Statistiche di base
| CIK | 1881592 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to NSTS Bancorp, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact n |
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| June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2025 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 87-2 |
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| June 18, 2025 |
John Pucin Appointed to Board of Directors of NSTS Bancorp, Inc. and North Shore Trust and Savings Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Stephen G. Lear Chairman, President and Chief Executive Officer [email protected] (847) 336-4430 John Pucin Appointed to Board of Directors of NSTS Bancorp, Inc. and North Shore Trust and Savings Waukegan, IL, June 18, 2025 – NSTS Bancorp, Inc. (the “Company”), the holding company for North Shore Trust and Savings (the “Bank”), announced today th |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2025 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 87-25 |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 28, 2025 |
Exhibit 19.1 INSIDER TRADING POLICY This Insider Trading Policy (this “Policy”) describes the standards of NSTS Bancorp, Inc. (the “Company”) and its subsidiaries on trading, and causing the trading of, the Company's securities or securities of certain other publicly traded companies while in possession of confidential information. This Policy is divided into two parts: ● Part I prohibits trading |
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| March 28, 2025 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Our common stock is the only class of our securities that is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The following description of our common stock is a summary and does not purport to be complete. It is subject |
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| March 28, 2025 |
Subsidiaries of NSTS Bancorp, Inc. Exhibit 21.1 Significant Subsidiaries of the Registrant Name Percent Ownership State of Incorporation North Shore Trust and Savings 100 % Federal |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact name |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2025 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 8 |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Ex |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact n |
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| May 24, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2024 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 87-25 |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2024 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 87- |
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| April 22, 2024 |
Emily Ansani Appointed to Board of Directors of NSTS Bancorp, Inc. and North Shore Trust and Savings Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Stephen G. Lear Chairman, President and Chief Executive Officer [email protected] (847) 336-4430 Emily Ansani Appointed to Board of Directors of NSTS Bancorp, Inc. and North Shore Trust and Savings Waukegan, IL, April 22, 2024 – NSTS Bancorp, Inc. (the “Company”), the holding company for North Shore Trust and Savings (the “Bank”), announced today |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 28, 2024 |
Policy Concerning Recovery of Erroneously Awarded Compensation Exhibit 97.1 As Adopted by the Board of Directors on November 16, 2023 POLICY CONCERNING RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION NSTS BANCORP, INC. I. POLICY BACKGROUND This Policy Concerning Recovery of Erroneously Awarded Compensation (“Policy”) is adopted by the NSTS Bancorp, Inc. (“NSTS”) Board of Directors (“Board”) to provide for the recovery, otherwise known as “clawback,” of erroneous |
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| March 28, 2024 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Our common stock is the only class of our securities that is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The following description of our common stock is a summary and does not purport to be complete. It is subject |
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| March 28, 2024 |
Subsidiaries of NSTS Bancorp, Inc. Exhibit 21.1 Significant Subsidiaries of the Registrant Name Percent Ownership State of Incorporation North Shore Trust and Savings 100 % Federal |
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| March 28, 2024 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is made and entered into as of the 27th day of March, 2024 (“Effective Date”), by and among NSTS Bancorp, Inc., a Delaware corporation and sole shareholder of the Bank (“NSTS”), North Shore Trust and Savings, a federally chartered stock savings association (“Bank”) (NSTS and the Bank are sometimes referred to collectively as |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact name |
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| March 28, 2024 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is made and entered into as of the 27th day of March, 2024 (“Effective Date”), by and among NSTS Bancorp, Inc., a Delaware corporation and sole shareholder of the Bank (“NSTS”), North Shore Trust and Savings, a federally chartered stock savings association (“Bank”) (NSTS and the Bank are sometimes referred to collectively as |
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| January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NSTS Bancorp, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 6293JP 109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| December 22, 2023 |
NSTS Bancorp Announces Balance Sheet Repositioning Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Stephen G. Lear Chairman, President and Chief Executive Officer [email protected] (847) 336-4430 NSTS Bancorp Announces Balance Sheet Repositioning Waukegan, IL, December 22, 2023 – NSTS Bancorp, Inc. (NASDAQ: NSTS) (the “Company” or “NSTS Bancorp”), the stock holding company of North Shore Trust and Savings, announced today the execution of a ba |
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| December 22, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2023 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) |
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| December 21, 2023 |
NSTS Bancorp Announces Authorization of Stock Repurchase Program Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Stephen G. Lear Chairman, President and Chief Executive Officer [email protected] (847) 336-4430 NSTS Bancorp Announces Authorization of Stock Repurchase Program Waukegan, IL, December 21, 2023 – NSTS Bancorp, Inc. (NASDAQ: NSTS) (the “Company” or “NSTS Bancorp”), the stock holding company of North Shore Trust and Savings, announced today that it |
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| December 21, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2023 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Ex |
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| November 3, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2023 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 8 |
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| October 6, 2023 |
NSTS Bancorp Announces Extension of Stock Repurchase Program Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Stephen G. Lear Chairman, President and Chief Executive Officer [email protected] (847) 336-4430 NSTS Bancorp Announces Extension of Stock Repurchase Program Waukegan, IL, October 6, 2023 – NSTS Bancorp, Inc. (NASDAQ: NSTS) (the “Company” or “NSTS Bancorp”), the stock holding company of North Shore Trust and Savings, announced today that its Boar |
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| October 6, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 5, 2023 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 87 |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact n |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 15, 2023 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 87-2 |
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| June 16, 2023 |
NSTS BANCORP, INC. STOCK OPTION GRANT NOTICE UNDER THE NSTS BANCORP, INC. 2023 EQUITY INCENTIVE PLAN Exhibit 99.2 NSTS BANCORP, INC. STOCK OPTION GRANT NOTICE UNDER THE NSTS BANCORP, INC. 2023 EQUITY INCENTIVE PLAN NSTS Bancorp, Inc. (the “Company”), pursuant to its 2023 Equity Incentive Plan (the “Plan”), hereby awards to Participant, in consideration for Participant’s past or future services actually or to be rendered to the Company, the right to purchase the number of shares of Stock (the “Sha |
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| June 16, 2023 |
NSTS BANCORP, INC. RESTRICTED STOCK AWARD GRANT NOTICE 2023 EQUITY INCENTIVE PLAN Exhibit 99.1 NSTS BANCORP, INC. RESTRICTED STOCK AWARD GRANT NOTICE 2023 EQUITY INCENTIVE PLAN NSTS Bancorp, Inc. (the “Company”), pursuant to its 2023 Equity Incentive Plan (the “Plan”), hereby awards to Participant, in consideration for Participant’s past or future services actually or to be rendered to the Company, the number of shares of Stock (the “Shares”) set forth below (the “Award”). The |
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| June 12, 2023 |
EXHIBIT 107 FORM S-8 Registration Statement Under the Securities Act of 1933 (Form Type) NSTS BANCORP, INC. |
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| June 12, 2023 |
As filed with the Securities and Exchange Commission on June 12, 2023. As filed with the Securities and Exchange Commission on June 12, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NSTS BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 87-2522769 (State or Other Jurisdiction of Incorporation) (I.R.S. Employer Identificati |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2023 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 87-25 |
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| May 12, 2023 |
Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2023 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 31, 2023 |
Amendment to Article III, Section 12 of the Bylaws of NSTS Bancorp, Inc. (3) Exhibit 3.2 Amendment to Bylaws of NSTS Bancorp, Inc., effective March 29, 2023 The Bylaws of NSTS Bancorp, Inc. be and hereby are amended by revising Section 12 of Article III thereof in its entirety to read as follows: “Section 12. No person shall be eligible for nomination, election or appointment to the board of directors who is age 75 or older as of the effective date of such nomination, elec |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION -12-31 Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2023 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Numb |
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| March 31, 2023 |
NSTS Bancorp Announces Authorization of Stock Repurchase Program Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Stephen G. Lear Chairman, President and Chief Executive Officer [email protected] (847) 336-4430 NSTS Bancorp Announces Authorization of Stock Repurchase Program Waukegan, IL, March 31, 2023 – NSTS Bancorp, Inc. (NASDAQ: NSTS) (the “Company” or “NSTS Bancorp”), the stock holding company of North Shore Trust and Savings, announced today that its B |
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| March 30, 2023 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Our common stock is the only class of our securities that is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The following description of our common stock is a summary and does not purport to be complete. It is subject |
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| March 30, 2023 |
Annual Report on Form 10-K for the fiscal year ended December 31, 2022 null Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 30, 2023 |
Subsidiaries of NSTS Bancorp, Inc. Exhibit 21.1 Significant Subsidiaries of the Registrant Name Percent Ownership State of Incorporation North Shore Trust and Savings 100 % Federal |
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| February 6, 2023 |
NORTH SHORE TRUST & SAVINGS EMPLOYEE STOCK OWNERSHIP PLAN TRUST - SC 13G SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NSTS Bancorp, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 6293JP 109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Ex |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact n |
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| July 26, 2022 |
Nathan E. Walker Appointed CEO of North Shore Trust and Savings Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Stephen G. Lear Chairman, President and Chief Executive Officer [email protected] (847) 336-4430 Nathan E. Walker Appointed CEO of North Shore Trust and Savings Waukegan, IL, July 26, 2022 ? NSTS Bancorp, Inc. (the ?Company?), the holding company for North Shore Trust and Savings (the ?Bank?), announced today that Mr. Nathan E. Walker has been na |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2022 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 87-2 |
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| May 27, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2022 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41232 (Commission File Number) 87-25 |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact |
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| April 15, 2022 |
DEF 14A 1 nsts20220317def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| March 22, 2022 |
Exhibit 10.2 NORTH SHORE TRUST AND SAVINGS Change In Control Severance Agreement THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (the “Agreement”) is entered into as of January 18, 2022 (the “Effective Date”) by and between North Shore Trust and Savings, a federally chartered savings association (“Bank”) and Nathan E. Walker (the “Executive”). WITNESSETH THAT: WHEREAS, the Executive is employed by the |
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| March 22, 2022 |
EX-10.1 3 ex344563.htm EXHIBIT 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is made and entered into as of the 18th day of January, 2022, by and among NSTS Bancorp, Inc., a Delaware corporation and sole shareholder of the Bank (“NSTS”), North Shore Trust and Savings, a federally chartered stock savings association (“Bank”) (NSTS and the Bank are sometimes referred |
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| March 22, 2022 |
EX-10.4 6 ex344566.htm EXHIBIT 10.4 Exhibit 10.4 NORTH SHORE TRUST AND SAVINGS Change In Control Severance Agreement THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (the “Agreement”) is entered into as of January 18, 2022 (the “Effective Date”) by and between North Shore Trust and Savings, a federally chartered savings association (“Bank”) and Amy L. Avakian (the “Executive”). WITNESSETH THAT: WHEREAS, |
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| March 22, 2022 |
EX-10.3 5 ex344565.htm EXHIBIT 10.3 Exhibit 10.3 NORTH SHORE TRUST AND SAVINGS Change In Control Severance Agreement THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (the “Agreement”) is entered into as of January 18, 2022 (the “Effective Date”) by and between North Shore Trust and Savings, a federally chartered savings association (“Bank”) and Carissa H. Schoolcraft (the “Executive”). WITNESSETH THAT: |
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| March 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-41232 NSTS BANCORP, INC. (Exact name |
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| March 22, 2022 |
Exhibit 10.5 NORTH SHORE TRUST AND SAVINGS Change In Control Severance Agreement THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (the “Agreement”) is entered into as of January 18, 2022 (the “Effective Date”) by and between North Shore Trust and Savings, a federally chartered savings association (“Bank”) and Christine E. Stickler (the “Executive”). WITNESSETH THAT: WHEREAS, the Executive is employed by |
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| March 22, 2022 |
Subsidiaries of NSTS Bancorp, Inc. Exhibit 21.1 Significant Subsidiaries of the Registrant Name Percent Ownership State of Incorporation North Shore Trust and Savings 100 % Federal |
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| March 22, 2022 |
EX-4.1 2 ex344562.htm EXHIBIT 4.1 Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Our common stock is the only class of our securities that is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The following description of our common stock is a summary and does not purp |
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| January 19, 2022 |
Press Release dated January 18, 2022. Exhibit 1.1 FOR IMMEDIATE RELEASE Contact: Stephen G. Lear Chairman, President and Chief Executive Officer [email protected] (847) 336-4430 NSTS Bancorp, Inc. Announces Closing of Conversion and Stock Offering Waukegan, IL, January 18, 2022 – NSTS Bancorp, Inc. (the “Company”), the holding company for North Shore Trust and Savings (the “Bank”), announced today that it had closed its stock |
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| January 19, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2022 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 333-259483 (Commission File Number) |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NSTS BANCORP, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State of or Other Jurisdiction of Incorporation or Organization) 87-2522769 (I.R.S. Employer Identification Numbe |
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| January 12, 2022 |
NSTS Bancorp, Inc. Announces Expected Closing Date of the Conversion and Stock Offering Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Stephen G. Lear Chairman, President and Chief Executive Officer [email protected] (847) 336-4430 NSTS Bancorp, Inc. Announces Expected Closing Date of the Conversion and Stock Offering Waukegan, IL, January 12, 2022 – NSTS Bancorp, Inc. (the “Company”), the proposed holding company for North Shore Trust and Savings (the “Bank”), announced today t |
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| January 12, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 12, 2022 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 333-259483 (Commission File Number) |
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| January 3, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 3, 2022 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 333-259483 (Commission File Number) 8 |
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| January 3, 2022 |
EX-99.1 2 ex320623.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Stephen G. Lear Chairman, President and Chief Executive Officer [email protected] (847) 336-4430 NSTS Bancorp, Inc. Announces Completion of Subscription Offering and North Shore MHC’s Member Approval of the Plan of Conversion and the Establishment and Funding of NSTS Charitable Foundation Waukegan, IL, January |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-259483 NSTS BANCORP, INC. (E |
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| November 12, 2021 |
PROSPECTUS NSTS BANCORP, INC. (Proposed Holding Company for North Shore Trust and Savings) Up to 4,600,000 Shares of Common Stock (Subject to increase to up to 5,290,000 Shares) NSTS Bancorp, Inc. is offering shares of common stock for sale in connection with the conversion of North Shore MHC from the mutual holding company to stock form of organization. Currently, there are no shares of our commo |
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| November 12, 2021 |
Exhibit 1.1 NSTS BANCORP, INC. (a Delaware corporation) Up to 4,600,000 Shares of Common Stock (Subject to Increase to 5,290,000 Shares of Common Stock) COMMON STOCK (Par Value $0.01 Per Share) Subscription Price $10.00 Per Share AGENCY AGREEMENT November 10, 2021 Keefe, Bruyette & Woods, Inc. 70 West Madison Street Suite 2401 Chicago, Illinois 60602 Ladies and Gentlemen: NSTS Bancorp, Inc., a Del |
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| November 12, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2021 NSTS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 333-259483 (Commission File Number) |
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| November 8, 2021 |
November 8, 2021 Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington DC. |
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| November 8, 2021 |
NSTS BANCORP, INC. 700 S. Lewis Avenue Waukegan, Illinois 60085 NSTS BANCORP, INC. 700 S. Lewis Avenue Waukegan, Illinois 60085 November 8, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: John Stickel Re: NSTS Bancorp, Inc. Registration Statement on Form S-1 (Registration Number 333-259483) Request for Acceleration of Effectiveness Dear Mr. Stickel: Pursuant to Rule 461 unde |
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| November 4, 2021 |
As filed with the Securities and Exchange Commission on November 4 , 2021 As filed with the Securities and Exchange Commission on November 4 , 2021 Registration No. |
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| October 18, 2021 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice. |
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| October 18, 2021 |
Stock Order and Certification Form Exhibit 99.6 STOCK ORDER FORM SEND OVERNIGHT PACKAGES TO: Stock Information Center c/o Keefe, Bruyette & Woods 18 Columbia Turnpike, Suite 100 Florham Park, NJ 07932 Call us toll-free, at 1-(877) 821-5778 For Internal Use Only BATCH # ORDER # CATEGORY # REC’D O C ORDER DEADLINE & DELIVERY: A Stock Order Form, properly completed and with full payment, must be received (not postmarked) before 1:00 p |
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| October 18, 2021 |
EX-99.5 5 nsts211106s1ex99-5.htm MARKETING MATERIALS Exhibit 99.5 Dear Valued Member: I am pleased to tell you about an investment opportunity and, just as importantly, to request your vote. Pursuant to a plan of conversion, we intend to convert from the mutual holding company to the stock holding company corporate structure. To accomplish the conversion, NSTS Bancorp, Inc., a newly formed holding |
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| October 18, 2021 |
NSTS BANCORP, INC. (a Delaware corporation) Up to 4,600,000 Shares of Common Stock (Subject to Increase to 5,290,000 Shares of Common Stock) COMMON STOCK (Par Value $0.01 Per Share) Subscription Price $10.00 Per Share AGENCY AGREEMENT , 2021 Keefe, Bruyette & Woods, Inc. 70 West Madison Street Suite 2401 Chicago, Illinois 60602 Ladies and Gentlemen: NSTS Bancorp, Inc., a Delaware corporation (“NST |
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| October 18, 2021 |
As filed with the Securities and Exchange Commission on October 18 , 2021 S-1/A 1 nsts211106s-1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on October 18 , 2021 Registration No. 333- 259483 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO.1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NSTS BANCORP, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State |
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| September 13, 2021 |
Plan of Conversion of North Shore MHC, as amended Exhibit 2.1 As Approved on July 19, 2021 As Amended on September 8, 2021 PLAN OF CONVERSION OF NORTH SHORE MHC Table of Contents Page 1. INTRODUCTION 1 2. DEFINITIONS 2 3. PROCEDURES FOR CONVERSION 8 4. REGULATORY APPLICATIONS AND APPROVALS 11 5. SALE OF COMMON STOCK 11 6. PURCHASE PRICE AND NUMBER OF SUBSCRIPTION SHARES 12 7. RETENTION OF CONVERSION PROCEEDS BY THE HOLDING COMPANY 12 8. SUBSCRIPT |
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| September 13, 2021 |
As filed with the Securities and Exchange Commission on September 13, 2021 As filed with the Securities and Exchange Commission on September 13, 2021 Registration No. |
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| September 13, 2021 |
Appraisal Report of Feldman Financial EX-99.4 17 nsts211106ex99-4.htm EX-99.4 Exhibit 99.4 Feldman Financial Advisors, Inc. 8804 Mirador Place McLean, VA 22102 (202) 467-6862 North Shore MHC Waukegan, Illinois Conversion Valuation Appraisal Report Valued as of August 31, 2021 Prepared By Feldman Financial Advisors, Inc. McLean, Virginia Feldman Financial Advisors, Inc. 8804 Mirador Place McLean, VA 22102 (202) 467-6862 August 31, 2021 |
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| September 13, 2021 |
Letter of Feldman Financial with respect to Liquidation Rights EX-99.3 16 nsts211106ex99-3.htm EX-99.3 Exhibit 99.3 Feldman Financial Advisors, Inc. 8804 Mirador Place McLean, VA 22102 (202) 467-6862 September 10, 2021 Boards of Directors NSTS Bancorp, Inc. North Shore MHC NSTS Financial Corporation North Shore Trust and Savings 700 S. Lewis Avenue Waukegan, Illinois 60085 Members of the Boards of Directors: At the request of North Shore MHC (the “Mutual Hold |
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| September 13, 2021 |
Form of Change in Control Agreement EX-10.2 10 nsts211106ex10-2.htm EX-10.2 Exhibit 10.2 north shore trust and savings Change In Control Agreement THIS CHANGE IN CONTROL AGREEMENT (the “Agreement”) is entered into as of , 2021 (the “Effective Date”) by and between North Shore Trust and Savings, a federally chartered savings association (“Bank”) and the undersigned officer (the “Executive”); Witnesseth That: WHEREAS, the Executive is |
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| September 13, 2021 |
Exhibit 3.2 NSTS BANCORP, Inc. BYLAWS Article I. HOME OFFICE The Home Office of NSTS Bancorp, Inc. (the “Corporation”) shall be 700 S. Lewis Avenue, Waukegan, Illinois 60085. Article II. STOCKHOLDERS Section 1. An annual meeting of the stockholders for the election of Directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meetin |
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| September 13, 2021 |
Subsidiaries of NSTS Bancorp, Inc. Exhibit 21 Subsidiaries of the Registrant Name Percent Ownership State of Incorporation/Organization North Shore Trust and Savings 100% Federal |
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| September 13, 2021 |
Engagement Letter between Keefe, Bruyette & Woods, Inc. and North Shore MHC Exhibit 1.1 September 16, 2019 North Shore Trust and Savings 700 South Lewis Avenue Waukegan, IL 60085 Attention: Mr. Stephen G. Lear Chairman of the Board, President & Chief Executive Officer Ladies and Gentlemen: This letter agreement (the “Agreement”) confirms the engagement of Keefe, Bruyette & Woods, Inc. (“KBW”) to act as the exclusive financial advisor to North Shore Trust and Savings, NSTS |
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| September 13, 2021 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is made and entered into as of the day of , 2021, by and among NSTS Bancorp, Inc., a Delaware corporation and sole shareholder of the Bank (“NSTS”), North Shore Trust and Savings, a federally chartered stock savings association (“Bank”) (NSTS and the Bank are sometimes referred to collectively as the “Employer”), and Stephen |
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| September 13, 2021 |
Certificate of Incorporation of NSTS Bancorp, Inc. Exhibit 3.1 NSTS BANCORP, INC. CERTIFICATE OF INCORPORATION FIRST: The name of the Corporation is NSTS Bancorp, Inc. (hereinafter referred to as the ?Corporation?). SECOND: The address of the registered office of the Corporation in the State of Delaware is 850 New Burton Road, Suite 201, Dover, Delaware 19904, Kent County. The name of the registered agent at that address is Cogency Global Inc. THI |
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| September 13, 2021 |
Letter of Feldman Financial with respect to value of Subscription Rights EX-99.2 15 nsts211106ex99-2.htm EX-99.2 Exhibit 99.2 Feldman Financial Advisors, Inc. 8804 Mirador Place Mclean, VA 22102 (202) 467-6862 September 10, 2021 Boards of Directors NSTS Bancorp, Inc. North Shore MHC NSTS Financial Corporation North Shore Trust and Savings 700 S. Lewis Avenue Waukegan, Illinois 60085 Members of the Boards of Directors: It is the opinion of Feldman Financial Advisors, In |
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| September 13, 2021 |
Form of Common Stock Certificate of NSTS Bancorp, Inc. Exhibit 4.1 INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE No. NSTS Bancorp, Inc. Shares FULLY PAID AND NON-ASSESSABLE PAR VALUE $0.01 PER SHARE CUSIP: THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS, SEE REVERSE SIDE THIS CERTIFIES that is the owner of SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, of NSTS Bancorp, Inc. a Delaware corporation The shares evidenced |
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| September 13, 2021 |
Engagement Letter with Feldman Financial to serve as appraiser Exhibit 99.1 FELDMAN FINANCIAL ADVISORS, INC. 8804 MIRADOR PLACE MCLEAN, VA 22102 (202) 467-6862 July 14, 2021 Confidential Board of Directors North Shore, MHC 700 South Lewis Avenue Waukegan, Illinois 60085 Members of the Board of Directors: This letter sets forth the Agreement (“Agreement”) between North Shore, MHC (the “Company”) and Feldman Financial Advisors, Inc. (“FFA”), whereby the Company |
