Statistiche di base
| CIK | 1762239 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Kaival Brands Innovations Group, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2025 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction (Commission (IR |
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| August 18, 2025 |
Up to $1,553,536 of Shares of Common Stock PROSPECTUS SUPPLEMENT (To Prospectus dated August 8, 2025) Filed Pursuant to Rule 424(b)(5) Registration No. |
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| August 18, 2025 |
EXHIBIT 1.1 Kaival Brands Innovations Group, Inc. Up to $1,553,536 of Shares of Common Stock Equity Distribution Agreement August 15, 2025 Maxim Group LLC 300 Park Avenue New York, New York 10022 Ladies and Gentlemen: Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (“Maxim”), as exclusive sales agent, up to an aggreg |
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| August 4, 2025 |
Exhibit 107 Calculation of Filing Fee Table N/A333-288091 Form S-3 (Form Type) Kaival Brands Innovations Group, Inc. |
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| August 4, 2025 |
As filed with the Securities and Exchange Commission on August 4, 2025 As filed with the Securities and Exchange Commission on August 4, 2025 Registration No. |
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| July 11, 2025 |
Kaival Brands Innovations Group, Inc. FORM OF INDENTURE Dated as of [ ] [ ] CROSS-REFERENCE TABLE* EXHIBIT 4.1 Kaival Brands Innovations Group, Inc. FORM OF INDENTURE Dated as of [ ] [ ] Trustee CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) N.A. (a)(4) N.A. (a)(5) 7.10 (b) 7.10 (c) N.A. 311(a) 7.11 (b) 7.11 (c) N.A. 312(a) 2.06 (b) 11.03 (c) 11.03 313(a) 7.06 (b)(2) 7.06; 7.07 (c) 7.06; 11.02 (d) 7.06 314(a) 4.03; 11.02 (b) N.A. (c)(l) 11 |
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| July 11, 2025 |
As filed with the Securities and Exchange Commission on July 11, 2025 As filed with the Securities and Exchange Commission on July 11, 2025 Registration No. |
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| June 16, 2025 |
As filed with the Securities and Exchange Commission on June 16, 2025 As filed with the Securities and Exchange Commission on June 16, 2025 Registration No. |
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| June 16, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Kaival Brands Innovations Group, Inc. |
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| June 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS IN |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2025 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction (Commission (IRS |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement KAIVAL BRANDS INNOVATIONS GROUP, INC |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement KAIVAL BRANDS INNOVATIONS GROUP, INC |
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| February 10, 2025 |
Exhibit 21.1 Subsidiaries Name Jurisdiction of Formation Kaival Labs, Inc Delaware Kaival Brands International, LLC Delaware |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-04641 Kaival Brands I |
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| February 10, 2025 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The following is a summary of all material characteristics of the capital stock of Kaival Brands Innovations Group, Inc., a Delaware corporation (“Kaival Brands,” the “Company,” “we,” “us,” or “our”), as set forth in our Amended and Restated Certificate of Inc |
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| February 10, 2025 |
EXHIBIT 97.1 KAIVAL BRANDS INNOVATIONS GROUP, INC. EXECUTIVE COMPENSATION CLAWBACK POLICY Adopted as of November 29, 2023 The Board of Directors (the “Board”) of Kaival Brands Innovations Group, Inc. (the “Company”) has adopted the following executive compensation clawback policy (this “Policy”). This Policy shall supplement any other clawback or compensation recovery policy or policies adopted by |
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| February 10, 2025 |
Letter Agreement dated October 25, 2024, between the Company and Bidi Vapor, LLC* EXHIBIT 10.22 BIDI VAPOR, LLC October 25, 2024 Via E-Mail Kaival Brands Innovations Group, Inc. Attn: Mark Thoenes Email: [email protected] Re: Third Amended and Restated Exclusive Distribution Agreement by and between Bidi Vapor, LLC (“Manufacturer”) and Kaival Brands Innovations Group, Inc. (“Distributor”) dated June 10, 2022 (the “Distribution Agreement”) Dear Mark: Reference is made to the |
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| February 10, 2025 |
Amended and Restated Insider Trading Policy* EXHIBIT 19.1 Second Amended and Restated Insider Trading Compliance Manual Kaival Brands Innovations Group, Inc. Adopted: March 19, 2023 To take an active role in the prevention of insider trading violations by its officers, directors, employees, consultants, attorneys, advisors and other related individuals, the Board of Directors (the “Board”) of Kaival Brands Innovations Group, Inc., a Delaware |
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| February 10, 2025 |
Debt Exchange Agreement dated October 25, 2024, between the Company and Bidi Vapor, LLC* EXHIBIT 10.23 DEBT EXCHANGE AGREEMENT THIS DEBT EXCHANGE AGREEMENT is dated as of October 25, 2024 (“Agreement”) and is by and between Kaival Brands Innovations Group, Inc., a Delaware corporation (“Kaival” or the “Company”), Bidi Vapor, LLC, a Florida limited liability company (“Creditor”). Each of the Company and Creditor is a “party” to this Agreement, and together, they are the “parties” heret |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: October 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on |
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| December 12, 2024 |
SC 13D/A 1 e6209sc13da.htm FORM SC 13D/A3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Kaival brands innovations group, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 483104105 (CUSIP Number) Kaival Holdings, LLC 4460 Old Dixie Highway Grant, Florida 32949 |
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| December 12, 2024 |
Joint Filing Agreement is filed herewith. EX-1 2 e6209ex-1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of Kaival Brands Innovations Group, Inc. and further agree that this Joint Fi |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction of incorporati |
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| November 5, 2024 |
Consulting Agreement with Mark Thoenes dated November 1, 2024 EXHIBIT 10.1 INDEPENDENT CONTRACTOR AGREEMENT THIS INDEPNDENT CONTRACTOR AGREEMENT (this “Agreement”) is made and entered into by and between Kaival Brands Innovations Group, Inc. (the “Company”) located at 4460 Old Dixie Highway, Grant-Valkaria, Florida 32949, and Mr. Mark Thoenes (“Consultant”) (each a “Party” and collectively the “Parties”) on this 30th day of October 2024 (“Signing Date”). WHE |
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| November 5, 2024 |
Employment Agreement with Eric Morris dated October 29, 2024 EXHIBIT 10.2 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into by and between Kaival Brands Innovations Group, Inc. (the “Company”) located at 4460 Old Dixie Highway, Grant-Valkaria, Florida 32949, and Mr. Eric Morris(“Executive”) (each a “Party” and collectively the “Parties”) on this 29th day of October2024 (“Signing Date”). WHEREAS, t |
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| September 27, 2024 |
Form of Voting and Support Agreement EXHIBIT 10.1 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is made as of September 23, 2024, by and among (i) Delta Corp Holdings Limited, a Cayman Islands exempted company (“Pubco”), (ii) Delta Corp Holdings Limited, a company incorporated in England and Wales (“Delta”), (iii) Kaival Brands Innovations Group, a Delaware corporation (“KAVL”), and (iv) the unders |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction (Commission |
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| September 27, 2024 |
EXHIBIT 10.2 LOCK-UP AGREEMENT This LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of September 23, 2024 by and among (i) Delta Corp Holdings Limited, a company incorporated in England and Wales (together with its successors and assigns, “Delta”), (ii) Delta Corp Holdings Limited, a Cayman Islands exempted company (“Pubco”), (iii) Kaival Brands Innovations Group, Inc., a Delaware |
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| September 27, 2024 |
Merger Agreement dated September 23, 2024 EXHIBIT 2.1 MERGER AND SHARE EXCHANGE AGREEMENT by and among Delta Corp Holdings LIMITED, as Delta, DELTA CORP HOLDINGS LIMITED, as Pubco, KAVL MERGER SUB INC., as Merger Sub, KAIVAL BRANDS INNOVATIONS GROUP, INC., as KAVL and THE SHAREHOLDERS OF DELTA NAMED HEREIN, as the Sellers Dated as of September 23, 2024 {THIS DRAFT IS SUBJECT TO CHANGE BASED ON THE PARTIES’ RESPECTIVE DUE DILIGENCE INVESTI |
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| September 23, 2024 |
EXHIBIT 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 |
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| September 23, 2024 |
EXHIBIT 99.2 Delta Corp Holdings Limited, a Fast Growing Asset-Light Logistics Company Enters into a Definitive Merger and Share Exchange Agreement with Kaival Brands Innovations Group, Inc. ● Proposed business combination will create a public company engaged in Bulk & Energy logistics, fuel supply, commodities, and asset management related services that operates an asset-light business model ● De |
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| September 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction (Commission |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS INN |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction (Commission |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: July 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo |
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| September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 7, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction (Commission ( |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2024 KAIVAL BRANDS INNOVATIONS GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction of Incorporation) |
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| June 25, 2024 |
EXHIBIT 4.1 COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC. Warrant Shares: [] Issue Date: June , 2024 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “I |
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| June 25, 2024 |
EXHIBIT 4.2 PRE- FUNDED COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC. Warrant Shares: Initial Exercise Date: June [], 2024 Issue Date: June [], 2024 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at |
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| June 25, 2024 |
Form of Securities Purchase Agreement EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June 21, 2024, between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms a |
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| June 25, 2024 |
Kaival Brands Announces Closing of $6.0 Million Public Offering EXHIBIT 99.1 Kaival Brands Announces Closing of $6.0 Million Public Offering 06/24/2024 GRANT-VALKARIA, Fla., June 24, 2024 (GLOBE NEWSWIRE) - Kaival Brands Innovations Group, Inc., (NASDAQ: KAVL) (“Kaival Brands”, the “Company”), the exclusive U.S. distributor of all products manufactured by Bidi Vapor, LLC (“Bidi Vapor”), today announced the closing of its previously announced public offering of |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction of incorporation) |
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| June 25, 2024 |
EXHIBIT 1.1 June 21, 2024 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Attention: Mr. Nirajkumar Patel, Executive Officer & Director Dear Mr. Patel: This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) (the “Placement Agent”) and Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), pursuant |
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| June 24, 2024 |
Filed Pursuant to Rule 424(b)(4) Registration No. 333-279045 Registration No. 333-280372 PROSPECTUS 1,746,500 Units consisting of 1,746,500 Shares of Common Stock and 2,619,750 Common Warrants to purchase 2,619,750 Shares of Common Stock 2,175,000 Pre-Funded Units consisting of 2,175,000 Pre-Funded Warrants to purchase 2,175,000 Shares of Common Stock and 3,262,500 Common Warrants to purchase 3,26 |
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| June 21, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) KAIVAL BRANDS INNOVATIONS GROUP, INC. |
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| June 21, 2024 |
As filed with the United States Securities and Exchange Commission on June 21, 2024 As filed with the United States Securities and Exchange Commission on June 21, 2024 Registration No. |
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| June 20, 2024 |
As filed with the Securities and Exchange Commission on June 18, 2024 Registration No. |
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| June 20, 2024 |
Form of Securities Purchase Agreement EXHIBIT 10.29 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of [*], between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condit |
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| June 20, 2024 |
EXHIBIT 4.5 COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC. Warrant Shares: [] Issue Date: June , 2024 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “I |
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| June 20, 2024 |
EXHIBIT 4.6 PRE- FUNDED COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC. Warrant Shares: Initial Exercise Date: June [], 2024 Issue Date: June [], 2024 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at |
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| June 18, 2024 |
June 18, 2024 Securities and Exchange Commission 100 F. Street, NE Washington, D.C. 20549 Re: KAIVAL BRANDS INNOVATIONS GROUP, INC. Registration Statement on Form S-1 File No. 333-279045 VIA EDGAR Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended, Maxim Group LLC, as placement |
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| June 18, 2024 |
Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 June 18, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Rucha Pandit Re: Kaival Brands Innovations Group, Inc. Registration Statement on Form S-1 CIK No. 0001762239 File No. 333-279045 |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS IN |
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| June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: April 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
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| June 14, 2024 |
Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 June 14, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Rucha Pandit Re: Kaival Brands Innovations Group, Inc. Registration Statement on Form S-1 CIK No. 0001762239 File No. 333-279045 |
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| June 13, 2024 |
As filed with the Securities and Exchange Commission on June 13, 2024 Registration No. |
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| June 13, 2024 |
Form of Securities Purchase Agreement EXHIBIT 10.29 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June [], 2024, between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms |
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| June 12, 2024 |
Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 June 11, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Rucha Pandit Re: Kaival Brands Innovations Group, Inc. Registration Statement on Form S-1 CIK No. 0001762239 File No. 333-279045 |
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| June 12, 2024 |
June 11, 2024 Securities and Exchange Commission 100 F. Street, NE Washington, D.C. 20549 Re: KAIVAL BRANDS INNOVATIONS GROUP, INC. Registration Statement on Form S-1 File No. 333-279045 VIA EDGAR Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended, Maxim Group LLC, as placement |
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| May 30, 2024 |
Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 May 30, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Rucha Pandit Re: Kaival Brands Innovations Group, Inc. Registration Statement on Form S-1 CIK No. 0001762239 File No. 333-279045 D |
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| May 29, 2024 |
Form of Securities Purchase Agreement EXHIBIT 10.29 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May [], 2024, between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms a |
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| May 29, 2024 |
Form of Warrant Agency Agreement EXHIBIT 10.30 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of May , 2024 (the “Issuance Date”) between Kaival Brands Innovations Group, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and vStock Transfer LLC. (the “Warrant Agent”). WHEREAS, pursuant to the terms of that certain Securities Purchase Agreement (the “Purcha |
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| May 29, 2024 |
Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 May 29, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Rucha Pandit Re: Kaival Brands Innovations Group, Inc. Registration Statement on Form S-1 CIK No. 0001762239 File No. 333-279045 D |
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| May 29, 2024 |
EXHIBIT 4.5 COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC. Warrant Shares: [] Issue Date: May , 2024 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “In |
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| May 29, 2024 |
As filed with the Securities and Exchange Commission on May 29, 2024 Registration No. |
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| May 29, 2024 |
Form of Placement Agency Agreement EXHIBIT 1.1 [], 2024 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Attention: Mr. Nirajkumar Patel, Executive Officer & Director Dear Mr. Patel: This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) (the “Placement Agent”) and Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), pursuant to w |
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| May 29, 2024 |
Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 May 29, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Rucha Pandit Re: Kaival Brands Innovations Group, Inc. Registration Statement on Form S-1 CIK No. 0001762239 File No. 333-279045 D |
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| May 29, 2024 |
May 29, 2024 Securities and Exchange Commission 100 F. Street, NE Washington, D.C. 20549 Re: KAIVAL BRANDS INNOVATIONS GROUP, INC. Registration Statement on Form S-1 File No. 333-279045 VIA EDGAR Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended, Maxim Group LLC, as placement a |
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| May 29, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) KAIVAL BRANDS INNOVATIONS GROUP, INC. |
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| May 23, 2024 |
May 23, 2024 Securities and Exchange Commission 100 F. Street, NE Washington, D.C. 20549 Re: KAIVAL BRANDS INNOVATIONS GROUP, INC. Registration Statement on Form S-1 File No. 333-279045 VIA EDGAR Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended, Maxim Group LLC, as placement a |
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| May 23, 2024 |
Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 May 23, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Rucha Pandit Re: Kaival Brands Innovations Group, Inc. Registration Statement on Form S-1 CIK No. 0001762239 File No. 333-279045 D |
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| May 20, 2024 |
Form of Placement Agency Agreement EXHIBIT 1.1 [], 2024 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Attention: Mr. Nirajkumar Patel, Executive Officer & Director Dear Mr. Patel: This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) (the “Placement Agent”) and Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), pursuant to w |
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| May 20, 2024 |
Form of Warrant Agency Agreement EXHIBIT 10.30 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of May , 2024 (the “Issuance Date”) between Kaival Brands Innovations Group, Inc. .., a company incorporated under the laws of the State of Delaware (the “Company”), and vStock Transfer LLC. (the “Warrant Agent”). WHEREAS, pursuant to the terms of that certain Securities Purchase Agreement (the “Pur |
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| May 20, 2024 |
EXHIBIT 4.5 COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC. Warrant Shares: [] Issue Date: May , 2024 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “In |
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| May 20, 2024 |
EXHIBIT 4.6 PRE- FUNDED COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC. Warrant Shares: Warrant Shares: Initial Exercise Date: May [], 2024 Issue Date: May [], 2024 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter |
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| May 20, 2024 |
As filed with the Securities and Exchange Commission on May 20, 2024 Registration No. |
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| May 20, 2024 |
Form of Securities Purchase Agreement EXHIBIT 10.29 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May [], 2024, between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms a |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under Rule 14a-12 KAIVAL BRANDS INNOVATIONS GROUP, INC. |
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| May 14, 2024 |
As filed with the Securities and Exchange Commission on May 14, 2024 Registration No. |
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| May 3, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction of incorporation |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under Rule 14a-12 KAIVAL BRANDS INNOVATIONS GROUP, INC. |
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| May 1, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) KAIVAL BRANDS INNOVATIONS GROUP, INC. |
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| May 1, 2024 |
As filed with the Securities and Exchange Commission on May 1, 2024 Registration No. |
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| April 25, 2024 |
EXHIBIT 10.4 KAIVAL BRANDS INNOVATIONS GROUP, INC AMENDED AND RESTATED BOARD OF DIRECTORS AGREEMENT This BOARD OF DIRECTORS AGREEMENT (“Agreement”) dated as of April 24, 2024, by and between Kaival Brands Innovations Group, Inc, a Delaware corporation (the “Company”), and the undersigned signatory (the “Director”), amends and restates the board of directors agreement dated April 23, 2024 , accordi |
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| April 25, 2024 |
EXHIBIT 10.1 KAIVAL BRANDS INNOVATIONS GROUP, INC AMENDED AND RESTATED BOARD OF DIRECTORS AGREEMENT This BOARD OF DIRECTORS AGREEMENT (“Agreement”) dated as of April 24, 2024, by and between Kaival Brands Innovations Group, Inc, a Delaware corporation (the “Company”), and the undersigned signatory (the “Director”), amends and restates the Board of Directors Agreement dated April 23, 2024, accordin |
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| April 25, 2024 |
EXHIBIT 10.4 KAIVAL BRANDS INNOVATIONS GROUP, INC AMENDED AND RESTATED BOARD OF DIRECTORS AGREEMENT This BOARD OF DIRECTORS AGREEMENT (“Agreement”) dated as of April 24, 2024, by and between Kaival Brands Innovations Group, Inc, a Delaware corporation (the “Company”), and the undersigned signatory (the “Director”), amends and restates the Board of Directors Agreement dated April 23, 2024, accordin |
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| April 25, 2024 |
EXHIBIT 10.2 KAIVAL BRANDS INNOVATIONS GROUP, INC AMENDED AND RESTATED BOARD OF DIRECTORS AGREEMENT This BOARD OF DIRECTORS AGREEMENT (“Agreement”) dated as of April 24, 2024, by and between Kaival Brands Innovations Group, Inc, a Delaware corporation (the “Company”), and the undersigned signatory (the “Director”), amends and restates the Board of Directors Agreement dated April 23, 2024, accordin |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction (Commission (IRS |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS |
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| March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: January 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction of incorporation |
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| March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction of incorporation) |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 20, 2024 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdiction of incorporat |
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| February 14, 2024 |
Exhibit 21.1 Subsidiaries Name Jurisdiction of Formation Kaival Labs, Inc Delaware Kaival Brands International, LLC Delaware |
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| February 14, 2024 |
Employment Agreement by and between the Company and Barry Hopkins, dated February 8, 2024.* EXHIBIT 10.29 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into by and between Kaival Brands Innovations Group, Inc. (the “Company”) located at 4460 Old Dixie Highway, Grant-Valkaria, Florida 32949, and Mr. Barry Michael Hopkins (“Executive”) (each a “Party” and collectively the “Parties”) executed as of February 8, 2024 but effective as |
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| February 14, 2024 |
EXHIBIT 19.1 Second Amended and Restated Insider Trading Compliance Manual Kaival Brands Innovations Group, Inc. Adopted: March 19, 2023 To take an active role in the prevention of insider trading violations by its officers, directors, employees, consultants, attorneys, advisors and other related individuals, the Board of Directors (the “Board”) of Kaival Brands Innovations Group, Inc., a Delaware |
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| February 14, 2024 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The following is a summary of all material characteristics of the capital stock of Kaival Brands Innovations Group, Inc., a Delaware corporation (“Kaival Brands,” the “Company,” “we,” “us,” or “our”), as set forth in our Amended and Restated Certificate of Inc |
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| February 14, 2024 |
EXHIBIT 97.1 KAIVAL BRANDS INNOVATIONS GROUP, INC. EXECUTIVE COMPENSATION CLAWBACK POLICY Adopted as of November 29, 2023 The Board of Directors (the “Board”) of Kaival Brands Innovations Group, Inc. (the “Company”) has adopted the following executive compensation clawback policy (this “Policy”). This Policy shall supplement any other clawback or compensation recovery policy or policies adopted by |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-04641 Kaival Brands I |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THESECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2024 (February 2, 2024) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdict |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: October 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-K ☐ Transition Report on |
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| January 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THESECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2024 (January 22, 2024) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdict |
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| January 26, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KAIVAL BRANDS INNOVATIONS GROUP, INC. The undersigned, for the purposes of amending the Certificate of Incorporation of Kaival Brands Innovations Group, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL” |
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| January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 22, 2024 (January 18, 2024) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40641 83-3492907 (State or other jurisdic |
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| January 12, 2024 |
As filed with the U.S. Securities and Exchange Commission on January 12, 2024 As filed with the U.S. Securities and Exchange Commission on January 12, 2024 Registration No. 333-275653 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 2) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 5960 83-3492907 (State or jurisdictio |
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| January 12, 2024 |
PROSPECTUS Filed Pursuant to Rule 424(b)(1) File No. 333-275653 1,800,000 Shares Common Stock 1,800,000 Warrants to Purchase Common Stock 1,800,000 Shares Common Stock Underlying Warrants This prospectus included in this registration statement is a combined prospectus relating to two primary offerings: (i) a distribution (which we refer to herein as the GoFire Distribution) by GoFire, Inc. (which |
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| January 10, 2024 |
KAIVAL BRANDS INNOVATIONS GROUP, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 KAIVAL BRANDS INNOVATIONS GROUP, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 January 11, 2024 VIA EDGAR U.S. SECURITIES AND EXCHANGE COMMISSION Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Alyssa Wall Re: Kaival Brands Innovations Group, Inc. Registration Statement on Form S-1/A File No. 333-275653 Filed December 12, 2023 Dear Ms. Wall: Pursuant |
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| December 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2023 (December 21, 2023) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisd |
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| December 22, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED SCHEDULE 14C (RULE 14C-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| December 12, 2023 |
Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 Kaival Brands Innovations Group, Inc. 4460 Old Dixie Highway Grant-Valkaria, Florida 32949 VIA EDGAR December 12, 2023 U.S. Securities & Exchange Commission Division of Corporation Finance, Office of Trade and Services 100 F Street, NE Washington, D.C. 20549 Attn: Alyssa Wall Re: Kaival Brands Innovations Group, Inc. Registration Statement on Form S-1 Filed November 20, 2023 File No. 333-275653 De |
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| December 12, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED SCHEDULE 14C (RULE 14C-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| December 12, 2023 |
As filed with the U.S. Securities and Exchange Commission on December 12, 2023 As filed with the U.S. Securities and Exchange Commission on December 12, 2023 Registration No. 333-275653 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 5960 83-3492907 (State or jurisdicti |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 5, 2023 (November 29, 2023) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdi |
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| November 20, 2023 |
As filed with the U.S. Securities and Exchange Commission on November 17, 2023 As filed with the U.S. Securities and Exchange Commission on November 17, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 5960 83-3492907 (State or jurisdiction of incorporation or o |
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| November 20, 2023 |
Exhibit 21.1 List of Subsidiaries Name Jurisdiction of Formation Kaival Labs, Inc Delaware Kaival Brands International, LLC Delaware [Electro to include Exhibit 107 to be provided separately] |
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| November 20, 2023 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Kaival Brands Innovations Group, Inc. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2023 (November 6, 2023) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdi |
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| September 20, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2023 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorpora |
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| September 20, 2023 |
EXHIBIT 99.1 Kaival Brands Reports Fiscal 2023 Third Quarter Financial Results Stable Revenues and Improving Gross and Net Profits Expanding Distribution, Revised Licensing Agreement and More Favorable Regulatory Environment Expected to Serve as Strong Tailwinds for Improving Financial Performance GRANT-VALKARIA, Fla., September 20, 2023 /PRNewswire/ - Kaival Brands Innovations Group, Inc. (NASDAQ |
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| September 19, 2023 |
Exhibit 10.1 CERTAIN IDENTIFIED INFO RMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] identifies that information has been redacted from this exhibit. DATED 4 August, 2023 PHILIP MORRIS PRODUCTS S.A. (1) And KAIVAL BRANDS INTERNATIONAL, LLC (2) And BIDI VAPOR, LLC (3) And KAIVAL BRANDS |
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| September 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS INNO |
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| September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: July 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-K ☐ Transition Report on Fo |
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| August 28, 2023 |
Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into by and between Kaival Brands Innovations Group, Inc. (the “Company”) located at 4460 Old Dixie Highway, Grant-Valkaria, Florida 32949, and Mr. Stephen Sheriff (“Executive”) (each a “Party” and collectively the “Parties”) on this 22nd day of August 2023 (“Effective Date”). WHE |
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| August 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2023 (August 22, 2023) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdicti |
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| August 28, 2023 |
Exhibit 99.1 Kaival Brands Promotes Stephen Sheriff to Chief Operating Officer Current Director of Administration & Communications brings over a decade of operational and institutional communications & investor relations experience GRANT-VALKARIA, Fla., August 28, 2023 /PRNewswire/ - Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (“Kaival Brands,” the “Company,” or “we”), the exclusive U.S. |
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| August 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2023 (August 12, 2023) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdicti |
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| August 17, 2023 |
Kaival Brands Amends Agreement with Phillip Morris International for Distribution of ENDS Products Exhibit 99.1 Kaival Brands Amends Agreement with Phillip Morris International for Distribution of ENDS Products GRANT-VALKARIA, Fla., August 17, 2023 /Globenewswire/ - Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) ("Kaival Brands," the "Company" or "we,” “our” or similar terms), the exclusive distributor of all products manufactured by Bidi Vapor, LLC ("Bidi Vapor"), including the BIDI® Sti |
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| August 15, 2023 |
Promissory Note made in favor of AJB Capital Investments dated August 9, 2023 EXHIBIT 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS PROMISSORY NOTE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT F |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2023 (August 9, 2023) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdictio |
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| August 15, 2023 |
Securities Purchase Agreement with AJB Capital Investments dated Augus 9, 2023 EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 9, 2023, by and between KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation, with headquarters located at 4460 Old Dixie Highway, Grant-Valkaria, FL 32949 (the “Company”), and AJB CAPITAL INVESTMENTS, LLC, a Delaware limited liability company, with its address at 4700 Sheri |
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| August 3, 2023 |
EXHIBIT 99.1 Kaival Brands Appoints New Chief Executive Officer and Chief Financial Officer Former Turning Points Brands executive Thomas Metzler brings decades of finance and operational industry experience to Kaival Brands as its new Chief Financial Officer Current President & Chief Operating Officer Eric Mosser promoted to Chief Executive Officer GRANT-VALKARIA, Fla., August 03, 2023 (GLOBE NEW |
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| August 3, 2023 |
Nasdaq Grants Kaival Brands 180-day Extension to Regain Compliance EXHIBIT 99.2 Nasdaq Grants Kaival Brands 180-day Extension to Regain Compliance GRANT-VALKARIA, Fla., August 02, 2023 (GLOBE NEWSWIRE) - Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (“Kaival Brands,” the “Company” or “we,” “our” or similar terms), a company focused on incubating and commercializing innovative products into mature and dominant brands, with a current focus on the distributio |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2023 (August 1, 2023) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction |
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| August 3, 2023 |
Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into by and between Kaival Brands Innovations Group, Inc. (the “Company”) located at 4460 Old Dixie Highway, Grant-Valkaria, Florida 32949, and Mr. Thomas Metzler (“Executive”) (each a “Party” and collectively the “Parties”) on this 1st day of August 2023 (“Effective Date”). WHERE |
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| August 3, 2023 |
Employment Agreement by and between the Company and Eric Mosser, dated August 1, 2023 Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into by and between Kaival Brands Innovations Group, Inc. (the “Company”) located at 4460 Old Dixie Highway, Grant-Valkaria, Florida 32949, and Mr. Eric Mosser (“Executive”) (each a “Party” and collectively the “Parties”) on this 1st day of August 2023 (“Effective Date”). WHEREAS, |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS IN |
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| June 14, 2023 |
EX-3.1 2 e4787ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 KAIVAL BRANDS INNOVATIONS GROUP, INC. CERTIFICATE OF DESIGNATION OF RIGHTS AND PREFERENCES SERIES B CONVERTIBLE PREFERRED STOCK (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) Kaival Brands Innovations Group, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State |
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| June 14, 2023 |
EXHIBIT 99.1 Kaival Brands Reports Fiscal 2023 Second Quarter Financial Results and Highlights Recent Achievements New broker and distribution agreements as well as FDA enforcement efforts against non-compliant ENDS products creates opportunities for Kaival Brands to open larger customer accounts for its core BIDI® Stick distribution business Transformative intellectual property acquisition brings |
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| June 14, 2023 |
Common Stock Purchase Warrant issued to GoFire, Inc on May 30, 2023* Exhibit 4.1 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER APPLICABLE FEDERAL AND STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, T |
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| June 14, 2023 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT dated May 30, 2023, by and among KAIVAL BRANDS INNOVATIONS GROUP, INC., KAIVAL LABS, INC. and GOFIRE, INC. TABLE OF CONTENTS Page ARTICLE I. CLOSING; SALE OF PURCHASED ASSETS 1 1.1 The Closing; Closing Deliverables 1 1.2 Sale of Purchased Assets 2 1.3 Assumption of Liabilities 4 1.4 Closing Share Consideration; Delivery of Closing Share Consideration 5 1.5 All |
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| June 14, 2023 |
EXHIBIT 99.2 Kaival Brands Relaunches Distribution of BIDI® Stick in Over 1,000 Circle K Locations Initial product shipped and ramp-up to 5,000 stores is underway in all South Atlantic and Midwest region locations GRANT-VALKARIA, Fla., June 14, 2023 (GLOBE NEWSWIRE) - Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (“Kaival Brands,” the “Company” or “we,” “our” or similar terms), the exclusiv |
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| June 14, 2023 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2023 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) |
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| June 7, 2023 |
KAVL / Kaival Brands Innovations Group Inc / GoFire, Inc. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Kaival Brands Innovations Group, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 483104105 (CUSIP Number) May 30, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 31, 2023 (May 30, 2023) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of |
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| May 31, 2023 |
Exhibit 99.1 Kaival Brands Acquires Extensive Vaporizer and Inhalation Patent Portfolio to Diversify Product Offerings and Create New Revenue Opportunities Acquisition from GoFire includes 12 issued and 46 pending patents across multiple jurisdictions with technology covering e-cigarettes, cannabis/hemp and pharmaceutical applications GRANT-VALKARIA, Fla., May 31, 2023 /Globenewswire/ - Kaival Bra |
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| March 20, 2023 |
EX-99.1 2 e4516ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kaival Brands Appoints Three New Members to its Board of Directors Former Turning Points Brands and Altria executive Barry Hopkins appointed Chairman of the Board Appointees bring decades of senior leadership experience in tobacco, public company finance and accounting and governance to Kaival Brands GRANT-VALKARIA, Fla., March 20, 2023 /Globenew |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2023 (March 18, 2023) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2023 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation |
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| March 17, 2023 |
Amendment to Interim Chief Financial Officer Services Agreement EXHIBIT 1 AMENDMENT TO CONSULTING AGREEMENT This Amendment to Consulting Agreement (“Amendment”) is entered into as of March 3, 2023 (“Effective Date”) and is between Kaival Brands Innovations Group, Inc. |
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| March 17, 2023 |
EXHIBIT 99.1 Kaival Brands Reports Fiscal 2023 First Quarter Financial Results Company significantly bolsters distribution following agreements with national brokers GRANT-VALKARIA, Fla., March 17, 2023 /Globenewswire/ - Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (“Kaival Brands,” the “Company” or “we,” “our” or similar terms), the exclusive distributor of all products manufactured by Bi |
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| February 3, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2023 (January 30, 2023) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdic |
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| January 30, 2023 |
EX-4.1 2 e4364ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The following is a summary of all material characteristics of the capital stock of Kaival Brands Innovations Group, Inc., a Delaware corporation (“Kaival Brands,” the “Company,” “we,” “us,” or “our”), as set forth in our Ame |
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| January 30, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2023 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporati |
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| January 30, 2023 |
EXHIBIT 99.1 Kaival Brands Reports Fiscal Fourth Quarter 2022 and Full-Year 2022 Financial Results Kaival Looks Towards Fiscal 2023 Following Philip Morris International Distribution Agreement and Favorable Decision by Appellate Court Allowing for Renewed Non-Tobacco Flavored BIDIâ Sticks Sales Outlook in US GRANT, Fla., January 30, 2023 /Globenewswire/ - Kaival Brands Innovations Group, Inc. (NAS |
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| January 30, 2023 |
Exhibit 21.1 Subsidiaries Name Jurisdiction of Formation Kaival Labs, Inc Delaware Kaival Brands International, LLC Delaware |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED OCTOBER 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 000-56016 Kaival Brands I |
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| November 15, 2022 |
Exhibit 10.3 KAIVAL BRANDS INNOVATIONS GROUP, INC. AMENDED AND RESTATED 2020 STOCK AND INCENTIVE COMPENSATION PLAN Performance-Based Nonqualified Stock Option Grant of Option. KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (the “Company”), hereby grants to the Awardee named below a Performance-Based Nonqualified Stock Option for the purchase of up to but not exceeding the number of |
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| November 15, 2022 |
Exhibit 10.1 Certain portions of this Exhibit have been redacted pursuant to Item 601(b)(10) of Regulation S-K and, where applicable, have been marked with “[***]” to indicate where redactions have been made. FOURTH AMENDMENT TO SERVICE AGREEMENT THIS FOURTH AMENDMENT TO SERVICE AGREEMENT (the “Amendment”) is entered into this 9th day of November, 2022 (the “Execution Date”) and is between KAIVAL |
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| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2022 (November 9, 2022) Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdi |
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| November 15, 2022 |
EXHIBIT 99.1 Kaival Brands Prepares to Support Growth with Extended Marketing and Sales Service Agreement Three-year agreement bolsters corporate infrastructure, reduces spending in preparation for anticipated increase in sales activity following Bidi Vapor merits case win GRANT, Fla., November 15, 2022 /PRNewswire/ - Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (“Kaival Brands”, the “Comp |
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| November 15, 2022 |
Exhibit 10.2 KAIVAL BRANDS INNOVATIONS GROUP, INC. AMENDED AND RESTATED 2020 STOCK AND INCENTIVE COMPENSATION PLAN Nonqualified Stock Option Grant of Option. KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (the “Company”), hereby grants to the Awardee named below a Nonqualified Stock Option for the purchase of up to but not exceeding the number of shares of the Company’s Common Stock |
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| September 12, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 12, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| September 12, 2022 |
Kaival Brands Reports Fiscal 2022 Third Quarter Financial Results Renewed Prospects for Revenue Growth Following Recent Appellate Court Decision Favoring Bidi Vapor?s Marketing Applications for Non-Tobacco Flavored BIDI? Sticks GRANT, Fla. |
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| September 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS INN |
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| August 25, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in charter) Delaware 000-56016 83-3492907 (State or other Jurisdiction of Incorporation or |
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| August 25, 2022 |
Exhibit 99.1 Bidi Vapor Wins Merits Case Against FDA; Kaival Brands Anticipates Revenue Growth From Decision Federal Appeals Court sets aside Bidi Vapor?s Marketing Denial Order (?MDO?) for its non-tobacco flavored ENDS, and remands back to FDA for further review GRANT, FL, August 25, 2022 - Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (?Kaival Brands,? the ?Company,? or ?we?), the exclusi |
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| June 29, 2022 |
As filed with the U.S. Securities and Exchange Commission on June 29, 2022 As filed with the U.S. Securities and Exchange Commission on June 29, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 KAIVAL BRANDS INNOVATIONS GROUP, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 833492907 (State or other jurisdiction of incorporation or organ |
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| June 29, 2022 |
EX-FILING FEES 4 e3866ex-107.htm EXHIBIT 107 Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Kaival Brands Innovations Group, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Share Maximum Aggregate Offering Price Fee R |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 27, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| June 27, 2022 |
Kaival Brands Innovations Group, Inc. EXHIBIT 99.1 Kaival Brands Innovations Group, Inc. FOR IMMEDIATE RELEASE Release Date: 06/27/22 Contact name: Brett Maas Email address: [email protected] Kaival Brands Gears Up for International Expansion with Leadership Changes COO Eric Mosser will take helm of U.S. distributor for Bidi Vapor products; Niraj Patel to remain on Board of Directors GRANT, FL, June 27, 2022 - Kaival Brands Innovatio |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 24, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| June 21, 2022 |
License Agreement by and between the Company and Bidi Vapor, LLC, dated June 10, 2022.(1)* Exhibit 10.25 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH ?[***]?. SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (1) NOT MATERIAL AND (2) WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF DISCLOSED. LICENSE AGREEMENT THIS LICENSE AGREEMENT (this ?Agreement?) is entered into this 10th day of June, 2022 (the ?Effective Date?), |
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| June 21, 2022 |
EXHIBIT 99.1 Kaival Brands Reports Fiscal 2022 Second Quarter Financial Results Recently Signed Agreement with Affiliate of Philip Morris International Could Dramatically Drive Global Distribution; Accelerate Delivery of a Smoke-Free Future GRANT, FL, June 21, 2022 - Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (?Kaival Brands,? the ?Company,? or ?we?), the exclusive U.S. distributor of al |
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| June 21, 2022 |
Exhibit 10.23 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH ?[***]?. SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (1) NOT MATERIAL AND (2) WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF DISCLOSED. THIRD AMENDED AND RESTATED EXCLUSIVE DISTRIBUTION AGREEMENT THIS THIRD AMENDED AND RESTATED EXCLUSIVE DISTRIBUTION AGREEMENT (t |
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| June 21, 2022 |
EXHIBITS 10.24 OFFICE / WAREHOUSE / EQUIPMENT LEASE (NNN) THIS OFFICE / WAREHOUSE / EQUIPMENT LEASE (the ?Lease?) is made and entered into as of June 10, 2022 (the ?Effective Date?), by and between JUST PICK, LLC, a Florida limited liability company (?Landlord?), as landlord, and KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (?Tenant?), as tenant. WHEREAS, Landlord owns the premise |
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| June 21, 2022 |
EXHIBIT 10.26 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH ?[***]?. SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (1) NOT MATERIAL AND (2) WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF DISCLOSED. DATED 2022 PHILIP MORRIS PRODUCTS S.A. (1) and KAIVAL BRANDS INTERNATIONAL, LLC (2) DEED OF LICENSING AGREEMENT Contents 1 Inte |
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| June 21, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 21, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS IN |
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| June 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one:) ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: April 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Perio |
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| June 13, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 13, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| June 13, 2022 |
EXHIBIT 99.1 Kaival Brands Reaches Agreement with Philip Morris International for International Electronic Nicotine Delivery System Product Distribution Patent, product development deal may significantly expand international reach of Bidi Vapor technology, formulation GRANT, FL, June 13, 2022 - Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (?Kaival Brands,? the ?Company,? or ?we?), the U.S. |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 23, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. E |
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| May 26, 2022 |
Amended and Restated 2020 Stock and Incentive Compensation Plan EXHIBIT 10.1 KAIVAL BRANDS INNOVATIONS GROUP, INC. 2020 STOCK AND INCENTIVE COMPENSATION PLAN AMENDED AND RESTATED AS OF MAY 23, 2022 1. Purpose of the Plan. The purpose of this Plan is to enhance shareholder value by linking the compensation of officers, directors, key employees and consultants of the Company to increases in the price of Kaival Brands Innovations Group, Inc. common stock and the |
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| May 11, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 11, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. E |
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| May 11, 2022 |
Investor Presentation, dated May 2022 EXHIBIT 99.1 |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| April 5, 2022 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 5, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| March 17, 2022 |
EXHIBIT 99.1 Kaival Brands Reports Fiscal 2022 First Quarter Financial Results The Company Expects Increased Distribution Following Granting of Judicial Stay of FDA's Marketing Denial Order GRANT, FL ? March 17, 2022 ? Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (?Kaival Brands,? the ?Company,? or ?we?), the exclusive global distributor of all products manufactured by Bidi Vapor, LLC (?Bi |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS |
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| March 17, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 17, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 5, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| March 10, 2022 |
Exhibit 10.1 KAIVAL BRANDS INNOVATIONS GROUP, INC. 2020 STOCK AND INCENTIVE COMPENSATION PLAN Nonqualified Stock Option Grant of Option. KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (the ?Company?), hereby grants to the Awardee named below a Nonqualified Stock Option for the purchase of up to but not exceeding the number of shares of the Company?s Common Stock, $.001 par value per |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 27, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED OCTOBER 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 000-560 |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 17, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R |
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| February 18, 2022 |
Kaival Brands Innovations Group, Inc. EXHIBIT 99.1 Kaival Brands Innovations Group, Inc. FOR IMMEDIATE RELEASE Release Date: 02/18/22 Contact name: Investor Relations Email address: [email protected] HEADER: Kaival Brands Innovations Group, Inc. Regains Compliance with Nasdaq Minimum Bid Price Listing Requirement GRANT, FL ? February 18, 2022 ? Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (?Kaival Brands,? the ?Compan |
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| February 16, 2022 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The following is a summary of all material characteristics of the capital stock of Kaival Brands Innovations Group, Inc., a Delaware corporation (?Kaival Brands,? the ?Company,? ?we,? ?us,? or ?our?), as set forth in our Amended and Restated Certificate of Inc |
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| February 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED OCTOBER 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 000-56016 Kaival Brands I |
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| February 16, 2022 |
Exhibit 21.1 Subsidiaries Kaival Labs, Inc Delaware |
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| February 16, 2022 |
Kaival Brands Innovations Group, Inc. Kaival Brands Reports Fiscal 2021 Year End Results Company achieves No.1 disposable ENDS market share for 52-week period ending January 29, 2022, despite marketing denial order from FDA GRANT, FL., February 16, 2022 - Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (?Kaival Brands,? the ?Company,? or ?we?), is the exclusive global distributor of products |
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| February 16, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 16, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R |
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| January 31, 2022 |
EXHIBIT 99.1 Kaival Brands Innovations Group, Inc. Receives Nasdaq Notification Regarding Minimum Bid Price Deficiency GRANT, FL ? January 31, 2022 ? Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (?Kaival Brands,? the ?Company,? or ?we?), the exclusive global distributor of all products manufactured by Bidi Vapor, LLC (?Bidi Vapor?), which are intended for adults 21 and over, announced toda |
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| January 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 26, 2022 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R. |
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| January 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one:) ? Form 10-Q ? Form 20-F ? Form 11-K ? Form 10-K ? Form 10-D ? Form N-SAR For the year ended October 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR |
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| November 29, 2021 |
EXHIBIT 99.1 Kaival Brands Innovations Group, Inc. Bidi Vapor?s ENDS Potentially Satisfies Adult Cigarette Smokers, Study Says Clinical study reveals BIDI? Stick e-cigarette may be satisfying alternative for adult combustible cigarette smokers GRANT, FL, November 29, 2021 (PR Newswire) ? Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (?Kaival Brands,? the ?Company,? or ?we?), is the exclusiv |
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| November 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 29, 2021 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R |
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| October 4, 2021 |
Exhibit 1.1 4,700,000 Shares of Common Stock and Warrants to Purchase 3,525,000 Shares of Common Stock KAIVAL BRANDS INNOVATIONS GROUP, INC. UNDERWRITING AGREEMENT September 29, 2021 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Kaival Brands Innovations Group, Inc., a Delaware corporation (the ?Company?), proposes, subject to the terms and conditions contain |
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| October 4, 2021 |
Exhibit 4.2 KAIVAL BRANDS INNOVATIONS GROUP, INC. and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of September 29, 2021 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of September 29, 2021 (?Agreement?), between Kaival Brands Innovations Group, Inc., a corporation organized under the laws of the State of Delaware (the ?Company?), and Vstock Transfer, LLC, |
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| October 4, 2021 |
+ Exhibit 4.1 COMMON STOCK PURCHASE WARRANT KAIVAL BRANDS INNOVATIONS GROUP, INC. Warrant Shares: [] Initial Exercise Date: September [], 2021 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the |
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| October 4, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 29, 2021 Kaival Brands Innovations Group, Inc. |
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| October 1, 2021 |
Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-258339 PROSPECTUS SUPPLEMENT (To Prospectus dated August 10, 2021) 4,700,000 Shares of Common Stock and Common Warrants to Purchase 3,525,000 Shares of Common Stock (and 3,525,000 Shares of Common Stock Issuable Upon Exercise of the Common Warrants) KAIVAL BRANDS INNOVATIONS GROUP, INC. We are offering 4,700,000 shares of our common s |
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| September 29, 2021 |
SUBJECT TO COMPLETION DATED SEPTEMBER 29, 2021 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| September 15, 2021 |
EXHIBIT 99.1 Kaival Brands Reports Results for Fiscal Third Quarter 2021 The Company notes impact of FDA?s PMTA process in discussing its decline in revenues, updates guidance for fiscal 2021 GRANT, FL, September 14, 2021 (PR Newswire) ? Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL) (?Kaival Brands,? the ?Company,? or ?we?), is the exclusive global distributor of products manufactured by Bi |
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| September 15, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 14, 2021 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS INN |
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| August 6, 2021 |
KAIVAL BRANDS INNOVATIONS GROUP, INC. 4460 OLD DIXIE HWY GRANT, FLORIDA 32949 TOLL FREE: 1-833-367-2434 FAX: 1-833-367-2434 www.kavialbrands.com [email protected] August 6, 2021 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Shih-Kuei Chen, Esq. Re: Kaival Brands Innovations Group, Inc. Registratio |
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| July 30, 2021 |
Form of subordinated indenture. EX-4.5 3 e2966ex4-5.htm EXHIBIT 4.5 Exhibit 4.5 KAIVAL BRANDS INNOVATIONS GROUP, INC., ISSUER AND [TRUSTEE], TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Sec |
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| July 30, 2021 |
Exhibit 4.4 KAIVAL BRANDS INNOVATIONS GROUP, INC., ISSUER AND [TRUSTEE], TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE II ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and Trustee? |
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| July 30, 2021 |
As filed with the Securities and Exchange Commission on July 30, 2021. As filed with the Securities and Exchange Commission on July 30, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 KAIVAL BRANDS INNOVATIONS GROUP, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 83-34 |
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| July 23, 2021 |
EX-10.1 2 e2943ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENT THIS AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENT (this “Agreement”) is entered into on March 29, 2021, and effective on March 17, 2021 (the “Effective Date”), by and between Kaival Brands Innovations Group, a Delaware corporation (the “Company”), and Roger Brooks (the “Director”). WHEREA |
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| July 23, 2021 |
EX-10.3 4 e2943ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 AMENDMENT TO AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENT THIS AMENDMENT TO AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENT (this “Amendment”) is entered into on July 19, 2021 (the “Amendment Effective Date”), by and between Kaival Brands Innovations Group, a Delaware corporation (the “Company”), and Roger Brooks (the “Director”). WHER |
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| July 23, 2021 |
EX-10.4 5 e2943ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 AMENDMENT TO AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENT THIS AMENDMENT TO AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENT (this “Amendment”) is entered into on July 19, 2021 (the “Amendment Effective Date”), by and between Kaival Brands Innovations Group, a Delaware corporation (the “Company”), and Paul Reuter (the “Director”). WHERE |
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| July 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 19, 2021 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| July 23, 2021 |
EX-10.2 3 e2943ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENT THIS AMENDED AND RESTATED INDEPENDENT DIRECTOR AGREEMENT (this “Agreement”) is entered into on March 29, 2021, and effective on March 17, 2021 (the “Effective Date”), by and between Kaival Brands Innovations Group, a Delaware corporation (the “Company”), and Paul Reuter (the “Director”). WHEREAS |
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| July 20, 2021 |
EX-99.1 2 e2929ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kaival Brands Innovations Group, Inc. Kaival Brands (OTCQB: KAVL): Bidi® Vapor Announces Issuance of New U.S. Patents Issuance brings total Bidi® Vapor patent portfolio to four GRANT, FL, July 20, 2021 (PR Newswire) – Kaival Brands Innovations Group, Inc. (OTCQB: KAVL) (“Kaival Brands,” the “Company,” or “we”), the exclusive global distributor of |
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| July 20, 2021 |
EX-3.1 2 e2932ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 Certificate of Amendment of Amended and Restated Certificate of Incorporation of Kaival Brands Innovations Group, Inc. Under Section 242 of the Delaware General Corporation Law Kaival Brands Innovations Group, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”) hereby certifies as follows: 1. The Ame |
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| July 20, 2021 |
Kaival Brands Innovations Group, Inc. Exhibit 99.1 Kaival Brands Innovations Group, Inc. FOR IMMEDIATE RELEASE Release Date: 07/14/21 Contact name: Eric Dusansky Phone number: (504) 381-4603 Email address: [email protected] HEADER: KAIVAL BRANDS (OTCQB: KAVL) IMPLEMENTS REVERSE STOCK SPLIT TO MEET NASDAQ INITIAL LISTING REQUIREMENTS Grant, FL, July 14, 2021 ? Kaival Brands Innovations Group, Inc. (OTCQB: KAVL) (?Kaival Brands |
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| July 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Kaival Brands Innovations Group, Inc. |
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| July 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 16, 2021 Kaival Brands Innovations Group, Inc. |
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| July 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 20, 2021 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| July 1, 2021 |
Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (?Agreement?) is made and entered into as of the 14th day of June, 2021 (the ?Effective Date?) by and between Kaival Brands Innovations Group, Inc. (the ?Company?), and Mark L. Thoenes/MLT Consulting Services, LLC (the ?Consultant?). 1. SERVICES AND COMPENSATION (a) Consultant is being retained by the Company and engaged to perform the se |
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| July 1, 2021 |
Exhibit 99.1 Kaival Brands (OTCQB:KAVL) Announces Appointment of Third Independent Director and Appointment of an Interim Chief Financial Officer The Company also confirms its desire to uplist to Nasdaq in August GRANT, FL, July 1, 2021 (PR Newswire) ? Kaival Brands Innovations Group, Inc. (OTCQB: KAVL) (?Kaival Brands,? the ?Company,? or ?we?), today announced the appointment of George Chuang, Ch |
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| July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 30, 2021 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| July 1, 2021 |
EX-10.1 2 e2888ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 INDEPENDENT DIRECTOR AGREEMENT THIS INDEPENDENT DIRECTOR AGREEMENT (this “Agreement”) is entered into on June 30, 2021, and effective on June 30, 2021 (the “Effective Date”), by and between Kaival Brands Innovations Group, a Delaware corporation (the “Company”), and George Chuang (the “Director”). WHEREAS, the Company seeks to attract and retain |
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| June 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 29, 2021 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| June 29, 2021 |
EX-99.1 2 e2879ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kaival Brands Innovations Group, Inc. Kaival Brands (OTCQB: KAVL) Issues Statement Prioritizing Compliance with the Tobacco Control Act and the PACT Act Company continues adherence to law to prevent youth access; refuses to do business with ‘bad actors’ GRANT, FL, June 29, 2021 (PR Newswire) – Kaival Brands Innovations Group, Inc. (OTCQB: KAVL) ( |
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| June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56016 KAIVAL BRANDS IN |
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| June 21, 2021 |
Exhibit 99.1 Kaival Brands (OTCQB: KAVL) Reports Second Quarter Revenues of $18.1 million and an additional $41.6 million in consignment-based orders from Grocery Store Warehouse and C-Store Master Secures largest first-time order in Company history GRANT, FL, June 21, 2021 (PR Newswire) ? Kaival Brands Innovations Group, Inc. (OTCQB: KAVL) (?Kaival Brands,? the ?Company,? or ?we?), is the exclusi |
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| June 21, 2021 |
EX-10.18 2 e2861ex10-18.htm EXHIBIT 10.18 Exhibit 10.18 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”) is made and entered into as of March 16, 2021, by and between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”), and Russell Quick (“Consultant”). WHEREAS, the Company desires to engage Consultant to perform certain consulting services (the “Services |
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| June 21, 2021 |
Exhibit 10.19 SECOND AMENDMENT TO SERVICE AGREEMENT This Second Amendment to Service Agreement (this ?Second Amendment?), effective as of March 16, 2021 (?Second Amendment Effective Date?), is by and between KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (the ?Client?), and QUIKFILLRX LLC, a Florida limited liability company (the ?Contractor?). WHEREAS, the Client and the Contractor |
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| June 21, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 21, 2021 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
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| June 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one:) ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: April 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Perio |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 6, 2021 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Em |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 4, 2021 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Em |
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| April 21, 2021 |
Exhibit 10.1 SECOND AMENDED AND RESTATED EXCLUSIVE DISTRIBUTION AGREEMENT THIS SECOND AMENDED AND RESTATED EXCLUSIVE DISTRIBUTION AGREEMENT (this ?Agreement?) is entered into as of April 20, 2021 (the ?Effective Date?) by and between BIDI VAPOR, LLC, a Florida limited liability company (?Manufacturer?), and KAIVAL BRANDS INNOVATIONS GROUP, INC., a Delaware corporation (?Distributor?). Manufacturer |
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| April 21, 2021 |
Kaival Brands Innovations Group, Inc. Exhibit 99.1 Kaival Brands Innovations Group, Inc. Kaival Brands (OTCQB: KAVL) Enters Into Second Amended & Restated Distribution Agreement with Bidi Vapor Kaival Brands signs 10-year exclusivity extension including distribution rights to future Bidi Vapor products. GRANT, FL, April 21uu, 2021 (PR Newswire) – Kaival Brands Innovations Group, Inc. (OTCQB: KAVL) (“Kaival Brands,” the “Company,” or “ |
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| April 21, 2021 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 20, 2021 Kaival Brands Innovations Group, Inc. (Exact name of registrant as specified in its charter) Delaware 000-56016 83-3492907 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. |
