Exercise D -6.630 0
2013-03-08 2013-03-06 4 Tiffany Blain CAS Common Stock F - Taxes D 16,2900 -2.824 -46 36.860
2013-03-08 2013-03-06 4 Tiffany Blain CAS Common Stock M - Exercise D 6.630 39.684
2013-03-08 2013-03-07 4 DOLAN SCOTT J CAS Restricted Stock Units A - Award D 26.000 26.000
2013-03-08 2013-03-07 4 DOLAN SCOTT J CAS Performance Share Units M - Exercise D -2.059 0
2013-03-08 2013-03-07 4 DOLAN SCOTT J CAS Common Stock F - Taxes D 16,2900 -647 -11 1.412
2013-03-08 2013-03-07 4 DOLAN SCOTT J CAS Common Stock M - Exercise D 2.059 2.059
2013-02-05 2012-12-27 5 Donnelley Reuben Simpson See Note CAS Common Stock G - Gift I 16.000 33.313
2013-02-05 2012-12-20 5 Donnelley Reuben Simpson See Note CAS Common Stock G - Gift I 7.046 17.313
2013-01-17 2013-01-16 4 Sorensen Paul Coursey CAS Restricted Stock Units M - Exercise D -8.257 0
2013-01-17 2013-01-16 4 Sorensen Paul Coursey CAS Common Stock M - Exercise D 8.257 8.257
2013-01-03 2013-01-02 4 Keating Terrence J CAS Phantom Stock A - Award D 15,0000 500 8 2.873
2013-01-02 2012-12-31 4 GARRETT THOMAS L CAS Restricted Stock Units M - Exercise D -3.200 0
2013-01-02 2012-12-31 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 14,7700 -985 -15 15.542
2013-01-02 2012-12-31 4 GARRETT THOMAS L CAS Common Stock M - Exercise D 14,7700 3.200 47 16.527
2013-01-02 2012-12-31 4 Anderson Patrick R. CAS Restricted Stock Units M - Exercise D -2.500 0
2013-01-02 2012-12-31 4 Anderson Patrick R. CAS Common Stock F - Taxes D 14,7700 -786 -12 3.441
2013-01-02 2012-12-31 4 Anderson Patrick R. CAS Common Stock M - Exercise D 14,7700 2.500 37 4.227
2013-01-02 2012-12-31 4 PERNA ROBERT J CAS Restricted Stock Units M - Exercise D -6.750 0
2013-01-02 2012-12-31 4 PERNA ROBERT J CAS Common Stock F - Taxes D 14,7700 -2.122 -31 19.413
2013-01-02 2012-12-31 4 PERNA ROBERT J CAS Common Stock M - Exercise D 14,7700 6.750 100 21.535
2013-01-02 2012-12-31 4 Stephens Scott F CAS Restricted Stock Units M - Exercise D -13.100 0
2013-01-02 2012-12-31 4 Stephens Scott F CAS Common Stock F - Taxes D 14,7700 -4.119 -61 33.678
2013-01-02 2012-12-31 4 Stephens Scott F CAS Common Stock M - Exercise D 14,7700 13.100 193 37.798
2013-01-02 2012-12-31 4 Tiffany Blain CAS Restricted Stock Units M - Exercise D -8.950 0
2013-01-02 2012-12-31 4 Tiffany Blain CAS Common Stock F - Taxes D 14,7700 -3.709 -55 33.054
2013-01-02 2012-12-31 4 Tiffany Blain CAS Common Stock M - Exercise D 14,7700 8.950 132 36.763
2012-10-17 2012-10-15 4 DOLAN SCOTT J CAS Performance Share Unit A - Award D 2.779 2.779
2012-10-17 2012-10-15 4 DOLAN SCOTT J CAS Restricted Stock Units A - Award D 78.492 78.492
2012-08-08 2012-08-07 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 7,9900 1.500 12 28.143
2012-08-08 2012-08-07 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 7,8900 1.000 8 26.643
2012-08-08 2012-08-07 4 MASSE GARY A CAS Common Stock P - Purchase D 7,8700 2.000 16 7.804
2012-07-30 2012-07-26 4 Sorensen Paul Coursey CAS Restricted Stock Units A - Award D 8.257 8.257
2012-06-18 2012-06-14 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 9,7600 2.500 24 25.643
2012-06-04 2012-06-01 4 HERBERT PATRICK J III CAS Employee Stock Option (right to buy) M - Exercise D 10,35 -5.000 0
2012-06-04 2012-06-01 4 HERBERT PATRICK J III CAS Common Stock S - Sale D 10,8300 -4.822 -52 35.220
2012-06-04 2012-06-01 4 HERBERT PATRICK J III CAS Common Stock M - Exercise D 10,3500 5.000 52 40.042
2012-05-16 2012-05-14 4 Tiffany Blain CAS Common Stock A - Award D 4.945 27.813
2012-05-16 2012-05-14 4 PERNA ROBERT J CAS Common Stock A - Award D 3.956 14.785
2012-05-16 2012-05-14 4 CALLAN JAMES CAS Common Stock A - Award D 3.956 3.956
2012-05-14 2012-05-10 4 Stephens Scott F CAS Common Stock A - Award D 7.994 24.349
2012-04-27 2012-04-26 4 ANDERSON BRIAN P CAS Common Stock A - Award D 5.804 24.123
2012-04-27 2012-04-26 4 Donnelley Reuben Simpson CAS Common Stock A - Award D 5.804 23.143
2012-04-27 2012-04-26 4 Drake Ann M CAS Common Stock A - Award D 5.804 22.350
2012-04-27 2012-04-26 4 HERBERT PATRICK J III CAS Common Stock A - Award D 5.804 35.042
2012-04-27 2012-04-26 4 Keating Terrence J CAS Common Stock A - Award D 5.804 23.904
2012-04-27 2012-04-26 4 Kelly James Dewey CAS Common Stock A - Award D 5.804 10.498
2012-04-27 2012-04-26 4 Lieberman Pamela Forbes CAS Common Stock A - Award D 5.804 22.350
2012-04-27 2012-04-26 4 MASSE GARY A CAS Common Stock A - Award D 5.804 5.804
2012-04-27 2012-04-26 4 MCCARTNEY JOHN CAS Common Stock A - Award D 5.804 68.623
2012-03-19 2012-03-15 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 10,8900 100 1 17.339
2012-03-19 2012-03-12 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 10,4600 500 5 17.239
2012-03-19 2012-03-08 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 10,1500 2.000 20 16.739
2012-03-09 2012-03-08 4 GOLDBERG MICHAEL H CAS Restricted Stock Units A - Award D 38.000 38.000
2012-03-09 2012-03-07 4 Stephens Scott F CAS Restricted Stock Units A - Award D 15.400 15.400
2012-03-09 2012-03-07 4 Anderson Patrick R. CAS Restricted Stock Units A - Award D 3.500 3.500
2012-03-09 2012-03-07 4 BIEMER ALBERT J CAS Restricted Stock Units A - Award D 2.900 2.900
2012-03-09 2012-03-07 4 CALLAN JAMES CAS Restricted Stock Units A - Award D 6.100 6.100
2012-03-09 2012-03-07 4 Coughlin Kevin CAS Restricted Stock Units A - Award D 2.800 2.800
2012-03-09 2012-03-07 4 GARRETT THOMAS L CAS Restricted Stock Units A - Award D 3.700 3.700
2012-03-09 2012-03-07 4 GLYNN KEVIN H CAS Restricted Stock Units A - Award D 5.100 5.100
2012-03-09 2012-03-07 4 Jones Nicholas CAS Restricted Stock Units A - Award D 7.800 7.800
2012-03-09 2012-03-07 4 PERNA ROBERT J CAS Restricted Stock Units A - Award D 8.700 8.700
2012-03-09 2012-03-07 4 Tiffany Blain CAS Restricted Stock Units A - Award D 9.300 9.300
2012-01-04 2011-12-31 4 HOOKS STEPHEN V CAS Restricted Stock Units M - Exercise D -9.150 0
2012-01-04 2011-12-31 4 HOOKS STEPHEN V CAS Common Stock F - Taxes D 9,4600 -2.877 -27 66.986
2012-01-04 2011-12-31 4 HOOKS STEPHEN V CAS Common Stock M - Exercise D 9.150 69.863
2012-01-04 2011-12-31 4 HOOKS STEPHEN V CAS Common Stock F - Taxes D 9,4600 -3.962 -37 60.713
2012-01-04 2011-12-31 4 Anderson Patrick R. CAS Common Stock F - Taxes D 9,4600 -629 -6 1.694
2012-01-04 2011-12-31 4 BIEMER ALBERT J CAS Common Stock F - Taxes D 9,4600 -817 -8 1.783
2012-01-04 2011-12-31 4 Fitzpatrick Kevin P CAS Common Stock F - Taxes D 9,4600 -1.446 -14 8.351
2012-01-04 2011-12-31 4 Coughlin Kevin CAS Common Stock F - Taxes D 9,4600 -817 -8 11.305
2012-01-04 2011-12-31 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 9,4600 -1.509 -14 13.327
2012-01-04 2011-12-31 4 GOLDBERG MICHAEL H CAS Common Stock F - Taxes D 9,4600 -8.177 -77 96.297
2012-01-04 2011-12-31 4 PERNA ROBERT J CAS Common Stock F - Taxes D 9,4600 -1.446 -14 10.829
2012-01-04 2011-12-31 4 Tiffany Blain CAS Common Stock F - Taxes D 9,4600 -1.666 -16 22.868
P
Acquisto sul mercato aperto o privato di un titolo non derivato o derivato
S
Vendita sul mercato aperto o privato di un titolo non derivato o derivato
A
Concessione, assegnazione o altra acquisizione di titoli dall'azienda (ad esempio un'opzione)
C
Conversione di un derivato
D
Vendita o trasferimento di titoli alla società
F
Pagamento del prezzo di esercizio o del debito fiscale con la quota di titoli ricevuta dalla società
G
Regalo di titoli da parte o a favore dell'insider
K
Equity swap e operazioni di copertura analoghe
M
Esercizio o conversione di un titolo derivato ricevuto dall'azienda (ad esempio un'opzione)
V
Una transazione dichiarata volontariamente sul modulo 4
J
Altro (accompagnato da una nota a piè di pagina che descriva l'operazione)
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