Statistiche di base
| CIK | 1806524 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lion Group Holding Ltd. - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| August 28, 2025 |
Exhibit 99.1 Lion Group Forms Strategic Partnerships with Autonomous Holdings and Galaxy Digital Holdings Ltd. to Enhance Treasury Strategy During Bitcoin Asia 2025 Lion Group Holding Ltd. (NASDAQ: LGHL) today announced its strategic collaboration with Autonomous Holdings (“Autonomous”) and Galaxy Digital Holdings Ltd. (NASDAQ/TSX: GLXY) (“Galaxy Digital”) to advance its digital asset treasury str |
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| August 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizatio |
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| August 22, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES F-3 Lion Group Holding Ltd Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Class A ordinary shares, par value US$0. |
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| August 22, 2025 |
As filed with the Securities and Exchange Commission on August 22, 2025 As filed with the Securities and Exchange Commission on August 22, 2025 REGISTRATION NO. |
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| August 22, 2025 |
Exhibit 3.1 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES SIXTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF LION GROUP HOLDING LTD. 獅子集團控股有限公司 (adopted by a Special Resolution passed on 7 March 2025) 1. The name of the company is Lion Group Holding Ltd. 獅子集團控股有限公司 (the “Company”). 2. The registered office of the Company is situated at the office of Ogier Global (Cayman) Limited, 8 |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| July 23, 2025 |
LGHL Acquires Additional SUI, Bringing Treasury Reserve to $9.6 Million in Aggregate Purchases Exhibit 99.1 LGHL Acquires Additional SUI, Bringing Treasury Reserve to $9.6 Million in Aggregate Purchases July 23, 2025, Singapore — Lion Group Holding Ltd. (Nasdaq: LGHL) (“LGHL” or the “Company”) today announced that the Company has acquired additional SUI tokens, bringing the total combined purchase price of its HYPE, SOL and SUI holdings to approximately $9.6 million. These tokens form a cor |
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| July 22, 2025 |
SENIOR SECURED CONVERTIBLE DEBENTURE DUE JULY 21, 2028 Exhibit 10.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| July 22, 2025 |
Lion Group Holding Ltd. Right To Receive Tokens Exhibit 10.2 Lion Group Holding Ltd. Right To Receive Tokens Right No.: Date of Issuance: July 21, 2025 (the “Issuance Date”) Lion Group Holding Ltd., a company organized under the laws of the Cayman Islands (the “Company”), hereby certifies that ATW Digital Asset Opportunities VI LLC, the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| July 7, 2025 |
LGHL Purchases Additional HYPE, Reaches $7 Million in Aggregate Purchases for Treasury Reserve Exhibit 99.1 LGHL Purchases Additional HYPE, Reaches $7 Million in Aggregate Purchases for Treasury Reserve July 7, 2025, Singapore — Lion Group Holding Ltd. (Nasdaq: LGHL) (“LGHL” or the “Company”) today announced that the Company has purchased additional HYPE tokens and reached approximately $7 million in combined purchases of HYPE, SOL and SUI for its next-generation layer-1s treasury reserve. |
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| July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| June 30, 2025 |
LGHL Reaches $5 Million in HYPE, SOL, and SUI Purchases for Treasury Reserve Exhibit 99.1 LGHL Reaches $5 Million in HYPE, SOL, and SUI Purchases for Treasury Reserve June 30, 2025, Singapore — Lion Group Holding Ltd. (Nasdaq: LGHL) (“LGHL” or the “Company”) today announced that the Company has reached approximately $5 million in combined purchases of HYPE, SOL and SUI for its next-generation layer-1s treasury reserve. Treasury holdings as of June 30, 2025: ● Hyperliquid ( |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| June 26, 2025 |
LGHL Completes Initial HYPE Purchase Following the First Closing under $600 Million Facility Exhibit 99.1 LGHL Completes Initial HYPE Purchase Following the First Closing under $600 Million Facility June 26, 2025, Singapore — Lion Group Holding Ltd. (Nasdaq: LGHL) (“LGHL” or the “Company”) today announced it has completed an initial acquisition of Hyperliquid (HYPE) tokens, marking the first strategic purchase under the Company’s previously announced HYPE treasury initiative. ● Acquired H |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| June 18, 2025 |
Exhibit 10.5 Execution Version REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June [], 2025, is by and among Lion Group Holding Ltd., a Cayman Islands exempted company with offices located at 3 Phillip Street, #15-04 Royal Group Building, Singapore 048693 (the “Company”), and the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”). |
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| June 18, 2025 |
Exhibit 10.4 SECURITY AND PLEDGE AGREEMENT SECURITY AND PLEDGE AGREEMENT, dated as of June [17], 2025 (this “Agreement”), made by LION GROUP HOLDING LTD., a Cayman Islands company with limited liability, with offices located at 3 Phillip Street, #15-04 Royal Group Building, Singapore 048693 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries (as defined below) of |
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| June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| June 18, 2025 |
[FORM OF RIGHT] Lion Group Holding Ltd. Right To Receive Tokens Exhibit 10.3 [FORM OF RIGHT] Lion Group Holding Ltd. Right To Receive Tokens Right No.: Date of Issuance: [ ] (the “Issuance Date”) Lion Group Holding Ltd., a company organized under the laws of the Cayman Islands (the “Company”), hereby certifies that [BUYER], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to receive from t |
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| June 18, 2025 |
SENIOR SECURED CONVERTIBLE DEBENTURE DUE [ ] Exhibit 10.2 FINAL FORM NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFE |
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| June 18, 2025 |
Exhibit 10.6 GUARANTY This GUARANTY, dated as of June [17], 2025 (this “Guaranty”), is made by each of the undersigned (together with any other Person which joins this Guaranty after the date hereof pursuant to Section 10 or otherwise becomes a party hereto, each, individually, a “Guarantor”, and collectively, the “Guarantors”), in favor of ATW Digital Asset Opportunities VI LLC, in its capacity a |
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| June 18, 2025 |
Exhibit 10.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June 17, 2025, between Lion Group Holding Ltd., a Cayman Islands exempted company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subjec |
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| June 18, 2025 |
Exhibit 99.1 LGHL Secures $600 Million Facility to Launch Hyperliquid (HYPE) Treasury -Vision to Build the Largest HYPE Treasury Globally- - Marks the Relaunch of LGHL’s Crypto Operations and Shift Toward On-Chain Finance- June 18, 2025, Singapore — Lion Group Holding Ltd. (Nasdaq: LGHL) (“LGHL” or the “Company”) today announced it has secured a $600 million facility from ATW Partners to support t |
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| June 11, 2025 |
LION GROUP HOLDING LTD. Dated June 11, 2025 To the Prospectus dated May 12, 2023 Filed pursuant to Rule 424(b)(3) Registration No. 333-269333 Prospectus Supplement No. 5 LION GROUP HOLDING LTD. Dated June 11, 2025 To the Prospectus dated May 12, 2023 This Prospectus Supplement No. 5 (this “Supplement”) relates to the prospectus of Lion Group Holding Limited, dated May 12, 2023 (the “Prospectus”), relating to (i) the resale by certain selling securityholder named in the Prospec |
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| May 29, 2025 |
SERIES L AMERICAN DEPOSITARY SHARES PURCHASE WARRANT LION GROUP HOLDING LTD. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| May 29, 2025 |
CONVERTIBLE DEBENTURE DUE May 23, 2028 Exhibit 10.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| May 29, 2025 |
LION GROUP HOLDING LTD. Dated May 29, 2025 To the Prospectus dated May 12, 2023 Filed pursuant to Rule 424(b)(3) Registration No. 333-269333 Prospectus Supplement No. 4 LION GROUP HOLDING LTD. Dated May 29, 2025 To the Prospectus dated May 12, 2023 This prospectus supplement amends the information in the “Selling Shareholders” section of our prospectus dated May 12, 2023, as further supplemented on September 27, 2023, January 23, 2024, and January 22, 2025, relating to the re |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| April 30, 2025 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Form-20-F of Lion Group Holding Ltd. (the “Company”) for the fiscal year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Sze Hau Lee, Chief Financial Officer of the Company, certify, pursuan |
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| April 30, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form F-1 (File No.333-240292), Form S-8 (File No. 333-251127), Form F-3 (File No. 333-269333) and Form S-8 (File No. 333-275597) of Lion Group Holding Ltd. (the “Company”) of our report dated April 30, 2025, relating to the consolidated balance |
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| April 30, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.3 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the following Registration Statements of Lion Group Holding Ltd. and its subsidiaries (“the Group”) of our report dated April 28, 2023, relating to the Group’s consolidated financial statements as of December 31, 2022 and for the year ended December 31, 2022, which appears i |
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| April 30, 2025 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chunning Wang, certify that: 1. I have reviewed this Form-20-F of Lion Group Holding Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the cir |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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| April 30, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form F-1 (File No.333-240292), Form S-8 (File No. 333-251127), Form F-3 (File No. 333-269333) and Form S-8 (File No. 333-275597) of Lion Group Holding Ltd. (the “Company”) of our report dated April 30, 2024, relating to the consolidated balance |
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| April 30, 2025 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Form-20-F of Lion Group Holding Ltd. (the “Company”) for the fiscal year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Chunning Wang, Chief Executive Officer of the Company, certify, pursu |
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| April 30, 2025 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Sze Hau Lee, certify that: 1. I have reviewed this Form-20-F of Lion Group Holding Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization |
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| March 26, 2025 |
As filed with the Securities and Exchange Commission on March 26, 2025 Registration No. |
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| March 26, 2025 |
AMENDMENT NO. 2 TO THE DEPOSIT AGREEMENT AMENDMENT NO. 2 TO THE DEPOSIT AGREEMENT THIS AMENDMENT NO.2 dated as of March 26, 2025 (the “Effective Date”) to the Deposit Agreement, dated as of May 20, 2020, as amended by Amendment No. 1 to the Deposit Agreement dated July 13, 2023, (the “Deposit Agreement”) by and among (i) Lion Group Holding Ltd., a company incorporated in the Cayman Islands, with its principal executive office at 3 Philli |
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| March 26, 2025 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Lion Group Holding Ltd. |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K/A (Amendment No. 1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorpora |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization |
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| February 18, 2025 |
Exhibit 99.3 February 18, 2025 Lion Group Holding Limited Please be advised of the following Final Depositary’s Notice of Extraordinary General Meeting of Shareholders: Depositary Receipt Information CUSIP: 53620U300 (DTC Eligible) ADS ISIN: US53620U3005 CUSIP: 53620U409 (Not DTC Eligible) ADS ISIN: US53620U4094 Country of Incorporation: Cayman Islands Meeting Details: Extraordinary General Meetin |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| February 18, 2025 |
Exhibit 99.4 0 EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS OF LION GROUP HOLDING LTD. (Continued and to be signed on the reverse side) ADD YOUR EMAIL ADDRESS ONLINE Add your email address to your online account at EQ for 24/7 access to your account and enroll in eConsent to receive future materials electronically. Update your account today: For first time users setting up an account, follow the |
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| February 18, 2025 |
Exhibit 99.1 LION GROUP HOLDING LTD. NOTICE OF EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON MARCH 7, 2025 Notice is hereby given that Lion Group Holding Ltd., a Cayman Islands company (the “Company”), will hold its Extraordinary General meeting of shareholders at 10:00 a.m., local time, on March 7, 2025 (the “Extraordinary General Meeting”) at 3 Phillip Street, #15-04 Royal Group Bu |
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| February 18, 2025 |
Exhibit 99.2 LION GROUP HOLDING LTD. (incorporated in the Cayman Islands with limited liability) FORM OF PROXY FOR THE EXTRAORDINARY GENERAL MEETING to be held on March 7, 2025 (or any adjourned or postponed meeting thereof) I/we, the undersigned acknowledges receipt of the Notice of Extraordinary General Meeting of Shareholders and Proxy Statement and, being the registered holder of Class A Ordin |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizati |
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| January 31, 2025 |
12 Greenway Plaza Suite 1100 | Houston, Texas 77046 Exhibit 16.1 January 31, 2025 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Lion Group Holding Ltd. Dear Sir or Madam: We have read the statements made by Lion Group Holding Ltd. of its Form 6-K dated January 31, 2025. We agree with the statements concerning our firm in such Form 6-K; we are not in a position to agree or disagree with other statements of Lion Group |
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| January 28, 2025 |
SERIES K AMERICAN DEPOSITARY SHARES PURCHASE WARRANT LION GROUP HOLDING LTD. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| January 28, 2025 |
CONVERTIBLE DEBENTURE DUE January 23, 2028 Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizati |
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| January 28, 2025 |
Lion Group Holdings Ltd. 3 Phillip Street #15-04 Royal Group Building Singapore 078693 Exhibit 10.1 Lion Group Holdings Ltd. 3 Phillip Street #15-04 Royal Group Building Singapore 078693 January 23, 2025 ATW Opportunities Master Fund, L.P. and ATW Opportunities Master Fund II, L.P. c/o ATW Partners Opportunities Management LLC 17 State Street Suite 2100 New York, New York 10004 Dear Sirs and Madams: Reference is made to that certain Securities Purchase Agreement August 4, 2024 (the |
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| January 22, 2025 |
LION GROUP HOLDING LTD. Dated January 22, 2025 To the Prospectus dated May 12, 2023 Filed pursuant to Rule 424(b)(3) Registration No. 333-269333 Prospectus Supplement No. 3 LION GROUP HOLDING LTD. Dated January 22, 2025 To the Prospectus dated May 12, 2023 This prospectus supplement amends the information in the “Selling Shareholders” section of our prospectus dated May 12, 2023, as further supplemented on September 27, 2023, and January 23, 2024, relating to the resale of 41,085 |
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| January 14, 2025 |
Exhibit 99.1 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES Fifth AMENDED AND RESTATED MEMORANDUM of ASSOCIATION OF LION GROUP HOLDING LTD. 獅子集團控股有限公司 (adopted by a Special Resolution passed on December 23, 2024) 1. The name of the company is Lion Group Holding Ltd. 獅子集團控股有限公司 (the “Company”). 2. The registered office of the Company is situated at the office of Ogier Global (Cayman) Limi |
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| January 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizati |
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| December 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| December 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| December 20, 2024 |
Lion Group Holdings Ltd Announces Unaudited First Half 2024 Financial Results Exhibit 99.1 Lion Group Holdings Ltd Announces Unaudited First Half 2024 Financial Results Hong Kong, December 20, 2024 / - Lion Group Holding Ltd. (“Lion” or “the Company”) (NASDAQ: LGHL), operator of an all-in-one trading platform that offers a wide spectrum of products and services, today announced its unaudited financial results for the six months ended June 30, 2024. Mr. Chunning (Wilson) Wan |
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| November 25, 2024 |
Exhibit 99.4 |
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| November 25, 2024 |
Exhibit 99.3 November 26, 2024 Lion Group Holding Limited Please be advised of the following Final Depositary’s Notice of Annual General Meeting of Shareholders: Depositary Receipt Information CUSIP: 53620U300 (DTC Eligible) ADS ISIN: US53620U3005 CUSIP: 53620U409 (Not DTC Eligible) ADS ISIN: US53620U4094 Country of Incorporation: Cayman Islands Meeting Details: Annual General Meeting at 10:00 a.m |
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| November 25, 2024 |
Exhibit 99.1 LION GROUP HOLDING LTD. NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON DECEMBER 23, 2024 Notice is hereby given that Lion Group Holding Ltd., a Cayman Islands company (the “Company”), will hold its annual general meeting of shareholders at 10:00 a.m., local time, on December 23, 2024 (the “Annual General Meeting”) at 3 Phillip Street, #15-04 Royal Group Building, Singa |
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| November 25, 2024 |
Exhibit 99.2 LION GROUP HOLDING LTD. (incorporated in the Cayman Islands with limited liability) FORM OF PROXY FOR THE ANNUAL GENERAL MEETING to be held on December 23, 2024 (or any adjourned or postponed meeting thereof) I/we, the undersigned acknowledges receipt of the Notice of Annual General Meeting of Shareholders and Proxy Statement and, being the registered holder of Class A Ordinary Shares |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizati |
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| September 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organiza |
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| August 19, 2024 |
Exhibit 99.1 Lion Group Holding Makes Strategic Investment of Agunua Technology, to Explore New Opportunities in Carbon Finance Hong Kong, Aug 19, 2024 /PRNewswire/ - Lion Group Holding Ltd. (“Lion” or “the Company”) (NASDAQ: LGHL), the operator of an all-in-one trading platform that offers a wide spectrum of products and services, announced today that it entered into a non-binding term sheet with |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizatio |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizatio |
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| August 13, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 9, 2024, between Lion Group Holding Ltd., a Cayman Islands exempted company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms an |
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| August 13, 2024 |
CONVERTIBLE DEBENTURE DUE AUGUST 9, 2027 Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| August 13, 2024 |
SERIES J AMERICAN DEPOSITARY SHARES PURCHASE WARRANT LION GROUP HOLDING LTD. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| August 9, 2024 |
6-K 1 ea0210971-6kliongroup.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into Engl |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Lion Group Holding Ltd. (Name of Issuer) Class A ordinary shares, par value US$0.0001 per share (Title of Class of Securities) 53620U102 (CUSIP Number) Chunning Wang 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 (Name, Address and Telephon |
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| June 28, 2024 |
LGHLW / Lion Group Holding Ltd - Warrants (17/06/2025) / Zhang Yan - SCHEDULE 13G Passive Investment SC 13G 1 ea0208562-13gyanlion.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 Lion Group Holding Ltd. (Name of Issuer) Class A ordinary shares, $0.0001 par value per share (Title of Class of S |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 Lion Group Holding Ltd. (Name of Issuer) Class A ordinary shares, $0.0001 par value per share (Title of Class of Securities) 53620U102(1) (CUSIP Number) May 20, |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| May 24, 2024 |
LION GROUP HOLDING LTD. 2024 SHARE INCENTIVE PLAN ARTICLE 1 PURPOSE Exhibit 99.1 LION GROUP HOLDING LTD. 2024 SHARE INCENTIVE PLAN ARTICLE 1 PURPOSE The purpose of this Lion Group Holding Ltd. 2024 Share Incentive Plan (the “Plan”) is to promote the success and enhance the value of Lion Group Holding Ltd. (the “Company”) by linking the personal interests of the members of the Board, Employees and Consultants to those of Company shareholders and by providing such i |
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| April 30, 2024 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Form-20-F of Lion Group Holding Ltd. (the “Company”) for the fiscal year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Chunning Wang, Chief Executive Officer of the Company, certify, pursu |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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| April 30, 2024 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Sze Hau Lee, certify that: 1. I have reviewed this Form-20-F of Lion Group Holding Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| April 30, 2024 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chunning Wang, certify that: 1. I have reviewed this Form-20-F of Lion Group Holding Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the cir |
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| April 30, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the following Registration Statements of Lion Group Holding Ltd. and its subsidiaries (“the Group”) of our report dated April 28, 2023, relating to the Group’s consolidated financial statements as of December 31, 2022 and for the two years ended December 31, 2022, which appe |
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| April 30, 2024 |
Exhibit 11.2 STATEMENT OF POLICIES GOVERNING MATERIAL, NON-PUBLIC INFORMATION AND THE PREVENTION OF INSIDER TRADING This Statement of Policies Governing Material, Non-Public Information and the Prevention of Insider Trading (this “Statement”) has been adopted by the board of directors of Lion Group Holding Ltd., an exempted company incorporated under the laws of the Cayman Islands with limited lia |
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| April 30, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form F-1 (File No.333-240292), Form F-1 (File No. 333-249185), Form S-8 (File No. 333-251127), Form F-1 (File No. 333-255202), Form F-3 (File No. 333-269333) and Form S-8 (File No. 333-275597) of Lion Group Holding Ltd. (the “Company”) of our re |
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| April 30, 2024 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Form-20-F of Lion Group Holding Ltd. (the “Company”) for the fiscal year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Sze Hau Lee, Chief Financial Officer of the Company, certify, pursuan |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K/A (Amendment No. 1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorp |
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| January 23, 2024 |
Annex A – Representations, Warranties and Covenants Exhibit 10.1 January 23, 2024 ATW Opportunities Master Fund II, L.P. c/o ATW Partners Opportunities Management, LLC 17 State Street, Suite 2100, New York, NY 10004 Re: Inducement of Subsequent Closings To Whom It May Concern: Lion Group Holding Ltd., a Cayman Islands company (the “Company”), is pleased to offer to you the opportunity to receive new American Depositary Shares purchase warrants of t |
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| January 23, 2024 |
LION GROUP HOLDING LTD. Dated January 23, 2024 To the Prospectus dated May 12, 2023 Filed pursuant to Rule 424(b)(3) Registration No. 333-269333 Prospectus Supplement No. 2 LION GROUP HOLDING LTD. Dated January 23, 2024 To the Prospectus dated May 12, 2023 This prospectus supplement amends the information in the “Selling Shareholders” section of our prospectus dated May 12, 2023 relating to the resale of 41,085,715 American Depositary Shares representing 41,085,715 Class A ordina |
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| January 23, 2024 |
SERIES I AMERICAN DEPOSITARY SHARES PURCHASE WARRANT LION GROUP HOLDING LTD. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| January 23, 2024 |
CONVERTIBLE DEBENTURE DUE JANUARY 23, 2027 Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizati |
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| December 6, 2023 |
Lion Announces Unaudited First Half 2023 Financial Results Exhibit 99.1 Lion Announces Unaudited First Half 2023 Financial Results Hong Kong, December 6, 2023 /PRNewswire/ - Lion Group Holding Ltd. (“Lion” or “the Company”) (NASDAQ: LGHL), operator of an all-in-one trading platform that offers a wide spectrum of products and services, today announced its unaudited financial results for the six months ended June 30, 2023. Mr. Chunning (Wilson) Wang, CEO of |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| November 16, 2023 |
As filed with the Securities and Exchange Commission on November 16, 2023 As filed with the Securities and Exchange Commission on November 16, 2023 Registration No. |
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| November 16, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) Lion Group Holding Ltd. |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| November 3, 2023 |
Lion Group Holding Ltd. (“the Company”) CLAWBACK POLICY Exhibit 99.1 Lion Group Holding Ltd. (“the Company”) CLAWBACK POLICY Introduction The Board of Directors of the Company (the “Board”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. The Board has therefore adopted |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizati |
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| October 6, 2023 |
Exhibit 99.1 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES Fourth AMENDED AND RESTATED MEMORANDUM of ASSOCIATION OF LION GROUP HOLDING LTD. 獅子集團控股有限公司 (adopted by a Special Resolution passed on October 6, 2023) 1. The name of the company is Lion Group Holding Ltd. 獅子集團控股有限公司 (the “Company”). 2. The registered office of the Company is situated at the office of Ogier Global (Cayman) Limit |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizati |
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| September 27, 2023 |
Exhibit 10.1 WAIVER This Waiver (this “Waiver”) is dated as of September 26, 2023, by and between Lion Group Holding Ltd., a Cayman Islands exempt company (the “Company”), and the undersigned holder of securities in the Company (the “Holder”). Unless otherwise specified herein, capitalized terms used and not otherwise defined herein shall have the meanings assigned to such terms in the February SP |
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| September 27, 2023 |
LION GROUP HOLDING LTD. Dated September 27, 2023 To the Prospectus dated May 12, 2023 Filed pursuant to Rule 424(b)(3) Registration No. 333-269333 Prospectus Supplement No. 1 LION GROUP HOLDING LTD. Dated September 27, 2023 To the Prospectus dated May 12, 2023 This prospectus supplement amends the information in the “Selling Shareholders” section of our prospectus dated May 12, 2023 relating to the resale of 41,085,715 American Depositary Shares representing 41,085,715 Class A ordi |
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| September 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organiza |
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| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organiza |
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| September 11, 2023 |
Exhibit 99.3 September 12, 2023 Lion Group Holding Limited Please be advised of the following Depositary’s Notice of Annual General Meeting of Shareholders: Depositary Receipt Information CUSIP: 53620U300 (DTC Eligible) ADS ISIN: US53620U3005 CUSIP: 53620U409 (Not DTC Eligible) ADS ISIN: US53620U4094 Country of Incorporation: Cayman Meeting Details: Annual General Meeting at 10:00 a.m., local time |
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| September 11, 2023 |
Exhibit 99.4 |
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| September 11, 2023 |
Exhibit 99.1 LION GROUP HOLDING LTD. NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON OCTOBER 6, 2023 Notice is hereby given that Lion Group Holding Ltd., a Cayman Islands company (the “Company”), will hold its annual general meeting of shareholders at 10:00 a.m., local time, on OCTOBER 6, 2023 (the “Annual General Meeting”) at 3 Phillip Street, #15-04 Royal Group Building, Singapore |
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| September 11, 2023 |
Exhibit 99.2 LION GROUP HOLDING LTD. (incorporated in the Cayman Islands with limited liability) FORM OF PROXY FOR THE ANNUAL GENERAL MEETING to be held on October 6, 2023 (or any adjourned or postponed meeting thereof) I/we, the undersigned acknowledges receipt of the Notice of Annual General Meeting of Shareholders and Proxy Statement and, being the registered holder of Class A Ordinary Shares1 |
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| September 6, 2023 |
An Independent Member of Urbach Hacker Young International Exhibit 16.1 1185 Avenue of the Americas, 38th Floor New York, NY 10036 Phone 212-381-4700 Fax 212-381-4811 Web www.uhy-us.com September 6, 2023 Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549-7561 Re: Lion Group Holding Ltd. Commission File Number: 001-39301 Commissioners: We have read the statements made by Lion Group Holding Ltd. under Form 6-K dated September 6, 202 |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizatio |
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| September 5, 2023 |
Annex A – Representations, Warranties and Covenants Exhibit 10.1 September 2, 2023 ATW Opportunities Master Fund II, LP c/o ATW Partners Opportunities Management, LLC 17 State Street, Suite 2100, New York, NY 10004 Re: Inducement of Subsequent Closings To Whom It May Concern: Lion Group Holding Ltd., a Cayman Islands company (the “Company”), is pleased to offer to you the opportunity to receive new American Depositary Shares purchase warrants of th |
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| September 5, 2023 |
CONVERTIBLE DEBENTURE DUE September 5, 2026 Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| September 5, 2023 |
SERIES H AMERICAN DEPOSITARY SHARES PURCHASE WARRANT Lion group holding ltd. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organiza |
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| September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| July 13, 2023 |
As filed with the Securities and Exchange Commission on July 13, 2023 Registration No. |
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| July 13, 2023 |
AMENDMENT NO. 1 TO THE DEPOSIT AGREEMENT AMENDMENT NO. 1 TO THE DEPOSIT AGREEMENT THIS AMENDMENT NO. 1 dated as of July 13, 2023 (the “Effective Date”) to the Deposit Agreement, dated as of May 20, 2020, (the “Deposit Agreement”), by and among (i) Lion Group Holding Ltd., a company incorporated in the Cayman Islands, with its principal executive office at 3 Phillip Street, #15-04 Royal Group Building, Singapore 048693 and its registered |
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| July 13, 2023 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Lion Group Holding Ltd. |
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| May 12, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-269333 PROSPECTUS LION GROUP HOLDING LTD. Up to 41,085,715 American Depositary Shares Representing 41,085,715 Class A Ordinary Shares Underlying Warrants Offered by the Selling Securityholders This prospectus also relates to the offer and resale of up to an aggregate of 41,085,715 American Depositary Shares (the “ADSs”) representing 41,085,715 |
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| May 9, 2023 |
Lion Group Holding Ltd. 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 Lion Group Holding Ltd. 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Crypto Assets 100 F Street, N.E. Washington, DC 20549 May 9, 2023 Re: Lion Group Holding Ltd Registration Statement on Form F-3, as amended Initially filed January 20, 2023, as amended File No. 333-269333 Ladies |
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| May 3, 2023 |
As filed with the Securities and Exchange Commission on May 3, 2023 As filed with the Securities and Exchange Commission on May 3, 2023 REGISTRATION NO. |
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| April 28, 2023 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Form-20-F of Lion Group Holding Ltd. (the “Company”) for the fiscal year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Chunning Wang, Chief Executive Officer of the Company, certify, pursu |
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| April 28, 2023 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chunning Wang, certify that: 1. I have reviewed this Form-20-F of Lion Group Holding Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the cir |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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| April 28, 2023 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Sze Hau Lee, certify that: 1. I have reviewed this Form-20-F of Lion Group Holding Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| April 28, 2023 |
Exhibit 15.2 April 28, 2023 Lion Group Holding Ltd. 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 Dear Sir/Madam: We hereby consent to the reference of our name under the headings “Part I — Risks Associated with Having Part of the Company’s Operations in China”, “Part I — Limitation on Oversea Listing and Share Issuances” “Item 3. Key Information—D. Risk Factors—Risks Related to O |
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| April 28, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the following Registration Statements of Lion Group Holding Ltd. and its subsidiaries (“the Group”) of our report dated April 28, 2023, relating to the Group’s consolidated financial statements as of December 31, 2022 and 2021, and for each of the years in the three-year per |
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| April 28, 2023 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Form-20-F of Lion Group Holding Ltd. (the “Company”) for the fiscal year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Sze Hau Lee, Chief Financial Officer of the Company, certify, pursuan |
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| April 14, 2023 |
As filed with the Securities and Exchange Commission on April 14, 2023 As filed with the Securities and Exchange Commission on April 14, 2023 REGISTRATION NO. |
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| April 14, 2023 |
Loeb & Loeb LLP 2206-19 Jardine House 1 Connaught Place, Central Hong Kong Tel +852 3923 1111 Fax +852 3923 1100 Email HongKong@loeb. |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organization |
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| April 11, 2023 |
Form of Asset Acquisition Agreement dated April 6, 2023 Exhibit 10.1 ASSET ACQUISITION AGREEMENT THIS ASSET ACQUISITION AGREEMENT (the “Agreement”), made as of 6th April, 2023 (the “Effective Date”), by and among Hangzhou Lanlian Technology Co., Ltd. 杭州蓝链科技有限公司 (the “Seller”), and Lion Group Holding Ltd. or any entity designated by Lion Group Holding Ltd. (“the “Buyer”). Seller and Buyer, individually are referred to herein as a “Party,” and collective |
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| March 28, 2023 |
Loeb & Loeb LLP 2206-19 Jardine House 1 Connaught Place, Central Hong Kong Tel +852 3923 1111 Fax +852 3923 1100 Email HongKong@loeb. |
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| March 28, 2023 |
Calculation of Filing Fee Tables Exhibit 107 Calculation of Filing Fee Tables FORM F-3 (Form Type) Lion Group Holding Ltd. |
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| March 28, 2023 |
As filed with the Securities and Exchange Commission on March 28, 2023 As filed with the Securities and Exchange Commission on March 28, 2023 REGISTRATION NO. |
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| March 3, 2023 |
As filed with the Securities and Exchange Commission on March 03, 2023 As filed with the Securities and Exchange Commission on March 03, 2023 REGISTRATION NO. |
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| March 3, 2023 |
Loeb & Loeb LLP 2206-19 Jardine House 1 Connaught Place, Central Hong Kong Tel +852 3923 1111 Fax +852 3923 1100 Email HongKong@loeb. |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| January 23, 2023 |
Lion Group Holding Ltd. 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 +65 8877 3871 Lion Group Holding Ltd. 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 +65 8877 3871 January 23, 2023 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Re: Lion Group Holding Ltd. Registration Statement on Form F-3 File No. 333-269333 VIA EDGAR Ladies and Gentlemen: Reference is made to the Registration Statement on Fo |
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| January 20, 2023 |
Exhibit 4.9 Lion Group Holding Ltd. (the “Issuer”) AND [TRUSTEE] (the “Trustee”) INDENTURE Dated as of [●], 20[●] Senior Debt Securities TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities 5 Section 2.02 Form of Securities and Tru |
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| January 20, 2023 |
As filed with the Securities and Exchange Commission on January 20, 2023 As filed with the Securities and Exchange Commission on January 20, 2023 REGISTRATION NO. |
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| January 20, 2023 |
Exhibit 4.10 Lion Group Holding Ltd. (the “Issuer”) AND [TRUSTEE] (the “Trustee”) INDENTURE Dated as of [●], 20[●] Subordinated Debt Securities TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and T |
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| January 20, 2023 |
Calculation of Filing Fee Tables Exhibit 107 Calculation of Filing Fee Tables FORM F-3 (Form Type) Lion Group Holding Ltd. |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizati |
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| January 19, 2023 |
Exhibit 3.1 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES THIRD AMENDED AND RESTATED Memorandum and articles OF association of LION GROUP HOLDING LTD. 獅子集團控股有限公司 (adopted by a Special Resolution passed on 13 January 2023) THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES THIRD AMENDED AND RESTATED MEMORANDUM of ASSOCIATION OF LION GROUP HOLDING LTD. 獅子集團控股有限公司 (adopted by a Speci |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| December 23, 2022 |
Exhibit 99.3 December 23, 2022 Lion Group Holding Limited Please be advised of the following Depositary?s Notice of General Meeting of Shareholders: Depositary Receipt Information CUSIP: 53620U102 (DTC Eligible) ADS ISIN: US53620U1025 CUSIP: 53620U201 (non-DTC Eligible) ADS ISIN: US53620U2015 Country of Incorporation: Cayman Islands Meeting Details: General Meeting at 10:00 AM local time at 3 Phil |
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| December 23, 2022 |
Voting Instructions of American Depositary Shares for the 2023 Meeting Exhibit 99.4 |
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| December 23, 2022 |
Exhibit 99.2 LION GROUP HOLDING LTD. (incorporated in the Cayman Islands with limited liability) FORM OF PROXY FOR THE GENERAL MEETING to be held on January 13, 2023 (or any adjourned or postponed meeting thereof) I/we, the undersigned acknowledge receipt of the Notice of General Meeting of Shareholders and Proxy Statement and, being the registered holder of Class A Ordinary Shares 1 , par value U |
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| December 23, 2022 |
LION GROUP HOLDING LTD. NOTICE OF GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON JANUARY 13, 2023 Exhibit 99.1 LION GROUP HOLDING LTD. NOTICE OF GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON JANUARY 13, 2023 Notice is hereby given that Lion Group Holding Ltd., a Cayman Islands company (the ?Company?), will hold a general meeting of shareholders at 10:00 a.m., local time, on January 13, 2023 (the ?General Meeting?) at 3 Phillip Street, #15-04 Royal Group Building, Singapore 048693, to consider |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| December 20, 2022 |
Lion Group Holding Ltd. 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 Lion Group Holding Ltd. 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 VIA EDGAR December 20, 2022 United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Re: Lion Group Holding Ltd. Registration Statement on Form F-1 File No. 333-253342 Ladies and Gentlemen: Lion Group Holding Ltd. (the " |
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| December 9, 2022 |
Lion Group Holding Ltd. 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 Lion Group Holding Ltd. 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 VIA EDGAR December 9, 2022 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Lion Group Holding Ltd. Registration Statement on Form F-1 File No. 333-250176 Ladies and Gentlemen: Lion Group Holding Ltd. (the “Registrant”) filed the above |
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| December 2, 2022 |
Lion Announces Unaudited First Half 2022 Financial Results Exhibit 99.1 Lion Announces Unaudited First Half 2022 Financial Results Hong Kong, December 2, 2022 /PRNewswire/ - Lion Group Holding Ltd. (?Lion? or ?the Company?) (NASDAQ: LGHL), operator of an all-in-one trading platform that offers a wide spectrum of products and services and developer of new growth products that include SPAC sponsorship, NFT, and metaverse-related initiatives, today announced |
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| December 2, 2022 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.3 MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion together with our accompanying unaudited consolidated financial statements and the related notes included elsewhere in this report on Form 6-K and with the discussion and analysis of our financial condition and results of operations contained in our annual rep |
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| December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-39301 Lion Group Holding Ltd. |
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| December 2, 2022 |
LION GROUP HOLDING LTD. CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.2 LION GROUP HOLDING LTD. CONDENSED CONSOLIDATED BALANCE SHEETS June 30, December 31, 2022 2021 Assets Current Assets Cash and cash equivalents $ 11,868,738 $ 15,098,151 Restricted cash-bank balances held on behalf of customers 2,942,560 653,324 Securities owned, at fair value 11,547,039 15,900,369 Receivables from broker-dealers and clearing organizations 50,775,530 87,938,377 Short-te |
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| November 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| November 28, 2022 |
Exhibit 99.1 LION GROUP HOLDING LTD. NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON DECEMBER 23, 2022 Notice is hereby given that Lion Group Holding Ltd., a Cayman Islands company (the “Company”), will hold its annual general meeting of shareholders at 10:00 a.m., local time, on December 23, 2022 (the “Annual General Meeting”) at 3 Phillip Street, #15-04 Royal Group Building, Singa |
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| November 28, 2022 |
Depositary’s Notice of 2022 AGM Exhibit 99.3 |
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| November 28, 2022 |
Voting Instructions of American Depositary Shares for the 2022 AGM Exhibit 99.4 |
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| November 28, 2022 |
Exhibit 99.2 LION GROUP HOLDING LTD. (incorporated in the Cayman Islands with limited liability) FORM OF PROXY FOR THE ANNUAL GENERAL MEETING to be held on December 23, 2022 (or any adjourned or postponed meeting thereof) I/we, the undersigned acknowledges receipt of the Notice of Annual General Meeting of Shareholders and Proxy Statement and, being the registered holder of Class A Ordinary Shares |
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| September 28, 2022 |
Exhibit 99.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form F-1 Amendment No.10 of Lion Group Holding Ltd. of our report dated April 22, 2022, with respect to our audits of Lion Group Holding Ltd. and its subsidiaries? consolidated financial statements as of December 31, 2021 and 2020, and for each of the years in |
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| September 28, 2022 |
Exhibit 99.6 26/F HKRI Centre One, HKRI Taikoo Hui, 288 Shimen Road (No. 1), Shanghai 200041, P.R. China T: (86-21) 5298-5488 F: (86-21) 5298-5492 [email protected] September 28, 2022 Lion Group Holding Ltd. 3 Phillip Street, #15-04 Royal Group Building Singapore 048693 Dear Sir/Madam: We hereby consent to the reference of our name under the headings ?Summary of the Prospectus? and ?Risk Factors?R |
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| September 28, 2022 |
As filed with the U.S. Securities and Exchange Commission on September 28, 2022. As filed with the U.S. Securities and Exchange Commission on September 28, 2022. Registration No. 333-253342 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 10 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in Its Charter) Not Applicable (Translation of Registrant?s Name into English) Cayman |
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| August 31, 2022 |
CORRESP 1 filename1.htm Loeb & Loeb LLP 2206-19 Jardine House 1 Connaught Place, Central Hong Kong Tel +852 3923 1111 Fax +852 3923 1100 Email [email protected] 樂博律師事務所有限法律責任合夥 香港中環康樂廣場1號 怡和大廈2206-19室 電話 +852 3923 1111 傳真 +852 3923 1100 電郵 [email protected] August 31, 2022 Via Edgar Transmission Mr. William Schroeder Securities and Exchange Commission Division of Corporation Finance Office of Fina |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant?s name into English) Cayman Islands (Jurisdiction of incorporation or organizatio |
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| August 10, 2022 |
Form of Convertible Debenture. Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| August 10, 2022 |
Securities Purchase Agreement dated August 9, 2022. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of August 9, 2022, between Lion Group Holding Ltd., a Cayman Islands exempted company (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms an |
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| June 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant?s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| May 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant?s name into English) Cayman Islands (Jurisdiction of incorporation or organization) |
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| May 18, 2022 |
Form of Convertible Debenture. Exhibit 10.2 EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFEC |
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| May 18, 2022 |
Securities Purchase Agreement dated May 17, 2022. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of May 17, 2022, between Lion Group Holding Ltd., a Cayman Islands exempted company (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and |
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| May 12, 2022 |
Exhibit 99.3 Shanghai iResearch Co., Ltd. 3rd Floor, Building H, Xuhui Vanke Center, 9333 Humin Rd, Shanghai, China May 12, 2022 Lion Group Holding Ltd. 3 Philip Street, #15-04 Royal Group Building Singapore 048693 Re: Consent of Shanghai iResearch Co., Ltd. Ladies and Gentlemen, We understand that Lion Group Holding Ltd. (the ?Company?) filed a registration statement on Form F-1 (the ?Registratio |
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| May 12, 2022 |
Exhibit 107 Calculation of Filing Fee Tables ????.. F-1 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry |
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| May 12, 2022 |
Exhibit 99.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form F-1 Amendment No.9 of Lion Group Holding Ltd. of our report dated April 22, 2022, with respect to our audits of Lion Group Holding Ltd. and its subsidiaries? consolidated financial statements as of December 31, 2021 and 2020, and for each of the years in t |
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| May 12, 2022 |
As filed with the U.S. Securities and Exchange Commission on May 12, 2022. As filed with the U.S. Securities and Exchange Commission on May 12, 2022. Registration No. 333-253342 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 9 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in Its Charter) Not Applicable (Translation of Registrant?s Name into English) Cayman Island |
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| May 12, 2022 |
Exhibit 99.5 2205 2357 3095.3 99 - 10006 T X 22053095.3 235799 - 10006 FLYING LION LAB I. METAVERSE ERA II. METAWORDS Background of MetaWords MetaWords Characaters Book from the Ground and MetaWords Values of MetaWords III. THE LION NFT PLATFORM AND PARTICIPATION Introduction to the Platform Ways of Participation A. Purchasing MetaWords Characters B. TradingMetaWords Characters and MetaWords works |
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| April 22, 2022 |
Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the following Registration Statements of Lion Group Holding Ltd. and its subsidiaries (“the Group”) of our report dated April 22, 2022, relating to the Group’s consolidated financial statements as of December 31, 2021 and 2020, and for the three years ended December 31, 2021 |
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| April 22, 2022 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Sze Hau Lee, certify that: 1. I have reviewed this Form-20-F of Lion Group Holding Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| April 22, 2022 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chunning Wang, certify that: 1. I have reviewed this Form-20-F of Lion Group Holding Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the cir |
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| April 22, 2022 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Form-20-F of Lion Group Holding Ltd. (the “Company”) for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Chunning Wang, Chief Executive Officer of the Company, certify, pursu |
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| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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| April 22, 2022 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Form-20-F of Lion Group Holding Ltd. (the ?Company?) for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Sze Hau Lee, Chief Financial Officer of the Company, certify, pursuan |
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| April 19, 2022 |
Exhibit 99.1 Lion Announces Unaudited Full Year 2021 Financial Results -Provides full year 2022 financial revenue growth forecast? Singapore, April 19, 2022 /PR Newswire/ - Lion Group Holding Ltd. (?Lion? or ?the Company?) (NASDAQ: LGHL), operator of an all-in-one trading platform that offers a wide spectrum of products and services and developer of new growth products that include SPAC sponsorshi |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant?s name into English) Cayman Islands (Jurisdiction of incorporation or organization |
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| March 16, 2022 |
Lion Announces New Corporate Headquarters in Singapore Exhibit 99.1 Lion Announces New Corporate Headquarters in Singapore Singapore, March 16, 2022 /PRNewswire/ - Lion Group Holding Ltd. (?Lion? or ?the Company?) (NASDAQ: LGHL), operator of an all-in-one trading platform that offers a wide spectrum of products and services and developer of new growth products that include SPAC sponsorship, NFT, and metaverse-related initiatives, today announced the C |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant?s name into English) Cayman Islands (Jurisdiction of incorporation or organization |
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| February 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant?s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| February 16, 2022 |
Exhibit 3.1 THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES Second AMENDED AND RESTATED Memorandum and articles OF association of LION GROUP HOLDING LTD. ?????????? (adopted by a Special Resolution passed on February 16, 2022) THE COMPANIES ACT (AS AMENDED) COMPANY LIMITED BY SHARES SECOND AMENDED AND RESTATED MEMORANDUM of ASSOCIATION OF LION GROUP HOLDING LTD. ?????????? (adopted by a S |
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| February 11, 2022 |
Amendment No. 1 to the Securities Purchase Agreement. Exhibit 10.1 AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT This Amendment No. 1 to Securities Purchase Agreement (this ?Amendment?), is made as of February [10], 2022, by and between Lion Group Holding Ltd., a Cayman Islands exempted company (the ?Company?) and ATW Opportunities Master Fund L.P. (the ?Purchaser?), with reference to the following background: A. The Company and the Purchaser are |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant?s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| February 10, 2022 |
Exhibit 99.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form F-1 of Lion Group Holding Ltd. of our report dated March 31, 2021, except for Note 21, as to which the date is June 14, 2021, with respect to our audits of Lion Group Holding Ltd. and its subsidiaries? consolidated financial statements as of December 31, 2 |
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| February 10, 2022 |
As filed with the U.S. Securities and Exchange Commission on February 10, 2022. As filed with the U.S. Securities and Exchange Commission on February 10, 2022. Registration No. 333-253342 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 7 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in Its Charter) Not Applicable (Translation of Registrant?s Name into English) Cayman I |
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| February 10, 2022 |
Calculation of Filing Fee Tables Exhibit 107 Calculation of Filing Fee Tables ????.. F-1 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry |
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| January 26, 2022 |
As filed with the U.S. Securities and Exchange Commission on January 25, 2022. As filed with the U.S. Securities and Exchange Commission on January 25, 2022. Registration No. 333-253342 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 7 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in Its Charter) Not Applicable (Translation of Registrant?s Name into English) Cayman Is |
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| January 26, 2022 |
Exhibit 99.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form F-1 of Lion Group Holding Ltd. of our report dated March 31, 2021, except for Note 21, as to which the date is June 14, 2021, with respect to our audits of Lion Group Holding Ltd. and its subsidiaries? consolidated financial statements as of December 31, 2 |
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| January 14, 2022 |
LION GROUP HOLDING LTD. NOTICE OF GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON FEBRUARY 16, 2022 Exhibit 99.1 LION GROUP HOLDING LTD. NOTICE OF GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON FEBRUARY 16, 2022 Notice is hereby given that Lion Group Holding Ltd., a Cayman Islands company (the ?Company?), will hold a general meeting of shareholders at 10:00 a.m., local time, on February 16, 2022 (the ?General Meeting?) at Unit 901-903, 9/F, Harbour Centre, 25 Harbour Road, Wan Chai, Hong Kong, to |
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| January 14, 2022 |
Exhibit 99.2 LION GROUP HOLDING LTD. (incorporated in the Cayman Islands with limited liability) FORM OF PROXY FOR THE GENERAL MEETING to be held on February 16, 2022 (or any adjourned or postponed meeting thereof) I/we, the undersigned acknowledges receipt of the Notice of General Meeting of Shareholders and Proxy Statement and, being the registered holder of Class A Ordinary Shares 1 , par value |
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| January 14, 2022 |
Voting Instructions of American Depositary Shares for the 2022 Meeting Exhibit 99.4 |
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| January 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant?s name into English) Cayman Islands (Jurisdiction of incorporation or organizati |
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| January 14, 2022 |
Exhibit 99.3 January 14, 2022 Lion Group Holding Limited Please be advised of the following Depositary?s Notice of General Meeting of Shareholders: Depositary Receipt Information CUSIP: 53620U102 (DTC Eligible) ISIN: US53620U1025 CUSIP: 53620U201 (non-DTC Eligible) ISIN: US53620U2015 Country of Incorporation: Cayman Islands Meeting Details: General Meeting at 10:00 AM local time at Unit 901-903, 9 |
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| January 4, 2022 |
As filed with the U.S. Securities and Exchange Commission on January 4, 2022. As filed with the U.S. Securities and Exchange Commission on January 4, 2022. Registration No. 333-253342 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 6 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in Its Charter) Not Applicable (Translation of Registrant?s Name into English) Cayman Isl |
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| January 4, 2022 |
Exhibit 99.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form F-1 of Lion Group Holding Ltd. of our report dated March 31, 2021, except for Note 21, as to which the date is June 14, 2021, with respect to our audits of Lion Group Holding Ltd. and its subsidiaries? consolidated financial statements as of December 31, 2 |
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| December 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant?s name into English) Cayman Islands (Jurisdiction of incorporation or organizat |
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| December 17, 2021 |
Exhibit 10.2 EXHIBIT A lion group holding ltd. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES B CONVERTIBLE PREFERRED SHARES The undersigned, Wang Jian and Chunning Wang, do hereby certify that: 1. They are the Chairman of the Board of Directors and Chief Executive Officer and Director, respectively, of Lion Group Holding Ltd., a Cayman Islands exempted company (the ?C |
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| December 17, 2021 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of December 13, 2021, between Lion Group Holding Ltd., a Cayman Islands exempted company (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms |
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| December 17, 2021 |
Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| December 17, 2021 |
EX-10.4 5 ea152218ex10-4liongroup.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 13, 2021, between Lion Group Holding Ltd., a Cayman Islands exempted company (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, |
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| December 3, 2021 |
EX-99.1 2 ff12021a5ex99-1liongroup.htm CONSENT OF UHY LLP Exhibit 99.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form F-1 of Lion Group Holding Ltd. of our report dated March 31, 2021, except for Note 21, as to which the date is June 14, 2021, with respect to our audits of Lion Group Holding Ltd. and its subsidiari |
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| December 3, 2021 |
EX-99.3 3 ff12021a5ex99-3liongroup.htm CONSENT OF IRESEARCH Exhibit 99.3 Shanghai iResearch Co., Ltd. R701 Tower B, Zhongjin International, Caoxi North No. 333, Xuhui District Shanghai, China December 3rd, 2021 Lion Group Holding Ltd. Unit 901-903, 9/F Harbour Centre 25 Harbour Road Wanchai, Hong Kong Re: Consent of Shanghai iResearch Co., Ltd. Ladies and Gentlemen, We understand that Lion Group H |
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| December 3, 2021 |
As filed with the U.S. Securities and Exchange Commission on December 3, 2021. As filed with the U.S. Securities and Exchange Commission on December 3, 2021. Registration No. 333-253342 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 5 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in Its Charter) Not Applicable (Translation of Registrant?s Name into English) Cayman Is |
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| November 2, 2021 |
EX-99.3 4 ff12021ex99-3liongroupltd.htm CONSENT OF IRESEARCH Exhibit 99.3 Shanghai iResearch Co., Ltd. R701 Tower B, Zhongjin International, Caoxi North No. 333, Xuhui District Shanghai, China November 2nd, 2021 Lion Group Holding Ltd. c/o Unit A-C, 33/F Tower A, Billion Center 1 Wang Kwong Road Kowloon Bay, Hong Kong Re: Consent of Shanghai iResearch Co., Ltd. Ladies and Gentlemen, We understand |
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| November 2, 2021 |
Exhibit 99.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form F-1 of Lion Group Holding Ltd. of our report dated March 31, 2021, except for Note 21, as to which the date is June 14, 2021, with respect to our audits of Lion Group Holding Ltd. and its subsidiaries? consolidated financial statements as of December 31, 2 |
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| November 2, 2021 |
As filed with the U.S. Securities and Exchange Commission on November 2, 2021. As filed with the U.S. Securities and Exchange Commission on November 2, 2021. Registration No. 333-253342 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 4 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in Its Charter) Not Applicable (Translation of Registrant?s Name into English) Cayman Is |
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| October 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant?s name into English) Cayman Islands (Jurisdiction of incorporation or organizati |
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| October 7, 2021 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Sze Hau Lee, certify that: 1. I have reviewed this Amendment No.2 to Form-20-F/A of Lion Group Holding Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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| October 7, 2021 |
Exhibit 15.1 To the Shareholders and Board of Directors of Lion Group Holding Ltd. We hereby consent to the incorporation by reference in the following Registration Statements of Lion Group Holding Ltd. and its subsidiaries (“the Group”) of our report dated March 31, 2021, except for Note 21, as to which the date is June 14, 2021, with respect to our audits of the Group’s consolidated financial st |
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| October 7, 2021 |
Exhibit 15.3 Shanghai iResearch Co., Ltd. R701 Tower B, Zhongjin International, Caoxi North No. 333, Xuhui District Shanghai, China October 7, 2021 Lion Group Holding Ltd. c/o Unit A-C, 33/F Tower A, Billion Center 1 Wang Kwong Road Kowloon Bay, Hong Kong Re: Consent of Shanghai iResearch Co., Ltd. Ladies and Gentlemen, We understand that Lion Group Holding Ltd. (the “Company”) filed an Annual Rep |
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| October 7, 2021 |
EX-99.1 3 ff12021a3ex99-1liongroup.htm CONSENT OF UHY LLP Exhibit 99.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form F-1 of Lion Group Holding Ltd. of our report dated March 31, 2021, except for Note 21, as to which the date is June 14, 2021, with respect to our audits of Lion Group Holding Ltd. and its subsidiari |
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| October 7, 2021 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Amendment No.2 to Form-20-F/A of Lion Group Holding Ltd. (the “Company”) for the fiscal year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Chunning Wang, Chief Executive Officer of the Com |
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| October 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A Amendment No. 2 (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020. OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) |
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| October 7, 2021 |
October 7, 2021 Via Edgar Transmission Mr. William Schroeder Securities and Exchange Commission Division of Corporation Finance Office of Finance Washington, D.C. 20549 Re: Lion Group Holding Ltd. (the “Company”) Form 20-F filed March 31, 2021 File No. 001-39301 Dear Mr. Schroeder: As counsel for the Company and on its behalf, this letter is being submitted in response to the letter dated Septembe |
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| October 7, 2021 |
As filed with the U.S. Securities and Exchange Commission on October 7, 2021. As filed with the U.S. Securities and Exchange Commission on October 7, 2021. Registration No. 333-253342 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 3 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in Its Charter) Not Applicable (Translation of Registrant?s Name into English) Cayman Isl |
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| October 7, 2021 |
Exhibit 15.2 7 October 2021 The Board of Directors Lion Group Holding Ltd. 89 Nexus Way, Camana Bay Grand Cayman, KYI-9009 Cayman Islands Dear Sirs, Re: Lion Group Holding Ltd. (the Company) We refer to the annual report of the Company to be filed on Form 20-F/A with the US Securities and Exchange Commission on or around this date (the Annual Report). We hereby give, and have not withdrawn, our co |
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| October 7, 2021 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Chunning Wang, certify that: 1. I have reviewed this Amendment No.2 to Form-20-F/A of Lion Group Holding Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| October 7, 2021 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Amendment No.2 to Form-20-F/A of Lion Group Holding Ltd. (the “Company”) on Form 20-F for the fiscal year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Sze Hau Lee, Chief Financial Officer |
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| October 7, 2021 |
Exhibit 99.3 Shanghai iResearch Co., Ltd. R701 Tower B, Zhongjin International, Caoxi North No. 333, Xuhui District Shanghai, China October 7, 2021 Lion Group Holding Ltd. c/o Unit A-C, 33/F Tower A, Billion Center 1 Wang Kwong Road Kowloon Bay, Hong Kong Re: Consent of Shanghai iResearch Co., Ltd. Ladies and Gentlemen, We understand that Lion Group Holding Ltd. (the ?Company?) filed a Post-Effect |
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| September 30, 2021 |
LION’S MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.3 LION?S MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion together with our accompanying unaudited consolidated financial statements and the related notes included elsewhere in this report on Form 6-K and with the discussion and analysis of our financial condition and results of operations contained in our ann |
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| September 30, 2021 |
Exhibit 99.1 Lion Announces Unaudited First Half 2021 Financial Results Company Reiterates FY21 Financial Guidance Forecast Hong Kong, September 30, 2021 /PRNewswire/ - Lion Group Holding Ltd. (?Lion? or ?the Company?) (NASDAQ: LGHL), operator of an all-in-one trading platform that offers a wide spectrum of products and services and developer of new growth products that include SPAC sponsorship, N |
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| September 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2021 Commission File Number: 001-39301 Lion Group Holding Ltd. |
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| September 30, 2021 |
Lion Group HOLDING LTD. CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.2 Lion Group HOLDING LTD. CONDENSED CONSOLIDATED BALANCE SHEETS June 30, 2021 December 31, 2020 (unaudited) (as restated) Assets Cash and cash equivalents $ 14,888,644 $ 3,426,467 Restricted cash-bank balances held on behalf of customers 808,923 1,367,630 Securities owned, at fair value 30,325,800 17,622 Receivables from broker-dealers and clearing organizations 23,689,967 8,089,193 Cry |
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| September 14, 2021 |
Exhibit 99.4 2 3 |
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| September 14, 2021 |
EX-99.1 2 ea147170ex99-1lion.htm NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS OF LION GROUP HOLDING LTD. TO BE HELD ON OCTOBER 15, 2021 (THE "2021 AGM") Exhibit 99.1 LION GROUP HOLDING LTD. NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD ON OCTOBER 15, 2021 Notice is hereby given that Lion Group Holding Ltd., a Cayman Islands company (the “Company”), will hold its annual general me |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2021 Commission File Number: 001-39301 LION GROUP HOLDING LTD. Not Applicable (Translation of registrant’s name into English) Cayman Islands (Jurisdiction of incorporation or organiza |
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| September 14, 2021 |
Exhibit 99.3 September 15, 2021 Lion Group Holding Limited Please be advised of the following Depositary?s Notice of Annual General Meeting of Shareholders: Depositary Receipt Information CUSIP: 53620U102 (DTC Eligible) ISIN: US53620U1025 CUSIP: 53620U201 (non-DTC Eligible) ISIN: US53620U2015 Country of Incorporation: Cayman Islands Meeting Details: Annual General Meeting at 10:00 AM local time at |
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| September 14, 2021 |
Exhibit 99.2 LION GROUP HOLDING LTD. (incorporated in the Cayman Islands with limited liability) FORM OF PROXY FOR THE ANNUAL GENERAL MEETING to be held on October 15, 2021 (or any adjourned or postponed meeting thereof) I/we, the undersigned acknowledges receipt of the Notice of Annual General Meeting of Shareholders and Proxy Statement and, being the registered holder of Class A Ordinary Shares |
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| September 10, 2021 |
Exhibit 99.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form F-1 of Lion Group Holding Ltd. of our report dated March 31, 2021, except for Note 21, as to which the date is June 14, 2021, with respect to our audits of Lion Group Holding Ltd. and its subsidiaries? consolidated financial statements as of December 31, 2 |
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| September 10, 2021 |
As filed with the U.S. Securities and Exchange Commission on September 10, 2021. As filed with the U.S. Securities and Exchange Commission on September 10, 2021. Registration No. 333-253342 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 2 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lion Group Holding Ltd. (Exact Name of Registrant as Specified in Its Charter) Not Applicable (Translation of Registrant?s Name into English) Cayman |
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| September 7, 2021 |
Asset Acquisition Agreement dated September 7, 2021 Exhibit 10.1 ASSET ACQUISITION AGREEMENT THIS ASSET ACQUISITION AGREEMENT (the ?Agreement?), made as of 7th September, 2021 (the ?Effective Date?), by and among Hangzhou Lanlian Technology Co., Ltd. ?????????? (the ?Seller?), and Lion Group Holding Ltd. or any entity designated by Lion Group Holding Ltd. (?the ?Buyer?). Seller and Buyer, individually are referred to herein as a ?Party,? and collec |
