Statistiche di base
| CIK | 1604416 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nexeo Solutions, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| February 13, 2020 |
NXEO / Nexeo Solutions, Inc. / Baupost Group LLC/MA - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nexeo Solutions Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 65342H102 (CUSIP Number) Calendar Year 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| March 12, 2019 |
NXEO / Nexeo Solutions, Inc. FORM 15 FORM 15 OMB APPROVAL OMB Number: 3235-0167 Expires: May 31, 2021 Estimated average burden hours per response 1. |
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| March 5, 2019 |
Amendment No. 4 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* NEXEO SOLUTIONS, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title and Class of Securities) 65342H102 (CUSIP Number) J. Richard Atwood First Pacific Advisors, LP 11601 Wilshire Blvd. Suite 1200 Los Ang |
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| March 1, 2019 |
NXEO / Nexeo Solutions, Inc. S-8 POS S-8 POS As filed with the U.S. Securities and Exchange Commission on March 1, 2019 Registration No. 333-212199 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO: FORM S-8 REGISTRATION STATEMENT NO. 333-212199 UNDER THE SECURITIES ACT OF 1933 Nexeo Solutions, Inc. (n/k/a Pilates Merger Sub II LLC) (Exact Name of Registrant as Specified in its |
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| March 1, 2019 |
NXEO / Nexeo Solutions, Inc. POS AM POS AM As filed with the U.S. Securities and Exchange Commission on March 1, 2019 Registration No. 333-212200 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO: FORM S-3 REGISTRATION STATEMENT NO. 333-212200 UNDER THE SECURITIES ACT OF 1933 Nexeo Solutions, Inc. (n/k/a Pilates Merger Sub II LLC) (Exact Name of Registrant as Specified in its C |
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| March 1, 2019 |
Operating Agreement of Pilates Merger Sub II LLC. Exhibit 3.2 Exhibit 3.2 LIMITED LIABILITY COMPANY AGREEMENT OF PILATES MERGER SUB II LLC Dated as of September 10, 2018 This Limited Liability Company Agreement (this “Agreement”) of Pilates Merger Sub II LLC is entered into by Univar Inc. (the “Member”). The Member hereby forms a limited liability company pursuant to and in accordance with the Delaware Limited Liability Company Act (6 Del. C. § 1 |
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| March 1, 2019 |
Certificate of Formation of Pilates Merger Sub II LLC. Exhibit 3.1 Exhibit 3.1 CERTIFICATE OF FORMATION OF PILATES MERGER SUB II LLC This Certificate of Formation of Pilates Merger Sub II LLC (the “Company”), dated as of September 10, 2018, is being duly executed and filed by Justin C. Nowell, as an authorized person, to form a limited liability company under the Delaware Limited Liability Company Act (6 Del. C. § 18-101, et seq.). FIRST: The name of |
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| March 1, 2019 |
Exhibit 99.1 Exhibit 99.1 PRESS RELEASE FOR ADDITIONAL INFORMATION: Univar Solutions Investor Relations David Lim +1 844-632-1060 [email protected] Univar Solutions Media Relations Dwayne Roark +1 331-777-6031 [email protected] Univar Completes Acquisition of Nexeo Solutions, Creating Univar Solutions Combined Company Positioned to Drive Growth and Shareholder Value with Expanded Capabilities |
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| March 1, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 1, 2019 NEXEO SOLUTIONS, INC. (Pilates Merger Sub II LLC, as Successor by Merger to Nexeo Solutions, Inc. ) (Exact Name of Registrant as specified in its charter) Delaw |
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| March 1, 2019 |
WLRHW / WL Ross Holding Corp. / TPG Group Holdings (SBS) Advisors, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Nexeo Solutions, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 92939D104 (CUSIP Number) Adam Fliss TPG Global, LLC 301 Commerce Street, Suite 3300 Fort Worth, TX 76102 (817) 871-4000 (Name, Address and Tele |
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| February 27, 2019 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 26, 2019 NEXEO SOLUTIONS, INC. (Exact Name of Registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or Other Jurisdiction of Incorporation) (C |
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| February 26, 2019 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Registration Statement on Form S-4: 333-228154 The following is an excerpt from a communication by David Jukes, Univar Inc.’s President and Chief Executive Officer, se |
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| February 20, 2019 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Registration Statement on Form S-4: 333-228154 The following is an excerpt from a communication by David Jukes, Univar Inc.’s President and Chief Executive Officer, se |
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| February 20, 2019 |
UNVR / Univar, Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2019 Univar Inc. (Exact name of registrant as specified in its charter) Delaware 001-37443 26-1251958 (State or other jurisdiction (Commission (IRS Employer of i |
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| February 14, 2019 |
NXEO / Nexeo Solutions, Inc. / Park West Asset Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* NEXEo SOLUTIONS, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 65342H102 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 13, 2019 |
NXEO / Nexeo Solutions, Inc. / Baupost Group LLC/MA - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Nexeo Solutions Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 65342H102 (CUSIP Number) Calendar Year 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 8, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 8, 2019 NEXEO SOLUTIONS, INC. (Exact Name of Registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or Other Jurisdiction of Incorporation) (Commiss |
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| February 8, 2019 |
EX-99.1 Exhibit 99.1 PRESS RELEASE FOR ADDITIONAL INFORMATION: Univar Investor Relations Nexeo Investor Relations David Lim Michael Everett +1 844-632-1060 +1 281-297-0856 [email protected] [email protected] Univar Media Relations Nexeo Media Relations Dwayne Roark Tracy Diel +1 331-777-6031 +1 281-297-0851 [email protected] [email protected] Univar and Nex |
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| February 8, 2019 |
EX-99.1 Exhibit 99.1 PRESS RELEASE FOR ADDITIONAL INFORMATION: Univar Investor Relations Nexeo Investor Relations David Lim Michael Everett +1 844-632-1060 +1 281-297-0856 [email protected] [email protected] Univar Media Relations Nexeo Media Relations Dwayne Roark Tracy Diel +1 331-777-6031 +1 281-297-0851 [email protected] [email protected] Univar and Nex |
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| February 8, 2019 |
NXEO / Nexeo Solutions, Inc. 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 8, 2019 NEXEO SOLUTIONS, INC. (Exact Name of Registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or Other Jurisdiction of Incorporation) (Commiss |
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| February 8, 2019 |
UNVR / Univar, Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2019 Univar Inc. (Exact name of registrant as specified in its charter) Delaware 001-37443 26-1251958 (State or other jurisdiction of incorporation) (Commission F |
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| February 8, 2019 |
EX-99.1 Exhibit 99.1 PRESS RELEASE FOR ADDITIONAL INFORMATION: Univar Investor Relations David Lim +1 844-632-1060 [email protected] Nexeo Investor Relations Michael Everett +1 281-297-0856 [email protected] Univar Media Relations Dwayne Roark +1 331-777-6031 [email protected] Nexeo Media Relations Tracy Diel +1 281-297-0851 [email protected] Univar and Nex |
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| February 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36477 NEXEO |
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| February 6, 2019 |
EXHIBIT 99.1 Nexeo Solutions Reports First Quarter Fiscal Year 2019 Financial Results First Quarter 2019 Highlights (Versus First Quarter 2018) • Revenue growth of 1%, with continued strong commercial execution in a mixed pricing market environment • Net income for the quarter was $16.2 million, or $0.21 per diluted share. Adjusted net income was $9.8 million, or $0.13 per diluted share • Gross pr |
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| February 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2019 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File Number) (I |
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| February 6, 2019 |
ex992q1fy19investorpres EXHIBIT 99.2 FIRST QUARTER FISCAL YEAR 2019 Earnings Conference Call & Presentation February 7, 2019 at 9:00 a.m. CT (10:00 a.m. ET) 1 EXHIBIT 99.2 First Quarter Fiscal Year 2019 Welcome to Nexeo’s Earnings Conference Call and Presentation February 7, 2019 beginning at 9:00 a.m. CT (10:00 a.m. ET) …Please stand by, we will begin momentarily Dial-In Information Domestic: +1. |
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| February 5, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2019 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File Number) (I |
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| January 29, 2019 |
NXEO / Nexeo Solutions, Inc. DEFM14A DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 25, 2019 |
UNVR / Univar, Inc. 425 (Prospectus) Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Registration Statement on Form S-4: 333-228154 On January 25, 2019, Univar’s Inc.’s CEO David Jukes sent certain employees of Univar Inc. and Nexeo Solutions, Inc. an emai |
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| January 9, 2019 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Registration Statement on Form S-4: 333-228154 The following is an excerpted transcript of a recorded message from Univar Inc.’s CEO, David Jukes, which was made avail |
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| December 21, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Registration Statement on Form S-4: 333-228154 The following is an excerpt from a post-meeting announcement, which was made available to certain Univar employees begin |
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| December 13, 2018 |
NXEO / Nexeo Solutions, Inc. DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| December 6, 2018 |
EXHIBIT 99.1 Nexeo Solutions Reports Fourth Quarter and Fiscal Year 2018 Financial Results Fiscal Year 2018 Highlights (Versus Fiscal Year 2017) • Revenue growth of 11%, driven by specialty growth and disciplined price execution in an inflationary environment • Net income for the year was $29.4 million, or $0.38 per diluted share. Adjusted net income was $57.0 million, or $0.74 per diluted share • |
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| December 6, 2018 |
q420188kexhibit992 EXHIBIT 99.2 FOURTH QUARTER AND FISCAL YEAR 2018 Earnings Conference Call & Presentation December 6, 2018 at 9:00 a.m. CT (10:00 a.m. ET) 1 EXHIBIT 99.2 Fourth Quarter & Fiscal Year 2018 Welcome to Nexeo’s Earnings Conference Call and Presentation December 6, 2018 beginning at 9:00 a.m. CT (10:00 a.m. ET) …Please stand by, we will begin momentarily Dial-In Information Domestic: |
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| December 6, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2018 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File Number) (I |
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| December 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36477 NEXEO SOLUTIO |
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| December 6, 2018 |
AMENDMENT NO. 1 TO CREDIT AGREEMENT Exhibit 10.8 AMENDMENT NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 1 TO CREDIT AGREEMENT, dated as of December 7, 2016 (this “Amendment”), among NEXEO SOLUTIONS, LLC, a Delaware limited liability company (as successor to Neon Finance Company LLC) (the “Company”), each domestic subsidiary of the Company party hereto as a U.S. Borrower (each a “U.S. Borrower” and together with the Company, Holdings (as |
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| December 6, 2018 |
NEXEO SOLUTIONS, LLC EXCESS BENEFIT PLAN (as Amended and Restated Effective January 1, 2012) Exhibit 10.14 NEXEO SOLUTIONS, LLC EXCESS BENEFIT PLAN (as Amended and Restated Effective January 1, 2012) Exhibit 10.14 Table of Contents I. Purpose of the Excess Plan 1 II. Incorporation of the Basic Plan 1 III. Administration 2 IV. Eligibility 2 V. Amount of Benefit 2 VI. Deemed Investment of Excess Plan Accounts and Adjustment for Net Income or Loss 4 VII. Payment of Benefits 4 VIII. Employee’ |
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| December 6, 2018 |
Exhibit 21.1 Subsidiaries of Nexeo Solutions, Inc. Entity Jurisdiction of Formation Nexeo Solutions Canada Corp. Canada Nexeo Solutions Cayman Holding Co. Ltd. Cayman Islands Nexeo Solutions Chemicals Trading (Shanghai) Company Limited China Nexeo Solutions Trading (Shanghai) Company Limited China Nexeo Plaschem (Shanghai) Co., Ltd. China Nexeo Solutions Costa Rica, S. de R.L. Costa Rica Accolade |
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| December 4, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Registration Statement on Form S-4: 333-228154 The following is an excerpt from a post-meeting announcement, which was made available to certain Univar employees begin |
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| November 30, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 1 d660511d425.htm 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Registration Statement on Form S-4: 333-228154 On November 30, 2018, Mark Fisher, Univar Inc.’s President of its USA Business, sent certain emplo |
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| November 19, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Registration Statement on Form S-4: 333-228154 On November 19, 2018, Univar Inc. sent a list of customer and supplier talking points to certain Univar employees. CUSTO |
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| November 16, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Registration Statement on Form S-4: 333-228154 The following is a message from Univar Inc.’s CEO, David Jukes, to certain Univar employees regarding the expiration of |
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| November 16, 2018 |
NXEO / Nexeo Solutions, Inc. 425 (Prospectus) 425 Filed by Nexeo Solutions, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. Commission File No.: 001-36477 Registration Statement on Form S-4: 333-228154 Subject: ANTITRUST WAITING PERIOD EXPIRES To: NEXEO ALL-EMPLOYEE EMAIL From: NEXEO CEO Team, We have just issued a |
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| November 16, 2018 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2018 (November 15, 2018) NEXEO SOLUTIONS, INC. (Exact Name of Registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or Other Jurisdiction of In |
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| November 16, 2018 |
Univar and Nexeo Solutions Announce Expiration of Hart-Scott-Rodino Waiting Period EX-99.1 EXHIBIT 99.1 PRESS RELEASE Univar and Nexeo Solutions Announce Expiration of Hart-Scott-Rodino Waiting Period DOWNERS GROVE, ILL. and THE WOODLANDS, TEXAS—November 16, 2018 — Univar Inc. (NYSE: UNVR) (“Univar”) and Nexeo Solutions, Inc. (NASDAQ: NXEO) (“NEXEO Solutions”) today announced that the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, rela |
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| November 16, 2018 |
NXEO / Nexeo Solutions, Inc. 8-K (Prospectus) 425 1 d659767d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2018 (November 15, 2018) NEXEO SOLUTIONS, INC. (Exact Name of Registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or Oth |
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| November 16, 2018 |
Univar and Nexeo Solutions Announce Expiration of Hart-Scott-Rodino Waiting Period EX-99.1 EXHIBIT 99.1 PRESS RELEASE Univar and Nexeo Solutions Announce Expiration of Hart-Scott-Rodino Waiting Period DOWNERS GROVE, ILL. and THE WOODLANDS, TEXAS—November 16, 2018 — Univar Inc. (NYSE: UNVR) (“Univar”) and Nexeo Solutions, Inc. (NASDAQ: NXEO) (“NEXEO Solutions”) today announced that the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, rela |
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| November 16, 2018 |
UNVR / Univar, Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2018 (November 15, 2018) Univar Inc. (Exact name of registrant as specified in its charter) Delaware 001-37443 26-1251958 (State or other jurisdiction (Commissio |
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| November 16, 2018 |
Univar and Nexeo Solutions Announce Expiration of Hart-Scott-Rodino Waiting Period EX-99.1 Exhibit 99.1 PRESS RELEASE FOR ADDITIONAL INFORMATION: Univar Investor Relations David Lim +1 844-632-1060 [email protected] Univar Media Relations Dwayne Roark +1 331-777-6031 [email protected] Nexeo Solutions Investor Relations Michael Everett +1 281-297-0856 [email protected] Nexeo Solutions Media Relations Tracy Diel +1 281-297-0851 Media.Relations@nexeosolution |
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| November 15, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nexeo Solutions, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 65342H102 (CUSIP Number) November 15, 2018 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which |
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| November 7, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Registration Statement on Form S-4: 333-228154 The following are excerpts from Univar Inc.’s Third Quarter 2018 Earnings Conference Call on November 6, 2018. David Juk |
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| November 2, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) The following is an excerpt from a post-meeting announcement, which was made available to certain Univar employees beginning on November 2, 2018. Our shared commitment |
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| October 31, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 1 d621338d425.htm 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) The following is a transcript of a recorded message from Univar Inc.’s Vice President of Commercial Greatness, Sam Wegman, which was made availab |
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| October 4, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) The following is a transcript of a recorded message from Univar Inc.’s Senior Vice President of Local Chemical Distribution, George Fuller, which was made available to |
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| September 28, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 1 d578638d425.htm 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) On September 27, 2018, Univar Inc. sent certain employees of Univar an excerpt from a newsletter in the form below regarding the proposed acquisi |
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| September 26, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) On September 26, 2018, Mark Fisher, Univar Inc.’s President of its USA Business, sent certain employees of Univar a communication in the form below regarding the proposed |
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| September 19, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Beginning on September 17, 2018, Univar Inc. posted on its website the fact sheet reproduced below regarding the proposed acquisition of Nexeo Solutions, Inc. Accelerating Tra |
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| September 19, 2018 |
Amendment No. 3 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* NEXEO SOLUTIONS, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title and Class of Securities) 65342H102 (CUSIP Number) J. Richard Atwood First Pacific Advisors, LLC 11601 Wilshire Blvd. Suite 1200 Los An |
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| September 19, 2018 |
NXEO / Nexeo Solutions, Inc. / Legion Partners Asset Management, LLC Activist Investment SC 13D/A 1 sc13da10905002509192018.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Nexeo Solutions, Inc. (Name of Issuer) Common Stock, Par Value $0.0001 (Title of Class of Securities) 65342H102 |
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| September 19, 2018 |
EX-99.1 Exhibit 99.1 SPONSOR SUPPORT AGREEMENT This Sponsor Support Agreement (this “Agreement”), dated as of September 17, 2018, is made by and between Univar Inc., a Delaware corporation (the “Parent”), and First Pacific Advisors, LLC, a Delaware limited liability company (the “Manager”) and FPA Crescent Fund, a series of FPA Funds Trust, a trust organized in the state of Delaware, FPA Global Op |
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| September 18, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) On September 17, 2018, Univar Inc. held an investor conference call regarding the proposed acquisition of Nexeo Solutions, Inc. The following is a transcript of the af |
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| September 18, 2018 |
EX-10.1 Exhibit 10.1 SPONSOR SUPPORT AGREEMENT This Sponsor Support Agreement (this “Agreement”), dated as of September 17, 2018, is made by and between Univar Inc., a Delaware corporation (the “Parent”), TPG VI Neon II, L.P., a Delaware limited partnership (“TPG Unblocked Partnership”), TPG VI FOF Neon, L.P., a Delaware limited partnership (“TPG FOF Partnership”), Nexeo Holdco, LLC, a Delaware li |
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| September 18, 2018 |
UNVR / Univar, Inc. FORM 8-K (Prospectus) 425 1 d626807d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 18, 2018 (September 17, 2018) UNIVAR INC. (Exact Name of Registrant as specified in its charter) Delaware 001-37443 26-1251958 (State or Other |
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| September 18, 2018 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among NEXEO SOLUTIONS, INC., UNIVAR INC., PILATES MERGER SUB I CORP and PILATES MERGER SUB II LLC Dated as of September 17, 2018 NOTE: STRICTLY CONFIDENTIAL. SUBJECT TO NON-DISCLOSURE AGREEMENT. CIRCULATION OF THIS DRAFT SHALL NOT GIVE RISE TO ANY DUTY TO NEGOTIATE OR CREATE OR IMPLY ANY OTHER LEGAL OBLIGATION. NO LEGAL OBLIGATION OF ANY KIND WILL AR |
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| September 18, 2018 |
EX-10.2 Exhibit 10.2 SPONSOR SUPPORT AGREEMENT This Sponsor Support Agreement (this “Agreement”), dated as of September 17, 2018, is made by and between Univar Inc., a Delaware corporation (the “Parent”), and First Pacific Advisors, LLC, a Delaware limited liability company (the “Manager”) and FPA Crescent Fund, a series of FPA Funds Trust, a trust organized in the state of Delaware, FPA Global Op |
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| September 18, 2018 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION TAX RECEIVABLE TERMINATION AND SETTLEMENT AGREEMENT This TAX RECEIVABLE TERMINATION AND SETTLEMENT AGREEMENT (the “Agreement”) is entered into as of September 17, 2018, by and among (i) Nexeo Solutions, Inc. a Delaware corporation (f/k/a WL Ross Holding Corp., the “Company”), (ii) TPG VI Neon II, L.P., a Delaware limited partnership (“TPG Unblocked Partnershi |
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| September 18, 2018 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among NEXEO SOLUTIONS, INC., UNIVAR INC., PILATES MERGER SUB I CORP and PILATES MERGER SUB II LLC Dated as of September 17, 2018 NOTE: STRICTLY CONFIDENTIAL. SUBJECT TO NON-DISCLOSURE AGREEMENT. CIRCULATION OF THIS DRAFT SHALL NOT GIVE RISE TO ANY DUTY TO NEGOTIATE OR CREATE OR IMPLY ANY OTHER LEGAL OBLIGATION. NO LEGAL OBLIGATION OF ANY KIND WILL AR |
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| September 18, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d620013d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 18, 2018 (September 17, 2018) NEXEO SOLUTIONS, INC. (Exact Name of Registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or O |
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| September 18, 2018 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among NEXEO SOLUTIONS, INC., UNIVAR INC., PILATES MERGER SUB I CORP and PILATES MERGER SUB II LLC Dated as of September 17, 2018 NOTE: STRICTLY CONFIDENTIAL. SUBJECT TO NON-DISCLOSURE AGREEMENT. CIRCULATION OF THIS DRAFT SHALL NOT GIVE RISE TO ANY DUTY TO NEGOTIATE OR CREATE OR IMPLY ANY OTHER LEGAL OBLIGATION. NO LEGAL OBLIGATION OF ANY KIND WILL AR |
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| September 18, 2018 |
NXEO / Nexeo Solutions, Inc. 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 18, 2018 (September 17, 2018) NEXEO SOLUTIONS, INC. (Exact Name of Registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or Other Jurisdiction of |
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| September 18, 2018 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION TAX RECEIVABLE TERMINATION AND SETTLEMENT AGREEMENT This TAX RECEIVABLE TERMINATION AND SETTLEMENT AGREEMENT (the “Agreement”) is entered into as of September 17, 2018, by and among (i) Nexeo Solutions, Inc. a Delaware corporation (f/k/a WL Ross Holding Corp., the “Company”), (ii) TPG VI Neon II, L.P., a Delaware limited partnership (“TPG Unblocked Partnershi |
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| September 18, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Beginning on September 17, 2018, Univar Inc. added information on its website regarding the proposed acquisition of Nexeo Solutions, Inc. A copy of the information is |
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| September 18, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) Beginning on September 17, 2018, Univar Inc. added information on its internal intranet website regarding the proposed acquisition of Nexeo Solutions, Inc. A copy of t |
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| September 18, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) On September 17, 2018, Univar Inc.’s CEO David Jukes sent certain employees an email reproduced below regarding the proposed acquisition of Nexeo Solutions, Inc. From: |
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| September 18, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) The following is a transcript of a recorded message from Univar Inc.’s CEO David Jukes, which was made available to employees of Nexeo Solutions, Inc. beginning on Septemb |
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| September 18, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) The following is a transcript of a recorded message from Univar Inc.’s CEO David Jukes, which was made available to employees of Univar Inc. beginning on September 17, |
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| September 18, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) On September 17, 2018, Univar Inc. sent certain of its customers an email in the form below regarding the proposed acquisition of Nexeo Solutions, Inc. ANNOUNCEMENT: U |
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| September 18, 2018 |
UNVR / Univar, Inc. FILED PURSUANT TO RULE 425 (Prospectus) Filed Pursuant to Rule 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) [On September 17, 2018, Univar Inc. sent certain of its employees and certain of Nexeo Solutions, Inc.’s employees a factsheet in the form below |
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| September 18, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) On September 17, 2018, Univar Inc. sent certain of its suppliers an email in the form below regarding the proposed acquisition of Nexeo Solutions, Inc. ANNOUNCEMENT: U |
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| September 18, 2018 |
UNVR / Univar, Inc. 425 (Prospectus) 425 Filed by Univar Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. (Commission File No. 001-36477) On September 17, 2018, Univar Inc. sent certain of its customers an email in the form below regarding the proposed acquisition of Nexeo Solutions, Inc. ANNOUNCEMENT: U |
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| September 18, 2018 |
NXEO / Nexeo Solutions, Inc. 425 (Prospectus) Filed by Nexeo Solutions, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. Commission File No.: 001-36477 On September 17, 2018, Nexeo Solutions, Inc. distributed the following communication to its customers. The communication contained information regarding the proposed |
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| September 18, 2018 |
NXEO / Nexeo Solutions, Inc. 425 (Prospectus) 425 3 Waterway Square Place Suite 1000 The Woodlands, TX 77380 P: +1.281.297.0700 F: +1.281.297.0999 Filed by Nexeo Solutions, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. Commission File No.: 001-36477 On September 17, 2018, Nexeo Solutions, Inc. distributed the fol |
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| September 18, 2018 |
NXEO / Nexeo Solutions, Inc. 425 (Prospectus) 425 Filed by Nexeo Solutions, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. Commission File No.: 001-36477 On September 17, 2018, Nexeo Solutions, Inc. distributed the following communication to its suppliers. The communication contained information regarding the prop |
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| September 18, 2018 |
NXEO / Nexeo Solutions, Inc. 425 (Prospectus) 425 Filed by Nexeo Solutions, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. Commission File No.: 001-36477 On September 17, 2018, Nexeo Solutions, Inc. distributed the following communication to its customers. The communication contained information regarding the prop |
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| September 18, 2018 |
NXEO / Nexeo Solutions, Inc. 425 (Prospectus) 425 3 Waterway Square Place Suite 1000 The Woodlands, TX 77380 P: +1.281.297.0700 F: +1.281.297.0999 Filed by Nexeo Solutions, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. Commission File No.: 001-36477 On September 17, 2018, Nexeo Solutions, Inc. distributed the fol |
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| September 18, 2018 |
NXEO / Nexeo Solutions, Inc. 425 (Prospectus) 425 Filed by Nexeo Solutions, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. Commission File No.: 001-36477 On September 17, 2018, Nexeo Solutions, Inc. distributed the following communication to its suppliers. The communication contained information regarding the prop |
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| September 18, 2018 |
NXEO / Nexeo Solutions, Inc. 425 (Prospectus) Filed by Nexeo Solutions, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. Commission File No.: 001-36477 On September 17, 2018, Nexeo Solutions, Inc. distributed the following communication to its customers. The communication contained information regarding the proposed |
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| September 18, 2018 |
NXEO / Nexeo Solutions, Inc. 425 (Prospectus) 425 Filed by Nexeo Solutions, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. Commission File No.: 001-36477 On September 17, 2018, Nexeo Solutions, Inc. distributed the following communication to its vendors. The communication contained information regarding the propos |
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| September 18, 2018 |
NXEO / Nexeo Solutions, Inc. 425 (Prospectus) 425 Filed by Nexeo Solutions, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Nexeo Solutions, Inc. Commission File No.: 001-36477 On September 17, 2018, Nexeo Solutions, Inc. distributed the following communication to its customers. The communication contained information regarding the prop |
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| September 18, 2018 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Nexeo Solutions, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 92939D104 (CUSIP Number) Adam Fliss TPG Global, LLC 301 Commerce Street, Suite 3300 Fort Worth, TX 76102 (817) 871-4000 (Name, Address |
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| September 17, 2018 |
EX-99.1 2 d626677dex991.htm EX-99.1 Exhibit 99.1 PRESS RELEASE FOR ADDITIONAL INFORMATION: Univar Investor Relations Nexeo Investor Relations David Lim Michael Everett +1 844-632-1060 +1 281-297-0856 [email protected] [email protected] Univar Media Relations Nexeo Media Relations Dwayne Roark Tracy Diel +1 331-777-6031 +1 281-297-0851 [email protected] Media.Relations@nexeo |
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| September 17, 2018 |
UNVR / Univar, Inc. FORM 8-K (Prospectus) 425 1 d626677d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2018 Univar Inc. (Exact name of registrant as specified in its charter) Delaware 001-37443 26-1251958 (State or other jurisdiction (Commiss |
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| September 17, 2018 |
EX-99.2 3 d626677dex992.htm EX-99.2 Creating Value by Accelerating Transformation & Growth September 17, 2018 Univar Announces Agreement to Acquire Nexeo Exhibit 99.2 Forward-Looking Statements This communication contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 codified in Section 27A of the Securities Act, and Section 21E of the Exchan |
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| September 17, 2018 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 17, 2018 NEXEO SOLUTIONS, INC. (Exact Name of Registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or Other Jurisdiction of Incorporation) ( |
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| September 17, 2018 |
EX-99.2 Creating Value by Accelerating Transformation & Growth September 17, 2018 Univar Announces Agreement to Acquire Nexeo Exhibit 99.2 Forward-Looking Statements This communication contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 codified in Section 27A of the Securities Act, and Section 21E of the Exchange Act, as amended. Some for |
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| September 17, 2018 |
EX-99.1 Exhibit 99.1 PRESS RELEASE FOR ADDITIONAL INFORMATION: Univar Investor Relations Nexeo Investor Relations David Lim Michael Everett +1 844-632-1060 +1 281-297-0856 [email protected] [email protected] Univar Media Relations Nexeo Media Relations Dwayne Roark Tracy Diel +1 331-777-6031 +1 281-297-0851 [email protected] [email protected] Univar to Acqu |
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| September 17, 2018 |
EX-99.2 Creating Value by Accelerating Transformation & Growth September 17, 2018 Univar Announces Agreement to Acquire Nexeo Exhibit 99.2 Forward-Looking Statements This communication contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 codified in Section 27A of the Securities Act, and Section 21E of the Exchange Act, as amended. Some for |
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| September 17, 2018 |
NXEO / Nexeo Solutions, Inc. FORM 8-K (Prospectus) 425 1 d593316d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 17, 2018 NEXEO SOLUTIONS, INC. (Exact Name of Registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or Other Jurisdictio |
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| September 17, 2018 |
EX-99.1 2 d593316dex991.htm EX-99.1 Exhibit 99.1 PRESS RELEASE FOR ADDITIONAL INFORMATION: Univar Investor Relations Nexeo Investor Relations David Lim Michael Everett +1 844-632-1060 +1 281-297-0856 [email protected] [email protected] Univar Media Relations Nexeo Media Relations Dwayne Roark Tracy Diel +1 331-777-6031 +1 281-297-0851 [email protected] Media.Relations@nexeo |
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| August 31, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the shares of Common Stock, $0.0001 par value per share, of Nexeo Solutions, Inc. This Joint Filing Agreement shal |
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| August 31, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Nexeo Solutions, Inc. (Name of Issuer) Common Stock, Par Value $0.0001 (Title of Class of Securities) 65342H102 (CUSIP Number) CHRISTOPHER S. KIPER LEGI |
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| August 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36477 NEXEO SOLU |
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| August 6, 2018 |
EX-99.1 2 q320188kexhibit991.htm EXHIBIT 99.1 EXHIBIT 99.1 Nexeo Solutions Reports Third Quarter Fiscal Year 2018 Financial Results Third Quarter 2018 Highlights (Versus Third Quarter 2017) • Revenue growth of 11%, driven by strong price execution, specialty growth and an improved market environment • Net income for the quarter was $17.5 million, or $0.23 per diluted share. Adjusted net income was |
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| August 6, 2018 |
q32018ex992earningspres EXHIBIT 99.2 THIRD QUARTER FISCAL YEAR 2018 Earnings Conference Call & Presentation August 7, 2018 at 9:00 a.m. CT (10:00 a.m. ET) 1 |
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| August 6, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2018 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File Number) (IRS |
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| May 10, 2018 |
NXEO / Nexeo Solutions, Inc. 10-Q (Quarterly Report) 10-Q 1 a3311810-q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| May 9, 2018 |
a2018q2ex992 EXHIBIT 99.2 SECOND QUARTER FISCAL YEAR 2018 Earnings Conference Call & Presentation May 10, 2018 at 9:00 a.m. CT (10:00 a.m. ET) 1 EXHIBIT 99.2 Second Quarter Fiscal Year 2018 Welcome to Nexeo’s Earnings Conference Call and Presentation May 10, 2018 beginning at 9:00 a.m. CT (10:00 a.m. ET) …Please stand by, we will begin momentarily Dial-In Information Domestic: +1.844.412.1004 Inte |
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| May 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 q22018earningsrelease8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2018 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdicti |
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| May 9, 2018 |
EX-99.1 2 q220188kexhibit991.htm EXHIBIT 99.1 EXHIBIT 99.1 Nexeo Solutions Reports Second Quarter Fiscal Year 2018 Financial Results Second Quarter 2018 Highlights (Versus Second Quarter 2017) • Revenue growth of 13%, driven by improved economic environment, strong price execution and specialty growth • Net income for the quarter was $0.4 million, or $0.01 per diluted share, which includes the neg |
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| February 14, 2018 |
ex991201802investorpres 1 INVESTOR PRESENTATION February 2018 EXHIBIT 99.1 2 Non-GAAP Financial Measures and Safe Harbor Non-GAAP Financial Measures Certain financial measures presented herein, including EBITDA, adjusted EBITDA, adjusted net income, adjusted EPS, Conversion Ratio and Net Debt were derived based on methodologies other than in accordance with generally accepted accounting principles |
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| February 14, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2018 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File |
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| February 14, 2018 |
NXEO / Nexeo Solutions, Inc. / Park West Asset Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* NEXEo SOLUTIONS, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 65342H102 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 9, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nexeo Solutions, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 65342H102 (CUSIP Number) December 31, 2017 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 8, 2018 |
NEXEO SOLUTIONS, INC. 2016 LONG TERM INCENTIVE PLAN RESTRICTED STOCK AGREEMENT Exhibit 10.2 NEXEO SOLUTIONS, INC. 2016 LONG TERM INCENTIVE PLAN RESTRICTED STOCK AGREEMENT This Agreement is made and entered into as of [Date] (the “Date of Grant”), by and between Nexeo Solutions, Inc., a Delaware corporation (the “Company”), and [Employee] (the “Grantee” or “you”); WHEREAS, the Company, in order to induce you to continue to dedicate services to the Company and its Subsidiaries |
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| February 8, 2018 |
NEXEO SOLUTIONS, INC. 2016 LONG TERM INCENTIVE PLAN NONSTATUTORY STOCK OPTION AGREEMENT EX-10.1 2 a123117ex101.htm EXHIBIT 10.1 Exhibit 10.1 NEXEO SOLUTIONS, INC. 2016 LONG TERM INCENTIVE PLAN NONSTATUTORY STOCK OPTION AGREEMENT This Agreement is made and entered into as of [Date] (the “Date of Grant”), by and between Nexeo Solutions, Inc., a Delaware corporation (the “Company”), and [Employee] (the “Grantee” or “you”); WHEREAS, the Company, in order to induce you to continue to dedi |
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| February 8, 2018 |
NXEO / Nexeo Solutions, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36477 NEXEO |
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| February 7, 2018 |
EX-99.2 3 ex992q12018earningspres.htm EXHIBIT 99.2 1 FIRST QUARTER FISCAL YEAR 2018 Earnings Conference Call & Presentation February 8, 2018 at 9:00 a.m. CT (10:00 a.m. ET) EXHIBIT 99.2 2 First Quarter Fiscal Year 2018 Welcome to Nexeo’s Earnings Conference Call and Presentation February 8, 2018 beginning at 9:00 a.m. CT (10:00 a.m. ET) …Please stand by, we will begin momentarily Dial-In Informati |
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| February 7, 2018 |
NXEO / Nexeo Solutions, Inc. 8-K (Current Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2018 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File N |
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| February 7, 2018 |
EX-99.1 2 q120188kexhibit991.htm EXHIBIT 99.1 EXHIBIT 99.1 Nexeo Solutions Reports Strong First Quarter Fiscal Year 2018 Financial Results Earnings Growth Driven by Solid Execution of Strategic Objectives First Quarter 2018 Highlights (Versus First Quarter 2017) • Revenue growth of 17%, driven by strong price execution and specialty growth • Net income for the quarter of $27 million, includes a ne |
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| February 5, 2018 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2018 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File N |
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| December 19, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File |
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| December 19, 2017 |
EX-10.1 2 ex101termloanamendmentno.htm EXHIBIT 10.1 TERM LOAN AMENDMENT NO2 EXECUTION VERSION 1 AMENDMENT NO. 2, dated as of December 19, 2017 (this “Amendment”), to the Credit Agreement, dated as of June 9, 2016, by and among NEXEO SOLUTIONS, LLC, a Delaware limited liability company (as successor to Neon Finance Company LLC) (the “Borrower”), NEXEO SOLUTIONS HOLDINGS, LLC, a Delaware limited lia |
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| December 19, 2017 |
Nexeo Solutions Reprices Term Loan Credit Facility Exhibit Exhibit 99.1 Nexeo Solutions Reprices Term Loan Credit Facility THE WOODLANDS, Texas - December 19, 2017 - Nexeo Solutions, Inc. (NASDAQ:NXEO) (?Company?), a leader in chemicals and plastics distribution, announced today, through its wholly owned subsidiaries, that it has entered into an Amendment to its Term Loan Credit Facility (the ?Amendment?). The Amendment reflects a 50 basis points |
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| December 14, 2017 |
NXEO / Nexeo Solutions, Inc. DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| December 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36477 NEXEO SOLUTIO |
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| December 7, 2017 |
Nexeo Solutions, Inc. and Subsidiaries Computation of Ratios of Earnings to Fixed Charges Exhibit 12.1 Nexeo Solutions, Inc. and Subsidiaries Computation of Ratios of Earnings to Fixed Charges The following table sets forth our ratios of earnings to fixed charges for the periods presented ($ in millions). All periods have been revised to reflect adjustments for discontinued operations related to the sale of the Predecessor's North American composites business on July 1, 2014. The Prede |
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| December 7, 2017 |
EX-21.1 5 a09302017ex211.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of Nexeo Solutions, Inc. Entity Jurisdiction of Formation Nexeo Solutions Canada Corp. Canada Nexeo Solutions Cayman Holding Co. Ltd. Cayman Islands Nexeo Solutions Chemicals Trading (Shanghai) Company Limited China Nexeo Solutions Trading (Shanghai) Company Limited China Nexeo Plaschem (Shanghai) Co., Ltd. China Ultra Chem Costa |
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| December 7, 2017 |
NEXEO SOLUTIONS, LLC EXCESS BENEFIT PLAN (as Amended and Restated Effective January 1, 2012) EX-10.12 3 a09302017ex1012.htm EXHIBIT 10.12 Exhibit 10.12 NEXEO SOLUTIONS, LLC EXCESS BENEFIT PLAN (as Amended and Restated Effective January 1, 2012) Exhibit 10.12 Table of Contents I. Purpose of the Excess Plan 1 II. Incorporation of the Basic Plan 1 III. Administration 2 IV. Eligibility 2 V. Amount of Benefit 2 VI. Deemed Investment of Excess Plan Accounts and Adjustment for Net Income or Loss |
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| December 7, 2017 |
AMENDMENT NO. 1 TO CREDIT AGREEMENT Exhibit 10.7 AMENDMENT NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 1 TO CREDIT AGREEMENT, dated as of December 7, 2016 (this ?Amendment?), among NEXEO SOLUTIONS, LLC, a Delaware limited liability company (as successor to Neon Finance Company LLC) (the ?Company?), each domestic subsidiary of the Company party hereto as a U.S. Borrower (each a ?U.S. Borrower? and together with the Company, Holdings (as |
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| December 6, 2017 |
EX-99.1 2 q420178kexhibit991.htm EXHIBIT 99.1 EXHIBIT 99.1 Nexeo Solutions Reports Fourth Quarter and Fiscal Year 2017 Financial Results Fourth Quarter and Fiscal Year 2017 Highlights (Versus Fiscal Year 2016) • Fourth fiscal quarter revenue up 15%, full fiscal year up 7% • Fourth fiscal quarter net income of $13.6 million, or $0.18 per share, and full fiscal year net income of $14.4 million, or $ |
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| December 6, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 q42017earningsrelease8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other juris |
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| December 6, 2017 |
EX-99.2 3 q4fy17earningspptex992.htm EXHIBIT 99.2 1 FOURTH QUARTER & FISCAL YEAR 2017 Earnings Conference Call & Presentation December 7, 2017 at 9:00 a.m. CT (10:00 a.m. ET) EXHIBIT 99.2 2 Fourth Quarter and Fiscal Year 2017 Welcome to Nexeo’s Earnings Conference Call and Presentation December 7, 2017 beginning at 9:00 a.m. CT (10:00 a.m. ET) …Please stand by, we will begin momentarily Dial-In In |
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| November 7, 2017 |
Lord William Astor Letter of Resignation EX-17..1 2 ex171lordastorresignatio.htm EXHIBIT 17.1 LORD ASTOR RESIGNATION EXHIBIT 17.1 |
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| November 7, 2017 |
8-K 1 form8kbodchanges201711.htm 8-K BOD CHANGES 2017-11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (S |
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| September 20, 2017 |
Amendment No. 2 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* NEXEO SOLUTIONS, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title and Class of Securities) 65342H102 (CUSIP Number) J. Richard Atwood First Pacific Advisors, LLC 11601 Wilshire Blvd. Suite 1200 Los An |
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| September 20, 2017 |
EX-99.1 2 d373986dex991.htm EX-99.1 Exhibit 99.1 TRANSACTIONS Except as previously disclosed in this Schedule 13D, as amended, the following table sets forth all transactions by the Reporting Persons or on behalf of the Reporting Persons with respect to securities of the Issuer effected in the last 60 days, inclusive of any transactions effected through 4:00 p.m., New York City time, on September |
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| September 15, 2017 |
8-K 1 form8kbodchanges201709.htm 8-K BOD CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State o |
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| September 15, 2017 |
EX-10.1 2 ex101waiverandconsent.htm EXHIBIT 10.1 WAIVER AND CONSENT Execution Version US 5218244v.2 WAIVER AND CONSENT AGREEMENT This WAIVER AND CONSENT AGREEMENT (this “Agreement”) is made as of September 13, 2017, by and among Nexeo Solutions, Inc. (the “Company”) and Nexeo Holdco, LLC (“Holdco”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such te |
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| September 15, 2017 |
EX-99.1 3 ex991prbodchanges.htm EXHIBIT 99.1 PRESS RELEASE BOD CHANGES Nexeo Solutions Announces Brian A. Selmo as New Director THE WOODLANDS, Texas, September 15, 2017 (GLOBE NEWSWIRE) - Nexeo Solutions, Inc. (NASDAQ:NXEO), a leading global chemicals and plastics distributor, announced the appointment of Brian A. Selmo to its Board of Directors. This appointment expands the Board of Directors to |
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| August 24, 2017 |
Amendment No. 1 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* NEXEO SOLUTIONS, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title and Class of Securities) 65342H102 (CUSIP Number) J. Richard Atwood First Pacific Advisors, LLC 11601 Wilshire Blvd. Suite 1200 Los An |
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| August 24, 2017 |
EX-99.2 Exhibit 99.2 TRANSACTIONS The following table sets forth all transactions by the Reporting Persons or on behalf of the Reporting Persons with respect to securities of the Issuer effected in the last 60 days, inclusive of any transactions effected through 4:00 p.m., New York City time, on August 23, 2017. All such transactions were purchases of securities of the Issuer effected in the open |
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| August 24, 2017 |
EX-99.1 2 d639777dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.0001 per share, of Nexeo Soluti |
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| August 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36477 NEXEO SOLU |
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| August 8, 2017 |
Nexeo Solutions 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File Num |
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| August 8, 2017 |
Exhibit Nexeo Solutions Reports Third Quarter Fiscal Year 2017 Financial Results Third Quarter 2017 Highlights (Versus Third Quarter 2016) ? Net income for the quarter of $10 million, compared with prior year net loss for the Successor and Predecessor of $16 million and $20 million, respectively ? Double digit Adjusted EBITDA growth of 12% to $52. |
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| August 8, 2017 |
EX-99.2 3 ex992q3fy17earningspres.htm EXHIBIT 99.2 1 THIRD QUARTER FISCAL YEAR 2017 Earnings Conference Call & Presentation August 9, 2017 at 9:00 a.m. CT (10:00 a.m. ET) 2 Third Quarter Fiscal Year 2017 Welcome to Nexeo’s Earnings Conference Call and Presentation August 9, 2017 beginning at 9:00 a.m. CT (10:00 a.m. ET) …Please stand by, we will begin momentarily Dial-In Information Domestic: +1.8 |
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| June 13, 2017 |
UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION Exhibit Exhibit 99.4 UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION On April 3, 2017, Nexeo Solutions, Inc., a Delaware corporation (the ?Company? or ?Nexeo?), through its wholly owned subsidiaries, completed the acquisition (the ?Ultra Chem Acquisition?) of the equity interests of the Mexico City, Mexico based chemicals distribution business of Ultra Chem, S. de R.L. de C.V. and its related e |
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| June 13, 2017 |
EX-99.2 3 exh992.htm EXHIBIT 99.2 Ultra Chem Group Combined Financial Statements as of and for the Years Ended December 31, 2015 and 2014, and Independent Auditors' Report Ultra Chem Group Independent Auditors’ Report and Financial Statements 2015 and 2014 Table of Contents Page Independent Auditor’s Report 1 Combined Balance Sheets 2 Combined Statements of Income and Other Comprehensive Income 3 |
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| June 13, 2017 |
exh991 ULTRA CHEM GROUP COMBINED FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2016 AND 2015, AND INDEPENDENT AUDITORS' REPORT Ultra Chem Group Independent Auditors? Report and Financial Statements 2016 and 2015 Table of Contents Page Independent Auditor?s Report 1 Combined Balance Sheets 2 Combined Statements of Income and Other Comprehensive Income 3 Combined Statements of Stockholders' Equity 4 Combined Statements of Cash Flows 5 Notes to the Combined Financial Statements 7 PKF M?xico T: +52 (55) 5901 3900 | www. |
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| June 13, 2017 |
Financial Statements and Exhibits 8-K/A 1 a8-kaxultrachemproformas.htm 8-K/A ULTRA CHEM PRO FORMAS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delawar |
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| June 13, 2017 |
exh993 Ultra Chem Group Unaudited Condensed Combined Financial Statements as of March 31, 2017 and for the three months ended March 31, 2017 and 2016 Ultra Chem Group Unaudited Condensed Combined Financial Statements as of March 31, 2017 and for the three months ended March 31, 2017 and 2016 Table of Contents Page Unaudited Condensed Combined Balance Sheets 1 Unaudited Condensed Combined Statements of Income and Other Comprehensive Income 2 Unaudited Condensed Combined Statements of Stockholders' Equity 3 Unaudited Condensed Combined Statements of Cash Flows 4 Notes to the Unaudited Condensed Combined Financial Statements 6 1 Ultra Chem Group Unaudited Condensed Combined Balance Sheets As of March 31, 2017 and December 31, 2016 (In U. |
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| May 10, 2017 |
Nexeo Solutions 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36477 |
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| May 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 q22017earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction |
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| May 9, 2017 |
Exhibit Nexeo Solutions Reports Second Quarter Fiscal Year 2017 Financial Results Second Quarter 2017 Highlights (Versus Second Quarter 2016) ? Revenue increased 6% to $918 million, driven by volume growth of 4% and strong price execution ? Net loss for the quarter of $1 million, or $0. |
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| May 9, 2017 |
EX-99.2 3 ex992q217presentation.htm EXHIBIT 99.2 1 SECOND QUARTER FISCAL YEAR 2017 Earnings Conference Call & Presentation May 10, 2017 at 9:00 a.m. CT (10:00 a.m. ET) 2 Second Quarter Fiscal Year 2017 Welcome to Nexeo’s Earnings Conference Call and Presentation May 10, 2017 beginning at 9:00 a.m. CT (10:00 a.m. ET) …Please stand by, we will begin momentarily Dial-In Information Domestic: +1.844.4 |
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| May 8, 2017 |
NXEO / Nexeo Solutions, Inc. / DAVIDSON KEMPNER PARTNERS - NEXEO SOLUTIONS, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nexeo Solutions, Inc. (formerly known as WL Ross Holding Corp.) (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 65342H102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of This Statement) Check the app |
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| May 5, 2017 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction o |
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| April 24, 2017 |
NXEO / Nexeo Solutions, Inc. / Park West Asset Management LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NEXEO SOLUTIONS, INC. (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 65342H102 (CUSIP Number) April 12, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| April 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 1) Nexeo Solutions, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 65342H102 (CUSIP Number) WL Ross Sponsor LLC Stephen Toy 1166 Avenue of the Americas New York, New York 10036 (212) 826-2111 Copy to: Thomas J. Ivey, Es |
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| April 3, 2017 |
EX-2.1 2 exhibit21spa.htm EXHIBIT 2.1 EXECUTION COPY STOCK PURCHASE AGREEMENT BY AND AMONG NEXEO SOLUTIONS, LLC NEXEO SOLUTIONS MEXICO HOLDINGS, LLC AND, [SHAREHOLDER A], [SHAREHOLDER B], [SHAREHOLDER C], [SHAREHOLDER D], [SHAREHOLDER E], [SHAREHOLDER F] AND [SHAREHOLDER G] Exhibit 2.1 EXECUTION COPY ii INDEX RECITALS....................................................... 1 ARTICLE I DEFINITIONS.. |
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| April 3, 2017 |
Nexeo Solutions 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File Numb |
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| April 3, 2017 |
Nexeo Solutions Announces Successful Completion of Ultra Chem Acquisition EX-99.1 3 exhibit991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 Nexeo Solutions Announces Successful Completion of Ultra Chem Acquisition THE WOODLANDS, Texas, April 03, 2017 - Nexeo Solutions, Inc. (NASDAQ:NXEO), a leader in chemicals distribution, announced that it has successfully completed the acquisition of Ultra Chem, S. de R.L. de C.V. (“Ultra Chem”), a specialty chemicals distribution busin |
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| March 22, 2017 |
Nexeo Solutions Reprices Term Loan Credit Facility EX-99.1 3 exhibit991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 Nexeo Solutions Reprices Term Loan Credit Facility THE WOODLANDS, Texas - March 22, 2017 - Nexeo Solutions, Inc. (NASDAQ:NXEO) (“Company”), a leader in chemicals and plastics distribution, announced today, through its wholly owned subsidiaries, has entered into an Amended Credit Agreement (the “Amendment”) to its Term Loan Credit Facil |
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| March 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File Number) (IRS |
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| March 22, 2017 |
EX-10.1 2 ex101termloanamendmentno.htm EXHIBIT 10.1 Execution Version 1 AMENDMENT NO. 1, dated as of March 22, 2017 (this “Amendment”), to the Credit Agreement, dated as of June 9, 2016, by and among NEXEO SOLUTIONS, LLC, a Del- aware limited liability company (as successor to Neon Finance Company LLC) (the “Borrow- er”), NEXEO SOLUTIONS HOLDINGS, LLC, a Delaware limited liability company (as suc- |
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| March 9, 2017 |
EX-99.1 2 a991-01.htm EXHIBIT 99.1 Exhibit 99.1 Nexeo Solutions Continues to Build Capability in Specialty Chemicals with Agreement to Acquire Ultra Chem THE WOODLANDS, Texas, March 09, 2017 - Nexeo Solutions, Inc. (NASDAQ:NXEO), a leader in chemicals and plastics distribution, announced today it has entered into an agreement to acquire the Mexico City, Mexico based specialty chemicals distributio |
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| March 9, 2017 |
8-K 1 a20178-kultrachem.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction o |
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| March 8, 2017 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Ross Crane, Jennifer Gallagher and Lindsay Germano with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: (1) Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and |
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| March 6, 2017 |
Nexeo Solutions 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File |
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| March 6, 2017 |
Exhibit Nexeo Solutions Announces Board Changes Following Resignation of Wilbur L. |
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| March 1, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File Numb |
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| March 1, 2017 |
nexeosolutionsbofamlglob 1 BANK OF AMERICA MERRILL LYNCH Global Agriculture & Chemical Conference March 1-2, 2017 2 Agenda 1 COMPANY PROFILE & BACKGROUND 2 DELIVERING VALUE 3 EXECUTION OF STRATEGIC OBJECTIVES 4 INVESTMENT HIGHLIGHTS 5 CONCLUSION AND Q&A 3 Non-GAAP Financial Measures and Safe Harbor Non-GAAP Financial Measures Certain financial measures presented herein, including EBITDA and Adjusted EBITDA were derived based on methodologies other than in accordance with generally accepted accounting principles (GAAP). |
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| February 22, 2017 |
NXEO / Nexeo Solutions, Inc. / Park West Asset Management LLC - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NEXEo SOLUTIONS, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 65342H102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nexeo Solutions, Inc. (f/k/a WL Ross Holding Corp) (Name of Issuer) Common Stock (Title of Class of Securities) 65342H102 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 13, 2017 |
NXEO / Nexeo Solutions, Inc. / Amici Capital, LLC Passive Investment SC 13G/A 1 d740819213g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nexeo Solutions, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 65342H102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 9, 2017 |
Nexeo Solutions 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-364 |
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| February 9, 2017 |
NXEO / Nexeo Solutions, Inc. / FIR TREE INC. - NEXEO SOLUTIONS, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nexeo Solutions, Inc. (f/k/a WL Ross Holding Corp.) (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 65342H102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of This Statement) Check the appropriate box |
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| February 8, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File N |
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| February 8, 2017 |
Exhibit Exhibit 99.1 Nexeo Solutions Reports First Quarter Fiscal Year 2017 Financial Results First Quarter 2017 Highlights (Versus First Quarter 2016) ? Net loss for the quarter of $8 million, included an $11 million non-cash charge related to the change in fair value of the deferred consideration, compared to net income of $4 million for the prior year ? Adjusted EBITDA of $34 million for the qu |
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| February 8, 2017 |
a1q17earningspresentatio Nexeo Solutions, Inc. First Quarter Fiscal Year 2017 Earnings Conference Call Please stand by? We will begin momentarily 2 Welcome to Nexeo?s First Quarter Fiscal Year 2017 Earnings Conference Call and Presentation February 9, 2017 9:00 AM Central Time 10:00 AM Eastern Time Agenda and Management Introductions 3 1 INTRODUCTIONS AND SAFE HARBOR 2 BUSINESS COMMENTARY 3 FINANC |
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| February 2, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2017 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File N |
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| December 15, 2016 |
Use these links to rapidly review the document Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 8, 2016 |
Nexeo Solutions 10-K (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36477 NEXE |
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| December 8, 2016 |
EXHIBIT 10.27 RESTRICTED STOCK AWARD AGREEMENT To: Date of Grant: Total Number of Shares: TPG VI Neon I, L.P. (“Neon I”), TPG VI Neon II, L.P. (“Neon II”), and TPG VI FOF Neon, L.P. (“FOF Neon”) (collectively, the “Grantor”), is pleased to grant you, as an inducement to continue your employment with Nexeo Solutions, LLC., a restricted stock award (the “Restricted Stock Award”) with respect to a sp |
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| December 8, 2016 |
AMENDMENT NO. 1 TO CREDIT AGREEMENT Exhibit 10.28 AMENDMENT NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 1 TO CREDIT AGREEMENT, dated as of December 7, 2016 (this “Amendment”), among NEXEO SOLUTIONS, LLC, a Delaware limited liability company (as successor to Neon Finance Company LLC) (the “Company”), each domestic subsidiary of the Company party hereto as a U.S. Borrower (each a “U.S. Borrower” and together with the Company, Holdings (as |
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| December 8, 2016 |
EX-10.1 2 a09302016ex101.htm EXHIBIT 10.1 Exhibit 10.1 Nexeo Solutions, Inc. Non-Employee Director Compensation Summary Adopted by the Board of Directors on July 26, 2016 Cash Compensation: Non-Employee Director Annual Retainer $100,000 Non-Executive Chairman of the Board Annual Retainer $100,000 Lead Director Annual Retainer $20,000 Audit Committee Chair Annual Retainer $20,000 Nominating and Cor |
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| December 8, 2016 |
Nexeo Solutions, Inc. and Subsidiaries Computation of Ratios of Earnings to Fixed Charges Exhibit 12.1 Nexeo Solutions, Inc. and Subsidiaries Computation of Ratios of Earnings to Fixed Charges The following table sets forth our ratios of earnings to fixed charges for the periods presented ($ in millions). All periods have been revised to reflect adjustments for discontinued operations related to the sale of the Predecessor's North American composites business on July 1, 2014. The Prede |
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| December 8, 2016 |
EX-21.1 6 a09302016ex211.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of Nexeo Solutions, Inc. Entity Jurisdiction of Formation Nexeo Solutions Canada Corp. Canada Nexeo Solutions Cayman Holding Co. Ltd. Cayman Islands Nexeo Solutions Chemicals Trading (Shanghai) Company Limited China Nexeo Solutions Trading (Shanghai) Company Limited China Nexeo Plaschem (Shanghai) Co., Ltd. China Accolade Finland |
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| December 7, 2016 |
Nexeo Solutions, Inc. Reports Fiscal Fourth Quarter 2016 Financial Results Exhibit Exhibit 99.1 Nexeo Solutions, Inc. Reports Fiscal Fourth Quarter 2016 Financial Results Fourth Quarter 2016 Highlights (Versus Fourth Quarter 2015) ? Fiscal year net loss for the Successor of $8 million and the net loss from continuing operations of $14 million for the Predecessor for 2016 compared to net income from continuing operations for the Predecessor of $21 million for 2015. ? Adju |
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| December 7, 2016 |
EX-99.2 3 a4qandfy16earningspresen.htm EXHIBIT 99.2 Nexeo Solutions, Inc. Fourth Quarter and Fiscal Year 2016 Earnings Conference Call Please stand byelipsis We will begin momentarily Welcome to Nexeo’s Fourth Quarter and Fiscal Year 2016 Earnings Conference Call and Presentation December 8, 2016 9:00 AM Central Time 10:00 AM Eastern Time 2 3 Agenda and Management Introductions 1 INTRODUCTIONS AND |
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| December 7, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2016 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File N |
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| November 8, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File N |
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| October 11, 2016 |
POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: (1) Execute for and on behalf of the undersi |
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| September 1, 2016 |
PROSPECTUS 99,658,198 Shares Nexeo Solutions, Inc. Common Stock Table of Contents Filed pursuant to Rule 424(b)(3) Registration File No. 333-212200 PROSPECTUS 99,658,198 Shares Nexeo Solutions, Inc. Common Stock The selling stockholders named in this prospectus may offer and sell from time to time up to 68,990,738 shares of our common stock covered by this prospectus. In addition, this prospectus relates to the issuance by us of up to 30,667,460 shares of our |
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| August 30, 2016 |
Corporate Headquarters: Nexeo Solutions, Inc. 3 Waterway Square Place, Suite 1000 The Woodlands, Texas 77380 (281) 297-0700 August 30, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. St., N.E. Washington, D.C. 20549 Re: Request for Acceleration of Effectiveness of Registration Statement on Form S-3 (File No. 333-212200) of Nexeo Solutions, Inc |
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| August 30, 2016 |
As filed with the Securities and Exchange Commission on August 30, 2016 Registration Statement No. |
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| August 30, 2016 |
EX-99.1 2 a16-175341ex99d1.htm EX-99.1 Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On June 9, 2016 (the “Closing Date”), the registrant consummated the previously announced business combination (the “Business Combination”) pursuant to the Agreement and Plan of Merger (as amended, the “Merger Agreement”), by and among WL Ross Holding Corp. (“WL Ross”), Neon Acquisition |
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| August 30, 2016 |
Nexeo Solutions 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2016 Nexeo Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 1-36477 46-5188282 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 9, 2016 |
a160809nexeofy16q3invest Nexeo Quarterly Earnings Webcast Q3 ? FY16 August 9, 2016 Please stand by? We will begin momentarily Welcome to Nexeo?s Third Quarter of Fiscal Year 2016 Investor Teleconference and Webcast August 9, 2016 10:00 AM Eastern Time 9:00 AM Central Time 2 3 Agenda and Management Introductions 1 INTRODUCTIONS AND SAFE HARBOR 2 BUSINESS COMMENTARY 3 FINANCIAL PERFORMANCE 4 WRAP UP |
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| August 9, 2016 |
NXEO / Nexeo Solutions, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36477 NEXEO SOLU |
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| August 9, 2016 |
Nexeo Solutions, Inc. Reports Fiscal Third Quarter 2016 Financial Results EX-99.1 2 a20160809ex991.htm EXHIBIT 99.1 Exhibit 99.1 Nexeo Solutions, Inc. Reports Fiscal Third Quarter 2016 Financial Results Third Quarter 2016 Highlights (Versus Third Quarter 2015) • WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC completed the merger on June 9, 2016. • Revenues of $865 million decreased 13% from $989 million last year. • Gross profit for the Predecessor was $75 mill |
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| August 9, 2016 |
AMENDMENT TO VEHICLE OPERATING AND SERVICE AGREEMENT EX-10.22 3 a63016ex1022.htm EXHIBIT 10.22 AMENDMENT TO VEHICLE OPERATING AND SERVICE AGREEMENT THIS AMENDMENT dated May 22, 2015 is by and between Ryder Truck Rental, Inc. (“Ryder”) and Nexeo Solutions, LLC (“Customer”) to amend the Vehicle Operating and Service Agreement between Ryder and Customer dated May 22, 2015 (the “Agreement”). THEREFORE, in consideration of the undertakings herein and oth |
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| August 9, 2016 |
SEPARATION AGREEMENT AND RELEASE OF CLAIMS EX-10.23 4 a63016ex1023.htm EXHIBIT 10.23 Exhibit 10.23 SEPARATION AGREEMENT AND RELEASE OF CLAIMS This Separation Agreement and Release of Claims (“Agreement”) is made and entered into between Nexeo Solutions, LLC (“Company”), Nexeo Solutions Holdings, LLC (“Holdings”), and Henry E. Harrell (“Employee”). Capitalized terms used in this Agreement but not otherwise defined will have the meanings giv |
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| August 9, 2016 |
Nexeo Solutions 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2016 NEXEO SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-36477 46-5188282 (State or other jurisdiction of (Commission File Num |
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| August 9, 2016 |
VEHICLE OPERATING and SERVICE AGREEMENT VEHICLE OPERATING and SERVICE AGREEMENT This Agreement is made as of the 22nd day of May 2015 between RYDER TRUCK RENTAL, INC. |
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| July 5, 2016 |
NXEO / Nexeo Solutions, Inc. / Park West Asset Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NEXEO SOLUTIONS, INC. (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 65342H102 (CUSIP Number) June 22, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| June 23, 2016 |
Nexeo Solutions, Inc. 2016 Long Term Incentive Plan EX-4.3 2 a16-138261ex4d3.htm EX-4.3 Exhibit 4.3 Nexeo Solutions, Inc. 2016 Long Term Incentive Plan 1. Purpose. The purpose of the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan (the “Plan”) is to provide a means through which Nexeo Solutions, Inc., a Delaware corporation (the “Company”), and its Subsidiaries may attract and retain able persons as employees, directors and consultants and to p |
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| June 23, 2016 |
Table of Contents As filed with the Securities and Exchange Commission on June 23, 2016 Registration Statement No. |
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| June 23, 2016 |
As filed with the Securities and Exchange Commission on June 23, 2016 Registration No. |
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| June 20, 2016 |
Exhibit 99 Form 3 Joint Filer Information Name: FPA Crescent Fund, a series of FPA Funds Trust Address: 11601 Wilshire Blvd. |
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| June 20, 2016 |
WLRHW / WL Ross Holding Corp. / TPG Group Holdings (SBS) Advisors, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Nexeo Solutions, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 92939D104 (CUSIP Number) Clive Bode 301 Commerce Street, Suite 3300 Fort Worth, TX 76102 (817) 871-4000 (Name, Address and Telephone Number of P |
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| June 20, 2016 |
Nexeo Solutions SCHEDULE 13D (Activist Acquisition of More Than 5% of Shares) Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* NEXEO SOLUTIONS, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title and Class of Securities) 65342H102 (CUSIP Number) J. Richard Atwood First Pacific Advisors, LLC 11601 Wilshire Blvd. Suite 1200 Los Angeles, CA 90025 (310 |
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| June 20, 2016 |
Nexeo Solutions SC 13D (Activist Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* Nexeo Solutions, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 65342H102 (CUSIP Number) WL Ross Sponsor LLC Wilbur L. Ross, Jr. 1166 Avenue of the Americas New York, New York 10036 (212) 826-2111 Copy to: Thomas J. Ivey, Esq. Skadden |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 16, 2016 |
Exhibit 24.1 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Michael B. Farnell, Jr., Lindsay M. Germano and Scott D. Rubinsky, or any of them acting without the other, with full power of substitution, as the undersigned?s true and lawful attorney-in-fact to: 1. Execute for and on behalf of the un |
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| June 15, 2016 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EX-99.8 23 a16-133461ex99d8.htm EX-99.8 Exhibit 99.8 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On June 9, 2016 (the “Closing Date”), the registrant consummated the previously announced business combination (the “Business Combination”) pursuant to the Agreement and Plan of Merger (as amended, the “Merger Agreement”), by and among WL Ross Holding Corp. (“WL Ross” or the “Company”) |
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| June 15, 2016 |
FORM OF INDEMNIFICATION AGREEMENT Exhibit 10.7 FORM OF INDEMNIFICATION AGREEMENT This Indemnification Agreement (?Agreement?) is made and entered into as of June , 2016, by and among Nexeo Solutions, Inc., a Delaware corporation (the ?Company?) and its subsidiaries and controlled affiliates (together with the Company, the ?Nexeo Companies? and each a ?Nexeo Company?), and [?] (?Indemnitee?). WHEREAS, in light of the litigation cos |
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| June 15, 2016 |
Subsidiaries of Nexeo Solutions, Inc. Exhibit 21.1 Subsidiaries of Nexeo Solutions, Inc. Entity Jurisdiction of Formation Nexeo Solutions, LLC Delaware Nexeo Solutions Sub Holding Corp. Delaware Nexeo Solutions Finance Corporation Delaware Nexeo Solutions Mexico Holdings, LLC Delaware Nexeo Solutions Pico Holdings, LLC Delaware Nexeo Solutions Singapore Pte. Ltd. Singapore Nexeo Solutions Hong Kong Limited Hong Kong Nexeo Solutions Ca |
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| June 15, 2016 |
Exhibit 10.5 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is made by and among Nexeo Solutions, LLC, a Delaware limited liability company, and any successor thereto (the ?Employer?), Nexeo Solutions, Inc., a Delaware corporation (the ?Company?), and David A. Bradley (?Executive?), to be effective June 9, 2016 (the ?Effective Date?), in connection with the closing of the merger |
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| June 15, 2016 |
Exhibit 10.4 Execution version Term Loan B CUSIP Number: 65339QAF4 CREDIT AGREEMENT Dated as of June 9, 2016 among NEON FINANCE COMPANY LLC (to be merged with and into NEXEO SOLUTIONS, LLC), as the Borrower, NEON HOLDING COMPANY LLC (to be merged with and into NEXEO SOLUTIONS HOLDINGS, LLC), as Holdings, NEXEO SOLUTIONS SUB HOLDING CORP., as Sub Holdco BANK OF AMERICA, N.A., as Administrative Agen |
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| June 15, 2016 |
EX-24 2 yippoa.htm June 7, 2016 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 This letter confirms that Clive Bode and Joann Harris are authorized and designated to sign all securities related filings with the Securities and Exchange Commission, including Form ID Acknowledgements, on my behalf. This authorization and designation shall be valid until July 1, 2019. Very tr |
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| June 15, 2016 |
Exhibit 99.3 ST LABORATORIES GROUP, LLC CONROE, TEXAS FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION YEARS ENDED DECEMBER 31, 2012, 2011 AND THE PERIOD FROM INCEPTION (MAY 1, 2010) TO DECEMBER 31, 2010 i ST LABORATORIES GROUP, LLC TABLE OF CONTENTS DECEMBER 31, 2012, 2011, AND THE PERIOD FROM INCEPTION (MAY 1, 2010) TO DECEMBER 31, 2010 Page INDEPENDENT AUDITORS? REPORT 1 FINANCIAL STATEMENTS |
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| June 15, 2016 |
AMENDED AND RESTATED BY LAWS OF NEXEO SOLUTIONS, INC. (THE “CORPORATION”) ARTICLE I OFFICES Exhibit 3.2 AMENDED AND RESTATED BY LAWS OF NEXEO SOLUTIONS, INC. (THE ?CORPORATION?) ARTICLE I OFFICES Section 1.1 Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation?s registere |
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| June 15, 2016 |
Nexeo Solutions 8-K/A (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2016 Nexeo Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 1-36477 46-5188282 (State or other jurisdiction of incorporation) (Commission File |
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| June 15, 2016 |
Exhibit 10.3 Execution version CREDIT AGREEMENT Dated as of June 9, 2016 among NEON FINANCE COMPANY LLC (to be merged with and into NEXEO SOLUTIONS, LLC), and the other U.S. Borrowers referred to herein, as U.S. Borrowers, and NEXEO SOLUTIONS CANADA CORP. as Canadian Borrower, NEON HOLDING COMPANY LLC (to be merged with and into NEXEO SOLUTIONS HOLDINGS, LLC), as Holdings, NEXEO SOLUTIONS SUB HOLD |
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| June 15, 2016 |
FORM OF JOINDER AGREEMENT June [ ], 2016 Exhibit 10.2 FORM OF JOINDER AGREEMENT June [ ], 2016 [ ], a [ ] (the ?Joinder Party?) is executing and delivering this Joinder Agreement pursuant to the Tax Receivable Agreement, dated March 21, 2016 (the ?TRA?), as it may be amended from time to time, by and among WL Ross Holding Corp., a Delaware corporation (the ?Company?), TPG VI Neon II, L.P., a Delaware limited partnership, TPG VI FOF Neon, |
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| June 15, 2016 |
Exhibit 10.12 Execution Version REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (as it may be amended from time to time in accordance with the terms hereof, this ?Agreement?), dated as of June 9, 2016, is made by and among the undersigned parties on the signature page hereto and Nexeo Solutions, Inc. (formerly, WL Ross Holding Corp.), a Delaware corporation (the ?Company?). RECITA |
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| June 15, 2016 |
SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF WL ROSS HOLDING CORP. June 9, 2016 EX-3.1 2 a16-133461ex3d1.htm EX-3.1 Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF WL ROSS HOLDING CORP. June 9, 2016 WL Ross Holding Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The present name of the Corporation is “WL Ross Holding Corp.” The original certificate of incorporat |
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| June 15, 2016 |
July 1, 2013 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 This letter confirms that Ronald Cami, John E. |
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| June 15, 2016 |
Exhibit 10.1 Execution Version TAX RECEIVABLE AGREEMENT by and among WL ROSS HOLDING CORP., CERTAIN OTHER PERSONS NAMED HEREIN, and AGENT DATED AS OF JUNE 9, 2016 TAX RECEIVABLE AGREEMENT This TAX RECEIVABLE AGREEMENT (this ?Agreement?), dated as of June 9, 2016, is hereby entered into by and among WL Ross Holding Corp., a Delaware corporation (the ?Parent Corporation?), TPG VI Neon II, L.P., a De |
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| June 15, 2016 |
Exhibit 99.2 CHEMICAL SPECIALISTS AND DEVELOPMENT, INC. & SUBSIDIARIES CONROE, TEXAS CONSOLIDATED FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION YEARS ENDED JANUARY 31, 2013 AND 2012 i CHEMICAL SPECIALISTS AND DEVELOPMENT, INC. & SUBSIDIARIES TABLE OF CONTENTS JANUARY 31, 2013 AND 2012 Page INDEPENDENT AUDITORS? REPORT 1 FINANCIAL STATEMENTS 4 CONSOLIDATED BALANCE SHEETS 5 CONSOLIDATED BALANCE |
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| June 15, 2016 |
CHEMICAL SPECIALISTS AND DEVELOPMENT, INC. & SUBSIDIARIES TABLE OF CONTENTS EX-99.5 20 a16-133461ex99d5.htm EX-99.5 Exhibit 99.5 CHEMICAL SPECIALISTS AND DEVELOPMENT, INC. & SUBSIDIARIES TABLE OF CONTENTS Page FINANCIAL STATEMENTS UNAUDITED CONSOLIDATED BALANCE SHEETS 2 UNAUDITED CONSOLIDATED STATEMENTS OF INCOME 4 UNAUDITED CONSOLIDATED STATEMENT OF CHANGES IN STOCKHOLDERS’ EQUITY 5 UNAUDITED CONSOLIDATED STATEMENTS OF CASH FLOWS 6 UNAUDITED NOTES TO CONSOLIDATED FINANCI |
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| June 15, 2016 |
STX FREIGHT COMPANY CONROE, TEXAS FINANCIAL STATEMENTS NINE MONTHS ENDED SEPTEMBER 30, 2013 AND 2012 Exhibit 99.7 STX FREIGHT COMPANY CONROE, TEXAS FINANCIAL STATEMENTS NINE MONTHS ENDED SEPTEMBER 30, 2013 AND 2012 STX FREIGHT COMPANY TABLE OF CONTENTS Page FINANCIAL STATEMENTS Unaudited Balance Sheets 2 Unaudited Statements of Income 3 Unaudited Statement of Changes in Stockholders? Equity 4 Unaudited Statements of Cash Flows 5 Unaudited Notes to Financial Statements 6 i FINANCIAL STATEMENTS 1 S |
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| June 15, 2016 |
Exhibit 99.6 ST LABORATORIES GROUP, LLC CONROE, TEXAS FINANCIAL STATEMENTS NINE MONTHS ENDED SEPTEMBER 30, 2013 AND 2012 ST LABORATORIES GROUP, LLC TABLE OF CONTENTS Page FINANCIAL STATEMENTS Unaudited Balance Sheets 2 Unaudited Statements of Income 3 Unaudited Statements of Changes in Stockholders? Equity 4 Unaudited Statements of Cash Flows 5 Notes to Financial Statements (Unaudited) 6 i FINANCI |
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| June 15, 2016 |
EXHIBIT 10.6 NEXEO SOLUTIONS, INC. SEVERANCE PLAN FOR U.S. OFFICERS AND EXECUTIVES Amended and Restated, Effective as of June 9, 2016 NEXEO SOLUTIONS, INC. SEVERANCE PLAN FOR U.S. OFFICERS AND EXECUTIVES (Amended and Restated, Effective as of June 9, 2016) TABLE OF CONTENTS Page ARTICLE I PURPOSE, INTENT AND TERM OF PLAN 1 Section 1.01 Purpose and Intent of the Plan 1 Section 1.02 Term of the Plan |
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| June 15, 2016 |
NEXEO SOLUTIONS, INC. 2016 LONG TERM INCENTIVE PLAN FORM OF PERFORMANCE SHARE UNIT AGREEMENT EXHIBIT 10.14 NEXEO SOLUTIONS, INC. 2016 LONG TERM INCENTIVE PLAN FORM OF PERFORMANCE SHARE UNIT AGREEMENT This Agreement is made and entered into as of (the ?Date of Grant?) by and between Nexeo Solutions, Inc., a Delaware corporation (the ?Company?), and (the ?Grantee? or ?you?); WHEREAS, the Company, in order to induce you to continue to dedicate services to the Company and its Subsidiaries, an |
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| June 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2016 Nexeo Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 1-36477 46-5188282 (State or other jurisdiction of incorporation) (Commission File N |
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| June 15, 2016 |
FORM OF JOINDER AGREEMENT June [ ], 2016 Exhibit 10.10 FORM OF JOINDER AGREEMENT June [ ], 2016 [ ], a [ ] (the ?Joinder Party?) is executing and delivering this Joinder Agreement pursuant to the Shareholders? and Registration Rights Agreement, dated as of March 21, 2016 (the ?SHRRA?), as it may be amended from time to time, by and among Nexeo Holdco, LLC, a Delaware limited liability company, and certain of its affiliates, WL Ross Spons |
