Statistiche di base
| CIK | 1820175 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to OCA Acquisition Corp. - Equity Warrant
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 20, 2025 Date of Report (Date of earliest event reported) OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commission F |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Co |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Co |
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| November 14, 2024 |
OCAX / OCA Acquisition Corp. / Meteora Capital, LLC Passive Investment SC 13G/A 1 meteoraocax093024a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* OCA Acquisition Corp. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 670865104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISIT |
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| November 12, 2024 |
OCAX / OCA Acquisition Corp. / PERISCOPE CAPITAL INC. - SC 13G/A Passive Investment SC 13G/A 1 d810921dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* OCA Acquisition Corp (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 670865104 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Stateme |
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| October 16, 2024 |
OCAX / OCA Acquisition Corp. / WOLVERINE ASSET MANAGEMENT LLC - SC 13G Passive Investment SC 13G 1 ef20037305sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OCA Acquisition Corp. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 670865104 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (C |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (C |
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| September 10, 2024 |
EX-99.1 2 d809498dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Units of OCA Acquisition Corp. dated as of September 10, 2024, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with th |
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| September 10, 2024 |
OCAX / OCA Acquisition Corp. / Harraden Circle Investments, LLC - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OCA Acquisition Corp. 670865104 (CUSIP Number) September 4, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒ Rule 13d-1(c) ☐ Rule 13d-1(d) * T |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Comm |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Comm |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISITION C |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Comm |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Comm |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commis |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commis |
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| June 28, 2024 |
OCAX / OCA Acquisition Corp. / COWEN AND COMPANY, LLC - COWEN AND COMPANY, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 OCA Acquisition Corp (Name of Issuer) Common Stock (Title of Class of Securities) 670865104 (CUSIP Number) June 24, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Ru |
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| June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commis |
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| June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commis |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commiss |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commiss |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISITION |
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| April 25, 2024 |
Filed by Powermers Smart Industries, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: OCA Acquisition Corp. Commission File No. 001-39901 Commission File No: of related registration statement: 333-277046 The following press release was posted to EINPresswire.com April |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commi |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commi |
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| April 10, 2024 |
BlackRock’s Former Global Chief Investment Officer joins Powermers Smart Industries Filed by Powermers Smart Industries, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: OCA Acquisition Corp. Commission File No. 001-39901 Commission File No: of related registration statement: 333-277046 Additional Information about the Business Combination and Where t |
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| April 1, 2024 |
Description of Registered Securities.* Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2020, OCA Acquisition Corp. (“we,” “our,” “us” or the “Company”) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) its units, consisting of |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39901 OCA Acquisition C |
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| April 1, 2024 |
Exhibit 97.1 CLAWBACK POLICY PURPOSE OCA Acquisition Corp. (the “Company”) believes that it is in the best interests of the Company and its stockholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. The Company’s Board of Directors (the “Board”) has therefore adopted this policy, which pr |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commi |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commi |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Co |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Co |
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| February 14, 2024 |
OCAX / OCA Acquisition Corp. / Meteora Capital, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2024 |
OCAX / OCA Acquisition Corp. / FIR TREE CAPITAL MANAGEMENT LP Passive Investment SC 13G/A 1 firtree-ocax123123a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* OCA Acquisition Corp. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) |
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| February 14, 2024 |
OCAX / OCA Acquisition Corp. / Walleye Capital LLC Passive Investment SC 13G 1 walleye-ocax123123.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OCA ACQUISITION CORP. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check |
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| February 13, 2024 |
SC 13G/A 1 karpus-sch13g18788f.htm KARPUS INVESTMENT MGT / OCA ACQUISITION CORP. - SCHEDULE 13G/A(#5) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) * OCA Acquisition Corp. (Name of Issuer) Common (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires F |
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| February 9, 2024 |
OCAX / OCA Acquisition Corp. / PERISCOPE CAPITAL INC. - SC 13G Passive Investment SC 13G 1 d772527dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OCA Acquisition Corp. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Ch |
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| February 8, 2024 |
OCAX / OCA Acquisition Corp. / Saba Capital Management, L.P. - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.2)* OCA Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 OCA ACQUISITION CORP. |
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| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 OCA ACQUISITION CORP. |
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| January 12, 2024 |
Exhibit 99.1 Powermers Smart Industries, Inc. Empowering Green Energy Commercial and Industrial Solutions January 2024 Disclaimer This presentation is for informational purposes only and has been prepared to assist interested parties in making their own evaluation with respect to the proposed business combination (the “Business Combination”) between OCA Acquisition Corp. (“OCA” or the “SPAC”), Pow |
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| January 12, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2024 OCA ACQUISITION CORP. |
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| January 12, 2024 |
Promissory Note, dated January 11, 2024, between OCA and the Sponsor. Exhibit 10.1 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE MAK |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2024 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Comm |
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| January 12, 2024 |
Amendment to Amended and Restated Certificate of Incorporation. Exhibit 3.1 AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF OCA ACQUISITION CORP. Pursuant to Section 242 of the Delaware General Corporation Law OCA ACQUISITION CORP. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is “OCA Acquisition Corp.” The original certific |
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| January 12, 2024 |
Exhibit 99.1 Powermers Smart Industries, Inc. Empowering Green Energy Commercial and Industrial Solutions January 2024 Disclaimer This presentation is for informational purposes only and has been prepared to assist interested parties in making their own evaluation with respect to the proposed business combination (the “Business Combination”) between OCA Acquisition Corp. (“OCA” or the “SPAC”), Pow |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2024 OCA ACQUISITION CORP. |
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| December 22, 2023 |
Form of Company Stockholder Support Agreement. Exhibit 10.3 FORM OF COMPANY STOCKHOLDER SUPPORT AGREEMENT This COMPANY STOCKHOLDER SUPPORT AGREEMENT, dated as of [●], 2023 (this “Agreement”), is entered into by and among the stockholders listed on Exhibit A hereto (each, a “Stockholder”), Powermers Smart Industries, Inc., a Delaware corporation (the “Company”), and OCA Acquisition Corp., a Delaware corporation (“Acquiror”). Capitalized terms u |
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| December 22, 2023 |
Exhibit 10.4 OCA Acquisition Corp. 1345 Avenue of the Americas, 33rd Floor New York, New York 10022 Powermers Smart Industries, Inc. 1500 Broadway, Suite 3300A New York, New York 10036 SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT (this “Agreement”), dated as of December 21, 2023, is made by and among OCA Acquisition Holdings, LLC, a Delaware limited liability company (the “Sponsor”), P |
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| December 22, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among OCA ACQUISITION CORP., POWR MERGER SUB, LLC, and POWERMERS SMART INDUSTRIES, INC. dated as of December 21, 2023 TABLE OF CONTENTS Page Article I Certain Definitions 3 Section 1.01 Definitions 3 Section 1.02 Construction 14 Section 1.03 Equitable Adjustments 15 Section 1.04 Knowledge 15 Article II The Merger 15 Section 2.01 The Merger 15 Section |
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| December 22, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among OCA ACQUISITION CORP., POWR MERGER SUB, LLC, and POWERMERS SMART INDUSTRIES, INC. dated as of December 21, 2023 TABLE OF CONTENTS Page Article I Certain Definitions 3 Section 1.01 Definitions 3 Section 1.02 Construction 14 Section 1.03 Equitable Adjustments 15 Section 1.04 Knowledge 15 Article II The Merger 15 Section 2.01 The Merger 15 Section |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 OCA ACQUISITION CORP. |
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| December 22, 2023 |
Exhibit 10.1 NOTE PURCHASE AGREEMENT This Note Purchase Agreement, dated as of December 21, 2023, (this “Agreement”) is entered into by and among Powermers Smart Industries, Inc., a Delaware corporation (the “Company”), and Antara Total Return SPAC Master Fund LP, a Cayman Islands exempted limited partnership (the “Investor”). Capitalized terms used but not otherwise defined herein shall have the |
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| December 22, 2023 |
Exhibit 10.1 NOTE PURCHASE AGREEMENT This Note Purchase Agreement, dated as of December 21, 2023, (this “Agreement”) is entered into by and among Powermers Smart Industries, Inc., a Delaware corporation (the “Company”), and Antara Total Return SPAC Master Fund LP, a Cayman Islands exempted limited partnership (the “Investor”). Capitalized terms used but not otherwise defined herein shall have the |
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| December 22, 2023 |
Exhibit 99.1 Powermers Smart Industries, Inc., a Global Green-Powered Solutions Company, to be Publicly Listed through a Business Combination with OCA Acquisition Corp. NEW YORK — December 22, 2023 — Powermers Smart Industries, Inc. (“PSI” or the “Company”), a green-powered technology solutions and product platform company, and OCA Acquisition Corp. (“OCAX”) (Nasdaq: OCAXU, OCAX and OCAXW), a spec |
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| December 22, 2023 |
Press Release, dated December 22, 2023. Exhibit 99.1 Powermers Smart Industries, Inc., a Global Green-Powered Solutions Company, to be Publicly Listed through a Business Combination with OCA Acquisition Corp. NEW YORK — December 22, 2023 — Powermers Smart Industries, Inc. (“PSI” or the “Company”), a green-powered technology solutions and product platform company, and OCA Acquisition Corp. (“OCAX”) (Nasdaq: OCAXU, OCAX and OCAXW), a spec |
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| December 22, 2023 |
Exhibit 99.1 Powermers Smart Industries, Inc., a Global Green-Powered Solutions Company, to be Publicly Listed through a Business Combination with OCA Acquisition Corp. NEW YORK — December 22, 2023 — Powermers Smart Industries, Inc. (“PSI” or the “Company”), a green-powered technology solutions and product platform company, and OCA Acquisition Corp. (“OCAX”) (Nasdaq: OCAXU, OCAX and OCAXW), a spec |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 OCA ACQUISITION CORP. |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| December 22, 2023 |
Form of Company Stockholder Support Agreement. Exhibit 10.3 FORM OF COMPANY STOCKHOLDER SUPPORT AGREEMENT This COMPANY STOCKHOLDER SUPPORT AGREEMENT, dated as of [●], 2023 (this “Agreement”), is entered into by and among the stockholders listed on Exhibit A hereto (each, a “Stockholder”), Powermers Smart Industries, Inc., a Delaware corporation (the “Company”), and OCA Acquisition Corp., a Delaware corporation (“Acquiror”). Capitalized terms u |
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| December 22, 2023 |
Exhibit 10.4 OCA Acquisition Corp. 1345 Avenue of the Americas, 33rd Floor New York, New York 10022 Powermers Smart Industries, Inc. 1500 Broadway, Suite 3300A New York, New York 10036 SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT (this “Agreement”), dated as of December 21, 2023, is made by and among OCA Acquisition Holdings, LLC, a Delaware limited liability company (the “Sponsor”), P |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 OCA ACQUISITION CORP. |
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| December 22, 2023 |
Exhibit 10.1 NOTE PURCHASE AGREEMENT This Note Purchase Agreement, dated as of December 21, 2023, (this “Agreement”) is entered into by and among Powermers Smart Industries, Inc., a Delaware corporation (the “Company”), and Antara Total Return SPAC Master Fund LP, a Cayman Islands exempted limited partnership (the “Investor”). Capitalized terms used but not otherwise defined herein shall have the |
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| December 22, 2023 |
Exhibit 10.2 SUBSCRIPTION AGREEMENT OCA Acquisition Corp. 1345 Avenue of the Americas, 33rd Floor New York, New York 10105 Ladies and Gentlemen: This Subscription Agreement (this “Subscription Agreement”) is being entered into as of the date set forth on the signature page hereto, by and among OCA Acquisition Corp., a Delaware corporation (“OCA”) and the undersigned investor (the “Investor”) in co |
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| December 22, 2023 |
Exhibit 10.2 SUBSCRIPTION AGREEMENT OCA Acquisition Corp. 1345 Avenue of the Americas, 33rd Floor New York, New York 10105 Ladies and Gentlemen: This Subscription Agreement (this “Subscription Agreement”) is being entered into as of the date set forth on the signature page hereto, by and among OCA Acquisition Corp., a Delaware corporation (“OCA”) and the undersigned investor (the “Investor”) in co |
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| December 22, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among OCA ACQUISITION CORP., POWR MERGER SUB, LLC, and POWERMERS SMART INDUSTRIES, INC. dated as of December 21, 2023 TABLE OF CONTENTS Page Article I Certain Definitions 3 Section 1.01 Definitions 3 Section 1.02 Construction 14 Section 1.03 Equitable Adjustments 15 Section 1.04 Knowledge 15 Article II The Merger 15 Section 2.01 The Merger 15 Section |
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| December 22, 2023 |
Exhibit 10.2 SUBSCRIPTION AGREEMENT OCA Acquisition Corp. 1345 Avenue of the Americas, 33rd Floor New York, New York 10105 Ladies and Gentlemen: This Subscription Agreement (this “Subscription Agreement”) is being entered into as of the date set forth on the signature page hereto, by and among OCA Acquisition Corp., a Delaware corporation (“OCA”) and the undersigned investor (the “Investor”) in co |
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| December 22, 2023 |
Form of Company Stockholder Support Agreement. Exhibit 10.3 FORM OF COMPANY STOCKHOLDER SUPPORT AGREEMENT This COMPANY STOCKHOLDER SUPPORT AGREEMENT, dated as of [●], 2023 (this “Agreement”), is entered into by and among the stockholders listed on Exhibit A hereto (each, a “Stockholder”), Powermers Smart Industries, Inc., a Delaware corporation (the “Company”), and OCA Acquisition Corp., a Delaware corporation (“Acquiror”). Capitalized terms u |
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| December 22, 2023 |
Exhibit 10.4 OCA Acquisition Corp. 1345 Avenue of the Americas, 33rd Floor New York, New York 10022 Powermers Smart Industries, Inc. 1500 Broadway, Suite 3300A New York, New York 10036 SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT (this “Agreement”), dated as of December 21, 2023, is made by and among OCA Acquisition Holdings, LLC, a Delaware limited liability company (the “Sponsor”), P |
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| December 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Co |
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| December 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| November 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Co |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISIT |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Com |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) * OCA Acquisition Corp. (Name of Issuer) Common (Title of Class of Securities) 670865104 (CUSIP Number) September 30, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (C |
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| August 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Comm |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISITION C |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commis |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commis |
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| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commis |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commiss |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISITION |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) * OCA Acquisition Corp. (Name of Issuer) Common (Title of Class of Securities) 670865104 (CUSIP Number) April 30, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commi |
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| March 31, 2023 |
Description of Registered Securities.* Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2020, OCA Acquisition Corp. (“we,” “our,” “us” or the “Company”) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) its units, consisting of |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39901 OCA Acquisition C |
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| February 14, 2023 |
OCAX / OCA Acquisition Corp / FIR TREE CAPITAL MANAGEMENT LP Passive Investment SC 13G 1 firtree-ocax123122.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OCA Acquisition Corp. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check |
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| January 20, 2023 |
Amendment to Amended and Restated Certificate of Incorporation. Exhibit 3.1 AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF OCA ACQUISITION CORP. Pursuant to Section 242 of the Delaware General Corporation Law OCA ACQUISITION CORP. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is “OCA Acquisition Corp.” The original certific |
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| January 20, 2023 |
Promissory Note, dated January 19, 2023, between OCA and the Sponsor. Exhibit 10.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE MAKER TH |
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| January 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2023 (January 19, 2023) OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of |
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| January 18, 2023 |
OCA Acquisition Corp. Announces Adjournment of Special Meeting of Stockholders Exhibit 99.1 OCA Acquisition Corp. Announces Adjournment of Special Meeting of Stockholders New York, New York — January 18, 2023 — OCA Acquisition Corp. (the “Company”) (Nasdaq: OCAX), announced today that it convened and then adjourned, without conducting any other business, the Company’s special meeting of stockholders (the “Special Meeting”) held on January 18, 2023. The Special Meeting has be |
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| January 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commission |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Com |
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| January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * OCA Acquisition Corp. (Name of Issuer) Common (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| January 10, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2023 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Comm |
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| December 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| December 20, 2022 |
PRE 14A 1 pre14a1222ocaacqu.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
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| December 19, 2022 |
OCA ACQUISITION CORP. 1345 Avenue of the Americas, 33rd Floor New York, NY 10105 OCA ACQUISITION CORP. 1345 Avenue of the Americas, 33rd Floor New York, NY 10105 December 19, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction Washington, D.C. 20549 Attention: William Demarest and Kristi Marrone Re: OCA Acquisition Corp. Form 10-K for the Fiscal Year Ended December 31, 2021 Filed March 28, 2022 File No. 00 |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISIT |
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| November 9, 2022 |
OCA ACQUISITION CORP. 1345 Avenue of the Americas, 33rd Floor New York, NY 10105 OCA ACQUISITION CORP. 1345 Avenue of the Americas, 33rd Floor New York, NY 10105 November 9, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction Washington, D.C. 20549 Attention: William Demarest and Kristi Marrone Re: OCA Acquisition Corp. Form 10-K for the Fiscal Year Ended December 31, 2021 Filed March 28, 2022 File No. 001 |
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| October 14, 2022 |
OCA ACQUISITION CORP. 1345 Avenue of the Americas, 33rd Floor New York, NY 10105 CORRESP 1 filename1.htm OCA ACQUISITION CORP. 1345 Avenue of the Americas, 33rd Floor New York, NY 10105 October 14, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction Washington, D.C. 20549 Attention: William Demarest and Kristi Marrone Re: OCA Acquisition Corp. Form 10-K for the Fiscal Year Ended December 31, 2021 Filed Mar |
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| September 29, 2022 |
OCA ACQUISITION CORP. 1345 Avenue of the Americas, 33rd Floor New York, NY 10105 CORRESP 1 filename1.htm OCA ACQUISITION CORP. 1345 Avenue of the Americas, 33rd Floor New York, NY 10105 September 29, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction Washington, D.C. 20549 Attention: William Demarest and Kristi Marrone Re: OCA Acquisition Corp. Form 10-K for the Fiscal Year Ended December 31, 2021 Filed M |
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| September 20, 2022 |
CORRESP 1 filename1.htm September 20, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street N.E. Washington D.C. 20549 Attn: William Demarest and Kristi Marrone Re: OCA Acquisition Corp. Form 10-K for Fiscal Year Ended December 31, 2021 Filed March 31, 2022 File No. 001-39901 Dear Mr. Demarest and Ms. Marrone: OCA Acquisition Cor. (the |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISITION C |
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| July 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2022 OCA ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 25, 2022 |
Promissory Note, dated July 20, 2022 Exhibit 10.1 THIS PROMISSORY NOTE (?NOTE?) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY |
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| July 25, 2022 |
Exhibit 99.1 OCA Acquisition Corp. Confirms Funding and Extension of Deadline to Complete Initial Business Combination New York, NY, July 25, 2022 (GLOBE NEWSWIRE) - OCA Acquisition Corp. (NASDAQ: OCAXU) (the ?Company?) announced today that its sponsor, OCA Acquisition Holdings LLC (the ?Sponsor?), has deposited an additional $747,500 (representing $0.05 per public share) (the ?Extension Payment?) |
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| July 15, 2022 |
OCA Acquisition Corp. Announces Extension of Deadline to Complete Business Combination Exhibit 99.1 OCA Acquisition Corp. Announces Extension of Deadline to Complete Business Combination New York, NY, July 15, 2022 (GLOBE NEWSWIRE) - OCA Acquisition Corp. (NASDAQ: OCAXU) (the ?Company?) announced today that its board of directors has elected to extend the date by which the Company has to consummate a business combination from July 20, 2022 to January 20, 2023 (the ?Extension?), as p |
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| July 15, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2022 OCA ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISITION |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39901 OCA Acquisition C |
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| March 9, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2022 (January 20, 2021) OCA ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdi |
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| March 9, 2022 |
Report of Independent Registered Public Accounting Firm Exhibit 99.1 Report of Independent Registered Public Accounting Firm To the Stockholders and the Board of Directors of OCA Acquisition Corp. Opinion on the Financial Statement We have audited the accompanying balance sheet of OCA Acquisition Corp. (the ?Company?) as of January 20, 2021, and the related notes (collectively referred to as the ?financial statement?). In our opinion, the financial sta |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 00 |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * OCA Acquisition Corp. (Name of Issuer) Common (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 14, 2022 |
OCAX / OCA Acquisition Corp / OCA Acquisition Holdings LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 OCA Acquisition Corp. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 14, 2022 |
OCAX / OCA Acquisition Corp / Saba Capital Management, L.P. - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1 )* OCA Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| February 14, 2022 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the shares of Class A common stock, $0. |
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| February 10, 2022 |
SC 13G/A 1 p22-0444sc13ga.htm OCA ACQUISITION CORP. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* OCA Acquisition Corp. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 670865104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statem |
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| December 20, 2021 |
Exhibit 99.1 THIS PROMISSORY NOTE (?NOTE?) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY |
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| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2021 OCA ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisdiction of incorporation) (Commission |
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| December 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2021 OCA ACQUISITION CORP. |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISIT |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39901 OCA ACQUISITION C |
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| June 10, 2021 |
SC 13G 1 karpus-sch13g18487.htm KARPUS INVESTMENT MGT / OCA ACQUISITION CORP. - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * OCA Acquisition Corp. (Name of Issuer) Common (Title of Class of Securities) 670865104 (CUSIP Number) May 31, 2021 (Date of Event Which Requires Filing of Thi |
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| May 27, 2021 |
OCAX / OCA Acquisition Corp / Saba Capital Management, L.P. - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OCA Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 670865104 (CUSIP Number) May 17, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| May 18, 2021 |
10-Q 1 f10q0321ocaacquisition.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fro |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
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| April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39901 OCA Acquisition C |
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| April 8, 2021 |
Description of Registered Securities.* Exhibit 4.5 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2020, OCA Acquisition Corp. (?we,? ?our,? ?us? or the ?Company?) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) its units, consisting of |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-K ☐ Transition Report o |
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| March 5, 2021 |
Exhibit 99.1 OCA Acquisition Corp. Announces the Separate Trading of its Class A Common Stock and Warrants, Commencing March 8, 2021 NEW YORK, NY, March 5, 2021 (GLOBE NEWSWIRE) ? OCA Acquisition Corp. (NASDAQ: OCAXU) (the ?Company?) announced that, commencing March 8, 2021, holders of the units sold in the Company?s initial public offering may elect to separately trade shares of the Company?s Cla |
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| March 5, 2021 |
Financial Statements and Exhibits, Other Events 8-K 1 ea137125-8kocaacquis.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2021 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-2218652 (State or other jurisd |
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| February 1, 2021 |
SC 13G 1 p21-0282sc13g.htm OCA ACQUISITION CORP. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OCA Acquisition Corp. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 670865203** (CUSIP Number) January 20, 2021 (Date of Event Which Requires Filing of This Statement) |
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| January 26, 2021 |
Report of Independent Registered Public Accounting Firm Exhibit 99.1 Report of Independent Registered Public Accounting Firm To the Stockholders and the Board of Directors of OCA Acquisition Corp. Opinion on the Financial Statement We have audited the accompanying balance sheet of OCA Acquisition Corp. (the "Company") as of January 20, 2021, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial sta |
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| January 26, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 ea133951-8kocaacq.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2021 (January 20, 2021) OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 85-22186 |
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| January 21, 2021 |
Exhibit 10.4 OCA ACQUISITION CORP. 1345 Avenue of the Americas, 33rd Floor New York, New York 10105 January 14, 2021 Olympus Capital Holdings Asia, LLC 1345 Avenue of the Americas, 33rd Floor New York, New York 10105 Re: Administrative Services Agreement Ladies and Gentlemen: This letter agreement by and between OCA Acquisition Corp. (the “Company”) and Olympus Capital Holdings Asia, LLC (“Olympus |
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| January 21, 2021 |
Exhibit 99.1 OCA Acquisition Corp. Announces Pricing of $130 Million Initial Public Offering Thursday, January 14, 2021 New York, NY , Jan. 14, 2021 (GLOBE NEWSWIRE) - OCA Acquisition Corp. (the "Company" or "OCA"), a special purpose acquisition company, today announced the pricing of its initial public offering of 13,000,000 units at a price of $10.00 per unit. The units will be listed on The Nas |
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| January 21, 2021 |
Exhibit 10.1 January 14, 2021 OCA Acquisition Corp. 1345 Avenue of the Americas, 33rd Floor New York, New York 10105 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) to be entered into by and among OCA Acquisition Corp., a Delaware corporation (the “Company” |
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| January 21, 2021 |
8-K 1 ea133706-8kocaacquisition.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 21, 2021 (January 14, 2021) OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39901 |
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| January 21, 2021 |
Exhibit 10.3 REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT THIS REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT (this “Agreement”), dated as of January 14, 2021, is made and entered into by and among OCA Acquisition Corp., a Delaware corporation (the “Company”), OCA Acquisition Holdings LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed under Holder on the |
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| January 21, 2021 |
Exhibit 10.5 WARRANT PURCHASE AGREEMENT THIS WARRANT PURCHASE AGREEMENT (as it may from time to time be amended, this “Agreement”), dated as of January 14, 2021, is entered into by and among OCA Acquistion Corp., a Delaware corporation (the “Company”), and OCA Acquisition Holdings LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, the Company intends to consummate an initial pub |
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| January 21, 2021 |
EX-1.1 2 ea133706ex1-1ocaacq.htm UNDERWRITING AGREEMENT, DATED JANUARY 14, 2021, BY AND AMONG THE COMPANY, STIFEL, NICOLAUS & COMPANY, INCORPORATED AND NOMURA SECURITIES INTERNATIONAL, INC., AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS Exhibit 1.1 OCA ACQUISITION CORP. 13,000,000 Units Units, each consisting of one (1) share of Class A common stock, $0.0001 par value, and one-half of one warrant |
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| January 21, 2021 |
Exhibit 99.2 OCA Acquisition Corp. Announces Closing of $149.5 Million Initial Public Offering Wednesday, January 20, 2021 New York, NY, Jan. 20, 2021 (GLOBE NEWSWIRE) - OCA Acquisition Corp. (the "Company" or "OCA"), a special purpose acquisition company, today announced the closing of its initial public offering of 14,950,000 units at a price of $10.00 per unit, including 1,950,000 units issued |
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| January 21, 2021 |
Amended and Restated Certificate of Incorporation.(2) Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF OCA Acquisition Corp. January 14, 2021 OCA Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “OCA Acquisition Corp.”. The original certificate of incorporation of the Corporation was filed with the Secr |
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| January 21, 2021 |
Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of January 14, 2021, by and between OCA Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Trustee”). WHEREAS, the Company’s registration statement on Form S-1, Fi |
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| January 21, 2021 |
Exhibit 4.1 WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of January 14, 2021, is by and between OCA Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”). WHEREAS, the Company is engaged in an |
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| January 19, 2021 |
$130,000,000 OCA Acquisition Corp. 13,000,000 Units 424B4 1 f424b40121ocaacquisition.htm PROSPECTUS PROSPECTUS Filed Pursuant to Rule 424(b)(4) Registration No. 333-251617 $130,000,000 OCA Acquisition Corp. 13,000,000 Units OCA Acquisition Corp. is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or m |
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| January 14, 2021 |
8-A12B 1 ea133362-8a12bocaacqu.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OCA ACQUISITION CORP. (Exact Name of Registrant as Specified in Its Charter) Delaware 85-2218652 (State of Incorporation or Organization) (I.R.S. Em |
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| January 13, 2021 |
CORRESP 1 filename1.htm OCA Acquisition Corp. 1345 Avenue of the Americas, 33rd Floor New York, New York 10105 January 13, 2021 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Brigitte Lippmann Re: OCA Acquisition Corp Registration Statement on Form S-1, as amended Filed January 11, 2021 File No. 333-251617 Dear Ms. Lippmann: Pursuant to Rule |
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| January 13, 2021 |
January 13, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: OCA Acquisition Corp. Registration Statement on Form S-1 File No. 333-251617 Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, as amended (the “Securities Act”), we, as representatives of the underwriters for the proposed |
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| January 11, 2021 |
Form of Indemnification Agreement (1) Exhibit 10.6 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of , 2021, by and between OCA Acquisition Corp., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly-held corporations as directors, officers or in other capacities unless they are provided with adequate protection t |
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| January 11, 2021 |
Form of Administrative Services Agreement* Exhibit 10.8 OCA ACQUISITION CORP. 1345 Avenue of the Americas, 33rd Floor New York, New York 10105 , 2021 [ ] 1345 Avenue of the Americas, 33rd Floor New York, New York 10105 Re: Administrative Services Agreement Ladies and Gentlemen: This letter agreement by and between OCA Acquisition Corp. (the “Company”) and [ ] (“[ ]”), dated as of the date hereof, will confirm our agreement that, commencing |
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| January 11, 2021 |
Form of Underwriting Agreement* EX-1.1 2 fs12021a1ex1-1ocaacquis.htm FORM OF UNDERWRITING AGREEMENT Exhibit 1.1 OCA ACQUISITION CORP. 13,000,000 Units Units, each consisting of one (1) share of Class A common stock, $0.0001 par value, and one-half of one warrant Underwriting Agreement [●], 2021 Underwriting Agreement [●], 2021 Stifel, Nicolaus & Company, Incorporated 1 South Street 15th Floor Baltimore, Maryland 21202 Nomura Sec |
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| January 11, 2021 |
Form of Amended and Restated Certificate of Incorporation* EX-3.2 3 fs12021a1ex3-2ocaacquis.htm FORM OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF OCA Acquisition Corp. January [], 2021 OCA Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “OCA Acquisiti |
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| January 11, 2021 |
Form of Warrant Agreement between Continental Stock Transfer and Trust Company and the Registrant* Exhibit 4.4 WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of [], 2021, is by and between OCA Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”). WHEREAS, the Company is engaged in an initial |
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| January 11, 2021 |
Exhibit 10.1 [], 2021 OCA Acquisition Corp. 1345 Avenue of the Americas, 33rd Floor New York, New York 10105 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) to be entered into by and among OCA Acquisition Corp., a Delaware corporation (the “Company”), and S |
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| January 11, 2021 |
Compensation Committee Charter* Exhibit 99.2 OCA ACQUISITION CORP. COMPENSATION COMMITTEE CHARTER I. Purpose The purposes of the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of OCA Acquisition Corp. (the “Company”) shall be to oversee the Company’s compensation and employee benefit plans and practices, including its executive compensation plans, and its incentive-compensation and equity-based |
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| January 11, 2021 |
As filed with the Securities and Exchange Commission on January 11, 2021. Registration No. 333-251617 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 85-2218652 (State or other jurisdiction of incorpor |
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| January 11, 2021 |
EX-10.5 12 fs12021a1ex10-5ocaacquis.htm FORM OF REGISTRATION RIGHTS AGREEMENT BETWEEN THE REGISTRANT AND CERTAIN SECURITYHOLDERS Exhibit 10.5 REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT THIS REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT (this “Agreement”), dated as of July 1, 2020, is made and entered into by and among OCA Acquisition Corp., a Delaware corporation (the “Company”), OCA Acquisitio |
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| January 11, 2021 |
Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of January , 2021, by and between OCA Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Trustee”). WHEREAS, the Company’s registration statement on Form S-1, File |
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| January 11, 2021 |
Exhibit 99.1 AUDIT COMMITTEE CHARTER OCA ACQUISITION CORP. I. Purpose The purposes of the Audit Committee (the “Committee”) of the Board of Directors (the “Board”) of OCA Acquisition Corp. (the “Company”) shall be to provide assistance to the Board in fulfilling its legal and fiduciary obligations to oversee: A. the integrity of the Company’s financial statements and other financial information pr |
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| January 11, 2021 |
Specimen Class A Common Stock Certificate. (1) Exhibit 4.2 NUMBER SHARES C- CUSIP 670865 104 SEE REVERSE FOR CERTAIN DEFINITIONS OCA ACQUISITION CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CLASS A COMMON STOCK This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE CLASS A COMMON STOCK OF OCA ACQUISITION CORP. (THE “COMPANY”) transferable on the books of the Company in per |
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| January 11, 2021 |
Specimen Warrant Certificate. (1) Exhibit 4.3 [FACE] Number WARRANTS THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW OCA ACQUISITION CORP. Incorporated Under the Laws of the State of Delaware CUSIP 670865 112 Warrant Certificate This Warrant Certificate certifies that , or its registered assigns, is the registered holder of warrant(s) |
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| January 11, 2021 |
Form of Code of Business Conduct and Ethics* Exhibit 14 OCA ACQUISITION CORP. CODE OF BUSINESS CONDUCT AND ETHICS 1. Introduction The Board of Directors (the “Board”) of OCA Acquisition Corp. (the “Company”) has adopted this code of business conduct and ethics (this “Code”), as amended from time to time by the Board, and which is applicable to all of the Company’s directors, officers and employees (to the extent that employees are hired in t |
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| January 11, 2021 |
Form of Warrant Purchase Agreement between the Registrant and OCA Acquisition Holdings LLC* Exhibit 10.4 WARRANT PURCHASE AGREEMENT THIS WARRANT PURCHASE AGREEMENT (as it may from time to time be amended, this “Agreement”), dated as of January , 2021, is entered into by and among OCA Acquistion Corp., a Delaware corporation (the “Company”), and OCA Acquisition Holdings LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, the Company intends to consummate an initial publi |
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| January 11, 2021 |
Specimen Unit Certificate. (1) EX-4.1 4 fs12021a1ex4-1ocaacquis.htm SPECIMEN UNIT CERTIFICATE Exhibit 4.1 NUMBER U- UNITS CUSIP 670865 203 SEE REVERSE FOR CERTAIN DEFINITIONS OCA ACQUISITION CORP. UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND ONE- HALF OF ONE WARRANT, EACH WHOLE WARRANT ENTITLING THE HOLDER TO PURCHASE ONE SHARE OF CLASS A COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) co |
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| December 23, 2020 |
Exhibit 99.3 Consent of Director Nominee OCA Acquisition Corp. Pursuant to Rule 438 of Regulation C promulgated under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the Registration Statement on Form S-1 (the “Registration Statement”) of OCA Acquisition Corp. (the “Company”), the undersigned hereby consents to being named and described as a director nominee in th |
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| December 23, 2020 |
Registration Statement - REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on December 23, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OCA Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 85-2218652 (State or other jurisdiction of incorporation or organization) ( |
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| December 23, 2020 |
Promissory Note issued in favor of OCA Acquisition Holdings LLC, dated July 28, 2020. (1) EX-10.7 5 fs12020ex10-7ocaacqu.htm PROMISSORY NOTE ISSUED IN FAVOR OF OCA ACQUISITION HOLDINGS LLC, DATED JULY 28, 2020 Exhibit 10.7 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREO |
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| December 23, 2020 |
Exhibit 3.1 CERTIFICATE OF INCORPORATION OF OCA ACQUISITION CORP. July 28, 2020 The undersigned, for the purposes of forming a corporation under the laws of the State of Delaware, does make, file, and record this Certificate of Incorporation (the “Certificate”), and does hereby certify as follows: ARTICLE I NAME The name of the corporation is OCA Acquisition Corp. (the “Corporation”). ARTICLE II P |
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| December 23, 2020 |
EX-99.7 11 fs12020ex99-7ocaacqu.htm CONSENT OF ALEC ELLISON Exhibit 99.7 Consent of Director Nominee OCA Acquisition Corp. Pursuant to Rule 438 of Regulation C promulgated under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the Registration Statement on Form S-1 (the “Registration Statement”) of OCA Acquisition Corp. (the “Company”), the undersigned hereby conse |
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| December 23, 2020 |
Exhibit 3.3 BY LAWS OF OCA ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered agent in Delaware. |
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| December 23, 2020 |
Exhibit 99.5 Consent of Director Nominee OCA Acquisition Corp. Pursuant to Rule 438 of Regulation C promulgated under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the Registration Statement on Form S-1 (the “Registration Statement”) of OCA Acquisition Corp. (the “Company”), the undersigned hereby consents to being named and described as a director nominee in th |
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| December 23, 2020 |
Exhibit 10.3 OCA Acquisition Corp. 485 Madison Ave, 17th Floor New York, NY 10022 July 28, 2020 OCA Acquisition Holdings LLC 485 Madison Ave, 17th Floor New York, NY 10022 RE: Securities Subscription Agreement Ladies and Gentlemen: This agreement (the “Agreement”) is entered into on July 28, 2020 by and between OCA Acquisition Holdings LLC, a Delaware limited liability company (the “Subscriber” or |
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| December 23, 2020 |
Exhibit 99.6 Consent of Director Nominee OCA Acquisition Corp. Pursuant to Rule 438 of Regulation C promulgated under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the Registration Statement on Form S-1 (the “Registration Statement”) of OCA Acquisition Corp. (the “Company”), the undersigned hereby consents to being named and described as a director nominee in th |
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| December 23, 2020 |
Exhibit 99.4 Consent of Director Nominee OCA Acquisition Corp. Pursuant to Rule 438 of Regulation C promulgated under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the Registration Statement on Form S-1 (the “Registration Statement”) of OCA Acquisition Corp. (the “Company”), the undersigned hereby consents to being named and described as a director nominee in th |
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| August 25, 2020 |
As submitted confidentially with the U.S. Securities and Exchange Commission on August 24, 2020. This draft registration statement has not been publicly filed with the U.S. Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER TH |
