KLNG Depositi SEC - Koil Energy Solutions, Inc.- Relazione annuale, dichiarazione di delega, prospetto informativo

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1110607

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Koil Energy Solutions, Inc.

SEC Filings (Chronological Order)

Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.

August 14, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact name o
June 6, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 6, 2025 KOIL ENERGY SOLUTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 6, 2025 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission
June 6, 2025	EX-16.1	Letter of Moss Adams LLP to the Securities and Exchange Commission dated June 6, 2025. Exhibit 16.1 June 6, 2025 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by Koil Energy Solutions, Inc. included under Item 4.01 of its Current Report on Form 8-K dated June 6, 2025, to be filed with the Securities and Exchange Commission. We agree with the statements concerning our Firm contained therein. Sincer
May 21, 2025	EX-99.1	KOIL ENERGY SOLUTIONS, INC. SUMMARY FINANCIAL DATA Exhibit 99.1 KOIL Energy Reports First Quarter 2025 Results May 20, 2025 HOUSTON, May 20, 2025 (GLOBE NEWSWIRE) - Koil Energy Solutions, Inc. (OTCQB: KLNG), a specialist in deepwater energy production and distribution equipment and services, released today its first quarter 2025 results. First Quarter 2025 Results · Revenue of $ 5.3 million · Adjusted EBITDA margin of 6% · Gross margin of 31% Erik
May 21, 2025	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 20, 2025 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission
May 20, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact name
May 15, 2025	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q   ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio
April 25, 2025	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2025 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commissio
April 25, 2025	EX-99.2	KOIL Energy Appoints New Member to Its Board of Directors Exhibit 99.2 KOIL Energy Appoints New Member to Its Board of Directors April 22, 2025 HOUSTON, April 22, 2025 (GLOBE NEWSWIRE) - Koil Energy Solutions, Inc. (OTCQB: KLNG), (the "Company") today announced that Mr. Mads Andersen has been elected to its Board of Directors as an independent, non-executive director, effective today. Mr. Andersen is the CEO of the Norway based energy services company Ai
April 25, 2025	EX-10.1	Employment Agreement between Koil Energy Solutions, Inc. and Kurt Keller, effective April 21, 2025 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into on April 19, 2025, with an effective date of April 22, 2025 (the “Effective Date”), by and between the Company, as defined herein, and Kurt N. Keller (the “Executive”). WITNESSETH: WHEREAS, the Company has determined that it is in its best interests and those of its shareholders to retain the Executive;
April 25, 2025	EX-99.1	KOIL Energy Announces New CFO Exhibit 99.1 KOIL Energy Announces New CFO April 21, 2025 HOUSTON, April 21, 2025 (GLOBE NEWSWIRE) - Koil Energy Solutions, Inc. (OTCQB: KLNG), (the "Company") today announced the appointment of Mr. Kurt Keller as the chief financial officer (CFO), effective April 22, 2025. Mr. Keller has two decades of financial leadership experience from middle-market companies, where he has successfully scaled
April 15, 2025	EX-99.1	KOIL ENERGY SOLUTIONS, INC. SUMMARY FINANCIAL DATA Exhibit 99.1 KOIL Energy Reports Fourth Quarter and Full Year 2024 Results April 15, 2025 HOUSTON, April 15, 2025 (GLOBE NEWSWIRE) - Koil Energy Solutions, Inc. (OTCQB: KLNG), a specialist in deepwater energy production and distribution equipment and services, released today its fourth quarter and full year 2024 results. Fourth Quarter 2024 Results • Revenue of $ 6 million, a 48% increase year ove
April 15, 2025	EX-21.1	Subsidiary list Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Company Incorporated Koil Energy Solutions, Inc. Delaware
April 15, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 15, 2025 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commissio
April 15, 2025	EX-19.1	Insider Trading Policy Exhibit 19.1 Koil Energy Solutions, Inc. Insider Trading Policy This Insider Trading Policy provides the standards of Koil Energy Solutions, Inc. (together with its subsidiaries, the “Company”) on trading and causing the trading of the Company’s securities or securities of other publicly-traded companies while in possession of confidential information. This policy is divided into two parts: Part I
April 15, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact name of regis
March 31, 2025	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q   ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe
January 15, 2025	EX-99.1	KOIL Energy Announces Changes to Its Finance Team Exhibit 99.1 KOIL Energy Announces Changes to Its Finance Team January 15, 2024 – HOUSTON – KOIL Energy Solutions, Inc. (OTCQB: KLNG) today announced the resignation of Mr. Trevor Ashurst from his position as Vice President of Finance and Administration, effective February 1, 2025. Mr. Erik Wiik, President and CEO of KOIL Energy, expressed his gratitude for Mr. Ashurst's contributions during a tra
January 15, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 10, 2025 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commiss
November 4, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 4, 2024 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commiss
November 4, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact n
November 4, 2024	EX-99.1	Koil Energy Solutions, Inc. Announces Third Quarter 2024 Results Exhibit 99.1 Koil Energy Solutions, Inc. Announces Third Quarter 2024 Results Third Quarter Highlights · Revenues of $5.2 million increased 27% year-over-year · Gross profit of $2.1 million increased 50% year-over-year · Net income of $523 thousand increased $666 thousand year-over-year · Adjusted EBITDA of $675 thousand increased $658 thousand year-over-year Houston, TX – November 4, 2024 – Koil
October 15, 2024	SC 13D	KLNG / Koil Energy Solutions, Inc. / GOLDMAN NEAL I - SCHEDULE 13D Activist Investment SC 13D 1 koil13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* KOIL ENERGY SOLUTIONS, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 24372A305 (CUSIP Number) Neal Goldman, 76 Third Street North, Naples, FL, 34102, (917) 744-7296 (Name, A
October 15, 2024	EX-1	KOIL ENERGY SOLUTIONS, INC. STOCK OPTION AGREEMENT EX-1 2 koilex1.htm FORM OF DIRECTOR STOCK OPTION AGREEMENT Exhibit 1 Option Number: KOIL ENERGY SOLUTIONS, INC. STOCK OPTION AGREEMENT Optionee: Total Shares Subject to Option: Price Per Share: $ Date of Grant: Vesting: Subject to the Optionee’s continuous service as a director through such date, twenty-five percent of the Shares on each of . In addition to the foregoing, all Shares shall vest imm
August 5, 2024	EX-99.1	Koil Energy Solutions, Inc. Announces Second Quarter 2024 Results Exhibit 99.1 Koil Energy Solutions, Inc. Announces Second Quarter 2024 Results Second Quarter Highlights · Revenues of $5.8 million increased 65% year-over-year · Gross profit of $2.0 million increased 96% year-over-year · Net income of $1.0 million increased $1.4 million year-over-year · Adjusted EBITDA of $1.2 million increased $1.4 million year-over-year Houston, TX – August 5, 2024 – Koil Ener
August 5, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact name o
August 5, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 5, 2024 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commissio
July 24, 2024	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 d700382dex991.htm EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D/A (including amendments thereto) with respect to the common stock of Koil Energy Solutions, Inc. and further agree that this Joint Filin
July 24, 2024	SC 13D/A	KLNG / Koil Energy Solutions, Inc. / MAZ Partners LP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Koil Energy Solutions, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 24372A305 (CUSIP Number) Walter Schenker MAZ Partners LP 8774 Lakes Boulevard West Palm Beach, FL 33412 (973) 641-5643 (Name,
June 26, 2024	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (E
June 26, 2024	CORRESP	June 26, 2024 June 26, 2024 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-4628 Attention: Melissa Walsh and Stephen Krikorian Division of Corporation Finance Office of Technology Re: Koil Energy Solutions, Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 File No. 000-30351 Ladies and Gentlemen: On behalf of Koil Energy Solutions, Inc. (the “Company”), I am respon
May 6, 2024	EX-99.1	Koil Energy Solutions, Inc. Announces First Quarter 2024 Results Exhibit 99.1 Koil Energy Solutions, Inc. Announces First Quarter 2024 Results · Revenues of $5.8 million increased 56% year-over-year · Gross profit of $2.0 million increased 24% year-over-year · Net income of $0.6 million increased $0.7 million year-over-year · Adjusted EBITDA of $0.7 million increased $0.6 million year-over-year · First delivery of our new 20,000 psi multi-quick-connect plate fo
May 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact name
May 6, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2024 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission F
March 27, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2024 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commissio
March 27, 2024	EX-21.1	Subsidiary list Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Company Incorporated Koil Energy Solutions, Inc. Delaware
March 27, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact name of regis
March 27, 2024	EX-99.1	Koil Energy Solutions, Inc. Announces Fourth Quarter and Full-Year 2023 Results Exhibit 99.1 Koil Energy Solutions, Inc. Announces Fourth Quarter and Full-Year 2023 Results Houston, TX – March 27, 2024 – Koil Energy Solutions, Inc. (OTCQB: KLNG) (“Koil Energy” or the “Company”), a specialist in deepwater production and distribution equipment and services, today reported results for the year ended December 31, 2023. Koil Energy at a Glance: Share Price†: $0.55 Cash*: $2.0M 52-
March 11, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 4, 2024 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission
March 11, 2024	EX-99.1	Koil Energy Solutions Announces CEO Transition Exhibit 99.1 FOR IMMEDIATE RELEASE Koil Energy Solutions Announces CEO Transition MARCH 11, 2024 – HOUSTON – Koil Energy Solutions, Inc. (OTCQB: KLNG), an international specialist in subsea energy equipment and services, today announced the resignation of its President, CEO and CFO, Mr. Charles Njuguna due to a family health matter. Mr. Njuguna has also resigned as a member of the Company’s Board
March 11, 2024	EX-10.1	Employment Agreement between Koil Energy Solutions, Inc. and Erik Wiik, dated March 6, 2024 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into on March 6, 2024, with an effective date of April 1, 2024 (the “Effective Date”), by and between the Company, as defined herein, and Erik Wiik (the “Executive”). WITNESSETH: WHEREAS, the Company has determined that it is in its best interests and those of its shareholders to retain the Executive; WHEREAS
March 6, 2024	SC 13D	DE:TFLC / Deep Down Inc / Galloway Capital Partners, LLC - FORM SC 13D Activist Investment SC 13D 1 e5471sc13d.htm FORM SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* KOIL ENERGY SOLUTIONS, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 24372A305 (CUSIP Number) Galloway Capital Partners, LLC 323 Sunny Isles Blvd., 7th Floor Sunny Isles Beach, FL 33160
March 6, 2024	EX-99.2	Letter, dated March 6, 2024, from Galloway Capital Partners, LLC to the Chairman and Chief Executive Officer of Koil Energy Solutions, Inc. EX-99.2 3 e5471ex99-2.htm EXHIBIT 99.2 EXHIBIT 99.2 Galloway Capital Partners, LLC March 6, 2024 Mark Carden, Chairman Charles K. Njuguna, Chief Executive Officer Koil Energy Solutions, Inc. 1310 Ronkin Road Houston, TX 77073 Dear Mssrs. Carden and Njuguna: We have been shareholders of Koil Energy Solutions, Inc. (the “Company” or “Koil”) for over a year. We are quite disappointed with the perform
March 6, 2024	EX-99.1	Joint Filing Agreement EX-99.1 2 e5471ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock of Koil Energy Solutions, Inc. dated as of March 6, 2024 is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordan
February 8, 2024	SC 13G/A	DE:TFLC / Deep Down Inc / AEGIS FINANCIAL CORP - SC 13G/A Passive Investment SC 13G/A 1 tm244985d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Koil Energy Solutions (Name of Issuer) Common Stock (Title of Class of Securities) 24372A305 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des
November 27, 2023	EX-99.2	Letter, dated November 27, 2023, from Galloway Capital Partners, LLC to the Chairman and Chief Executive Officer of Koil Energy Solutions, Inc. EX-99.2 3 e5244ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Galloway Capital Partners, LLC November 27, 2023 Mark Carden, Chairman Charles K. Njuguna, Chief Executive Officer Koil Energy Solutions, Inc. 1310 Rankin Road Houston, TX 77073 Dear Mssrs. Carden and Njuguna: We have been shareholders of Koil Energy Solutions, Inc. (the “Company” or “Koil”) for almost a year. We are quite disappointed with the p
November 27, 2023	SC 13D	DE:TFLC / Deep Down Inc / Galloway Capital Partners, LLC - FORM SC 13D Activist Investment SC 13D 1 e5244sc13d.htm FORM SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* KOIL ENERGY SOLUTIONS, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 24372A305 (CUSIP Number) Galloway Capital Partners, LLC 323 Sunny Isles Blvd., 7th Floor Sunny Isles Beach, FL 33160 (2
November 27, 2023	EX-99.1	Joint Filing Agreement EX-99.1 2 e5244ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock of Koil Energy Solutions, Inc. dated as of November 27, 2023 is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in acco
November 13, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact n
November 13, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 09, 2023 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commis
November 13, 2023	EX-99.1	Koil Energy Solutions, Inc. Announces Third Quarter 2023 Results Exhibit 99.1 Koil Energy Solutions, Inc. Announces Third Quarter 2023 Results Houston, TX – November 9, 2023 – Koil Energy Solutions, Inc. (OTCQB: KLNG) (“Koil Energy” or the “Company”), a specialist in deepwater production and distribution equipment and services, today reported results for the quarter ended September 30, 2023. Koil Energy at a Glance: Share Price†: $0.45 Cash* $1.1M 52-Week Range
August 8, 2023	EX-99.1	Koil Energy Solutions, Inc. Announces Second Quarter 2023 Results Exhibit 99.1 Koil Energy Solutions, Inc. Announces Second Quarter 2023 Results Houston, TX – August 8, 2023 – Koil Energy Solutions, Inc. (OTCQB: KLNG) (“Koil Energy” or the “Company”), a specialist in deepwater production and distribution equipment and services, today reported results for the quarter ended June 30, 2023. Koil Energy at a Glance: Share Price†: $0.57 Cash*: $2.3M 52-Week Range†: $0
August 8, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact name o
August 8, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 08, 2023 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commissi
July 20, 2023	EX-99.1	Koil Energy Solutions to Provide $4M of Flying Leads and Distribution Manifolds for Gulf of Mexico Operators Exhibit 99.1 FOR IMMEDIATE RELEASE Koil Energy Solutions to Provide $4M of Flying Leads and Distribution Manifolds for Gulf of Mexico Operators JULY 20, 2023 – HOUSTON – Koil Energy Solutions, Inc. (OTCQB: KLNG), an international specialist in subsea energy equipment and services, today announced the receipt of $4M worth of orders for flying leads and distribution manifolds directly from operators
July 20, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 20, 2023 KOIL ENERGY SOLUTIO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 20, 2023 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission
May 26, 2023	EX-10.1	Purchase and Sale Agreement/Security Agreement between Zions Bancorporation, N.A., d/b/a Amegy Bank Business Credit, and Koil Energy Solutions, Inc., dated May 24, 2023 Exhibit 10.1 Amegy Bank Business Credit PURCHASE AND SALE AGREEMENT/SECURITY AGREEMENT (FACTORING AGREEMENT) THIS PURCHASE AND SALE AGREEMENT/ SECURITY AGREEMENT (this “Agreement”) is made by and among ZIONS BANCORPORATION, N.A., doing business as AMEGY BANK BUSINESS CREDIT, with its factoring operations located in Houston, Texas (“Purchaser”) and KOIL ENERGY SOLUTIONS, INC., a Delaware corporatio
May 26, 2023	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 24, 2023 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission
May 11, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 11, 2023 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission
May 11, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact name
May 11, 2023	EX-99.1	Koil Energy Solutions, Inc. Announces First Quarter 2023 Results Exhibit 99.1 Koil Energy Solutions, Inc. Announces First Quarter 2023 Results Houston, TX – May 11, 2023 – Koil Energy Solutions, Inc. (OTCQB: KLNG) (“Koil Energy” or the “Company”), a specialist in deepwater production and distribution equipment and services, today reported results for the quarter ended March 31, 2023. Koil Energy at a Glance: Share Price†: $0.65 Cash*: $1.5M 52-Week Range†: $0.4
March 31, 2023	EX-3.2	Articles of Merger of Deep Down, Inc. and Koil Energy Solutions, Inc. and Agreement and Plan of Merger between Deep Down, Inc. and Koil Energy Solutions, Inc. filed with the Secretary of State of the State of Nevada on February 22, 2022 Exhibit 3.2 Business Number E0251052006 - 8 Filed in the Office of Secretary of State State Of Nevada Filing Number 20222119240 Filed On 2/22/2022 10:00:00 AM Number of Pages 11 1 BARBARA K. CEGAVSKE Secretary of State 202 North Carson Street Carson City, Nevada 89701 - 4201 (775) 684 - 5708 Website: www.nvsos.gov Articles of Merger (PURSUANT TO NRS 92A.200) Page 2 USE BLACK INK ONLY· DO NOT HIGHL
March 31, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 KOIL ENERGY SOLUTIONS, INC. (Exact name of regis
March 30, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 30, 2023 KOIL ENERGY SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commissio
March 30, 2023	EX-99.1	Koil Energy Solutions, Inc. Announces Fourth Quarter and Full-Year 2022 Results Exhibit 99.1 Koil Energy Solutions, Inc. Announces Fourth Quarter and Full-Year 2022 Results Houston, TX – March 30, 2023 – Koil Energy Solutions, Inc. (OTCQB: KLNG) (“Koil Energy” or the “Company”), a specialist in deepwater production and distribution equipment and services, today reported results for the year ended December 31, 2022. Koil Energy at a Glance: Share Price†: $0.55 Cash*: $2.4M 52-
February 21, 2023	EX-99.1	JOINT FILING AGREEMENT EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock of Deep Down, Inc. and further agree that this Joint Filing Agreement be included as an Exhibit to s
February 21, 2023	SC 13D	DE:TFLC / Deep Down Inc / MAZ Partners LP - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Deep Down, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 24372A305 (CUSIP Number) Walter Schenker MAZ Partners LP 8774 Lakes Boulevard West Palm Beach, Florida 33412 (973) 641-5643 (Name, Address and
February 10, 2023	SC 13G/A	DE:TFLC / Deep Down Inc / AEGIS FINANCIAL CORP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Deep Down, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 24372A305 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
November 14, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 14, 2022 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Nu
November 14, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No.: 000-30351 DEEP DOWN, INC. (Exact name of regi
November 14, 2022	EX-99.1	Deep Down, Inc. (now Koil Energy Solutions, Inc.) Announces Third Quarter 2022 Results Exhibit 99.1 Deep Down, Inc. (now Koil Energy Solutions, Inc.) Announces Third Quarter 2022 Results Houston, TX ? November 14, 2022 ? Deep Down, Inc. (OTCQB: DPDW) (?Deep Down? or the ?Company?), a specialist in deepwater production and distribution equipment and services, today reported results for its quarter ended September 30, 2022. Deep Down at a Glance: Share Price?: $0.70 Cash*: $3.5M 52-We
September 2, 2022	SC 13D/A	DE:TFLC / Deep Down Inc / Douglas David J. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* DEEP DOWN, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 24372A305 (CUSIP Number) David R. Earhart Gray Reed & McGraw LLP 1601 Elm Street, Suite 4600 Dallas, Texas 75201 (469) 320-6041 David J. Douglas 3889
August 8, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No.: 000-30351 DEEP DOWN, INC. (Exact name of registran
August 8, 2022	EX-99.1	Deep Down, Inc. (now Koil Energy Solutions, Inc.) Announces Second Quarter 2022 Results Exhibit 99.1 Deep Down, Inc. (now Koil Energy Solutions, Inc.) Announces Second Quarter 2022 Results Houston, TX ? August 8, 2022 ? Deep Down, Inc. (OTCQB: DPDW) (?Deep Down? or the ?Company?), a specialist in deepwater production and distribution equipment and services, today reported results for its quarter ended June 30, 2022. Deep Down will hold a conference call tomorrow, Tuesday, August 9, 2
August 8, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2022 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numbe
May 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of registran
May 10, 2022	EX-99.1	Deep Down, Inc. (now Koil Energy Solutions, Inc.) Announces First Quarter 2022 Results Exhibit 99.1 Deep Down, Inc. (now Koil Energy Solutions, Inc.) Announces First Quarter 2022 Results Houston, TX ? May 10, 2022 ? Deep Down, Inc. (OTCQB: DPDW) (?Deep Down? or the ?Company?), a specialist in deepwater production and distribution equipment and services, today reported results for its quarter ended March 31, 2022. Deep Down will hold a conference call tomorrow, Wednesday, May 11, 202
May 10, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2022 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
March 29, 2022	EX-99.1	Deep Down Announces Fourth Quarter and Full Year 2021 Results Exhibit 99.1 Deep Down Announces Fourth Quarter and Full Year 2021 Results Houston, TX ? March 28, 2022 ? Deep Down, Inc. (OTCQB: DPDW) (?Deep Down? or the ?Company?), a specialist in deepwater production and distribution equipment and services, today reported results for its year ended December 31, 2021. Deep Down will hold a conference call tomorrow, Tuesday, March 29, 2022 at 10:00 am Eastern T
March 29, 2022	EX-10.4	Commercial Lease Agreement between Wellbore Integrity Solutions, LLC, as Landlord, and Deep Down, Inc., as Tenant, dated effective May 5, 2022 Exhibit 10.4 DocuSign Envelope ID: 58E5C524 - 6033 - 4D77 - A0AD - 3A2E6D0CE645 DocuSign Envelope ID: 58E5C524 - 6033 - 4D77 - A0AD - 3A2E6D0CE645 DocuSign Envelope ID: 58E5C524 - 6033 - 4D77 - A0AD - 3A2E6D0CE645 DocuSign Envelope ID: 58E5C524 - 6033 - 4D77 - A0AD - 3A2E6D0CE645 DocuSign Envelope ID: 58E5C524 - 6033 - 4D77 - A0AD - 3A2E6D0CE645 DocuSign Envelope ID: 58E5C524 - 6033 - 4D77 - A0AD
March 29, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 28, 2022 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numbe
March 29, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as speci
March 1, 2022	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 1, 2022 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number
February 8, 2022	SC 13G/A	DE:TFLC / Deep Down Inc / MAZ Partners LP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Deep Down, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 24372A305 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur
December 6, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 6, 2021 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Num
November 12, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of regis
November 12, 2021	EX-99.1	Deep Down Announces Third Quarter 2021 Results Exhibit 99.1 Deep Down Announces Third Quarter 2021 Results Houston, TX ? November 12, 2021 ? Deep Down, Inc. (OTCQB: DPDW) (?Deep Down? or the ?Company?), a specialist in offshore energy equipment and services, today reported results for its third quarter ended September 30, 2021. Deep Down will hold a conference call today, Friday, November 12, 2021 at 10:00 am Eastern Time to review its results
November 12, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2021 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Nu
August 16, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of registrant
August 16, 2021	EX-99.1	Deep Down Announces Second Quarter 2021 Results EXHIBIT 99.1 Deep Down Announces Second Quarter 2021 Results Houston, TX ? August 16, 2021 ? Deep Down, Inc. (OTCQB: DPDW) (?Deep Down? or the ?Company?), a specialist in offshore energy equipment and services, today reported results for its second quarter ended June 30, 2021. Deep Down will hold a conference call tomorrow, Tuesday, August 17, 2021 at 10:00 am Eastern Time to review its results an
August 16, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 Commission File Number: 000-30351 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 75-2263732 (State or other jurisdiction of incorporati
May 10, 2021	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of registran
May 10, 2021	EX-99.01	Deep Down Announces First Quarter 2021 Results Exhibit 99.1 Deep Down Announces First Quarter 2021 Results Houston, TX ? May 10, 2021 ? Deep Down, Inc. (OTCQB: DPDW) (?Deep Down? or the ?Company?), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its first quarter ended March 31, 2021. Deep Down will hold a conference call tomorrow, Tuesday, May 11, 2021 at 10:00 am Eastern Ti
May 10, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2021 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
March 30, 2021	EX-99.1	Deep Down Announces Fourth Quarter and Full Year 2020 Results Exhibit 99.1 Deep Down Announces Fourth Quarter and Full Year 2020 Results Houston, TX – March 30, 2021 – Deep Down, Inc. (OTCQB: DPDW) (“Deep Down” or the “Company”), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its year ended December 31, 2020. Deep Down will hold a conference call tomorrow, Wednesday, March 31, 2021 at 10:0
March 30, 2021	10-K	Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 0-30351 DEEP DOWN, INC.
March 30, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 30, 2021 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number
March 5, 2021	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 4, 2021 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
March 5, 2021	EX-10.1	Paycheck Protection Program Promissory Note, dated effective March 4, 2021 Exhibit 10.1 PROMISSORY NOTE SBA PAYCHECK PROTECTION PROGRAM (POST-ECONOMIC AID ACT PPP LOAN) SBA LOAN # 5747308510 MNB LOAN # 5747308510 DATE: March 1, 2021 BORROWER: Deep Down, Inc., a Delaware corporation BORROWER'S ADDRESS: 18511 Beaumont Hwy, Houston, TX 77049 LENDER: MOODY NATIONAL BANK and its successors and assigns LOAN PRINCIPAL AMOUNT $1,111,015.00 LOAN MATURITY DATE: March 1, 2026 The l
February 5, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* DEEP DOWN, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.
February 4, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Deep Down, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Deep Down, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 24372A305 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
November 9, 2020	EX-99.1	Deep Down Reports Third Quarter 2020 Results Exhibit 99.1 Deep Down Reports Third Quarter 2020 Results Houston, TX – November 9, 2020 – Deep Down, Inc. (OTCQB: DPDW) (“Deep Down” or the “Company”), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its third quarter ended September 30, 2020 (“Q3 2020”). Deep Down will hold a conference call tomorrow, Tuesday, November 10, 2020
November 9, 2020	8-K	- FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 9, 2020 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Num
November 9, 2020	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of regis
August 11, 2020	10-Q/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 FORM 10-Q/A þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of registrant
August 10, 2020	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of registrant
August 10, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2020 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numb
August 10, 2020	EX-99.1	Deep Down Reports Second Quarter 2020 Results Exhibit 99.1 Deep Down Reports Second Quarter 2020 Results Houston, TX – August 10, 2020 – Deep Down, Inc. (OTCQB: DPDW) (“Deep Down” or the “Company”), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its second quarter ended June 30, 2020 (“Q2 2020”). Deep Down will hold a conference call tomorrow, Tuesday, August 11, 2020 at 10
May 11, 2020	EX-99.1	Deep Down Reports First Quarter 2020 Results EXHIBIT 99.1 Deep Down Reports First Quarter 2020 Results Houston, TX – May 11, 2020 – Deep Down, Inc. (OTCQB: DPDW) (“Deep Down” or the “Company”), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its first quarter ended March 31, 2020 (“Q1 2020”). Deep Down will hold a conference call tomorrow, Tuesday, May 12, 2020 at 10:00 am
May 11, 2020	10-Q	Quarterly Report - QUARTERLY REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of registran
May 11, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 11, 2020 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
May 4, 2020	EX-10.1	Paycheck Protection Program Promissory Note, dated effective April 29, 2020 Exhibit 10.1 PROMISSORY NOTE SBA PAYCHECK PROTECTION PROGRAM SBA LOAN #: 4602497203 MNB LOAN #: 4602497203 DATE: April 27, 2020 BORROWER: Deep Down, Inc., a Delaware Corporation BORROWER'S ADDRESS: 18511 Beaumont Hwy; Houston, TX 77049 LENDER: MOODY NATIONAL BANK and its successors and assigns LOAN PRINCIPAL AMOUNT $1,111,015.00 LOAN MATURITY April 27, 2022 This Note is made pursuant to the U. S.
May 4, 2020	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2020 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number
April 22, 2020	8-K	Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2020 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numbe
March 30, 2020	10-K	DPDW / Deep Down, Inc. 10-K - Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as speci
March 30, 2020	EX-4.3	Description of Securities Registered Under Section 12 of the Exchange Act Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT We have authorized capital stock consisting of 24,500,000 common shares, $0.001 par value, and 10,000,000 of all series of preferred stock, $0.001 par value. Common Stock As of December 31, 2019, there were 13,285,180 shares of our common stock outstanding, which were held by an estimated 1,100 record owners. Hol
March 30, 2020	EX-21.1	Subsidiary list Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Company Incorporated Deep Down, Inc. Delaware
March 30, 2020	EX-99.1	Deep Down Reports 2019 Results Exhibit 99.1 Deep Down Reports 2019 Results Houston, TX – March 30, 2020 – Deep Down, Inc. (OTCQX: DPDW), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its year ended December 31, 2019. Deep Down will hold a conference call tomorrow, Tuesday, March 31st at 10:00 am ET to review its results and outlook (call details below). Deep
March 30, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 30, 2020 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numbe
February 14, 2020	SC 13G/A	DPDW / Deep Down, Inc. / PVAM Perlus Microcap Fund, L.P. - SCHEDULE 13G HOLDINGS REPORT AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.
February 10, 2020	SC 13G/A	DPDW / Deep Down, Inc. / AEGIS FINANCIAL CORP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Amendment NO.
February 7, 2020	SC 13G/A	DPDW / Deep Down, Inc. / MAZ Partners LP - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) Deep Down, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 24372A305 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th
January 24, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2020 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Num
January 24, 2020	EX-99.1	Deep Down Announces Share Repurchase Exhibit 99.1 Deep Down Announces Share Repurchase HOUSTON, January 24, 2020 - Deep Down, Inc. (OTCQB: DPDW) ("Deep Down" or the “Company”), a specialist in deep-water oil and gas production equipment and services, today announced that since December 23, 2019 it has repurchased a total of 749,315 shares of its common stock pursuant to the Company’s share repurchase program as well as in a privately
December 23, 2019	EX-99.1	Deep Down Announces Share Repurchase Program Exhibit 99.1 Deep Down Announces Share Repurchase Program HOUSTON, December 23, 2019 - Deep Down, Inc. (OTCQB: DPDW), a specialist in deep-water oil and gas production equipment and services, today announced that its Board of Directors has authorized the repurchase of up to 500,000 shares of the Company’s common stock. The repurchase program will be funded from cash on hand and cash provided by op
December 23, 2019	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 23, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Nu
November 26, 2019	SC 13D/A	DPDW / Deep Down, Inc. / Smith Ronald Eric - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* DEEP DOWN, INC. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE PER SHARE (Title of Class of Securities) 24372A305 (CUSIP Number) RONALD ERIC SMITH 1447 FM 1010 Cleveland, Texas 77327 (832) 623-9905 (Name, Address and Telephone Number of Person A
November 20, 2019	SC 13D/A	DPDW / Deep Down, Inc. / Smith Ronald Eric - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* DEEP DOWN, INC. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE PER SHARE (Title of Class of Securities) 24372A305 (CUSIP Number) RONALD ERIC SMITH 1447 FM 1010 Cleveland, Texas 77327 (832) 623-9905 (Name, Address and Telephone Number of Person A
November 18, 2019	SC 13D	DPDW / Deep Down, Inc. / Smith Ronald Eric - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* DEEP DOWN, INC. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE PER SHARE (Title of Class of Securities) 24372A305 (CUSIP Number) RONALD ERIC SMITH 1447 FM 1010 Cleveland, Texas 77327 (832) 623-9905 (Name, Address and Telephone Number of Person Auth
November 12, 2019	EX-99.1	Deepwater Oil and Gas Specialist Deep Down Q3 Revenue Rose 12% to $4.4M; Hosts Investor Call Wed. Nov. 13th at 10am ET Exhibit 99.1 Deepwater Oil and Gas Specialist Deep Down Q3 Revenue Rose 12% to $4.4M; Hosts Investor Call Wed. Nov. 13th at 10am ET Houston, TX – November 12, 2019 – Deep Down, Inc. (OTCQB: DPDW) (“Deep Down”), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its third quarter ended September 30, 2019 (Q3’19). Deep Down will hold
November 12, 2019	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Nu
November 12, 2019	10-Q	DPDW / Deep Down, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of regis
September 24, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 18, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File N
September 24, 2019	EX-10.1	Employment Agreement, amended dated effective as of September 18, 2019 between Deep Down, Inc. and Charles K. Njuguna EX-10.1 2 deepdown8k-ex1001.htm EMPLOYMENT AGREEMENT AMENDMENT Exhibit 10.1 EMPLOYMENT AGREEMENT AMENDMENT This Amendment to that certain Chief Financial Officer Employment Agreement (the “Amendment”) is made by and between Deep Down, Inc. (the “Company”) and Charles Njuguna (the “Executive”) as of the Effective Date. RECITALS On or about July 27, 2018, Company and Executive entered into a Chief F
September 18, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 17, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File N
September 18, 2019	EX-99.1	Former TechnipFMC & Siemens Executive, Micah Simmons, Named Chief Operating Officer of Offshore Oil and Gas Services Specialist, Deep Down, Inc. EX-99.1 3 deepdownex9901.htm PRESS RELEASE Exhibit 99.1 Former TechnipFMC & Siemens Executive, Micah Simmons, Named Chief Operating Officer of Offshore Oil and Gas Services Specialist, Deep Down, Inc. HOUSTON, September 17, 2019 - Deep Down, Inc. (OTCQB: DPDW), a specialist in deep water oil and gas production and distribution equipment and services, announced today the appointment of veteran oil
September 18, 2019	EX-10.1	Employment Agreement, dated effective as of September 12, 2019 between Deep Down, Inc. and Micah Simmons EX-10.1 2 deepdownex1001.htm EMPLOYMENT AGREEMENT, DATED SEPTEMBER 12, 2019, MICAH SIMMONS Exhibit 10.1 CHIEF OPERATING OFFICER EMPLOYMENT AGREEMENT This Chief Operating Officer Employment Agreement (this “Agreement”) is entered into on September 12, 2019, to be effective as of September 23, 2019 (the “Effective Date”), by and among the Company, as defined herein, and Micah Simmons (the “Executive
August 21, 2019	SC 13G	DPDW / Deep Down, Inc. / MAZ Partners LP - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Deep Down, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 24372A305 (CUSIP Number) August 15, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule
August 15, 2019	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 15, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numb
August 15, 2019	EX-99.1	Deep Down Announces Leadership Change Exhibit 99.1 Deep Down Announces Leadership Change Houston, TX – August 15, 2019 – Deep Down, Inc. (OTCQB: DPDW), a specialist in deepwater oil and gas production and distribution equipment and services, announced today it has accepted the resignation of Company founder and CEO, Ronald Smith, effective August 31, 2019, who is leaving to pursue interests outside the oil and gas industry. Charles Nj
August 15, 2019	EX-10.1	Transition Agreement, dated effective as of September 1, 2019 between Deep Down, Inc. and Ronald E. Smith EX-10.1 2 deepdownex1001.htm TRANSITION AGREEMENT Exhibit 10.1 TRANSITION AGREEMENT This Transition Agreement (the “Agreement”) is entered by and between Deep Down, Inc., a Nevada corporation (“Deep Down”) and Ronald E. Smith (“Smith”) on August 15, 2019, to be effective as of September 1, 2019. Deep Down and Smith are sometimes collectively referred to as “Parties” or singularly as a “Party.” Rec
August 14, 2019	EX-99.1	Deepwater Oil and Gas Specialist Deep Down Q2’19 Revenue Rose 28% to $5.3M; Hosts Investor Call Friday, August 16, 2019 at 10am ET Deepwater Oil and Gas Specialist Deep Down Q2’19 Revenue Rose 28% to $5.3M; Hosts Investor Call Friday, August 16, 2019 at 10am ET Houston, TX – August 14, 2019 – Deep Down, Inc. (OTCQB: DPDW) (“Deep Down”), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its second quarter ended June 30, 2019 (Q2’19). Deep Down will hold a confe
August 14, 2019	8-K	Current Report 8-K 1 deepdown8k08142019.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 14, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) 18511 Beaumont Highway, Houston, TX 77049 (Address of prin
August 14, 2019	10-Q	DPDW / Deep Down, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of registrant
May 13, 2019	EX-99.1	Offshore Oil and Gas Specialist Deep Down Q1’19 Revenue Rose to $6.3M vs. $3.7M and EPS Improved to $0.02 vs. ($0.06); Hosts Investor Call Tue. May 14 at 10am ET Exhibit 99.1 Offshore Oil and Gas Specialist Deep Down Q1’19 Revenue Rose to $6.3M vs. $3.7M and EPS Improved to $0.02 vs. ($0.06); Hosts Investor Call Tue. May 14 at 10am ET Houston, TX – May 13, 2019 – Deep Down, Inc. (OTCQX: DPDW) (“Deep Down”), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its first quarter ended March 31,
May 13, 2019	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
May 13, 2019	8-K/A	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 12, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (C
May 13, 2019	10-Q	DPDW / Deep Down, Inc. 10-Q Quarterly Report FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of registran
April 16, 2019	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 12, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numbe
April 16, 2019	EX-99.1	Deepwater Offshore Oil and Gas Specialist Deep Down Appoints Fund Managers David Douglas and Neil Goldman, to its Board Exhibit 99.1 Deepwater Offshore Oil and Gas Specialist Deep Down Appoints Fund Managers David Douglas and Neil Goldman, to its Board HOUSTON, April 16, 2019 - Deep Down, Inc. (OTCQB: DPDW), a specialist in deep water oil and gas production and distribution equipment and services, announced today that experienced small cap investors David J. Douglas, Principal of Jamaka Capital Management, LLC, and
April 16, 2019	EX-99.1	Deepwater Offshore Oil and Gas Specialist Deep Down Reports 2018 Results and Hosts Investor Call Tomorrow, Tuesday April 16th at 10am ET Exhibit 99.1 Deepwater Offshore Oil and Gas Specialist Deep Down Reports 2018 Results and Hosts Investor Call Tomorrow, Tuesday April 16th at 10am ET Houston, TX – April 15, 2019 – Deep Down, Inc. (OTCQX: DPDW), a specialist in deep water oil and gas production and distribution equipment and services, today reported results for its year ended December 31, 2018. Deep Down will hold a conference cal
April 16, 2019	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 15, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numbe
April 16, 2019	EX-21.1	Subsidiary list EX-21.1 2 deepdown10k-ex2101.htm SUBSIDIARIES OF REGISTRANT Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Company Incorporated Deep Down, Inc. Delaware
April 16, 2019	10-K	DPDW / Deep Down, Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as speci
April 11, 2019	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 5, 2019 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number
April 1, 2019	NT 10-K	DPDW / Deep Down, Inc. NOTICE OF LATE FILING NT 10-K 1 deepdownext.htm NOTICE OF LATE FILING OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 0-30351 CUSIP NUMBER NOTIFICATION OF LATE FILING 24372A305 (Check one): [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D []
November 7, 2018	EX-99.1	Deepwater Offshore Oil and Gas Specialist Deep Down Reports Q3 Results and Hosts Investor Call November 8 at 10am ET EX-99.1 2 deepdown8k-ex9901.htm PRESS RELEASE Exhibit 99.1 Deepwater Offshore Oil and Gas Specialist Deep Down Reports Q3 Results and Hosts Investor Call November 8 at 10am ET Houston, TX – November 7, 2018 – Deep Down, Inc. (OTCQX: DPDW), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its third quarter ended September 30, 2018
November 7, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 7, 2018 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Num
November 7, 2018	10-Q	DPDW / Deep Down, Inc. QUARTERLY REPORT (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of regis
August 9, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2018 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numbe
August 9, 2018	EX-99.1	Deepwater Offshore Oil and Gas Specialist Deep Down Reports Q2 Results and Hosts Investor Call August 9 at 10am ET Exhibit 99.1 Deepwater Offshore Oil and Gas Specialist Deep Down Reports Q2 Results and Hosts Investor Call August 9 at 10am ET Houston, TX – August 8, 2018 – Deep Down, Inc. (OTCQX: DPDW), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its second quarter ended June 30, 2018 (Q2’18). Deep Down will hold a conference call on Augu
August 8, 2018	10-Q	DPDW / Deep Down, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 deepdown10q-063018.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 D
July 31, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2018 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number
July 27, 2018	EX-10.1	Employment Agreement, amended dated effective as of September 18, 2019 between Deep Down, Inc. and Charles K. Njuguna Exhibit 10.1 CHIEF FINANCIAL OFFICER EMPLOYMENT AGREEMENT This Chief Financial Officer Employment Release Agreement (this "Agreement") is entered into as of July 27, 2018 (the "Effective Date"), by and among the Company, as defined herein, and Charles Njuguna (the "Executive"). WITNESSETH: WHEREAS, the Company has determined that it is in its best interests and those of its shareholders to retain
July 27, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 27, 2018 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number
May 15, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2018 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
May 15, 2018	EX-99.1	Deepwater Offshore Oil and Gas Specialist Deep Down Reports Q1 Results and Hosts Investor Call Wednesday, May 16 at 10am ET Exhibit 99.1 Deepwater Offshore Oil and Gas Specialist Deep Down Reports Q1 Results and Hosts Investor Call Wednesday, May 16 at 10am ET Houston, TX – May 15, 2018 – Deep Down, Inc. (OTCQX: DPDW) (“Deep Down”), a specialist in deepwater oil and gas production and distribution equipment and services, today reported results for its first quarter ended March 31, 2018 (Q1’18). Deep Down will hold a co
May 15, 2018	10-Q	DPDW / Deep Down, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of registrant as specified in
March 29, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 28, 2018 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numbe
March 29, 2018	EX-99.1	Deepwater Offshore Oil and Gas Specialist Deep Down Reports 2017 Revenues and Hosts Investor Call Tomorrow March 29 at 10am ET Deepwater Offshore Oil and Gas Specialist Deep Down Reports 2017 Revenues and Hosts Investor Call Tomorrow March 29 at 10am ET Houston, TX – March 28, 2018 – Deep Down, Inc.
March 28, 2018	10-K	DPDW / Deep Down, Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as speci
March 28, 2018	EX-21.1	Subsidiary list. Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Company Incorporated Deep Down, Inc. Delaware Deep Down International Holdings, LLC Nevada Deep Down Brasil Soluções Petróleo e Gás Ltda. Brazil
November 17, 2017	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 17, 2017 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Nu
November 17, 2017	EX-16.1	November 17, 2017 EX-16.1 2 deepex1601.htm CPA LETTER Exhibit 16.1 November 17, 2017 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Deep Down, Inc.’s statements included under Item 4.01 of its Form 8-K filed on November 17, 2017 and we agree with such statements concerning our firm. /s/ Hein & Associates LLP Hein & Associates LLP
November 16, 2017	EX-99.1	DEEP DOWN REPORTS THIRD QUARTER 2017 RESULTS Exhibit 99.1 NEWS RELEASE November 14, 2017 OTCQX: DPDW DEEP DOWN REPORTS THIRD QUARTER 2017 RESULTS HOUSTON, November 14, 2017 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the quarter ended Sept
November 16, 2017	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 15, 2017 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 000-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Nu
November 14, 2017	10-Q	DPDW / Deep Down, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30351 DEEP DOWN, INC. (Exact name of registrant as specified
September 28, 2017	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2017 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Nu
September 28, 2017	EX-10.1	Recitals EX-10.1 2 deepdown8k-ex1001.htm TRANSITION AGREEMENT Exhibit 10.1 Transition Agreement This Transition Agreement (the “Agreement”) is entered by and between Deep Down, Inc., a Nevada corporation (“Deep Down”) and Eugene L. Butler (“Butler”). Deep Down and Butler are sometimes collectively referred to as “Parties” or singularly as a “Party.” Recitals WHEREAS, Butler desires to retire as a full-time
September 27, 2017	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 27, 2017 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Num
September 27, 2017	EX-99.1	DEEP DOWN ANNOUNCES LEADERSHIP CHANGES Exhibit 99.1 NEWS RELEASE September 27, 2017 OTCQX: DPDW DEEP DOWN ANNOUNCES LEADERSHIP CHANGES HOUSTON, September 27, 2017 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, announced today it has accepted the resignation of Executive Ch
August 15, 2017	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 14, 2017 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number
August 15, 2017	EX-99.1	DEEP DOWN REPORTS SECOND QUARTER 2017 RESULTS Exhibit 99.1 NEWS RELEASE August 14, 2017 OTCQX: DPDW DEEP DOWN REPORTS SECOND QUARTER 2017 RESULTS HOUSTON, August 14, 2017 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the quarter ended June 30
August 14, 2017	10-Q	DPDW / Deep Down, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant a
May 16, 2017	EX-99.1	DEEP DOWN REPORTS FIRST QUARTER 2017 RESULTS Exhibit 99.1 NEWS RELEASE May 12, 2017 OTCQX: DPDW DEEP DOWN REPORTS FIRST QUARTER 2017 RESULTS HOUSTON, May 12, 2017 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the quarter ended March 31, 2017
May 16, 2017	8-K	Current Report 8-K 1 deep8k-051217.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 12, 2017 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of in
May 15, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as specified in it
March 31, 2017	EX-10.17	Employment Agreement, dated effective as of January 1, 2016, between Deep Down, Inc. and Ronald E. Smith Exhibit 10.17 EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is entered into as of May 11, 2016, but is effective for all purposes as of January 1, 2016 (the "Effective Date"), by and among Deep Down, Inc., a Nevada corporation (the "Company") and Ronald E. Smith (the "Executive"). WITNESSETH: WHEREAS, the Company has determined that it is in its best interests and those of its
March 31, 2017	EX-10.16	EMPLOYMENT AGREEMENT Exhibit 10.16 EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is entered into as of May 11, 2016, but is effective for all purposes as of January 1, 2016 (the "Effective Date"), by and among Deep Down, Inc., a Nevada corporation (the "Company") and Eugene L. Butler (the "Executive"). WITNESSETH: WHEREAS, the Company has determined that it is in its best interests and those of its
March 31, 2017	EX-21.1	SUBSIDIARIES OF REGISTRANT EX-21.1 4 deepdown10k-ex2101.htm SUBSIDIARIES OF REGISTRANT Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Company Incorporated Deep Down, Inc. Delaware Deep Down International Holdings, LLC Nevada Deep Down Brasil Soluções Petróleo e Gás Ltda. Brazil
March 31, 2017	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K 10-K 1 deepdown10k-123116.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K T ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 £ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registran
March 30, 2017	EX-99.1	DEEP DOWN REPORTS 2016 RESULTS Exhibit 99.1 NEWS RELEASE March 30, 2017 OTCQX: DPDW DEEP DOWN REPORTS 2016 RESULTS HOUSTON, March 30, 2017 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the year ended December 31, 2016. OPERATIN
March 30, 2017	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 30, 2017 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
November 14, 2016	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 11, 2016 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numb
November 14, 2016	EX-99.1	DEEP DOWN REPORTS THIRD QUARTER 2016 RESULTS Exhibit 99.1 NEWS RELEASE November 11, 2016 OTCQX: DPDW DEEP DOWN REPORTS THIRD QUARTER 2016 RESULTS HOUSTON, November 11, 2016 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the quarter ended Sept
November 14, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as specified i
August 15, 2016	EX-99.1	DEEP DOWN REPORTS SECOND QUARTER 2016 RESULTS Exhibit 99.1 NEWS RELEASE August 12, 2016 OTCQX: DPDW DEEP DOWN REPORTS SECOND QUARTER 2016 RESULTS HOUSTON, August 12, 2016 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the quarter ended June 30
August 15, 2016	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2016 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number
August 15, 2016	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2016 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number
August 15, 2016	EX-99.1	DEEP DOWN REPORTS SECOND QUARTER 2016 RESULTS Exhibit 99.1 NEWS RELEASE August 12, 2016 OTCQX: DPDW DEEP DOWN REPORTS SECOND QUARTER 2016 RESULTS HOUSTON, August 12, 2016 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the quarter ended June 30
August 12, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as specified in its
May 23, 2016	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 23, 2016 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number) (
May 23, 2016	EX-99.1	DEEP DOWN ANNOUNCES $1 MILLION SHARE REPURCHASE PROGRAM EX-99.1 2 deepdown8k-9901.htm PRESS RELEASE Exhibit 99.1 NEWS RELEASE May 23, 2016 OTCQX: DPDW DEEP DOWN ANNOUNCES $1 MILLION SHARE REPURCHASE PROGRAM HOUSTON, May 23, 2016 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today announce
May 13, 2016	EX-99.1	DEEP DOWN REPORTS FIRST QUARTER 2016 RESULTS EX-99.1 2 deep8k-ex9901.htm NEWS RELEASE Exhibit 99.1 NEWS RELEASE May 13, 2016 OTCQX: DPDW DEEP DOWN REPORTS FIRST QUARTER 2016 RESULTS HOUSTON, May 13, 2016 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial res
May 13, 2016	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2016 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number) (
May 13, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as specified in it
March 29, 2016	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 29, 2016 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
March 29, 2016	EX-99.1	DEEP DOWN REPORTS 2015 RESULTS Exhibit 99.1 NEWS RELEASE March 29, 2016 OTCQX: DPDW DEEP DOWN REPORTS 2015 RESULTS HOUSTON, March 29, 2016 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the year ended December 31, 2015. OPERATIN
March 29, 2016	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K 10-K 1 deepdown10k-123115.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registran
March 21, 2016	8-K	Deep Down FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 15, 2016 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
March 15, 2016	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 10, 2016 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
January 26, 2016	SC 13G/A	STRN / Sutron Corp / PVAM Perlus Microcap Fund, L.P. - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) DEEP DOWN, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 2437A305 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
January 14, 2016	EX-10.1	TEXAS ASSOCIATION OF REALTORS® COMMERCIAL CONTRACT - IMPROVED PROPERTY USE OF THIS FORM BY PERSONS WHO ARE NOT MEMBERS OF THE TEXAS ASSOCIATION OF REALTORS IS NOT AUTHORIZED ©Texas Association of REALTORS®, Inc. 2014 Exhibit 10.1 TEXAS ASSOCIATION OF REALTORS? COMMERCIAL CONTRACT - IMPROVED PROPERTY USE OF THIS FORM BY PERSONS WHO ARE NOT MEMBERS OF THE TEXAS ASSOCIATION OF REALTORS IS NOT AUTHORIZED ?Texas Association of REALTORS?, Inc. 2014 1. PARTIES: Seller agrees to sell and convey to Buyer the Property described in Paragraph 2. Buyer agrees to buy the Property from Seller for the sales price stated in Pa
January 14, 2016	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 11, 2016 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numbe
January 11, 2016	SC 13G/A	DPDW / Deep Down, Inc. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Deep Down, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 24372A305 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
January 11, 2016	SC 13G/A	DPDW / Deep Down, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Deep Down, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 24372A305 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
January 11, 2016	SC 13G/A	DPDW / Deep Down, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Deep Down, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 24372A305 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des
January 4, 2016	SC 13G/A	DPDW / Deep Down, Inc. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Deep Down, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 24372A305 (CUSIP Number) December 23, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
November 16, 2015	8-K	Deep Down FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2015 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numb
November 16, 2015	EX-99.1	DEEP DOWN REPORTS THIRD QUARTER 2015 RESULTS Exhibit 99.1 NEWS RELEASE November 12, 2015 OTCQX: DPDW DEEP DOWN REPORTS THIRD QUARTER 2015 RESULTS HOUSTON, November 12, 2015 /PRNewswire/ -Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the quarter ended Septe
November 12, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as specified i
September 28, 2015	8-K	Deep Down CURRENT REPORT ON FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 25, 2015 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Num
August 12, 2015	EX-99.1	DEEP DOWN REPORTS SECOND QUARTER 2015 RESULTS EX-99.1 2 ddi8k-ex9901.htm PRESS RELEASE Exhibit 99.1 NEWS RELEASE August 11, 2015 OTCQX: DPDW DEEP DOWN REPORTS SECOND QUARTER 2015 RESULTS HOUSTON, August 11, 2015 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financ
August 12, 2015	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2015 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number
August 11, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 deepdown10q-063015.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exac
June 22, 2015	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 19, 2015 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
June 22, 2015	EX-10.1	EIGHTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.1 EIGHTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS EIGHTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?) is entered into as of June 19, 2015, but effective for all purposes as of June 30, 2015 (the ?Eighth Amendment Effective Date?), between DEEP DOWN, INC., a Nevada corporation (?Borrower?), and WHITNEY BANK, a Mississippi state chartered bank (the
May 15, 2015	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2015 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number) (
May 15, 2015	EX-99.1	DEEP DOWN REPORTS FIRST QUARTER 2015 RESULTS Exhibit 99.1 NEWS RELEASE May 15, 2015 OTCQX: DPDW DEEP DOWN REPORTS FIRST QUARTER 2015 RESULTS HOUSTON, May 15, 2015 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the quarter ended March 31, 2015
May 15, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as specified in it
April 1, 2015	8-K	Deep Down CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2015 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number)
April 1, 2015	EX-99.1	DEEP DOWN REPORTS 2014 RESULTS Exhibit 99.1 NEWS RELEASE March 31, 2015 OTCQX: DPDW DEEP DOWN REPORTS 2014 RESULTS HOUSTON, March 31, 2015 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the year ended December 31, 2014. OPERATIN
March 31, 2015	EX-10.8	SEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND WAIVER EX-10.8 2 deepdownex1008.htm SEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND WAIVER Exhibit 10.8 SEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND WAIVER THIS SEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND WAIVER (this “Amendment”) is entered into as of March 30, 2015, but is effective for all purposes as of December 31, 2014 (the “Effective Date”), betw
March 31, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K 10-K 1 dpdw10k-123114.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C., 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as
March 31, 2015	EX-21.1	SUBSIDIARIES OF REGISTRANT EX-21.1 3 deepdownex2101.htm SUBSIDIARIES OF REGISTRANT Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Company Incorporated Deep Down, Inc. Delaware Mako Technologies, LLC Louisiana Deep Down International Holdings, LLC Nevada Deep Down Brasil Soluções Petróleo e Gás Ltda. Brazil
February 13, 2015	SC 13G/A	STRN / Sutron Corp / PVAM Perlus Microcap Fund, L.P. - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) DEEP DOWN, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 2437A305 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
November 14, 2014	EX-99.1	DEEP DOWN REPORTS THIRD QUARTER 2014 RESULTS Exhibit 99.1 NEWS RELEASE November 13, 2014 OTCQX: DPDW DEEP DOWN REPORTS THIRD QUARTER 2014 RESULTS HOUSTON, November 13, 2014 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the quarter ended Sept
November 14, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2014 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Numb
November 13, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as specified i
August 15, 2014	EX-99.1	DEEP DOWN REPORTS FIRST QUARTER 2014 RESULTS EX-99.1 2 deepdown8k-ex9901.htm PRESS RELEASE Exhibit 99.1 NEWS RELEASE August 14, 2014 OTCQX: DPDW DEEP DOWN REPORTS FIRST QUARTER 2014 RESULTS HOUSTON, August 14, 2014 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported fi
August 15, 2014	8-K	Current Report 8-K 1 deepdown8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 14, 2014 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of in
August 14, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as specified in its
May 22, 2014	EX-10.1	SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT EX-10.1 2 deepdown8k-ex1001.htm SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.1 SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is entered into as of April 15, 2014 (the “Effective Date”), between DEEP DOWN, INC., a Nevada corporation (“Borrower”), and WHITNEY BANK, a Mississippi state c
May 22, 2014	EX-10.2	Carousel TERM NOTE Exhibit 10.2 Carousel TERM NOTE $2,200,000 Houston, Texas April 15, 2014 FOR VALUE RECEIVED, DEEP DOWN, INC., a Nevada corporation (“Borrower”), hereby promises to pay to the order of Whitney Bank, a Mississippi state charted bank (“Lender”), on or before the Carousel Term Loan Maturity Date, the principal amount of $2,200,000 or so much thereof as may then be outstanding under this note, together
May 22, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 19, 2014 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number) (
May 13, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30351 DEEP DOWN, INC. (Exact name of registrant as specified in it
May 13, 2014	EX-99.1	DEEP DOWN REPORTS FIRST QUARTER 2014 RESULTS Exhibit 99.1 NEWS RELEASE May 13, 2014 OTCQX: DPDW DEEP DOWN REPORTS FIRST QUARTER 2014 RESULTS HOUSTON, May 13, 2013 /PRNewswire/ - Deep Down, Inc. (OTCQX: DPDW) ("Deep Down" or the "Company"), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services, today reported financial results for the quarter ended March 31, 2014
May 13, 2014	8-K	- DEEP DOWN, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2014 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number) (
May 2, 2014	EX-99.1	DEEP DOWN NAMES NEW INDEPENDENT BOARD MEMBER EX-99.1 2 deepdown8k-ex9901.htm PRESS RELEASE Exhibit 99.1 NEWS RELEASE May 2, 2014 OTCQX: DPDW DEEP DOWN NAMES NEW INDEPENDENT BOARD MEMBER HOUSTON, TX – May 2, 2014/PRNewswire/ - Deep Down, Inc. (the “Company”) (OTCQX: DPDW), an oilfield services company specializing in complex deepwater and ultra-deepwater oil production distribution system support services today announced that Mark Carden has
May 2, 2014	8-K	- CURRENT REPORT ON FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2014 DEEP DOWN, INC. (Exact name of registrant as specified in its charter) Nevada 0-30351 75-2263732 (State or other jurisdiction of incorporation) (Commission File Number) (I

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