RLOG Depositi SEC - Rand Logistics, Inc.- Relazione annuale, dichiarazione di delega, prospetto informativo

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Rand Logistics, Inc.

SEC Filings (Chronological Order)

Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.

March 9, 2018	15-12G	RLOG / Rand Logistics, Inc. 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-33345 Rand Logistics, Inc. (Exact name of registrant as specified in it
March 1, 2018	S-8 POS	RLOG / Rand Logistics, Inc. S-8 POS As filed with the Securities and Exchange Commission on March 1, 2018 Registration No.
March 1, 2018	POS AM	RLOG / Rand Logistics, Inc. POS AM As filed with the Securities and Exchange Commission on March 1, 2018 Registration No.
March 1, 2018	POS AM	RLOG / Rand Logistics, Inc. POS AM As filed with the Securities and Exchange Commission on March 1, 2018 Registration No.
March 1, 2018	POS AM	RLOG / Rand Logistics, Inc. POS AM As filed with the Securities and Exchange Commission on March 1, 2018 Registration No.
March 1, 2018	POS AM	RLOG / Rand Logistics, Inc. POS AM As filed with the Securities and Exchange Commission on March 1, 2018 Registration No.
March 1, 2018	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Bankruptcy or Receivership 8-K 1 e6177398k-rand.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2018 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of in
March 1, 2018	EX-2.2	Debtors’ Joint Prepackaged Chapter 11 Plan of Reorganization. EX-2.2 3 e617739ex2-2.htm Exhibit 2.2 IMPORTANT: NO CHAPTER 11 CASE HAS BEEN COMMENCED AT THIS TIME. THE SOLICITATION MATERIALS ACCOMPANYING THIS PLAN OF REORGANIZATION HAVE NOT BEEN APPROVED BY THE BANKRUPTCY COURT AS CONTAINING “ADEQUATE INFORMATION” WITHIN THE MEANING OF 11 U.S.C. § 1125(a). IN THE EVENT THAT THE DEBTORS DO FILE CHAPTER 11 CASES, THE DEBTORS EXPECT TO SEEK AN ORDER OR ORDERS OF
March 1, 2018	EX-99.1	American Industrial Partners Completes acquisition of Rand Logistics, Inc. Exhibit 99.1 Press Release American Industrial Partners Completes acquisition of Rand Logistics, Inc. Jersey City, NJ – March 1, 2018 - Rand Logistics, Inc. (“Rand” and, together with its subsidiaries, the “Company”), a leading provider of bulk freight shipping services throughout the Great Lakes Region, announced today that American Industrial Partners (“AIP”) has completed its acquisition of the
March 1, 2018	EX-2.1	Confirmation Order for Debtors’ Joint Prepackaged Chapter 11 Plan of Reorganization. Exhibit 2.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE ) In re: ) Chapter 11 ) RAND LOGISTICS, INC., et al., 1 ) Case No. 18-10175 (BLS) ) ) (Jointly Administered) Debtors. ) ) ) Ref. Docket Nos.: 13, 14, 88, 89, 114, 120, 125, 126, 127, 130, 135, 136, 137, 138, 139 ORDER APPROVING THE DEBTORS’ DISCLOSURE STATEMENT FOR, AND CONFIRMING, THE DEBTORS’ JOINT PREPACKAGED CHAPTER
March 1, 2018	EX-2.3	Notice of Effective Date. EX-2.3 4 e617739ex2-3.htm Exhibit 2.3 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: Rand Logistics, Inc., et al. [1] Debtors. Chapter 11 Case No. 18-10175 (BLS) (Jointly Administered) Related Docket Nos. 13, 14 and 156 NOTICE OF (A) ENTRY OF ORDER APPROVING THE DEBTORS’ DISCLOSURE STATEMENT FOR, AND CONFIRMING, THE DEBTORS’ JOINT PREPACKAGED CHAPTER 11 PLAN OF REORGANIZ
February 15, 2018	10-Q	RLOG / Rand Logistics, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOGISTICS, I
February 14, 2018	SC 13G/A	RLOG / Rand Logistics, Inc. / GMT Capital Corp - RLOG - 13G/A - 2017 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Rand Logistics, Inc. (Name of Issuer) Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 752182105 (CUSIP Number) December 29, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the
February 13, 2018	SC 13G/A	RLOG / Rand Logistics, Inc. / RMB Capital Management, LLC - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.
February 7, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Bankruptcy or Receivership UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2018 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission F
January 30, 2018	8-K	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Bankruptcy or Receivership 8-K 1 e6176118k-rand.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of inc
January 4, 2018	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2018 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
November 22, 2017	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2017 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission
November 22, 2017	EX-99.1	American Industrial Partners to Acquire Rand Logistics, Inc. EXHIBIT 99.1 Press Release American Industrial Partners to Acquire Rand Logistics, Inc. Jersey City, NJ ? November 21, 2017 - Rand Logistics, Inc. (NASDAQ: RLOG) (?Rand? and, together with its subsidiaries, the ?Company?), a leading provider of bulk freight shipping services throughout the Great Lakes Region, announced today that American Industrial Partners (?AIP?) has agreed to acquire the Compa
November 22, 2017	EX-10.1	Restructuring Support Agreement, dated as of November 17, 2017, by and among Rand Logistics, Inc., its direct and indirect subsidiaries, and Lightship Capital LLC. Exhibit 10.1 Execution Copy THIS RESTRUCTURING SUPPORT AGREEMENT IS NOT AN OFFER WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF ACCEPTANCES OF A CHAPTER 11 PLAN WITHIN THE MEANING OF SECTION 1125 OF THE BANKRUPTCY CODE. ANY SUCH OFFER OR SOLICITATION WILL COMPLY WITH ALL APPLICABLE SECURITIES LAWS AND/OR PROVISIONS OF THE BANKRUPTCY CODE. NOTHING CONTAINED IN THIS RESTRUCTURING SUPPORT AGREEM
November 17, 2017	SC 13G/A	RLOG / Rand Logistics, Inc. / Minerva Advisors LLC - MINERVA - RAND LOGISTICS 13G A3 Passive Investment sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $.0001 (Title of Class of Securities) 752182105 (CUSIP Number) November 7, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu
November 15, 2017	SC 13G/A	RLOG / Rand Logistics, Inc. / KNOTT DAVID M - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 752182105 (CUSIP Number) November 8, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul
November 14, 2017	10-Q	RLOG / Rand Logistics, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOGISTICS,
October 6, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2017 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
October 6, 2017	EX-99.1	Rand Logistics ANNOUNCES 2017 MARINE Miracle Month Program RESULTS Company to Donate in Excess of $132,000 to Children’s Charities Designated by Its Customers Exhibit 99.1 Press Release Rand Logistics ANNOUNCES 2017 MARINE Miracle Month Program RESULTS Company to Donate in Excess of $132,000 to Children?s Charities Designated by Its Customers Jersey City, NJ ? October 6, 2017 - Rand Logistics, Inc. (NASDAQ: RLOG) (?Rand?), a leading provider of bulk freight shipping services throughout the Great Lakes Region, announced the Company will be donating in ex
September 22, 2017	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2017 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission
September 7, 2017	SC 13G/A	RLOG / Rand Logistics, Inc. / Baird Brent D - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240. 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240. 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2 )* Rand Logistics, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 752182-10-5
August 15, 2017	EX-99.1	RAND LOGISTICS REPORTS FISCAL YEAR 2018 FIRST QUARTER FINANCIAL RESULTS Operating income was $2.7 million for the quarter versus $0.6 million last year Adjusted EBITDA, before lender fees, equaled $10.2 million for the quarter versus $11.2 million la Exhibit 99.1 Press Release RAND LOGISTICS REPORTS FISCAL YEAR 2018 FIRST QUARTER FINANCIAL RESULTS Operating income was $2.7 million for the quarter versus $0.6 million last year Adjusted EBITDA, before lender fees, equaled $10.2 million for the quarter versus $11.2 million last year Jersey City, NJ – August 14, 2017 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”), a leading provider of bulk freigh
August 15, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 e6164798k-rand.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2017 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of inco
August 14, 2017	10-Q	RLOG / Rand Logistics, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOGISTICS, INC.
August 2, 2017	EX-24	POWER OF ATTORNEY Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Robert J.
August 1, 2017	10-K/A	RLOG / Rand Logistics, Inc. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 31, 2017 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33345 RAND LOGISTICS, INC. (Exact name
July 6, 2017	EX-99.1	RAND LOGISTICS REPORTS FISCAL YEAR 2017 FINANCIAL RESULTS Net cash flow from operations was $5.2 million for Fiscal Year 2017 Fiscal Year 2017 net loss equaled $19.9 million, or $1.08 per share, after incurring approximately $4.9 million and $4.8 mil Exhibit 99.1 Press Release RAND LOGISTICS REPORTS FISCAL YEAR 2017 FINANCIAL RESULTS Net cash flow from operations was $5.2 million for Fiscal Year 2017 Fiscal Year 2017 net loss equaled $19.9 million, or $1.08 per share, after incurring approximately $4.9 million and $4.8 million of pre-tax restructuring related charges and lender fees including non-cash interest, respectively 2017 Sailing Season
July 6, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2017 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
July 6, 2017	10-K	RLOG / Rand Logistics, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 31, 2017 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33345 RAND LOGISTICS, INC. (Exact name of registrant as spe
July 6, 2017	EX-10.20	SECOND AMENDMENT TO AMENDMENT NO. 4 AND WAIVER TO CREDIT AGREEMENT Exhibit 10.20 SECOND AMENDMENT TO AMENDMENT NO. 4 AND WAIVER TO CREDIT AGREEMENT This SECOND AMENDMENT TO AMENDMENT NO. 4 AND WAIVER TO CREDIT AGREEMENT (this “Second Amendment”) is entered into as of June 30, 2017, by and among Lower Lakes Towing Ltd. (“Lower Lakes”), Lower Lakes Transportation Company (“LLTC”), Grand River Navigation Company, Inc. (“Grand River”), Black Creek Shipping Company (“
July 6, 2017	EX-21	Subsidiaries of Rand Logistics, Inc. Name of Subsidiary State or other jurisdiction of incorporation or organization Names under which such subsidiaries do business Rand Finance Corp. Delaware Rand Finance Corp. Rand LL Holdings Corp. Delaware Rand L Exhibit 21 Subsidiaries of Rand Logistics, Inc. Name of Subsidiary State or other jurisdiction of incorporation or organization Names under which such subsidiaries do business Rand Finance Corp. Delaware Rand Finance Corp. Rand LL Holdings Corp. Delaware Rand LL Holdings Corp. Lower Lakes Towing Ltd. Canada Lower Lakes Towing Ltd. Lower Lakes Ship Repair Company Ltd. Canada Lower Lakes Ship Repair
July 6, 2017	EX-10.21	SECOND AMENDMENT TO FIFTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT Exhibit 10.21 SECOND AMENDMENT TO FIFTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT This SECOND AMENDMENT TO FIFTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT (this “Second Amendment to Fifth Amendment and Waiver”) is entered into as of June 30, 2017, by and among Lower Lakes Towing Ltd. (“Lower Lakes”), Lower Lakes Transportation Company (“LLTC”), Grand River Navigation Company, Inc. (“Grand River”), B
June 30, 2017	NT 10-K	Rand Logistics 0-K OMB APPROVAL SEC FILE NUMBER 001-33345 CUSIP NUMBER 752182105 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
June 15, 2017	EX-10.1	FIRST AMENDMENT TO AMENDMENT NO. 4 AND WAIVER TO CREDIT AGREEMENT EXHIBIT 10.1 FIRST AMENDMENT TO AMENDMENT NO. 4 AND WAIVER TO CREDIT AGREEMENT This FIRST AMENDMENT TO AMENDMENT NO. 4 AND WAIVER TO CREDIT AGREEMENT (this ?First Amendment?) is entered into as of June 14, 2017, by and among Lower Lakes Towing Ltd. (?Lower Lakes?), Lower Lakes Transportation Company (?LLTC?), Grand River Navigation Company, Inc. (?Grand River?), Black Creek Shipping Company (?Blac
June 15, 2017	EX-10.2	FIRST AMENDMENT TO FIFTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT EXHIBIT 10.2 FIRST AMENDMENT TO FIFTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT This FIRST AMENDMENT TO FIFTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT (this ?First Amendment to Fifth Amendment and Waiver?) is entered into as of June 14, 2017, by and among Lower Lakes Towing Ltd. (?Lower Lakes?), Lower Lakes Transportation Company (?LLTC?), Grand River Navigation Company, Inc. (?Grand River?), Black
June 15, 2017	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2017 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
June 15, 2017	EX-99.1	Rand Logistics Launches Second Annual MARINE Miracle Month Program Company to Donate $0.05 per Ton of Cargo Carried in August 2017 to Benefit Children’s Charities Designated by Its Customers EX-99.1 4 e616294ex99-1.htm EXHIBIT 99.1 Press Release Rand Logistics Launches Second Annual MARINE Miracle Month Program Company to Donate $0.05 per Ton of Cargo Carried in August 2017 to Benefit Children’s Charities Designated by Its Customers Jersey City, NJ – June 15, 2017 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”), a leading provider of bulk freight shipping services throughout the Great
June 1, 2017	EX-10.2	FIFTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT EXHIBIT 10.2 FIFTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT This FIFTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT (this ?Fifth Amendment and Waiver?) is entered into as of May 31, 2017, by and among Lower Lakes Towing Ltd. (?Lower Lakes?), Lower Lakes Transportation Company (?LLTC?), Grand River Navigation Company, Inc. (?Grand River?), Black Creek Shipping Company (?Black Creek?, together with Lowe
June 1, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2017 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
June 1, 2017	EX-10.1	AMENDMENT NO. 4 AND WAIVER TO CREDIT AGREEMENT EXHIBIT 10.1 AMENDMENT NO. 4 AND WAIVER TO CREDIT AGREEMENT This AMENDMENT NO. 4 AND WAIVER TO CREDIT AGREEMENT (this ?Amendment No. 4 and Waiver?) is entered into as of May 31, 2017, by and among Lower Lakes Towing Ltd. (?Lower Lakes?), Lower Lakes Transportation Company (?LLTC?), Grand River Navigation Company, Inc. (?Grand River?), Black Creek Shipping Company (?Black Creek?, together with Lowe
May 1, 2017	SC 13G/A	RLOG / Rand Logistics, Inc. / Baird Brent D - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240. 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240. 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1 )* Rand Logistics, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 752182-10-5
April 3, 2017	SC 13G	RLOG / Rand Logistics, Inc. / Baird Brent D - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240. 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240. 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Rand Logistics, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 752182-10-5 (CUS
March 22, 2017	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2017 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fil
February 14, 2017	10-Q	Rand Logistics 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOG
February 14, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 e6157688k-rand.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2016 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of in
February 14, 2017	EX-99.1	RAND LOGISTICS, INC. REPORTS THIRD QUARTER FISCAL YEAR 2017 FINANCIAL RESULTS Operating Income for the Quarter increased 67.7% to $5.2 million Net Loss for the Quarter was reduced by 85.7% to $0.6 million EBITDA increased $2.4 million, or 26.7%, to $ EX-99.1 2 e615768ex99-1.htm Exhibit 99.1 Press Release RAND LOGISTICS, INC. REPORTS THIRD QUARTER FISCAL YEAR 2017 FINANCIAL RESULTS Operating Income for the Quarter increased 67.7% to $5.2 million Net Loss for the Quarter was reduced by 85.7% to $0.6 million EBITDA increased $2.4 million, or 26.7%, to $11.4 million Jersey City, New Jersey – February 13, 2017 - Rand Logistics, Inc. (NASDAQ: RLOG)
February 14, 2017	SC 13G/A	RLOG / Rand Logistics, Inc. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Rand Logistics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
February 13, 2017	SC 13G/A	RLOG / Rand Logistics, Inc. / RMB Capital Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.
February 10, 2017	EX-99.I	to Schedule 13G EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
February 10, 2017	SC 13G/A	RLOG / Rand Logistics, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A 1 d269914dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Rand Logistics, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu
February 10, 2017	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 6, 2017 in connection with their beneficial ownership of Rand Logistics, Inc., Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and
February 8, 2017	SC 13G/A	RLOG / Rand Logistics, Inc. / Minerva Advisors LLC - RAND LOGISTICS 13G A2 Passive Investment sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $.0001 (Title of Class of Securities) 752182105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p
November 21, 2016	SC 13G/A	RLOG / Rand Logistics, Inc. / JB CAPITAL PARTNERS LP - JB CAPITAL PARTNERS LP SC 13GA NO 1 11-17-2016 (RAND LOGISTICS, INC) Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $.0001 (Title of Class of Securities) 752182 10 5 (CUSIP Number) November 17, 2016 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pur
November 10, 2016	10-Q	Rand Logistics 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LO
November 10, 2016	EX-99.1	RAND LOGISTICS REPORTS SECOND QUARTER FISCAL YEAR 2017 FINANCIAL RESULTS Net income was $2.6 million, or $0.14 per share on a fully diluted basis Debt reduction of $10.7 million during the quarter Vessel margin per day increased 3.8%, to $14,439 from Unassociated Document Exhibit 99.1 Press Release RAND LOGISTICS REPORTS SECOND QUARTER FISCAL YEAR 2017 FINANCIAL RESULTS Net income was $2.6 million, or $0.14 per share on a fully diluted basis Debt reduction of $10.7 million during the quarter Vessel margin per day increased 3.8%, to $14,439 from same six-month period last year Jersey City, NJ ? November 9, 2016 - Rand Logistics, Inc. (NASDAQ: R
November 10, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2016 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission F
September 30, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 30, 2016	EX-99.1	RAND LOGISTICS ANNOUNCES MARINE MIRACLE MONTH PROGRAM RESULTS Company to Donate in Excess of $125,000 to Children’s Charities Designated by Its Customers EX-99.1 2 e615457ex99-1.htm Exhibit 99.1 Press Release RAND LOGISTICS ANNOUNCES MARINE MIRACLE MONTH PROGRAM RESULTS Company to Donate in Excess of $125,000 to Children’s Charities Designated by Its Customers Jersey City, NJ – September 30, 2016 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”), a leading provider of bulk freight shipping services throughout the Great Lakes Region, announced the Comp
September 21, 2016	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 19, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 19, 2016	EX-99.1	RAND LOGISTICS ANNOUNCES M/V OJIBWAY RETURNS TO SERVICE TO SUPPORT CANADIAN GRAIN HARVEST EX-99.1 2 e615420ex99-1.htm Exhibit 99.1 Press Release RAND LOGISTICS ANNOUNCES M/V OJIBWAY RETURNS TO SERVICE TO SUPPORT CANADIAN GRAIN HARVEST Jersey City, NJ – September 19, 2016 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”), a leading provider of bulk freight shipping services throughout the Great Lakes region, announced that its previously laid up Canadian-flagged conventional bulk carrier,
September 12, 2016	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 12, 2016	EX-3.2	THIRD AMENDED AND RESTATED BYLAWS RAND LOGISTICS, INC. ARTICLE I Unassociated Document Exhibit 3.2 THIRD AMENDED AND RESTATED BYLAWS OF RAND LOGISTICS, INC. ARTICLE I OFFICES 1.1 Registered Office. The registered office of Rand Logistics, Inc. (the ?Corporation?) in the State of Delaware shall be as set from time to time in the certificate of incorporation of the Corporation (as the same may be amended and/or restated, the ?Certificate of Incorporation?). 1.2 O
September 12, 2016	EX-3.1	SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION RAND LOGISTICS, INC. EX-3.1 2 e615397ex3-1.htm Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF RAND LOGISTICS, INC. Rand Logistics, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: A. The name of the Corporation is Rand Logistics, Inc. The original Certificate of Incorporation of the Corporation was filed with t
August 30, 2016	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 30, 2016	EX-99.1	RAND LOGISTICS ANNOUNCES AGREEMENTS WITH LENDERS TO AMEND LOAN COVENANTS AND WAIVE DEFAULTS AND COMPLIANCE WITH NASDAQ LISTING STANDARDS Unassociated Document Exhibit 99.1 Press Release RAND LOGISTICS ANNOUNCES AGREEMENTS WITH LENDERS TO AMEND LOAN COVENANTS AND WAIVE DEFAULTS AND COMPLIANCE WITH NASDAQ LISTING STANDARDS Jersey City, NJ – August 29, 2016 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”), a leading provider of bulk freight shipping services throughout the Great Lakes Region, announced that it has completed agreements w
August 26, 2016	10-Q	Rand Logistics 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOGISTI
August 26, 2016	10-Q	Rand Logistics 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOGISTI
August 26, 2016	EX-10.1	Exhibit 10.1 AMENDMENT NO. 2 AND WAIVER AGREEMENT THIS AMENDMENT NO. 2 AND WAIVER AGREEMENT (this “Agreement”) is made and entered into as of August 26, 2016, by and among LOWER LAKES TOWING LTD., a Canadian corporation, LOWER LAKES TRANSPORTATION CO amendmentno2andwaiverran Exhibit 10.1 AMENDMENT NO. 2 AND WAIVER AGREEMENT THIS AMENDMENT NO. 2 AND WAIVER AGREEMENT (this “Agreement”) is made and entered into as of August 26, 2016, by and among LOWER LAKES TOWING LTD., a Canadian corporation, LOWER LAKES TRANSPORTATION COMPANY, a Delaware corporation, GRAND RIVER NAVIGATION COMPANY, INC., a Delaware corporation, and BLACK CREEK SHIPPING COMPANY
August 26, 2016	EX-10.2	Exhibit 10.2 FOURTH AMENDMENT AND WAIVER TO TERM LOAN CREDIT AGREEMENT THIS FOURTH AMENDMENT AND WAIVER TO TERM LOAN CREDIT AGREEMENT (this “Agreement”) is made and entered into as of August 26, 2016, by and among LOWER LAKES TOWING LTD., a Canadian guggenheimrandamendmentn Exhibit 10.2 FOURTH AMENDMENT AND WAIVER TO TERM LOAN CREDIT AGREEMENT THIS FOURTH AMENDMENT AND WAIVER TO TERM LOAN CREDIT AGREEMENT (this “Agreement”) is made and entered into as of August 26, 2016, by and among LOWER LAKES TOWING LTD., a Canadian corporation, LOWER LAKES TRANSPORTATION COMPANY, a Delaware corporation, GRAND RIVER NAVIGATION COMPANY, INC., a Delaware cor
August 26, 2016	EX-10.1	Exhibit 10.1 AMENDMENT NO. 2 AND WAIVER AGREEMENT THIS AMENDMENT NO. 2 AND WAIVER AGREEMENT (this “Agreement”) is made and entered into as of August 26, 2016, by and among LOWER LAKES TOWING LTD., a Canadian corporation, LOWER LAKES TRANSPORTATION CO amendmentno2andwaiverran Exhibit 10.1 AMENDMENT NO. 2 AND WAIVER AGREEMENT THIS AMENDMENT NO. 2 AND WAIVER AGREEMENT (this “Agreement”) is made and entered into as of August 26, 2016, by and among LOWER LAKES TOWING LTD., a Canadian corporation, LOWER LAKES TRANSPORTATION COMPANY, a Delaware corporation, GRAND RIVER NAVIGATION COMPANY, INC., a Delaware corporation, and BLACK CREEK SHIPPING COMPANY
August 26, 2016	EX-10.2	Exhibit 10.2 FOURTH AMENDMENT AND WAIVER TO TERM LOAN CREDIT AGREEMENT THIS FOURTH AMENDMENT AND WAIVER TO TERM LOAN CREDIT AGREEMENT (this “Agreement”) is made and entered into as of August 26, 2016, by and among LOWER LAKES TOWING LTD., a Canadian guggenheimrandamendmentn Exhibit 10.2 FOURTH AMENDMENT AND WAIVER TO TERM LOAN CREDIT AGREEMENT THIS FOURTH AMENDMENT AND WAIVER TO TERM LOAN CREDIT AGREEMENT (this “Agreement”) is made and entered into as of August 26, 2016, by and among LOWER LAKES TOWING LTD., a Canadian corporation, LOWER LAKES TRANSPORTATION COMPANY, a Delaware corporation, GRAND RIVER NAVIGATION COMPANY, INC., a Delaware cor
August 16, 2016	NT 10-Q	Rand Logistics 0-Q OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 001-33345 FORM 12b-25 CUSIP NUMBER NOTIFICATION OF LATE FILING 752182105 (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: June 30, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transi
August 16, 2016	NT 10-Q	Rand Logistics 0-Q OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 001-33345 FORM 12b-25 CUSIP NUMBER NOTIFICATION OF LATE FILING 752182105 (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: June 30, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transi
August 16, 2016	EX-99.1	RAND LOGISTICS PREVIEWS FISCAL YEAR 2017 FIRST QUARTER FINANCIAL RESULTS Unassociated Document Exhibit 99.1 Press Release RAND LOGISTICS PREVIEWS FISCAL YEAR 2017 FIRST QUARTER FINANCIAL RESULTS Quarter Highlights: · Operating income of $0.6 million, includes restructuring charges of $2.4 million and impairment charges on retired vessel of $1.9 million, versus $6.1 million last year · EBITDA, excluding restructuring charge, equaled $11.2 million versus $12.0 million la
August 16, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
August 16, 2016	EX-99.1	RAND LOGISTICS PREVIEWS FISCAL YEAR 2017 FIRST QUARTER FINANCIAL RESULTS Unassociated Document Exhibit 99.1 Press Release RAND LOGISTICS PREVIEWS FISCAL YEAR 2017 FIRST QUARTER FINANCIAL RESULTS Quarter Highlights: · Operating income of $0.6 million, includes restructuring charges of $2.4 million and impairment charges on retired vessel of $1.9 million, versus $6.1 million last year · EBITDA, excluding restructuring charge, equaled $11.2 million versus $12.0 million la
August 16, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
July 28, 2016	DEF 14A	Rand Logistics DEFINITIVE PROXY STATEMENT t1601788-def14a - none - 4.170417s ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confide
July 18, 2016	PRE 14A	Rand Logistics PRELIMINARY PROXY STATEMENT t1601706-pre14a - none - 3.9223922s ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confid
June 16, 2016	8-K	Other Events Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 16, 2016	10-K	Rand Logistics 10-K (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 31, 2016 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33345 RAND LOGISTICS, INC. (Exact name of registra
June 16, 2016	EX-21	Subsidiaries of Rand Logistics, Inc. Name of Subsidiary State or other jurisdiction of incorporation or organization Names under which such subsidiaries do business Rand Finance Corp. Delaware Rand Finance Corp. Rand LL Holdings Corp. Delaware Rand L Exhibit 21 Subsidiaries of Rand Logistics, Inc. Name of Subsidiary State or other jurisdiction of incorporation or organization Names under which such subsidiaries do business Rand Finance Corp. Delaware Rand Finance Corp. Rand LL Holdings Corp. Delaware Rand LL Holdings Corp. Lower Lakes Towing Ltd. Canada Lower Lakes Towing Ltd. Lower Lakes Ship Repair Company Ltd. Canada Lower Lakes Ship Repair
June 15, 2016	EX-99.1	RAND LOGISTICS REPORTS FISCAL YEAR 2016 FINANCIAL RESULTS Unassociated Document Exhibit 99.1 Press Release RAND LOGISTICS REPORTS FISCAL YEAR 2016 FINANCIAL RESULTS Highlights: ? Fourth quarter?s operating loss reduced by 28.1% from same period last year; Adjusted EBITDA loss reduced by 43.5% ? Fiscal Year 2016 net loss equaled $5.6 million, or $0.31 per share, versus a net loss of $10.6 million, or $0.59 per share, in 2015 ? Net cash flow from operation
June 15, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 1, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 1, 2016	EX-99.1	RAND LOGISTICS LAUNCHES MARINE MIRACLE MONTH PROGRAM Company to Donate $0.05 per Ton of Cargo Carried in August to Benefit Children’s Charities Designated by Its Customers Unassociated Document Exhibit 99.1 Press Release RAND LOGISTICS LAUNCHES MARINE MIRACLE MONTH PROGRAM Company to Donate $0.05 per Ton of Cargo Carried in August to Benefit Children?s Charities Designated by Its Customers Jersey City, NJ ? June 1, 2016 - Rand Logistics, Inc. (NASDAQ: RLOG) (?Rand?), a leading provider of bulk freight shipping services throughout the Great Lakes Region, today announ
May 12, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 12, 2016	EX-99.1	RAND LOGISTICS PREVIEWS FOURTH QUARTER FISCAL YEAR 2016 RESULTS Press Release RAND LOGISTICS PREVIEWS FOURTH QUARTER FISCAL YEAR 2016 RESULTS Jersey City, NJ – May 12, 2016 - Rand Logistics, Inc.
May 6, 2016	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 18, 2016	EX-99.1	RAND LOGISTICS ANNOUNCES CAPTAIN SCOTT F. BRAVENER TO PURSUE OTHER INTERESTS EX-99.1 2 e614939ex99-1.htm Press Release RAND LOGISTICS ANNOUNCES CAPTAIN SCOTT F. BRAVENER TO PURSUE OTHER INTERESTS Jersey City, NJ - April 15, 2016 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”), a leading provider of bulk freight shipping services through the Great Lakes region, today announced that the Company and Captain Scott F. Bravener have elected not to renew his employment agreement a
April 18, 2016	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 14, 2016	SC 13D/A	RLOG / Rand Logistics, Inc. / KNOTT DAVID M - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 752182105 (CUSIP Number) David M. Knott Chief Executive Officer Dorset Management Corporation 485 Underhill Boulevard, Suite 205 Syosset, New
February 12, 2016	SC 13G/A	RLOG / Rand Logistics, Inc. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Rand Logistics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
February 12, 2016	EX-99.2	to Schedule 13G Joint Filing Agreement EX-99.2 3 d127472dex992.htm EX-99.2 Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 5, 2016 in connection with their beneficial ownership of Rand Logistics Inc. Each of Columbia Small Cap Core Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc.
February 12, 2016	SC 13G/A	Rand Logistics SC 13G/A (Passive Acquisition of More Than 5% of Shares) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Rand Logistics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
February 12, 2016	EX-99.1	to Schedule 13G EX-99.1 Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser ? Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
February 10, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
February 10, 2016	EX-99.1	RAND LOGISTICS, INC. REPORTS THIRD QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS Total debt reduction of $12.4 million in the quarter Net cash flow from operations increased to $14.1 million in the quarter from $11.8 million in the prior year quarter Ne Unassociated Document Press Release RAND LOGISTICS, INC. REPORTS THIRD QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS Total debt reduction of $12.4 million in the quarter Net cash flow from operations increased to $14.1 million in the quarter from $11.8 million in the prior year quarter New vessel sailed 39 days in the quarter New York, NY – February 9, 2016 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Ran
February 9, 2016	EX-10.2	THIRD AMENDMENT AND WAIVER UNDER TERM LOAN CREDIT AGREEMENT Exhibit 10.2 THIRD AMENDMENT AND WAIVER UNDER TERM LOAN CREDIT AGREEMENT THIS THIRD AMENDMENT AND WAIVER UNDER TERM LOAN CREDIT AGREEMENT (this “Waiver”), dated as of February 9, 2016, is entered into by and among LOWER LAKES TOWING LTD., a Canadian corporation, GRAND RIVER NAVIGATION COMPANY, INC., a Delaware corporation, BLACK CREEK SHIPPING COMPANY, INC., a Delaware corporation, the other Credi
February 9, 2016	EX-10.1	AMENDMENT NO. 1 AND WAIVER AGREEMENT EX-10.1 2 rlog-20151231x10qex101.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT NO. 1 AND WAIVER AGREEMENT THIS AMENDMENT NO. 1 AND WAIVER AGREEMENT (this “Agreement”) is made and entered into as of February 9, 2016, by and among LOWER LAKES TOWING LTD., a Canadian corporation, LOWER LAKES TRANSPORTATION COMPANY, a Delaware corporation, GRAND RIVER NAVIGATION COMPANY, INC., a Delaware corporation, and BL
February 9, 2016	10-Q	RLOG / Rand Logistics, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOGISTICS, I
February 5, 2016	SC 13G/A	RLOG / Rand Logistics, Inc. / Minerva Advisors LLC - RAND LOGISTICS 13G A1 Passive Investment sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $.0001 (Title of Class of Securities) 752182105 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p
February 1, 2016	SC 13G/A	RLOG / Rand Logistics, Inc. / RMB Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment) Rand Logistics, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi
January 11, 2016	SC 13G	RLOG / Rand Logistics, Inc. / JB CAPITAL PARTNERS LP - JB CAPITAL PARTNERS LP SC 13G 12-31-2015 (RAND LOGISTICS, INC) Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $.0001 (Title of Class of Securities) 752182 10 5 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuan
December 21, 2015	SC 13D/A	RLOG / Rand Logistics, Inc. / KNOTT DAVID M - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 752182105 (CUSIP Number) Knott Partners, L.P. 485 Underhill Boulevard, Suite 205 Syosset, New York 11791 (516) 364-0303 (Name, Address and Tele
December 18, 2015	SC 13D/A	RLOG / Rand Logistics, Inc. / KNOTT DAVID M - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 752182105 (CUSIP Number) David M. Knott Chief Executive Officer Dorset Management Corporation 485 Underhill Boulevard, Suite 205 Syosset, New Y
November 12, 2015	10-Q/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A (Amendment No. 1) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2015 or ¨ TRA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A (Amendment No. 1) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33
November 5, 2015	EX-99.1	RAND LOGISTICS, INC. REPORTS SECOND QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS Second quarter net income before tax increased 12.5% Adjusted EBITDA of $16.1 million decreased by $1.3 million; increased by $0.3 million on a constant currency basis Net Unassociated Document Exhibit 99.1 Press Release RAND LOGISTICS, INC. REPORTS SECOND QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS Second quarter net income before tax increased 12.5% Adjusted EBITDA of $16.1 million decreased by $1.3 million; increased by $0.3 million on a constant currency basis Net cash generated in operating activities through six months equaled $12.2 million, an increase of $1.3
November 5, 2015	8-K	Rand Logistics (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 5, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2015 or ¨ TRANSITION REPORT PURSU UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOGISTICS,
September 15, 2015	8-K	Rand Logistics (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 7, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2015 or ¨ TRANSITION REPORT PURSUANT T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOGISTICS, INC.
August 7, 2015	EX-99.2	EX-99.2 Unassociated Document Exhibit 99.2
August 7, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2015 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
August 7, 2015	EX-99.1	--financial tables to follow-- Rand Logistics First Quarter Fiscal 2016 Financial Results Page \| 4 RAND LOGISTICS, INC. Consolidated Statements of Operations (Unaudited) (U.S. Dollars 000’s except for Shares and Per Share data) Three months ended Thr Unassociated Document Exhibit 99.1 Rand Logistics, Inc. RAND LOGISTICS REPORTS FIRST QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS Quarterly Highlights: • Net income increased 47.6% to $2.6 million • EPS increased 40% to $0.14 from $0.10 • Freight and related revenue increased 6.4%; up 13.3% on a constant currency basis • Adjusted EBITDA increased 9.7%; up 17.0% on a constant currency basis New York,
July 29, 2015	DEF 14A	Rand Logistics DEFINITIVE PROXY STATEMENT t1501726-def14a - none - 3.650365s UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidenti
June 29, 2015	SC 13D/A	RLOG / Rand Logistics, Inc. / KNOTT DAVID M - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 752182105 (CUSIP Number) David M. Knott Chief Executive Officer Dorset Management Corporation 485 Underhill Boulevard, Suite 205 Syosset, New Y
June 26, 2015	8-K	Rand Logistics (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 11, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 31, 2015 TRANSITION REPORT PURSUANT TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 31, 2015 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33345 RAND LOGISTICS, INC. (Exact name of registrant as spe
June 11, 2015	EX-99.1	RAND LOGISTICS REPORTS FISCAL YEAR 2015 FINANCIAL RESULTS EX-99.1 2 e613768ex99-1.htm Rand Logistics, Inc. RAND LOGISTICS REPORTS FISCAL YEAR 2015 FINANCIAL RESULTS Highlights: • Adjusted EBITDA increased 3.5% to $33.7 million, up 6.1% on a constant currency basis • Reduction in net debt of $4.9 million year-over-year • 2015 sailing season off to a solid start New York, NY – June 10, 2015 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”) today announced its
June 11, 2015	8-K	Rand Logistics (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 11, 2015	8-K	Rand Logistics (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 11, 2015	EX-21	Subsidiaries of Rand Logistics, Inc. Name of Subsidiary State or other jurisdiction of incorporation or organization Names under which such subsidiaries do business Rand Finance Corp. Delaware Rand Finance Corp. Rand LL Holdings Corp. Delaware Rand L Exhibit 21 Subsidiaries of Rand Logistics, Inc. Name of Subsidiary State or other jurisdiction of incorporation or organization Names under which such subsidiaries do business Rand Finance Corp. Delaware Rand Finance Corp. Rand LL Holdings Corp. Delaware Rand LL Holdings Corp. Lower Lakes Towing Ltd. Canada Lower Lakes Towing Ltd. Lower Lakes Ship Repair Company Ltd. Canada Lower Lakes Ship Repair
June 11, 2015	EX-99.1	EX-99.1 Unassociated Document
May 13, 2015	8-K	Rand Logistics (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 13, 2015	EX-10.1	RAND LOGISTICS, INC 500 FIFTH AVENUE 50TH FLOOR NEW YORK, NEW YORK 10110 Telephone: (212) 644-3450 Facsimile: (212) 644-6262 Unassociated Document Exhibit 10.1 RAND LOGISTICS, INC. RAND LOGISTICS, INC 500 FIFTH AVENUE 50TH FLOOR NEW YORK, NEW YORK 10110 Telephone: (212) 644-3450 Facsimile: (212) 644-6262 May 7, 2015 Mr. Mark S. Hiltwein Dear Mr. Hiltwein, On behalf of Rand Logistics, Inc. and its wholly owned subsidiaries (collectively, "Rand" or the "Company") we are pleased to extend you an offer of employment to join
May 11, 2015	EX-99.1	Mark S. Hiltwein Joins Rand Logistics as Chief Financial Officer Brings a wealth of operational, financial and strategic expertise Rand Logistics, Inc. Mark S. Hiltwein Joins Rand Logistics as Chief Financial Officer Brings a wealth of operational, financial and strategic expertise New York, NY – May 11, 2015 – Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”) today welcomed Mark Hiltwein as Vice President & Chief Financial Officer, reporting to Rand’s President and Chief Executive Officer, Edward Levy. In this role, Mr. Hiltwein
May 11, 2015	8-K	Rand Logistics (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 22, 2015	EX-99.1	Rand Logistics Announces Launch of its New Vessel Forebody Vessel Introduction on Track for Fourth Calendar Quarter of 2015 Unassociated Document Rand Logistics, Inc. Rand Logistics Announces Launch of its New Vessel Forebody Vessel Introduction on Track for Fourth Calendar Quarter of 2015 New York, NY, April 22, 2015 (GLOBE NEWSWIRE) - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”) announced today the launch of its new vessel forebody. As previously disclosed, the new forebody will be affixed to the aft section of the C
April 22, 2015	8-K	Rand Logistics (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 14, 2015	8-K	Rand Logistics (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 14, 2015	EX-99.1	RAND LOGISTICS ANNOUNCES THE APPOINTMENT OF NASSRY ZAMORA AS VICE PRESIDENT AND CHIEF HUMAN RESOURCES OFFICER Unassociated Document Rand Logistics, Inc. RAND LOGISTICS ANNOUNCES THE APPOINTMENT OF NASSRY ZAMORA AS VICE PRESIDENT AND CHIEF HUMAN RESOURCES OFFICER New York, NY, April 13, 2015 - Rand Logistics, Inc. (NASDAQ: RLOG) ("Rand") announced today that as part of executing its strategic business plan, which includes an increased focus on its employees to strengthen and grow the Company, Nassry G. Zam
April 1, 2015	EX-10.1	CREDIT AGREEMENT Dated as of March 27, 2015 LOWER LAKES TOWING LTD., as Cdn. Borrower, LOWER LAKES TRANSPORTATION COMPANY, GRAND RIVER NAVIGATION COMPANY, INC. BLACK CREEK SHIPPING COMPANY, INC., as US Borrowers, THE OTHER CREDIT PARTIES SIGNATORY HE CREDIT AGREEMENT Dated as of March 27, 2015 among LOWER LAKES TOWING LTD., as Cdn. Borrower, LOWER LAKES TRANSPORTATION COMPANY, GRAND RIVER NAVIGATION COMPANY, INC. and BLACK CREEK SHIPPING COMPANY, INC., as US Borrowers, THE OTHER CREDIT PARTIES SIGNATORY HERETO, as Credit Parties, THE LENDERS SIGNATORY HERETO FROM TIME TO TIME, as Lenders, BANK OF AMERICA, N.A., as Agent and Documentation Agent
April 1, 2015	EX-10.2	TERM LOAN CREDIT AGREEMENT Dated as of March 11, 2014 LOWER LAKES TOWING LTD., as Cdn. Borrower, GRAND RIVER NAVIGATION COMPANY, INC., as US GR Borrower, BLACK CREEK SHIPPING COMPANY, INC., as US BC Borrower, THE OTHER CREDIT PARTIES SIGNATORY HERETO EX-10.2 3 e613485ex10-2.htm CONFORMED COPY (SECOND AMENDMENT) EXECUTION VERSION TERM LOAN CREDIT AGREEMENT Dated as of March 11, 2014 among LOWER LAKES TOWING LTD., as Cdn. Borrower, GRAND RIVER NAVIGATION COMPANY, INC., as US GR Borrower, BLACK CREEK SHIPPING COMPANY, INC., as US BC Borrower, THE OTHER CREDIT PARTIES SIGNATORY HERETO, as Credit Parties, THE LENDERS SIGNATORY HERETO FROM TIME TO T
April 1, 2015	EX-10.3	INTERCREDITOR AGREEMENT INTERCREDITOR AGREEMENT INTERCREDITOR AGREEMENT (this ?Agreement?) dated as of March 27, 2015, by and between the First Lien Agent (such term, and each other term used but not defined in this preamble or in the recitals to this Agreement, having the meaning assigned thereto in Section 1), for itself and on behalf of the other First Lien Creditors, and the Second Lien Agent, for itself and on behalf of the other Second Lien Creditors, and acknowledged and agreed by the Borrowers and the other Obligors.
April 1, 2015	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2015 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
March 30, 2015	8-K	Rand Logistics (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 30, 2015	EX-99.1	RAND LOGISTICS ANNOUNCES $170.0 MILLION REFINANCING Annual Interest Expense to Decline by Approximately $1.5 million Unassociated Document Rand Logistics, Inc. RAND LOGISTICS ANNOUNCES $170.0 MILLION REFINANCING Annual Interest Expense to Decline by Approximately $1.5 million New York, NY ? March 30, 2015 - Rand Logistics, Inc. (NASDAQ: RLOG) (?Rand?) announced today that it has closed a $170.0 million revolving loan facility which refinanced approximately $102.0 million of the Company?s senior secured debt and
February 10, 2015	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 5, 2015 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
February 10, 2015	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2015 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission F
February 10, 2015	EX-99.1	EX-99.1
February 10, 2015	EX-99.1	Rand Logistics, Inc. Fiscal Year 2015 Third Quarter Ended December 31, 2014 Earnings Call February 5, 2015 EX-99.1 2 e613281ex99-1.htm Rand Logistics, Inc. Fiscal Year 2015 Third Quarter Ended December 31, 2014 Earnings Call February 5, 2015 Rand Logistics, Inc. – Fiscal Year 2015 Third Quarter Ended December 31, 2014 Earnings Call, February 5, 2015 C O R P O R A T E P A R T I C I P A N T S Alison Ziegler, Vice President, Cameron Associates Edward Levy, President and Chief Executive Officer Joseph McHu
February 5, 2015	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 5, 2015 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
February 5, 2015	EX-99.1	RAND LOGISTICS REPORTS THIRD QUARTER FISCAL YEAR 2015 FINANCIAL RESULTS Operating Income plus Depreciation, Amortization, Loss on Foreign Exchange and Lease Termination Expense Increased 15.2% to $15.1 million; up 20.7% on a Constant Currency Basis Rand Logistics, Inc. RAND LOGISTICS REPORTS THIRD QUARTER FISCAL YEAR 2015 FINANCIAL RESULTS Operating Income plus Depreciation, Amortization, Loss on Foreign Exchange and Lease Termination Expense Increased 15.2% to $15.1 million; up 20.7% on a Constant Currency Basis New York, NY – February 4, 2015 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”) today announced its financial results for the fisca
February 5, 2015	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 4, 2015 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
February 5, 2015	EX-99.1	EX-99.1
February 5, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2014 or ¨ TRANSITION REPORT PURSUA 10-Q 1 rlog-20141231x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File N
February 3, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 30, 2015 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
February 3, 2015	EX-99.1	Rand Logistics Appoints Robert Kurz and Ed Levy to Board of Directors EX-99.1 2 e613254ex99-1.htm Rand Logistics Appoints Robert Kurz and Ed Levy to Board of Directors New York, NY – February 3, 2015 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”) today announced that its Board of Directors has appointed Robert Kurz and Edward Levy as Class III and Class I directors, respectively. Mr. Kurz is Vice President of Kinder Morgan Terminals and the President of their tanker
January 22, 2015	SC 13G	RLOG / Rand Logistics, Inc. / Minerva Advisors LLC - RAND LOGISTICS, INC. 13G Passive Investment sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $.0001 (Title of Class of Securities) 752182105 (CUSIP Number) January 16, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur
January 9, 2015	EX-99.2	to Schedule 13G Joint Filing Agreement EX-99.2 3 d849675dex992.htm EX-99.2 Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated January 9, 2015 in connection with their beneficial ownership of Rand Logistics, Inc. Each of Columbia Small Cap Core Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc.
January 9, 2015	SC 13G	RLOG / Rand Logistics, Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment SC 13G 1 d849675dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Rand Logistics, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th
January 9, 2015	EX-99.1	to Schedule 13G EX-99.1 Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
December 18, 2014	CORRESP	RLOG / Rand Logistics, Inc. CORRESP - - RAND LOGISTICS, INC. RAND LOGISTICS, INC 500 FIFTH AVENUE 50TH FLOOR NEW YORK, NEW YORK 10110 Telephone: (212) 644-3450 Facsimile: (212) 644-6262 December 18, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: J. Nolan McWilliams Julia Griffith Re: Rand Logistics, Inc. Registration Statement on Form S-3 File No. 333-200460 Ladies and Gentlemen: Pursuant to
December 12, 2014	CORRESP	RLOG / Rand Logistics, Inc. CORRESP - - 575 Madison Avenue Nw York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax Todd J. Emmerman [email protected] 212.940.8873 direct 212.940.8776 fax December 12, 2014 Via Edgar Transmission and Federal Express United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Mail Stop 3628 Attention: J. Nolan McWilliams Re: Rand Logis
December 9, 2014	SC 13D/A	RLOG / Rand Logistics, Inc. / KNOTT DAVID M - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Rand Logistics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 752182105 (CUSIP Number) David M. Knott Chief Executive Officer Dorset Management Corporation 485 Underhill Boulevard, Suite 205 Syosset, New Y
November 24, 2014	EX-99.1	RAND LOGISTICS APPOINTS KIRK THOMPSON TO BOARD OF DIRECTORS Rand Logistics, Inc. RAND LOGISTICS APPOINTS KIRK THOMPSON TO BOARD OF DIRECTORS New York, NY – November 24, 2014 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”) today announced that its Board of Directors has appointed Kirk Thompson as a Class II director. Mr. Thompson, the current Chairman of the Board of JB Hunt Transport Services Inc., brings the number of directors to six and is the first of t
November 24, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 24, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission F
November 21, 2014	EX-4.6	RAND LOGISTICS, INC. _____________________________________, Trustee Form of Indenture Dated as of ___, 20___ SUBORDINATED DEBT SECURITIES CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 3.10 THROUGH 3.18, INCLUSIVE, OF THE TRUST INDENTURE ACT Exhibit 4.6 RAND LOGISTICS, INC. TO , Trustee Form of Indenture Dated as of , 20 SUBORDINATED DEBT SECURITIES CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 3.10 THROUGH 3.18, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: TRUST INCENTURE ACT SECTION INDENTURE SECTION ss. 3.10 (a)(1) 6.09 (a) (2) 6.09 (a) (3) Not Applicable (a) (4) Not Applicable (b) 6.08 6.10 ss. 3.11 (a) 6.13 (b) 6.13 s
November 21, 2014	EX-12.1	Rand Logistics, Inc. Computation of Ratio of Earnings to Combined Fixed Charges and Preference Dividends (Amounts in thousands, except the ratios) Exhibit 12.1 Rand Logistics, Inc. Computation of Ratio of Earnings to Combined Fixed Charges and Preference Dividends (Amounts in thousands, except the ratios) Six Months ended September 30, Fiscal Year Ended March 31, 2014 2014 2013 2012 2011 2010 Earnings: Pretax Income from continuing operations $ 8,943 $ 10,949 $ 8,102 $ 15,247 $ 6,764 $ 7,595 Add: Fixed charges 7,558 9,476 10,805 9,586 6,019
November 21, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 20, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission F
November 21, 2014	EX-4.5	RAND LOGISTICS, INC. FORM OF INDENTURE Dated as of ______________, ___ 20__ SENIOR DEBT SECURITIES CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 3.10 THROUGH 3.18, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939 Exhibit 4.5 RAND LOGISTICS, INC. TO , Trustee FORM OF INDENTURE Dated as of , 20 SENIOR DEBT SECURITIES CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 3.10 THROUGH 3.18, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939 TRUST INDENTURE ACT SECTION INDENTURE SECTION ss. 310 (a)(1) 6.09 (a)(2) 6.09 (a)(3) Not Applicable (a)(4) Not Applicable (b) 6.08 6.10 ss. 311 (a) 6.13 (b) 6.13 ss. 312 (a) 7
November 21, 2014	S-3	RLOG / Rand Logistics, Inc. S-3 - - As filed with the Securities and Exchange Commission on November 21, 2014. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RAND LOGISTICS, INC. (Exact name of registrant as specified in its charter) Delaware 20-1195343 (State or other jurisdiction of incorporation or organization) (I.R.S.
November 20, 2014	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 20, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission F
November 20, 2014	EX-99.1	RAND LOGISTICS TO FILE UNIVERSAL SHELF REGISTRATION STATEMENT Unassociated Document Rand Logistics, Inc. RAND LOGISTICS TO FILE UNIVERSAL SHELF REGISTRATION STATEMENT New York, NY – November 20, 2014 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”) today announced that it intends to file a universal shelf registration statement on Form S-3 with the U.S. Securities and Exchange Commission (SEC). The registration statement is intended to provide Rand with future
November 12, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
November 12, 2014	EX-99.1	Rand Logistics, Inc. Rand Logistics, Inc. Second Quarter Fiscal 2015 Earnings Conference Call November 6, 2014 Operator: Good day and welcome to the Rand Logistics, Inc. Second Quarter Fiscal 2015 Earnings Conference Call. Today's conference is being recorded. At this time, I would like to turn the conference over to Ms. Alison Ziegler, Vice President, Cameron Associates. Please go ahead, Ma’am. Alison Ziegler: Thank
November 7, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
November 7, 2014	EX-99.1	RAND LOGISTICS ANNOUNCES ADDITIONAL ORGANIZATIONAL CHANGES Rand Logistics, Inc. RAND LOGISTICS ANNOUNCES ADDITIONAL ORGANIZATIONAL CHANGES New York, NY – November 5, 2014 - Rand Logistics, Inc. (NASDAQ: RLOG) announced today that it is implementing a number of changes to its Board of Directors and management including the pending retirement of its Chief Financial Officer, Joseph McHugh. Board Changes to be Effective November 20, 2014 Concurrent with the C
November 7, 2014	EX-10.2	FIRST AMENDMENT TO EMPLOYMENT AGREEMENT EX-10.2 3 e612837ex10-2.htm FIRST AMENDMENT TO EMPLOYMENT AGREEMENT FIRST AMENDMENT TO EMPLOYMENT AGREEMENT, dated as of November 5, 2014 (this “Amendment”), to the Employment Agreement, dated as of June 12, 2013 (the “Agreement”), by and between Rand Logistics, Inc., a Delaware corporation (the “Company”), and Laurence S. Levy (“Executive”). WITNESSETH WHEREAS, Section 10 of the Agreement provide
November 7, 2014	DEFA14A	RLOG / Rand Logistics, Inc. DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of
November 7, 2014	EX-10.3	EMPLOYMENT SEPARATION AGREEMENT AND RELEASE EX-10.3 4 e612837ex10-3.htm EMPLOYMENT SEPARATION AGREEMENT AND RELEASE THIS EMPLOYMENT SEPARATION AGREEMENT AND RELEASE (this “Agreement”) is entered into as of November 5, 2014 by and between Rand Logistics, Inc. (the “Company”) and Joseph W. McHugh, Jr. (“Executive”). WHEREAS, the Company and Executive are party to that certain Employment Agreement, dated as of June 12, 2013 (the “Employment Ag
November 7, 2014	EX-10.1	FIRST AMENDMENT TO EMPLOYMENT AGREEMENT EX-10.1 2 e612837ex10-1.htm FIRST AMENDMENT TO EMPLOYMENT AGREEMENT FIRST AMENDMENT TO EMPLOYMENT AGREEMENT, dated as of November 5, 2014 (this “Amendment”), to the Employment Agreement, dated as of June 12, 2013 (the “Agreement”), by and between Rand Logistics, Inc., a Delaware corporation (the “Company”), and Edward Levy (“Executive”). WITNESSETH WHEREAS, Section 10 of the Agreement provides tha
November 6, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2014 or ¨ TRANSITION REPORT PURSU UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOGISTICS,
November 6, 2014	EX-99.1	EX-99.1
November 6, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
November 6, 2014	EX-99.1	RAND LOGISTICS REPORTS SECOND QUARTER FISCAL YEAR 2015 FINANCIAL RESULTS Operating Income plus Depreciation, Amortization and Loss on Foreign Exchange Increased 11.2% to $17.4 million; up 14.1% on a Constant Currency Basis Rand Logistics, Inc. RAND LOGISTICS REPORTS SECOND QUARTER FISCAL YEAR 2015 FINANCIAL RESULTS Operating Income plus Depreciation, Amortization and Loss on Foreign Exchange Increased 11.2% to $17.4 million; up 14.1% on a Constant Currency Basis New York, NY – November 5, 2014 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”) today announced its financial results for the fiscal year 2015 second quarter
November 6, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
October 29, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 29, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
October 29, 2014	DEFA14A	RLOG / Rand Logistics, Inc. DEFA14A - - DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of
October 29, 2014	EX-99.1	RAND LOGISTICS ANNOUNCES RECONVENED ANNUAL MEETING SCHEDULED FOR NOVEMBER 20, 2014 Board to Commence Search for New Directors Rand Logistics, Inc. RAND LOGISTICS ANNOUNCES RECONVENED ANNUAL MEETING SCHEDULED FOR NOVEMBER 20, 2014 Board to Commence Search for New Directors New York, NY – October 29, 2014 - Rand Logistics, Inc. (NASDAQ: RLOG) announced today that its 2014 annual meeting of stockholders will be reconvened at 9:30 am New York time on November 20, 2014 at the offices of Katten Muchin Rosenman LLP, 575 Madison
October 21, 2014	SC 13D/A	RLOG / Rand Logistics, Inc. / JWEST, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) Rand Logistics, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) Jonathan R. Evans 501 Congressional Boulevard, Suite 300 Carmel, IN 46032 (317) 819-6200 (Name, Address and Telephone Number of Person Auth
October 20, 2014	EX-99.1	RAND LOGISTICS ANNOUNCES ADJOURNMENT OF ANNUAL MEETING RAND LOGISTICS ANNOUNCES ADJOURNMENT OF ANNUAL MEETING New York, NY – October 17, 2014 - Rand Logistics, Inc.
October 20, 2014	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 17, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fi
September 24, 2014	DEFA14A	RLOG / Rand Logistics, Inc. DEFA14A - - DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of
September 24, 2014	EX-1	AGREEMENT EX-1 Exhibit 1 AGREEMENT THIS AGREEMENT (this “Agreement”), is made as of September 22, 2014, by and between Rand Logistics, Inc.
September 24, 2014	SC 13D/A	RLOG / Rand Logistics, Inc. / JWEST, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Rand Logistics, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) Jonathan R. Evans 501 Congressional Boulevard, Suite 300 Carmel, IN 46032 (317) 819-6200 (Name, Address and Telephone Number of Person Auth
September 22, 2014	EX-99.1	RAND LOGISTICS ANNOUNCES SETTLEMENT OF PROXY CONTEST WITH JWEST, LLC Annual Meeting to be Adjourned until October 22, 2014 EX-99.1 3 e612711ex99-1.htm Rand Logistics, Inc. RAND LOGISTICS ANNOUNCES SETTLEMENT OF PROXY CONTEST WITH JWEST, LLC Annual Meeting to be Adjourned until October 22, 2014 New York, NY – September 22, 2014 - Rand Logistics, Inc. (NASDAQ: RLOG) announced today that it has reached an agreement with JWEST, LLC, a significant stockholder of the company, ending JWEST’s proxy contest for Rand’s upcoming
September 22, 2014	EX-10.1	AGREEMENT AGREEMENT THIS AGREEMENT (this “Agreement”), is made as of September 22, 2014, by and between Rand Logistics, Inc.
September 22, 2014	DEFA14A	RLOG / Rand Logistics, Inc. DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of
September 22, 2014	DEFA14A	RLOG / Rand Logistics, Inc. DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of
September 22, 2014	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 22, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission
September 15, 2014	DFAN14A	RLOG / Rand Logistics, Inc. DFAN14A - - DFAN14A DFAN14A United States Securities and Exchange Commission Washington, DC 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to § 240.
September 11, 2014	DFAN14A	RLOG / Rand Logistics, Inc. DFAN14A - - DFAN14A DFAN14A United States Securities and Exchange Commission Washington, DC 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to § 240.
September 10, 2014	DEFA14A	RLOG / Rand Logistics, Inc. DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of
September 8, 2014	DEFA14A	RLOG / Rand Logistics, Inc. DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of
September 5, 2014	DFAN14A	RLOG / Rand Logistics, Inc. DFAN14A - - DFAN14A United States Securities and Exchange Commission Washington, DC 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to § 240.
September 4, 2014	DFAN14A	RLOG / Rand Logistics, Inc. DFAN14A - - DFAN14A DFAN14A United States Securities and Exchange Commission Washington, DC 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to § 240.
September 3, 2014	DEFA14A	RLOG / Rand Logistics, Inc. DEFA14A - - DEFA14A 1 e612673defa14a-rand.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy St
September 2, 2014	DEFC14A	RLOG / Rand Logistics, Inc. DEFC14A - - DEFC14A DEFC14A United States Securities and Exchange Commission Washington, DC 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to § 240.
August 29, 2014	DEFC14A	RLOG / Rand Logistics, Inc. DEFC14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid
August 26, 2014	PRRN14A	RLOG / Rand Logistics, Inc. PRRN14A - - PRRN14A PRRN14A United States Securities and Exchange Commission Washington, DC 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
August 26, 2014	PRER14A	RLOG / Rand Logistics, Inc. PRER14A - - PRELIMINARY PROXY STATEMENT PRER14A 1 t1401623-prer14a.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check
August 26, 2014	CORRESP	RLOG / Rand Logistics, Inc. CORRESP - - 575 Madison Avenue Nw York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax Todd J. Emmerman [email protected] 212.940.8873 direct 212.940.8776 fax August 26, 2014 Via Edgar Transmission and Federal Express United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Mail Stop 3628 Attention: Christina Chalk Re: Rand Logistics,
August 26, 2014	CORRESP	RLOG / Rand Logistics, Inc. CORRESP - - CORRESP August 26, 2014 By EDGAR Securities and Exchange Commission 100 F Street, N.
August 20, 2014	PRRN14A	RLOG / Rand Logistics, Inc. PRRN14A - - PRRN14A PRRN14A United States Securities and Exchange Commission Washington, DC 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
August 20, 2014	CORRESP	RLOG / Rand Logistics, Inc. CORRESP - - CORRESP August 20, 2014 By EDGAR Securities and Exchange Commission 100 F Street, N.
August 18, 2014	PRER14A	RLOG / Rand Logistics, Inc. PRER14A - - PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid
August 18, 2014	CORRESP	RLOG / Rand Logistics, Inc. CORRESP - - 575 Madison Avenue Nw York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax Todd J. Emmerman [email protected] 212.940.8873 direct 212.940.8776 fax August 18, 2014 Via Edgar Transmission and Federal Express United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Mail Stop 3628 Attention: Christina Chalk Re: Rand Logistics,
August 14, 2014	SC 13D/A	RLOG / Rand Logistics, Inc. / JWEST, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Rand Logistics, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) Jonathan R. Evans 501 Congressional Boulevard, Suite 300 Carmel, IN 46032 (317) 819-6200 (Name, Address and Telephone Number of Person Auth
August 13, 2014	EX-99.1	Rand Logistics, Inc. EX-99.1 2 e612625ex99-1.htm Rand Logistics, Inc. First Quarter Fiscal 2015 Earnings Conference Call August 07, 2014 Operator: Please stand by, we're about to begin. Good day everyone and welcome to the Rand Logistics Inc. First Quarter Fiscal 2015 Earnings Conference Call. Today's call is being recorded. At this time I would like to turn the conference over to Ms. Alison Ziegler, Vice President, C
August 13, 2014	8-K	8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
August 7, 2014	8-K	8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
August 7, 2014	EX-99.1	EX-99.1
August 7, 2014	8-K	8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
August 7, 2014	EX-99.1	RAND LOGISTICS REPORTS FIRST QUARTER FISCAL YEAR 2015 FINANCIAL RESULTS Operating Income plus Depreciation and Amortization of $12.0 million Despite 124 Fewer Sailing Days and Adverse April Weather and Ice Conditions EX-99.1 2 e612605ex99-1.htm Rand Logistics, Inc. RAND LOGISTICS REPORTS FIRST QUARTER FISCAL YEAR 2015 FINANCIAL RESULTS Operating Income plus Depreciation and Amortization of $12.0 million Despite 124 Fewer Sailing Days and Adverse April Weather and Ice Conditions New York, NY – August 7, 2014 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”) today announced its financial results for the fiscal year
August 7, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014 or ¨ TRANSITION REPORT PURSUANT T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-33345 RAND LOGISTICS, INC.
August 5, 2014	PREC14A	RLOG / Rand Logistics, Inc. PREC14A - - PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of
July 29, 2014	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) 10-K/A 1 e61256910ka-rand.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33345 R
July 25, 2014	PREC14A	RLOG / Rand Logistics, Inc. PREC14A - - PREC14A PREC14A United States Securities and Exchange Commission Washington, DC 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
July 16, 2014	EX-1	50l CONGRESSIONAL BLVD., SUITE 300, CARMEL, INDIANA 46032 \| JWESTLLC.net \| Office 317.819.6200 \| Fax 317.819.0056 EX-1 Exhibit 1 July 15, 2014 Via Overnight Delivery Mr. Laurence S. Levy Executive Chairman Rand Logistics, Inc. 500 Fifth Avenue 50th Floor New York, New York 10110 Re: Intent to Nominate Directors at RLOG’s 2014 Annual Meeting of Stockholders Laurence: This letter is to inform you and the RAND Logistics, Inc. (“RLOG”) Board of Directors (the “Board”) of JWEST, LLC’s intention regarding the nomin
July 16, 2014	SC 13D/A	RLOG / Rand Logistics, Inc. / JWEST, LLC - FORM SC 13D/A AMENDMENT #3 Activist Investment Form SC 13D/A Amendment #3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 9, 2014	SC 13D/A	RLOG / Rand Logistics, Inc. / JWEST, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Rand Logistics, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) Jonathan R. Evans 501 Congressional Boulevard, Suite 300 Carmel, IN 46032 (317) 819-6200 (Name, Address and Telephone Number of Person Auth
July 9, 2014	EX-1	501 CONGRESSIONAL BLVD., SUITE 300, CARMEL, INDIANA 46032 \| JWESTLLC.net \| Office 317.819.6200 \| Fax 317.819.0056 EX-1 Exhibit 1 July 1, 2014 Via Overnight Delivery Laurence S. Levy Executive Chairman Rand Logistics, Inc. 500 Fifth Avenue 50th Floor New York, New York 10110 Re: Notice of Intent to Nominate Directors at the Companys 2014 Annual Meeting of Stockholders Dear Mr. Levy: This letter is to advise you that stockholder JWEST LLC hereby notifies Rand Logistics, Inc. (the Company) that it is nominati
July 8, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 3, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File N
July 8, 2014	EX-10.1	EMPLOYMENT AGREEMENT Execution Copy EMPLOYMENT AGREEMENT BETWEEN: LOWER LAKES TOWING LTD. (the "Company") - and – SCOTT BRAVENER (the "Executive") (collectively referred to as the "Parties") RECITALS: A. The Executive has been employed with the Company in the position of President and Chief Executive Officer since August 1, 1995. B. The Executive has specialized knowledge and valuable skills and experience, which are
July 1, 2014	EX-1	501 CONGRESSIONAL BLVD., SUITE 300, CARMEL, INDIANA 46032 \| JWESTLLC.net \| Office 317.819.6200 \| Fax 317.819.0056 EX-1 Exhibit 1 June 13, 2014 Via Overnight Delivery The Board of Directors Rand Logistics, Inc.
July 1, 2014	SC 13D/A	RLOG / Rand Logistics, Inc. / JWEST, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Rand Logistics, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 752182105 (CUSIP Number) Jonathan R. Evans 501 Congressional Boulevard, Suite 300 Carmel, IN 46032 (317) 819-6200 (Name, Address and Telephone Number of Person Auth
June 17, 2014	8-K	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
June 17, 2014	EX-99.1	Rand Logistics Inc. EX-99.1 2 e612418ex99-1.htm Rand Logistics Inc. Fourth Quarter Fiscal 2014 Earnings Conference Call June 12, 2014 Operator: Good day and welcome to the Rand Logistics Inc. Fourth Quarter Fiscal 2014 Earnings conference call. Today’s conference is being recorded. At this time, I would like to turn the conference over to Ms. Alison Ziegler, Vice President, Cameron Associates. Please go ahead. Alison
June 12, 2014	8-K	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
June 12, 2014	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 31, 2014 TRANSITION REPORT PURSUANT TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 31, 2014 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33345 RAND LOGISTICS, INC. (Exact name of registrant as spe
June 12, 2014	EX-21	Subsidiaries of Rand Logistics, Inc. Name of Subsidiary State or other jurisdiction of incorporation or organization Names under which such subsidiaries do business Rand Finance Corp. Delaware Rand Finance Corp. Rand LL Holdings Corp. Delaware Rand L Exhibit 21 Subsidiaries of Rand Logistics, Inc. Name of Subsidiary State or other jurisdiction of incorporation or organization Names under which such subsidiaries do business Rand Finance Corp. Delaware Rand Finance Corp. Rand LL Holdings Corp. Delaware Rand LL Holdings Corp. Lower Lakes Towing Ltd. Canada Lower Lakes Towing Ltd. Lower Lakes Ship Repair Company Ltd. Canada Lower Lakes Ship Repair
June 12, 2014	EX-99.1	EX-99.1
June 12, 2014	8-K/A	Results of Operations and Financial Condition, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 11, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission Fil
June 11, 2014	EX-99.1	RAND LOGISTICS REPORTS FISCAL YEAR 2014 FINANCIAL RESULTS Operating Income Plus Depreciation and Amortization Increased by 14.9% Year-Over-Year to $32.5 million Rand Logistics, Inc. RAND LOGISTICS REPORTS FISCAL YEAR 2014 FINANCIAL RESULTS Operating Income Plus Depreciation and Amortization Increased by 14.9% Year-Over-Year to $32.5 million New York, NY – June 11, 2014 - Rand Logistics, Inc. (NASDAQ: RLOG) (“Rand”) today announced its financial results for the fiscal year ended March 31, 2014. This includes results for the Company’s fiscal fourth quarter
June 11, 2014	8-K	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 11, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File
May 27, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 27, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File N
May 27, 2014	EX-99.1	RAND LOGISTICS ANNOUNCES SIGNING OF SHIPYARD CONTRACT FOR CONVERSION OF RECENTLY ACQUIRED VESSEL TO SUPPORT NEW BUSINESS AWARDS BEGINNING IN THE 2015 SAILING SEASON EX-99.1 2 e612344ex99-1.htm Rand Logistics, Inc. RAND LOGISTICS ANNOUNCES SIGNING OF SHIPYARD CONTRACT FOR CONVERSION OF RECENTLY ACQUIRED VESSEL TO SUPPORT NEW BUSINESS AWARDS BEGINNING IN THE 2015 SAILING SEASON NEW YORK, May 27, 2014 - Rand Logistics, Inc. (NASDAQ: RLOG) ("Rand") today announced that it has entered into a shipyard contract for the construction and assembly of a new forebody whi
March 21, 2014	S-3	- AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 21, 2014 REGISTRATION NO.
March 17, 2014	EX-10.4	EX-10.4
March 17, 2014	EX-10.2	TERM LOAN CREDIT AGREEMENT Dated as of March 11, 2014 LOWER LAKES TOWING LTD., as Cdn. Borrower, GRAND RIVER NAVIGATION COMPANY, INC., as US GR Borrower, BLACK CREEK SHIPPING COMPANY, INC., as US BC Borrower, THE OTHER CREDIT PARTIES SIGNATORY HERETO TERM LOAN CREDIT AGREEMENT Dated as of March 11, 2014 among LOWER LAKES TOWING LTD.
March 17, 2014	8-K	Entry into a Material Definitive Agreement - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 11, 2014 Rand Logistics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33345 20-1195343 (State or other jurisdiction of incorporation) (Commission File

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