SGAMY / Sega Sammy Holdings Inc. - Depositary Receipt (Common Stock) - Depositi SEC, Relazione annuale, dichiarazione di delega

Sega Sammy Holdings Inc. - Depositary Receipt (Common Stock)
US ˙ OTCPK ˙ US8157941027

Statistiche di base
LEI 5493006B6WMKNQ8QNP51
CIK 1304885
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sega Sammy Holdings Inc. - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
November 22, 2013 F-6EF

- FORM F-6

As filed with the Securities and Exchange Commission on November 22, 2013 Registration No.

November 22, 2013 EX-4

Emmet, Marvin & Martin, LLP Counsellors at Law 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730

Writer’s Direct Dial EXHIBIT 4 Emmet, Marvin & Martin, LLP Counsellors at Law 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.

November 22, 2013 EX-1

SEGA SAMMY HOLDINGS INC. SAMMY CORPORATION SEGA CORPORATION THE BANK OF NEW YORK

SEGA SAMMY HOLDINGS INC. AND SAMMY CORPORATION AND SEGA CORPORATION AND THE BANK OF NEW YORK As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY RECEIPTS Amended and Restated Deposit Agreement Dated as of October 1, 2004 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS. SECTION 1.1 American Depositary Shares. SECTION 1.2 Article; Section. SECTION 1.3 Commission. SECTION 1.4 Custodian. SECTION 1.5

June 7, 2011 EX-99.I.4

(English Language Translation)

Exhibit I-4 (English Language Translation) This share exchange is made for the securities of a Japanese company.

June 7, 2011 EX-99.I.5

(English Language Translation)

Exhibit I-5 (English Language Translation) This share exchange is made for the securities of a Japanese company.

June 7, 2011 CB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 1)

CB/A 1 dcba.htm FORM CB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 1) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (

May 16, 2011 EX-99.I.2

(English Language Translation) This share exchange is made for the securities of a Japanese company. The share exchange is subject to disclosure requirements of Japan that are different from those of the United States. Financial statements included i

Exhibit I-2 (English Language Translation) This share exchange is made for the securities of a Japanese company.

May 16, 2011 F-X

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): SEGA SAMMY HOLDINGS INC. B. (1) This is [check one]: x an original filing for the Filer ? an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regu

May 16, 2011 EX-99.I.1

(English Language Translation) This share exchange is made for the securities of a Japanese company. The share exchange is subject to disclosure requirements of Japan that are different from those of the United States. Financial statements included i

Exhibit I-1 (English Language Translation) This share exchange is made for the securities of a Japanese company.

May 16, 2011 EX-99.II.1

(English Language Summary)

Exhibit II-1 (English Language Summary) Extraordinary Report of TAIYO ELEC Co., Ltd., dated May 13, 2011 A fair and accurate summary of the material provisions of the above-mentioned foreign language document is included in the press release of SEGA SAMMY HOLDINGS INC., Sammy Corporation and TAIYO ELEC Co., Ltd. entitled ?Notice Concerning the Conversion of TAIYO ELEC Co., Ltd. into a Wholly Owned

May 16, 2011 CB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ? Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) ? Exchange Act Rule 14d

May 16, 2011 EX-99.I.3

(English Language Translation) This share exchange is made for the securities of a Japanese company. The share exchange is subject to disclosure requirements of Japan that are different from those of the United States. Financial statements included i

Exhibit I-3 (English Language Translation) This share exchange is made for the securities of a Japanese company.

October 13, 2010 EX-99.I.3

(English Language Translation)

Exhibit I-3 (English Language Translation) This share exchange is made for the securities of a Japanese company.

October 13, 2010 CB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 2)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 2) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) o Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer T

October 13, 2010 CB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 2)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 2) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) o Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer T

October 13, 2010 EX-99.I.3

(English Language Translation)

Exhibit I-3 (English Language Translation) This share exchange is made for the securities of a Japanese company.

October 13, 2010 CB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 2)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 2) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) o Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer T

October 13, 2010 EX-99.I.3

(English Language Translation)

Exhibit I-3 (English Language Translation) This share exchange is made for the securities of a Japanese company.

August 31, 2010 EX-99.I.2

(English Language Translation)

Exhibit I-2 (English Language Translation) This share exchange is made for the securities of a Japanese company.

August 31, 2010 CB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No.1)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No.1) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) o Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer Te

August 31, 2010 CB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No.1)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No.1) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) o Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer Te

August 31, 2010 EX-99.I.2

(English Language Translation)

EX-99.I.2 2 k02442exv99wiw2.htm EX-99.I.2 Exhibit I-2 (English Language Translation) This share exchange is made for the securities of a Japanese company. The share exchange is subject to disclosure requirements of Japan that are different from those of the United States. Financial statements included in the document, if any, have been prepared in accordance with foreign accounting standards that

August 31, 2010 EX-99.I.2

(English Language Translation)

Exhibit I-2 (English Language Translation) This share exchange is made for the securities of a Japanese company.

August 31, 2010 CB/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No.1)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No.1) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) o Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer Te

August 30, 2010 EX-99.II.1

(English Language Summary)

Exhibit II-1 (English Language Summary) Extraordinary Report of TMS Entertainment, Ltd.

August 30, 2010 F-X

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): Sega Sammy Holdings Inc. B. (1 ) This is [check one]: þ an orig

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): Sega Sammy Holdings Inc. B. (1 ) This is [check one]: ? an original filing for the Filer o an amended filing for the Filer (2 ) Check the following box if you are filing the Form F-X in paper in accordance with Re

August 30, 2010 EX-99.I.1

(English Language Translation)

Exhibit I-1 (English Language Translation) This share exchange is made for the securities of a Japanese company.

August 30, 2010 EX-99.I.1

(English Language Translation)

Exhibit I-1 (English Language Translation) This share exchange is made for the securities of a Japanese company.

August 30, 2010 CB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) o Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) o Exc

August 30, 2010 F-X

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): Sega Sammy Holdings Inc. B. (1 ) This is [check one]: þ an orig

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): Sega Sammy Holdings Inc. B. (1 ) This is [check one]: ? an original filing for the Filer o an amended filing for the Filer (2 ) Check the following box if you are filing the Form F-X in paper in accordance with Re

August 30, 2010 EX-99.II.1

(English Language Summary)

Exhibit II-1 (English Language Summary) Extraordinary Report of Sega Toys Co., Ltd., dated August 27, 2010 A fair and accurate summary of the material provisions of the above-mentioned foreign language document is included in the press release of Sega Sammy Holdings Inc., Sammy NetWorks Co., Ltd., Sega Toys Co., Ltd. and TMS Entertainment, Ltd. entitled ?Notice Concerning Exchange of Shares to Con

August 30, 2010 CB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) o Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) o Exc

August 30, 2010 F-X

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): Sega Sammy Holdings Inc. B. (1 ) This is [check one]: þ an orig

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): Sega Sammy Holdings Inc. B. (1 ) This is [check one]: ? an original filing for the Filer o an amended filing for the Filer (2 ) Check the following box if you are filing the Form F-X in paper in accordance with Re

August 30, 2010 EX-99.I.1

(English Language Translation)

Exhibit I-1 (English Language Translation) This share exchange is made for the securities of a Japanese company.

August 30, 2010 CB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) o Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) o Exc

August 30, 2010 EX-99.II.1

(English Language Summary)

Exhibit II-1 (English Language Summary) Extraordinary Report of Sammy NetWorks Co.

January 8, 2010 EX-1

THE BANK OF NEW YORK AMERICAN DEPOSITARY RECEIPT FOR SHARES OF COMMON STOCK SEGA SAMMY HOLDINGS INC. (INCORPORATED UNDER THE LAWS OF JAPAN)

Exhibit A to Deposit Agreement UPON SURRENDER OF THIS RECEIPT, AS A RESULT OF, AND TO THE EXTENT REQUIRED BY, THE OPERATION OF THE JAPANESE COMMERCIAL CODE, THE DEPOSITARY WILL EFFECT THE DELIVERY TO THE OWNER HEREOF, OF SHARES OF SEGA SAMMY HOLDINGS INC.

January 8, 2010 EX-4

EMMET, MARVIN & MARTIN, LLP

Writer?s Direct Dial EXHIBIT 4 EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.

January 8, 2010 EX-1

SEGA SAMMY HOLDINGS INC. SAMMY CORPORATION SEGA CORPORATION THE BANK OF NEW YORK

SEGA SAMMY HOLDINGS INC. AND SAMMY CORPORATION AND SEGA CORPORATION AND THE BANK OF NEW YORK As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY RECEIPTS Amended and Restated Deposit Agreement Dated as of October 1, 2004 # TABLE OF CONTENTS SECTION 1.1 American Depositary Shares. SECTION 1.2 Article; Section. SECTION 1.3 Commission. SECTION 1.4 Custodian. SECTION 1.5 Deposit Agreement. SEC

January 8, 2010 F-6EF

As filed with the Securities and Exchange Commission on January 8, 2010

As filed with the Securities and Exchange Commission on January 8, 2010 Registration No.

October 30, 2007 F-6EF

As filed with the Securities and Exchange Commission on October 30, 2007

As filed with the Securities and Exchange Commission on October 30, 2007 Registration No.

October 30, 2007 EX-1

SEGA SAMMY HOLDINGS INC. SAMMY CORPORATION SEGA CORPORATION THE BANK OF NEW YORK

SEGA SAMMY HOLDINGS INC. AND SAMMY CORPORATION AND SEGA CORPORATION AND THE BANK OF NEW YORK As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY RECEIPTS Amended and Restated Deposit Agreement Dated as of October 1, 2004 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS. SECTION 1.1 American Depositary Shares. SECTION 1.2 Article; Section. SECTION 1.3 Commission. SECTION 1.4 Custodian. SECTION 1.5

October 30, 2007 EX-1

THE BANK OF NEW YORK AMERICAN DEPOSITARY RECEIPT FOR SHARES OF COMMON STOCK SEGA SAMMY HOLDINGS INC. (INCORPORATED UNDER THE LAWS OF JAPAN)

EX-1 3 receiptbnysegasammy.htm EX A TO EX 1 FORM OF DEP AGMT Exhibit A to Deposit Agreement UPON SURRENDER OF THIS RECEIPT, AS A RESULT OF, AND TO THE EXTENT REQUIRED BY, THE OPERATION OF THE JAPANESE COMMERCIAL CODE, THE DEPOSITARY WILL EFFECT THE DELIVERY TO THE OWNER HEREOF, OF SHARES OF SEGA SAMMY HOLDINGS INC. REPRESENTED BY THE AMERICAN DEPOSITARY SHARES EVIDENCED HEREBY ONLY IN 100 SHARES (

October 30, 2007 EX-4

EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730

Exhibit 4 Writer?s Direct Dial EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.

October 1, 2004 EX-1

THE BANK OF NEW YORK AMERICAN DEPOSITARY RECEIPT FOR SHARES OF COMMON STOCK SEGA SAMMY HOLDINGS INC. (INCORPORATED UNDER THE LAWS OF JAPAN)

Exhibit A to Deposit Agreement UPON SURRENDER OF THIS RECEIPT, AS A RESULT OF, AND TO THE EXTENT REQUIRED BY, THE OPERATION OF THE JAPANESE COMMERCIAL CODE, THE DEPOSITARY WILL EFFECT THE DELIVERY TO THE OWNER HEREOF, OF SHARES OF SEGA SAMMY HOLDINGS INC.

October 1, 2004 EX-1

SEGA SAMMY HOLDINGS INC. SAMMY CORPORATION SEGA CORPORATION THE BANK OF NEW YORK

dep-c-plus SEGA SAMMY HOLDINGS INC. AND SAMMY CORPORATION AND SEGA CORPORATION AND THE BANK OF NEW YORK As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY RECEIPTS Amended and Restated Deposit Agreement Dated as of , 2004 AMENDED AND RESTATED DEPOSIT AGREEMENT AMENDED AND RESTATED DEPOSIT AGREEMENT dated as of , 2004 among SEGA SAMMY HOLDINGS INC., incorporated under the laws of Japan (he

October 1, 2004 EX-4

EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW

spon-opin Exhibit 4 EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW WRITER’S DIRECT DIAL 120 BROADWAY NEW YORK, NEW YORK 10271 (212) 238-3000 FAX: (212) 238-3100 http://www.

October 1, 2004 F-6

As filed with the Securities and Exchange Commission on October 1, 2004

f-6-466 As filed with the Securities and Exchange Commission on October 1, 2004 Registration No.

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