Statistiche di base
| CIK | 1084752 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Inventergy Global Inc
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| December 2, 2021 |
INVT / Inventergy Global Inc / Kanning Kevin G. - AMENDMENT NO. 5 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5) Under the Securities Exchange Act of 1934 Inventergy Global, Inc (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 46123X409 (CUSIP Number) Kevin G. Kanning, 171 Main Street #105, Los Altos, CA 94022, (650) 533-7629 (Name, Address and Telephone Number of Per |
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| September 7, 2021 |
INVT / Inventergy Global Inc / Kanning Kevin G. - AMENDMENT NO. 4 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 4) Under the Securities Exchange Act of 1934 Inventergy Global, Inc (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 46123X409 (CUSIP Number) Kevin G. Kanning, 171 Main Street #105, Los Altos, CA 94022, (650) 533-7629 (Name, Address and Telephone Number of Per |
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| July 15, 2021 |
INVT / Inventergy Global Inc / Kanning Kevin G. - AMENDMENT NO. 3 Activist Investment SC 13D/A 1 e715211sc13da3.htm AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 3) Under the Securities Exchange Act of 1934 Inventergy Global, Inc (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 46123X409 (CUSIP Number) Kevin G. Kanning, 171 Main Street #105, Los Altos, CA 94022, (650) 533-7 |
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| June 22, 2021 |
INVT / Inventergy Global Inc / Kanning Kevin G. - AMENDMENT NO. 2 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Inventergy Global, Inc (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 46123X409 (CUSIP Number) Kevin G. Kanning, 171 Main Street #105, Los Altos, CA 94022, (650) 533-7629 (Name, Address and Telephone Number of Per |
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| June 10, 2021 |
INVT / Inventergy Global Inc / Kanning Kevin G. - AMENDMENT NO. 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Inventergy Global, Inc (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 46123X409 (CUSIP Number) Kevin G. Kanning, 171 Main Street #105, Los Altos, CA 94022, (650) 533-7629 (Name, Address and Telephone Number of Per |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Inventergy Global, Inc (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 46123X409 (CUSIP Number) September 23, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate |
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| December 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Inventergy Global, Inc (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 46123X409 (CUSIP Number) Kevin G. Kanning, 171 Main Street #105, Los Altos, CA 94022, (650) 533-7629 (Name, Address and Telephone Number of Person Authorized to |
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| November 6, 2020 |
INVT / Inventergy Global, Inc. / Kanning Kevin G. - AMENDMENT NO. 3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Inventergy Global, Inc (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 46123X409 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| January 2, 2020 |
INVT / Inventergy Global, Inc. / Kanning Kevin G. - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Inventergy Global, Inc (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 46123X409 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| January 2, 2020 |
INVT / Inventergy Global, Inc. / Kanning Kevin G. - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Inventergy Global, Inc (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 46123X409 (CUSIP Number) December 30, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| January 7, 2019 |
INVT / Inventergy Global, Inc. / Kanning Kevin G. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Inventergy Global, Inc (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 46123X409 (CUSIP Number) December 11, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| October 10, 2018 |
INVT / Inventergy Global, Inc. / Robins David C. - AMENDMENT NO. 3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Inventergy Global, Inc (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 46123X409 (CUSIP Number) October 9, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| May 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2018 (May 4, 2018) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorpo |
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| May 2, 2018 |
INVT / Inventergy Global, Inc. / Robins David C. - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Inventergy Global, Inc (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 46123X409 (CUSIP Number) May 1, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the ru |
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| April 2, 2018 |
INVT / Inventergy Global, Inc. NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| March 30, 2018 |
INVT / Inventergy Global, Inc. / Robins David C. - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Inventergy Global, Inc (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 46123X409 (CUSIP Number) March 29, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| February 14, 2018 |
INVT / Inventergy Global, Inc. / Frigate Ventures LP - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No. |
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| January 5, 2018 |
Exhibit 10.3 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS DEBENTURE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) A |
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| January 5, 2018 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?) is dated and effective as of December 29, 2017 (the ?Effective Date?), by and between INVENTERGY GLOBAL, INC., a corporation incorporated under the laws of the State of Delaware (the ?Company?), and TCA GLOBAL CREDIT MASTER FUND, LP, a limited partnership organized and existing under the laws of the Cay |
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| January 5, 2018 |
Side Letter dated December 29, 2017 EX-10.8 9 tv482745ex10-8.htm EXHIBIT 10.8 Exhibit 10.8 INVENTERGY GLOBAL INC. December 29, 2017 TCA Global Credit Master Fund, LP 3960 Howard Hughes Parkway, Suite 500 Las Vegas, NV 89169 Attention: Robert Press Re. Post-Closing Side Letter Reference is hereby made to that certain Securities Purchase Agreement, dated of even date herewith (the “Purchase Agreement”), by and among Inventergy Global, |
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| January 5, 2018 |
Form of Pledge and Escrow Agreement in favor of TCA Global Credit Master Fund, LP. Exhibit 10.5 PLEDGE AND ESCROW AGREEMENT THIS PLEDGE AND ESCROW AGREEMENT (?Agreement?) is made and effective as of December 29, 2017 by and between , a organized and existing under the laws of the State of Delaware (the ?Pledgor?), and TCA GLOBAL CREDIT MASTER FUND, LP, a Cayman Islands limited partnership (the ?Secured Party?), with the joinder of LUCOSKY BROOKMAN LLP (?Escrow Agent?). RECITALS |
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| January 5, 2018 |
Exhibit 10.2 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS DEBENTURE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) A |
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| January 5, 2018 |
Form of Security Agreement in favor of TCA Global Credit Master Fund, LP. Exhibit 10.4 SECURITY AGREEMENT This SECURITY AGREEMENT (?Agreement?) is made and effective as of December 29, 2017, is executed by and between , a under the laws of the State of Delaware (the ?Company?), in favor of TCA GLOBAL CREDIT MASTER FUND, LP, a limited partnership organized and existing under the laws of the Cayman Islands (the ?Secured Party?). WHEREAS, pursuant to a Securities Purchase |
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| January 5, 2018 |
Pledge and Escrow Agreement in favor of TCA Global Credit Master Fund. LP by Inventergy, Inc. EX-10.6 7 tv482745ex10-6.htm EXHIBIT 10.6 Exhibit 10.6 PLEDGE AND ESCROW AGREEMENT THIS PLEDGE AND ESCROW AGREEMENT (“Agreement”) is made and effective as of December 29, 2017 by and between INVENTERGY, INC., a corporation organized and existing under the laws of the State of Delaware (the “Pledgor”), and TCA GLOBAL CREDIT MASTER FUND, LP, a Cayman Islands limited partnership (the “Secured Party”) |
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| January 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2018 (December 29, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction o |
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| January 5, 2018 |
Guarantee Agreement in favor of TCA Global Credit Master Fund, LP dated December 29, 2017. Exhibit 10.7 GUARANTY AGREEMENT This GUARANTY AGREEMENT is dated and effective as of December 29, 2017 (as amended, restated or modified from time to time, the ?Guaranty?), and is made by INVENTERGY, INC., a corporation organized and existing under the laws of the State of Delaware, EON COMMUNICATIONS SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware, INVE |
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| December 8, 2017 |
INVT / Inventergy Global, Inc. / Robins David C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Inventergy Global, Inc (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 46123X409 (CUSIP Number) December 7, 2017 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the ru |
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| November 13, 2017 |
Board Short Term Funding Agreement dated August 10, 2017 (filed herewith). Exhibit 10.2 Board Short Term Funding Proposed investment up to $100,000 Each board member (the “Board Investors”) can invest (the “Board Investment”) for a minimum of $10,000. Inventergy Global, Inc. (“the Company”) will pay a multiple of 4X of the original Board Investment to the Board Investors as it receives monetization revenues from INVT SPE LLC (the “SPE”). The original Board Investment wil |
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| November 13, 2017 |
INVT / Inventergy Global, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 tv47876810q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio |
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| October 5, 2017 |
Inventergy Announces NASDAQ Delisting Listing had previously been suspended on June 7, 2017 Exhibit 99.1 Inventergy Announces NASDAQ Delisting Listing had previously been suspended on June 7, 2017 CUPERTINO, CA?October 5, 2017 - Inventergy Global, Inc. (OTCQB: INVT) (the ?Company?), announced today that it has received notice from The Nasdaq Stock Market (?Nasdaq?) that it will delist the common stock of Inventergy Global, Inc. The Company?s common stock was suspended on June 7, 2017, an |
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| October 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2017 (October 3, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of |
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| September 5, 2017 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2017 (August 29, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction o |
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| August 21, 2017 |
EX-99.1 2 v473753ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Inventergy Announces Non-Dilutive Financing Board of Directors Provides Initial Funds for New Financing Initiative CUPERTINO, CA—August 17, 2017 - Inventergy Global, Inc. (OTCQB: INVT) (the “Company”), announced today that all members of its Board of Directors (“Board”) committed an aggregate $100,000 of new non-dilutive financing to fund the C |
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| August 21, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2017 (August 15, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of |
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| August 14, 2017 |
INVT / Inventergy Global, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-26399 Inventergy Global |
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| July 27, 2017 |
Exhibit 99.1 Inventergy Completes Restructuring of Preferred Shares Allows For Non-Dilutive Funding for up to $3 Million to Grow Company Operations Cupertino, CA - (Marketwired) - 07/27/17 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced it has completed a restructuring agreement with holders of its Series E Preferred Stock. As part of the Inventergy’s strategy to restructu |
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| July 27, 2017 |
Exhibit 10.1 EXCHANGE RIGHT AND LEAK-OUT AGREEMENT July 26, 2017 This Exchange Right and Leak-Out Agreement (the ?Leak-Out Agreement?) is being delivered to you in connection with an understanding by and among Inventergy Global, Inc., a Delaware corporation (the ?Company?), and the person or persons named on the signature pages hereto (collectively, the ?Holder?). Reference is hereby made to the S |
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| July 27, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2017 (July 26, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of inco |
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| July 18, 2017 |
Inventergy Global PRELIMINARY PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Solicitation Material Under Rule 14a-12 Inventergy Global, Inc. |
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| June 6, 2017 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2017 (June 5, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorp |
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| May 30, 2017 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2017 (May 23, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorp |
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| May 15, 2017 |
Inventergy Global 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-26399 Inventergy Globa |
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| May 15, 2017 |
AMENDMENT TO SERIES E CONVERTIBLE PREFERRED STOCK EX-10.1 3 v466582ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT TO SERIES E CONVERTIBLE PREFERRED STOCK This Amendment to Series E Convertible Preferred Stock (the “Series E Amendment”), dated as of the 24 day of January 2017, is by and between Inventergy Global, Inc., a Delaware corporation (the “Company”) and the undersigned holder (the “Holder”) of the Series E Convertible Preferred Stock (the |
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| May 15, 2017 |
COMMON STOCK PURCHASE WARRANT Inventergy Global, Inc. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| May 3, 2017 |
INVT SPE LLC LIMITED LIABILITY COMPANY AGREEMENT Exhibit 10.2 EXECUTION INVT SPE LLC LIMITED LIABILITY COMPANY AGREEMENT LIMITED LIABILITY COMPANY AGREEMENT (this ?Agreement?) of INVT SPE LLC (the ?Company?) is entered into as of April 27, 2017, by and among CF INVT Holdings LLC, a Delaware limited liability company (the ?Class A Member?), Inventergy, Inc., a Delaware corporation (?Class B Member?) and the Company. WHEREAS, pursuant to the filin |
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| May 3, 2017 |
EX-10.1 2 v466016ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION PATENT ASSIGNMENT THIS PATENT ASSIGNMENT (this “Assignment”) is made and entered into as of April 27, 2017 (“Effective Date”) by and between Inventergy, Inc., a Delaware corporation (“Assignor”), having a principal place of business at 900 E. Hamilton Avenue #180, Campbell CA 95008, and INVT SPE LLC, a Delaware limited liability compa |
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| May 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2017 (April 27, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incor |
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| May 3, 2017 |
Exhibit 99.1 Inventergy Announces Completion of Restructuring Patents Assigned to Special Purpose Entity Under Agreement with Fortress CAMPBELL, CA ? (Marketwired) ? May 1, 2017 ? Inventergy Global, Inc. (NASDAQ: INVT), an intellectual property licensing and innovation company (?Inventergy? or the ?Company?), announced today the completion of the previously-announced restructuring agreement (the ? |
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| April 18, 2017 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2017 (April 17, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of in |
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| April 13, 2017 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2017 (April 7, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of inc |
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| April 5, 2017 |
FIRST AMENDMENT TO RESTRUCTURING AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO RESTRUCTURING AGREEMENT This FIRST AMENDMENT TO RESTRUCTURING AGREEMENT (this ?FIRST Amendment?) is dated as of March 31, 2017 among Inventergy Global, Inc., a Delaware corporation (?Parent?), Inventergy, Inc. (?Owner?, and, collectively, the ?Company?), DBD Credit Funding, LLC as collateral agent (the ?Collateral Agent?), and the ?Investors? listed on the signature |
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| April 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2017 (March 31, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of inc |
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| March 31, 2017 |
Inventergy Global FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2016 or ? TRANSACTION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to COMMISSION FILE NUMBER: 000-26399 INVENTERGY GLOBAL, |
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| March 31, 2017 |
SIXTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT Exhibit 10.38 SIXTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT This SIXTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT (this ?SIXTH Amendment?) is dated as of November 14, 2016 among Inventergy Global, Inc., a Delaware corporation (?Parent?), Inventergy, Inc. (?Owner?, and, collectively, the ?Company?), DBD Credit Funding, LLC as |
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| March 31, 2017 |
SEVENTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT Exhibit 10.39 SEVENTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT This SEVENTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT (this ?SEVENTH Amendment?) is dated as of November 21, 2016 among Inventergy Global, Inc., a Delaware corporation (?Parent?), Inventergy, Inc. (?Owner?, and, collectively, the ?Company?), DBD Credit Funding, L |
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| March 31, 2017 |
EIGHTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT Exhibit 10.40 EIGHTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT This EIGHTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT (this “EIGHTH Amendment”) is dated as of December 5, 2016 among Inventergy Global, Inc., a Delaware corporation (“Parent”), Inventergy, Inc. (“Owner”, and, collectively, the “Company”), DBD Credit Funding, LLC a |
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| March 31, 2017 |
Subsidiaries of Inventergy Global, Inc. EX-21.1 6 v462089ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of Inventergy Global, Inc. Inventergy, Inc., a Delaware corporation eOn Communications Systems, Inc., a Delaware corporation Inventergy Holding, LLC, a Delaware limited liability company Inventergy Innovations, LLC, a Delaware limited liability company Inventergy IoT, LLC, a Delaware limited liability company Inventergy LBS, LLC, a |
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| March 31, 2017 |
AMENDMENT TO SERIES E CONVERTIBLE PREFERRED STOCK Exhibit 10.42 AMENDMENT TO SERIES E CONVERTIBLE PREFERRED STOCK This Amendment to Series E Convertible Preferred Stock (the “Series E Amendment”), dated as of the 24 day of January 2017, is by and between Inventergy Global, Inc., a Delaware corporation (the “Company”) and the undersigned holder (the “Holder”) of the Series E Convertible Preferred Stock (the “Preferred Stock”), which shares of Pref |
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| March 13, 2017 |
8-K 1 v4617018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2017 (March 8, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State |
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| March 13, 2017 |
Exhibit 10.1 FORM OF LOCK-UP AGREEMENT This Lock-Up Agreement (the ?Agreement?) of the undersigned holder of Series E Convertible Preferred Stock (the ?Preferred Stock?), dated as of the 8th day of March 2017, is by and between Inventergy Global, Inc., a Delaware corporation (the ?Company?) and the undersigned holder (the ?Holder?), which shares of Preferred Stock were issued pursuant to the Secur |
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| February 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| January 31, 2017 |
SC 13G/A 1 p17-0376sc13ga.htm EMPERY ASSET MANAGEMENT, LP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Inventergy Global, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46123X409 (CUSIP Number) December 31, 2016 (Date of event which requires filing of this statement) Check th |
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| January 27, 2017 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2017 (January 25, 2017) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction o |
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| January 19, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| January 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| January 6, 2017 |
PRE 14A 1 v456463pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy |
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| December 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2016 (December 22, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction |
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| December 29, 2016 |
EX-10.1 2 v455943ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 FOIA CONFIDENTIAL TREATMENT REQUEST BY INVENTERGY GLOBAL, INC. IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176 ***CONFIDENTIAL TREATMENT REQUESTED*** Note: The portions hereof for which confidential treatment are being requested are denoted with “[***]” RESTRUCTURING AGREEMENT This RESTRUCTURING AGREEMENT (this “Agreement”) dated as of December 2 |
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| December 29, 2016 |
Exhibit 99.1 Inventergy Announces Signing of Definitive Agreement with Fortress Investment Group Agreement Formalizes Letter of Intent Announced on September 29, 2016 CAMPBELL, CA - (Marketwired) – December 23, 2016 - Inventergy Global, Inc. (NASDAQ: INVT), an intellectual property licensing and innovation company (“Inventergy” or the “Company”), announced today that it has signed a definitive agr |
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| December 29, 2016 |
Exhibit 99.1 Inventergy Announces Signing of Definitive Agreement with Fortress Investment Group Agreement Formalizes Letter of Intent Announced on September 29, 2016 CAMPBELL, CA - (Marketwired) ? December 23, 2016 - Inventergy Global, Inc. (NASDAQ: INVT), an intellectual property licensing and innovation company (?Inventergy? or the ?Company?), announced today that it has signed a definitive agr |
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| December 29, 2016 |
Exhibit 10.1 FOIA CONFIDENTIAL TREATMENT REQUEST BY INVENTERGY GLOBAL, INC. IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176 ***CONFIDENTIAL TREATMENT REQUESTED*** Note: The portions hereof for which confidential treatment are being requested are denoted with “[***]” RESTRUCTURING AGREEMENT This RESTRUCTURING AGREEMENT (this “Agreement”) dated as of December 22, 2016 is entered into by and among Inve |
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| December 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2016 (December 22, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction |
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| December 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2016 (December 5, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction o |
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| November 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2016 (November 21, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction |
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| November 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2016 (November 14, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction |
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| November 14, 2016 |
Inventergy Global 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-26399 Inventergy G |
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| October 21, 2016 |
INVT / Inventergy Global, Inc. / Frigate Ventures LP - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Inventergy Global, Inc (Name of Issuer) Common Stock, 0. |
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| October 21, 2016 |
EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, 0.001 par value, of Inventergy Global, Inc., a Delaware corporation, and further agree that |
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| October 17, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Inventergy Global, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46123X409 (CUSIP Number) October 5, 2016 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which thi |
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| October 14, 2016 |
INVT / Inventergy Global, Inc. / INTRACOASTAL CAPITAL, LLC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Inventergy Global, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 46123X409 (CUSIP Number) October 5, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| October 12, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2016 (October 5, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of |
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| October 12, 2016 |
COMMON STOCK PURCHASE WARRANT INVENTERGY GLOBAL, INC. Exhibit 4.1 COMMON STOCK PURCHASE WARRANT INVENTERGY GLOBAL, INC. Warrant Shares: Initial Exercise Date: THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after (the ?Initial Exercise Date?) and on or p |
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| October 12, 2016 |
CONSENT TO SUBSEQUENT FINANCING Exhibit 10.2 CONSENT TO SUBSEQUENT FINANCING This Consent to Subsequent Financing (the ?Subsequent Financing Agreement?), dated as of the 5th day of October 2016, is by and between Inventergy Global, Inc., a Delaware corporation (the ?Company?) and the undersigned purchaser (the ?Purchaser?). The Company is offering its common stock and common stock purchase warrants pursuant to an effective regis |
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| October 12, 2016 |
INVENTERGY GLOBAL, INC. PLACEMENT AGENCY AGREEMENT Exhibit 1.1 EXECUTION VERSION INVENTERGY GLOBAL, INC. PLACEMENT AGENCY AGREEMENT October 6, 2016 Chardan Capital Markets, LLC 150 East 58th Street, 28th Fl New York, NY 10155 Ladies and Gentlemen: Inventergy Global, Inc., a Delaware Corporation (the ?Company?), proposes, subject to the terms and conditions herein, to issue and sell up to an aggregate of 6,000,000 shares (the ?Shares?) of Common St |
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| October 12, 2016 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of October , 2016, between Inventergy Global, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and conditions |
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| October 12, 2016 |
Inventergy Announces Pricing of $6.0 Million Public Offering Exhibit 99.1 Inventergy Announces Pricing of $6.0 Million Public Offering CAMPBELL, CA?October 6, 2016 - Inventergy Global, Inc., a Silicon Valley intellectual property company (NASDAQ: INVT), today announced that the Company has priced a registered public offering of shares of common stock and warrants with gross proceeds of approximately $6.0 million. Investors will receive 6,000,000 shares of i |
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| October 7, 2016 |
PROSPECTUS Filed Pursuant to Rule 424(b)(5) Registration No. 333-211211 INVENTERGY GLOBAL, INC. 6,000,000 Shares of Common Stock Warrants to Purchase 6,000,000 Shares of Common Stock We are offering 6,000,000 shares of common stock and warrants to purchase 6,000,000 shares of common stock in this offering. The warrants are issued separately from the shares of common stock and will be exercisable f |
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| September 30, 2016 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-211211 The information in this prospectus is not complete and may be changed. We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any state where the |
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| September 29, 2016 |
DBD Credit Funding LLC 1345 Avenue of the Americas, 46th Floor New York, New York 10105 Exhibit 99.1 EXECUTION DBD Credit Funding LLC 1345 Avenue of the Americas, 46th Floor New York, New York 10105 Inventergy Global, Inc. 900 E. Hamilton Avenue #180 Campbell, CA 95008 Attn: Joseph Beyers September 27, 2016 Re: Letter of Intent Regarding Proposed Restructuring Dear Mr. Beyers: This Non Binding Letter of Intent (this ?Letter of Intent?) outlines the general terms and conditions pursua |
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| September 29, 2016 |
FIFTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT Exhibit 10.1 FIFTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT This FIFTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT (this ?Fifth Amendment?) is dated as of September 26, 2016 among Inventergy Global, Inc., a Delaware corporation (?Parent?), Inventergy, Inc. (?Owner?, and, collectively, the ?Company?), DBD Credit Funding, LLC as |
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| September 29, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2016 (September 26, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdicti |
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| September 29, 2016 |
Inventergy Announces Agreement with Fortress Investment Group Exhibit 99.2 Inventergy Announces Agreement with Fortress Investment Group CAMPBELL, CA - (Marketwired) ? September 29, 2016 - Inventergy Global, Inc. (NASDAQ: INVT), an intellectual property licensing and innovation company (?Inventergy?), announced today that it has entered into a definitive agreement (the ?Agreement?) with affiliates of Fortress Investment Group (NYSE: FIG) (?Fortress?) to amen |
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| September 16, 2016 |
As filed with the Securities and Exchange Commission on September 16, 2016 Registration No. |
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| September 14, 2016 |
INVENTERGY GLOBAL, INC. 900 E. Hamilton Avenue #180 Campbell, CA 95008 September 14, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attn: Larry Spirgel Re: Inventergy Global, Inc. Registration Statement on Form S-1/A filed September 9, 2016 File No. 333-211211 Dear Mr. Spirgel: Pursuant to Rule 461 under the S |
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| September 9, 2016 |
COMMON STOCK PURCHASE WARRANT INVENTERGY GLOBAL, INC. Exhibit 4.15 COMMON STOCK PURCHASE WARRANT INVENTERGY GLOBAL, INC. Warrant Shares: Initial Exercise Date: THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after (the “Initial Exercise Date”) and on or |
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| September 9, 2016 |
INVENTERGY GLOBAL, INC. PLACEMENT AGENCY AGREEMENT Exhibit 1.3 INVENTERGY GLOBAL, INC. PLACEMENT AGENCY AGREEMENT [], 2016 Chardan Capital Markets, LLC 150 East 58th Street, 28th Fl New York, NY 10155 Ladies and Gentlemen: Inventergy Global, Inc., a Delaware Corporation (the ?Company?), proposes, subject to the terms and conditions herein, to issue and sell up to an aggregate of 5,000,000 shares (the ?Shares?) of Common Stock of the Company, par v |
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| September 9, 2016 |
Exhibit 10.36 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of , between Inventergy Global, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and conditions set forth in |
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| September 9, 2016 |
Subsidiaries of Inventergy Global, Inc. Exhibit 21.1 Subsidiaries of Inventergy Global, Inc. Inventergy, Inc., a Delaware corporation eOn Communications Systems, Inc., a Delaware corporation Inventergy Holding, LLC, a Delaware limited liability company Inventergy Innovations, LLC, a Delaware limited liability company Inventergy IoT, LLC, a Delaware limited liability company Inventergy LBS, LLC, a Delaware limited liability company |
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| September 9, 2016 |
As filed with the Securities and Exchange Commission on September 9, 2016 Registration No. |
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| September 9, 2016 |
COMMON STOCK PURCHASE WARRANT INVENTERGY GLOBAL, INC. EX-4.14 3 v448496ex4-14.htm EXHIBIT 4.14 Exhibit 4.14 COMMON STOCK PURCHASE WARRANT INVENTERGY GLOBAL, INC. Warrant Shares: Initial Exercise Date: THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after |
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| September 7, 2016 |
EXHIBIT 10.1 EXECUTION VERSION ***CONFIDENTIAL TREATMENT REQUESTED*** Note: The portions hereof for which confidential treatment are being requested are denoted with ?***? FOURTH AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT AND WARRANT This FOURTH AMENDMENT AND CONSENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGR |
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| September 7, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2016 (September 2, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction |
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| September 7, 2016 |
Inventergy Granted Extension by NASDAQ to Complete Forecasted Transactions Exhibit 99.1 Inventergy Granted Extension by NASDAQ to Complete Forecasted Transactions CAMPBELL, CA?September 6, 2016 - Inventergy Global, Inc. (NASDAQ: INVT), an intellectual property licensing company (?Inventergy?), announced today that it has received notification from The Nasdaq Stock Market (?Nasdaq?) that the Nasdaq Hearings Panel (the ?Panel?) has granted it an extension to regain complia |
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| August 25, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2016 (August 19, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of |
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| August 25, 2016 |
Exhibit 99.1 Inventergy Amends Debt Agreement with Fortress Agreement Provides Near-Term Cash Flow Relief and Additional Operating Funds CAMPBELL, CA - (Marketwired) ? August 25, 2016 - Inventergy Global, Inc. (NASDAQ: INVT) (?Inventergy?), an intellectual property licensing company, announced today that it has successfully amended its debt agreement with Fortress Investment Group. As part of the |
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| August 25, 2016 |
Exhibit 99.1 Inventergy Amends Debt Agreement with Fortress Agreement Provides Near-Term Cash Flow Relief and Additional Operating Funds CAMPBELL, CA - (Marketwired) ? August 25, 2016 - Inventergy Global, Inc. (NASDAQ: INVT) (?Inventergy?), an intellectual property licensing company, announced today that it has successfully amended its debt agreement with Fortress Investment Group. As part of the |
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| August 25, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2016 (August 19, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of |
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| August 15, 2016 |
Inventergy Global FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-26399 Inventergy Global |
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| July 22, 2016 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 21, 2016, between Inventergy Global, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions |
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| July 22, 2016 |
FORM OF COMMON STOCK PURCHASE WARRANT Inventergy Global, Inc. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| July 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2016 (July 21, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of inco |
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| July 22, 2016 |
Exhibit 3.1 Inventergy global, inc. FORM OF CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE Delaware GENERAL CORPORATION LAW The undersigned, Joseph W. Beyers and John Niedermaier, do hereby certify that: 1. They are the President and Secretary, respectively, of Inventergy Global, Inc., a Delaware corporation |
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| July 22, 2016 |
Inventergy Announces Private Placement of $3.0 Million EX-99.1 5 v444749ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Inventergy Announces Private Placement of $3.0 Million CAMPBELL, CA — (Marketwired) — 07/22/16 — Inventergy Global, Inc., a Silicon Valley intellectual property company, (NASDAQ: INVT) ("Inventergy" or the "Company"), today announced that it has entered into a definitive agreement with institutional investors for the private placement of shares |
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| July 12, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2016 (July 11, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of inco |
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| July 12, 2016 |
Inventergy Announces Favorable Ruling by Nasdaq Company Maintains Stock Listing Exhibit 99.1 Inventergy Announces Favorable Ruling by Nasdaq Company Maintains Stock Listing CAMPBELL, CA - (Marketwired) - 07/12/16 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced that it has received notice from the Nasdaq Hearings Panel that the Company?s request for continued listing on The Nasdaq Stock Market LLC (?Nasdaq?) has been approved, subject to certain condit |
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| June 29, 2016 |
AMENDMENT NO. 3 TO INVENTERGY GLOBAL, INC. 2014 STOCK PLAN Adopted on June 28, 2016 Exhibit 10.1 AMENDMENT NO. 3 TO INVENTERGY GLOBAL, INC. 2014 STOCK PLAN Adopted on June 28, 2016 This Amendment No. 3 to Inventergy Global, Inc. 2014 Stock Plan, as amended (the Inventergy Global, Inc. 2014 Stock Plan, the ?Plan? and this Amendment No. 3, the ?Amendment?), is made effective as of June 28, 2016 by Inventergy Global, Inc. (the ?Company?). WITNESSETH: WHEREAS, the Board of Directors |
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| June 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2016 (June 28, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of inco |
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| June 15, 2016 |
Inventergy Global, Inc. 900 E. Hamilton Avenue #180 Campbell, CA 95008 VIA EDGAR June 15, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attn: Larry Spirgel, Assistant Director Re: Inventergy Global, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed June 6, 2016 File No. 333-211211 Dear Mr. Spirgel: Inventergy Glo |
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| June 7, 2016 |
Exhibit 99.1 Inventergy Global, Inc. Announces Settlement with Sonus Networks, Inc. Settlement includes a patent license agreement providing revenue for Inventergy CAMPBELL, CA?June 7, 2016 - Inventergy Global, Inc. (NASDAQ: INVT) (?Inventergy? or the ?Company?), an intellectual property company, today announced that it has entered into a settlement agreement with Sonus Networks, Inc. (?Sonus?), r |
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| June 7, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2016 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Commi |
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| June 6, 2016 |
As filed with the Securities and Exchange Commission on June 3, 2016 Registration No. |
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| June 3, 2016 |
Inventergy Global, Inc. 900 E. Hamilton Avenue #180 Campbell, CA 95008 VIA EDGAR June 3, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attn: Larry Spirgel, Assistant Director Re: Inventergy Global, Inc. Registration Statement on Form S-1 Filed May 6, 2016 File No. 333-211211 Dear Mr. Spirgel: Inventergy Global, Inc. (the ?Compa |
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| May 25, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2016 (May 19, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorp |
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| May 18, 2016 |
Inventergy Raises $1.3 Million in a Registered Direct Offering Exhibit 99.1 Inventergy Raises $1.3 Million in a Registered Direct Offering CAMPBELL, CA?May 17, 2016 - Inventergy Global, Inc., a Silicon Valley intellectual property company, (NASDAQ: INVT) ("Inventergy" or the "Company"), today announced that the Company has entered into definitive agreements with certain of its current institutional investors (the ?Investors?) for an offering of shares of comm |
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| May 18, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2016 (May 16, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorp |
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| May 18, 2016 |
FORM OF COMMON STOCK PURCHASE WARRANT INVENTERGY GLOBAL, INC. Exhibit 4.1 FORM OF COMMON STOCK PURCHASE WARRANT INVENTERGY GLOBAL, INC. Warrant Shares: Initial Exercise Date: THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the ?Initial Exe |
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| May 18, 2016 |
Exhibit 1.1 Jonas Grossman Head of Capital Markets Chardan Capital Markets, LLC 17 State Street Suite 1600 New York, NY 10004 Tel: 646 465 9002 Fax: 646 465 9091 April 8, 2016 PERSONAL AND CONFIDENTIAL Inventergy Global, Inc. 900 East Hamilton Avenue #180 Campbell, CA 95008 Dear Sirs: This letter will confirm the understanding and agreement (the ?Agreement?) between Chardan Capital Markets, LLC (? |
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| May 18, 2016 |
Form of SECURITIES PURCHASE AGREEMENT Exhibit 10.1 Form of SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of May 16, 2016, between Inventergy Global, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and cond |
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| May 18, 2016 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-199647 PROSPECTUS SUPPLEMENT (To Prospectus dated November 10, 2014) Inventergy Global, Inc. 648,000 Shares of Common Stock Warrants to Purchase 648,000 Shares of Common Stock We are offering 648,000 shares of our common stock and warrants to purchase up to 648,000 shares of our common stock (and the common stock that are issuable from time to |
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| May 16, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2016 (May 13, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorp |
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| May 16, 2016 |
FORM OF COMMON STOCK PURCHASE WARRANT INVentergy global, inc. Exhibit 4.1 EXHIBIT C NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTI |
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| May 16, 2016 |
FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 FORM OF SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of May 13, 2016, between Inventergy Global, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and con |
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| May 16, 2016 |
Exhibit 3.1 EXHIBIT A inventergy global, inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Joseph W. Beyers and John Niedermaier, do hereby certify that: 1. They are the President and Secretary, respectively, of Inventergy Global, Inc., a Delaware corporatio |
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| May 13, 2016 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Solicitation Material Under Rule 14a-12 Inventergy Global, Inc. |
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| May 11, 2016 |
Exhibit 10.2 FOIA CONFIDENTIAL TREATMENT REQUEST BY INVENTERGY GLOBAL, INC. IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176 ***CONFIDENTIAL TREATMENT REQUESTED*** Note: Confidential treatment requested with respect to certain portions hereof denoted with ?***? THIRD AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT This THIRD AMENDMENT TO AMENDED AND RESTATED REVENUE SHAR |
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| May 11, 2016 |
Inventergy Global FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-26399 Inventergy Globa |
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| May 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2016 (May 6, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorpo |
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| May 6, 2016 |
As filed with the Securities and Exchange Commission on May 6, 2016 As filed with the Securities and Exchange Commission on May 6, 2016 Registration No. |
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| April 7, 2016 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2016 (April 1, 2016) INVENTERGY GLOBAL, INC. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State of Incorporation) (Commission File Nu |
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| April 4, 2016 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Solicitation Material Under Rule 14a-12 Inventergy Global, Inc. |
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| April 4, 2016 |
Inventergy Global FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2015 or ? TRANSACTION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to COMMISSION FILE NUMBER: 000-26399 INVENTERGY GLOBAL, |
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| April 4, 2016 |
COMMON STOCK PURCHASE WARRANT Inventergy Global, Inc. Exhibit 4.9 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| April 4, 2016 |
Exhibit 1.2 Steven Urbach Chardan Capital Markets, LLC President 17 State Street Suite 1600 New York, NY 10004 Tel: 646 465 9003 Fax: 646 465 9091 December 21, 2015 PERSONAL AND CONFIDENTIAL Inventergy Global, Inc. 900 East Hamilton Avenue #180 Campbell, CA 95008 Dear Sirs: This letter will confirm the understanding and agreement (the ?Agreement?) between Chardan Capital Markets, LLC (?Broker?) an |
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| April 4, 2016 |
FIRST AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT AND WARRANT Exhibit 10.24 FIRST AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT AND WARRANT This FIRST AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT AND WARRANT (this ?Amendment?) is dated as of October 30, 2015 among Inventergy Global, Inc., a Delaware corporation (?Parent?), Inventergy, Inc. (?Owner?, and, collectively, the ?Company?), DBD Credit |
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| April 4, 2016 |
AMENDMENT TO PATENT PURCHASE AGREEMENT Exhibit 10.27 CONFIDENTIAL AMENDMENT TO PATENT PURCHASE AGREEMENT This AMENDMENT is made as of December 31, 2015 (“Amendment Date”) to that certain PATENT PURCHASE AGREEMENT (hereinafter referred to as “Agreement”) entered into and effective as of October 21, 2013 (hereinafter referred to as “Effective Date”), by and between Panasonic Corporation, a Japanese corporation having a principal place of |
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| April 4, 2016 |
Exhibit 10.25 FOIA CONFIDENTIAL TREATMENT REQUEST BY INVENTERGY GLOBAL, INC. IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176 Confidential treatment requested with respect to certain portions hereof denoted with “***” ***CONFIDENTIAL TREATMENT REQUESTED*** Note: Confidential treatment requested with respect to certain portions hereof denoted with “***” SECOND AMENDMENT TO AMENDED AND RESTATED REVENUE |
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| March 31, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K oForm 20-F o Form 11-K o Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: December 31, 2015 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| February 19, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2016 (February 12, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction |
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| February 18, 2016 |
INVT / Inventergy Global, Inc. / Murabito Alfred Charles - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 INVENTERGY GLOBAL, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 46123X 409 (CUSIP Number) February 4, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 10, 2016 |
INVT / Inventergy Global, Inc. / Honig Barry C Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. 3 To SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) INVENTERGY GLOBAL, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 46123X409 (CUSIP Number) December 31, 2015 |
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| January 25, 2016 |
COMMON STOCK PURCHASE WARRANT Inventergy Global, Inc. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| January 25, 2016 |
COMMON STOCK PURCHASE WARRANT Inventergy Global, Inc. EX-4.1 3 v429515ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD E |
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| January 25, 2016 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of January 21, 2016, between Inventergy Global, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and conditi |
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| January 25, 2016 |
EX-10.1 4 v429515ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of January 21, 2016, between Inventergy Global, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). |
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| January 25, 2016 |
Exhibit 3.1 Inventergy global, inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES c CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 141 OF THE Delaware GENERAL CORPORATION LAW The undersigned, Joseph Beyers and Wayne Sobon, do hereby certify that: 1. They are the President and Secretary, respectively, of Inventergy Global, Inc., a Delaware corporation (the ?Corporatio |
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| January 25, 2016 |
Exhibit 99.1 Inventergy Announces Private Placement of $2.5 Million Company Secures $2.5 million Through Sale of Series C Convertible Preferred Stock and Warrants CAMPBELL, CA?January 22, 2016 ?Inventergy Global, Inc., a Silicon Valley intellectual property company, (NASDAQ: INVT) (?Inventergy? or the ?Company?), today announced that it has entered into a definitive agreement with institutional in |
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| January 25, 2016 |
Exhibit 99.1 Inventergy Announces Private Placement of $2.5 Million Company Secures $2.5 million Through Sale of Series C Convertible Preferred Stock and Warrants CAMPBELL, CA—January 22, 2016 –Inventergy Global, Inc., a Silicon Valley intellectual property company, (NASDAQ: INVT) (“Inventergy” or the “Company”), today announced that it has entered into a definitive agreement with institutional in |
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| January 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2016 (January 21, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction o |
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| January 25, 2016 |
Exhibit 3.1 Inventergy global, inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES c CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 141 OF THE Delaware GENERAL CORPORATION LAW The undersigned, Joseph Beyers and Wayne Sobon, do hereby certify that: 1. They are the President and Secretary, respectively, of Inventergy Global, Inc., a Delaware corporation (the “Corporatio |
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| January 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2016 (January 21, 2016) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction o |
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| January 7, 2016 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2016 (December 31, 2015) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction o |
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| January 7, 2016 |
Exhibit 99.1 Inventergy Amends Patent Purchase Agreement and Reduces Liabilities by $17.3 Million Amended Agreement Significantly Strengthens Company?s Financial Position CAMPBELL, CA?January 7, 2016 ? Inventergy Global, Inc., a Silicon Valley intellectual property company, (NASDAQ: INVT) ("Inventergy" or the ?Company?) is pleased to report that it has reached an agreement with one of its patent p |
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| December 23, 2015 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2015 (December 22, 2015) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction |
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| December 23, 2015 |
Inventergy Regains Compliance with NASDAQ Minimum Bid Price Rule Exhibit 99.1 Inventergy Regains Compliance with NASDAQ Minimum Bid Price Rule CAMPBELL, CA?December 23, 2015 ? Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), a Silicon-Valley based intellectual property company, today announced that it has received a letter from the Listing Qualifications Department of The Nasdaq Stock Market notifying it that Inventergy has regained compliance with Listin |
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| December 7, 2015 |
Inventergy Global, Inc. Announces Reverse Stock Split Exhibit 99.1 Inventergy Global, Inc. Announces Reverse Stock Split CAMPBELL, CA?December 7, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy" or the ?Company?) today announced that it will effect a one-for-ten reverse stock split of its outstanding common stock effective at 8:00 am Eastern Time Tuesday, December 8, 2015 ("Effective Time"). The Company`s common stock will open for trading |
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| December 7, 2015 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INVENTERGY GLOBAL, INC. The undersigned, for the purposes of amending the Amended and Restated Certificate of Incorporation, as amended (the ?Certificate of Incorporation?) of Inventergy Global, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the General Corporatio |
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| December 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (C |
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| November 20, 2015 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2015 (November 16, 2015) Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction |
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| November 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-26399 Inventergy G |
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| November 2, 2015 |
Inventergy Global Inc. Announces Settlement of Patent Litigation with Genband US LLC Exhibit 99.1 Inventergy Global Inc. Announces Settlement of Patent Litigation with Genband US LLC CAMPBELL, CA?November 2, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy" or ?Company?), an intellectual property company, today announced that it entered into a settlement agreement with Genband US LLC, resolving the patent infringement litigation brought by Inventergy in the Eastern Distr |
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| November 2, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (C |
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| October 20, 2015 |
Exhibit 99.2 Inventergy Global, Inc. Granted Ten New Telecommunications Patents Company Expands Telecommunications Patent Coverage, Adding Patents in US, Europe and Asia CAMPBELL, CA – October 20, 2015 –Inventergy Global, Inc. (“Inventergy” or the “Company”) (NASDAQ: INVT), an intellectual property licensing company, announced today that it has been granted ten newly issued patents in the US, Euro |
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| October 20, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (C |
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| October 20, 2015 |
Exhibit 99.1 Inventergy Global, Inc. Cap Table - as of October 19, 2015 1 Preferred Stock Common Stock Outstanding and/or Issuable upon Conversion Common Stock N/A 42,220,861 Series A1/ A2/ B Preferred Stock 0 0 Subtotal 42,220,861 Warrants (no Anti - Dilution) Strike Prices: $2.66 to $0.46 1,795,447 Weighted Avg Strike Price $1.88 Subtotal 44,016,308 Stock Option Grants (Company Option Plan) 3,69 |
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| October 7, 2015 |
Exhibit 10.2 SERIES B EXCHANGE AGREEMENT This SERIES B EXCHANGE AGREEMENT (the “Agreement”), dated as of October 6, 2015, is made by and among Inventergy Global, Inc., a Delaware corporation (f/k/a eOn Communications Corporation, a Delaware corporation), with headquarters located at 900 E. Hamilton Avenue, Suite 180, Campbell, CA 95008 (the ”Company”), and the investor listed on the signature page |
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| October 7, 2015 |
SERIES A-1 AND A-2 EXCHANGE AGREEMENT Exhibit 10.1 SERIES A-1 AND A-2 EXCHANGE AGREEMENT This SERIES A-1 AND A-2 EXCHANGE AGREEMENT (the ?Agreement?), dated as of October 6, 2015, is made by and among Inventergy Global, Inc., a Delaware corporation (f/k/a eOn Communications Corporation, a Delaware corporation), with headquarters located at 900 E. Hamilton Avenue, Suite 180, Campbell, CA 95008 (the ?Company?), and the investor listed o |
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| October 7, 2015 |
Inventergy Announces Exchange of Preferred Stock into Common Stock Exhibit 99.1 Inventergy Announces Exchange of Preferred Stock into Common Stock CAMPBELL, CA—October 7, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced that it has concluded an agreement with holders of its preferred stock to exchange their Series A-1, Series A-2, and Series B Preferred Stock into shares of common stock of Inventergy. The agreement extinguishes legacy |
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| October 7, 2015 |
Inventergy Global 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Co |
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| September 22, 2015 |
Inventergy to Present at 2015 Aegis Growth Conference Exhibit 99.1 Inventergy to Present at 2015 Aegis Growth Conference CAMPBELL, CA—September 22, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced that it will be presenting at the 2015 Aegis Growth Conference to be held October 7-9, 2015 at the Encore at Wynn Las Vegas, Las Vegas. Event: 2015 Aegis Growth Conference Location: The Encore at Wynn Las Vegas Date: October 8, |
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| September 22, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 v4206818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter)+ Delaware 000-26399 62-1482176 (State or other jurisd |
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| September 10, 2015 |
Maximizing the Value of Your Intellectual Property September 2015 NASDAQ: INVT Exhibit 99.1 Maximizing the Value of Your Intellectual Property September 2015 NASDAQ: INVT LEGAL DISCLAIMER This presentation includes "forward - looking statements" intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. These statements relate to future events or to our future financial performance and involve known and unknown |
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| September 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter)+ Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) |
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| September 10, 2015 |
AMENDMENT No. 2 TO INVENTERGY GLOBAL, INC. 2014 STOCK PLAN Adopted on September 9, 2015 Exhibit 10.1 AMENDMENT No. 2 TO INVENTERGY GLOBAL, INC. 2014 STOCK PLAN Adopted on September 9, 2015 This Amendment No. 2 to Inventergy Global, Inc. 2014 Stock Plan, as amended (the Inventergy Global, Inc. 2014 Stock Plan, the ?Plan? and this Amendment No. 2, the ?Amendment?), is made effective as of September 9, 2015 by Inventergy Global, Inc. (the ?Company?). WITNESSETH: WHEREAS, the Board of Di |
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| August 7, 2015 |
Inventergy Announces Second Quarter Results Over $4 million in Revenue; First Profitable Quarter Exhibit 99.1 Inventergy Announces Second Quarter Results Over $4 million in Revenue; First Profitable Quarter CAMPBELL, CA—August 7, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced that revenues for the quarter ended June 30, 2015 were $4,183,891 compared to $47,044 in the comparable quarter of 2014, and that net income was $601,353 compared to a net loss of $3,932,31 |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-26399 Inventergy Global |
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| August 7, 2015 |
Inventergy Global 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Com |
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| July 31, 2015 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Solicitation Material Pursuant to Rule 14a-11(c) or rule 14a-12 Inventergy Global, Inc. |
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| July 28, 2015 |
Inventergy Issues Letter To Shareholders Exhibit 99.1 Inventergy Issues Letter To Shareholders Company States Strong Growth in Revenues and Estimates Profitability in Q2 2015 CAMPBELL, CA?July 28, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy") today announced it has issued a Letter to Shareholders, as a preface to its Annual Report for 2014. Dear Inventergy Global Shareholders: It has been nine months since I sent a general |
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| July 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Comm |
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| July 27, 2015 |
Letter to Shareholders July 27, 2015 Exhibit 99.1 Letter to Shareholders July 27, 2015 Dear Inventergy Global Shareholders: It has been nine months since I sent a general update to you, and I would like to share our recent developments and provide further insight on our strategy and prospects going forward. Prior Results: In Q1 of 2015, we completed our first licensing transaction. The deal was for a $2 million, 5-year license to our |
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| July 27, 2015 |
Inventergy Global 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Comm |
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| July 27, 2015 |
Letter to Shareholders July 27, 2015 Dear Inventergy Global Shareholders: It has been nine months since I sent a general update to you, and I would like to share our recent developments and provide further insight on our strategy and prospects going forward. |
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| July 8, 2015 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Solicitation Material Pursuant to Rule 14a-11(c) or rule 14a-12 Inventergy Global, Inc. |
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| July 1, 2015 |
Inventergy Global 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Comm |
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| July 1, 2015 |
Exhibit 99.1 Inventergy Strengthens Balance Sheet with Recent Transactions Company Receives Six Month Extension from NASDAQ to Regain Minimum Bid Price Compliance CAMPBELL, CA—July 1, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced that it has received notification from the NASDAQ Listing Qualifications Department ("NASDAQ") that it has been granted an additional 180 |
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| June 29, 2015 |
Inventergy Executes Its Second Intellectual Property Agreement in 2015 Exhibit 99.1 Inventergy Executes Its Second Intellectual Property Agreement in 2015 Company to Receive $4 Million From Sale of Two Patent Families CAMPBELL, CA - (Marketwired) - 06/25/15 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced that it has executed an agreement for the sale of two patent families for $4 million to an undisclosed third party with closing expected tod |
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| June 29, 2015 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Comm |
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| June 12, 2015 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Comm |
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| May 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-26399 Inventergy Globa |
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| May 15, 2015 |
Exhibit 10.1 FOIA CONFIDENTIAL TREATMENT REQUEST BY INVENTERGY GLOBAL, INC. IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176 Confidential treatment requested with respect to certain portions hereof denoted with “***” ***CONFIDENTIAL TREATMENT REQUESTED*** Note: Confidential treatment requested with respect to certain portions hereof denoted with “***” AMENDED AND RESTATED REVENUE SHARING AND NOTE PUR |
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| May 15, 2015 |
INVENTERGY GLOBAL, INC. AND INVENTERGY, INC. Exhibit 10.2 Senior Note N-2 Original Principal Amount: $1,199,500 Holder: DBD Credit Funding LLC THIS NOTE WAS ISSUED IN A PRIVATE PLACEMENT, WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED (I) IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT COVERING THE TRANSFER OR AN EXEMPTION FROM |
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| May 15, 2015 |
Inventergy Global, Inc. 2014 Stock Plan: Summary of Stock Grant (for Services) Exhibit 10.4 Inventergy Global, Inc. 2014 Stock Plan: Summary of Stock Grant (for Services) The Transferee is acquiring shares (the ?Transferred Shares?) of common stock of Inventergy Global, Inc. (the ?Company?) on the following terms: Name of Transferee: ?Name? Total Number of Transferred Shares: ?TotalShares? Date of Transfer: ?DateTransfer? Vesting Commencement Date: ?VestComDate? Vesting Sche |
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| May 15, 2015 |
Exhibit 4.1 NEITHER THESE SECURITIES NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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| May 15, 2015 |
Consulting Engagement Agreement Exhibit 10.3 Consulting Engagement Agreement This Consulting Engagement Agreement (the "Agreement") is made effective as of April 20, 2015 (the "Commencement Date") between The Brenner Group, Inc., a Delaware corporation, with its principal place of business located at 19200 Stevens Creek Blvd., Suite 200, Cupertino, CA 95014- 2530 ("Consultant") and Inventergy, Inc., a Delaware corporation, with |
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| April 30, 2015 |
Exhibit 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS: THAT I, John Niedermaier, do hereby appoint Matthew Bernstein, Esq. |
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| April 22, 2015 |
Inventergy Strengthens its Financial Management and Investor Relations (IR) Processes Exhibit 99.1 Inventergy Strengthens its Financial Management and Investor Relations (IR) Processes CAMPBELL, CA?April 22, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced that it has strengthened its financial management and investor relations processes, to improve operational effectiveness and reduce fixed operating costs. As part of these changes, John Niedermaier ha |
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| April 22, 2015 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Com |
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| April 9, 2015 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Comm |
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| April 7, 2015 |
INVT / Inventergy Global, Inc. / Honig Barry C - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) INVENTERGY GLOBAL, INC. |
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| April 2, 2015 |
INVENTERGY GLOBAL, INC. 4,673,914 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-199647 PRELIMINARY PROSPECTUS SUPPLEMENT (To Prospectus dated November 12, 2014) INVENTERGY GLOBAL, INC. 4,673,914 Shares of Common Stock We are offering 4,673,914 shares of our common stock to qualified institutional buyers and a limited number of institutional and accredited investors in this offering as described below. Our common stock is q |
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| April 1, 2015 |
COMMON STOCK PURCHASE WARRANT Inventergy global, inc. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| April 1, 2015 |
Inventergy Announces $2.15 Million Common Stock Financing to Accelerate Licensing Operations Exhibit 99.1 Inventergy Announces $2.15 Million Common Stock Financing to Accelerate Licensing Operations CAMPBELL, CA?April 01, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced that it has entered into definitive agreements with several institutional investors and accredited investors to purchase a total of $2.15 million of common stock of the Company, consisting of 4 |
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| April 1, 2015 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Com |
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| April 1, 2015 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of March 31, 2015, between Inventergy Global, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and conditions |
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| April 1, 2015 |
ADDENDUM A INDEMNIFICATION PROVISIONS Exhibit 1.1 March 31, 2015 Mr. Joseph W. Beyers Chairman and Chief Executive Officer Inventergy Global, Inc. 900 East Hamilton Avenue Suite 180 Campbell, California 95008 Dear Joe: This letter (the ?Agreement?) constitutes the agreement between Ladenburg Thalmann & Co., Inc. (?Ladenburg? or the ?Placement Agent?) and Inventergy Global, Inc. (the ?Company?), pursuant to which Ladenburg shall serve |
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| March 31, 2015 |
Exhibit 10.25 Inventergy, Inc. 19925 Stevens Creek Boulevard, Suite 100 Cupertino, CA 95014 May 13, 2014 (supercedes all prior offers) Stephen B. Huang 28538 Starboard Lane Hayward, CA 94545 Dear Stephen: Inventergy, Inc. (the ?Company?) is pleased to offer you employment on the following terms: 1. Position. Your initial title will be Chief Financial Officer (CFO), and you will report to Joe Beyer |
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| March 31, 2015 |
Subsidiaries of Inventergy Global, Inc. Exhibit 21.1 Subsidiaries of Inventergy Global, Inc. Inventergy, Inc., a Delaware corporation eOn Communications Systems, Inc., a Delaware corporation Inventergy Holding, LLC, a Delaware limited liability company |
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| March 31, 2015 |
Exhibit 10.23 Inventergy, Inc. 19925 Stevens Creek Boulevard, Suite 100 Cupertino, CA 95014 May 9, 2013 (Revised and supersedes prior offers) Wayne Sobon 4250 22nd Street San Francisco CA 94114 Dear Wayne: Inventergy, Inc. (the “Company”) is pleased to offer you employment on the following terms: 1. Position. Your initial title will be VP and General Counsel, and you will initially report to the C |
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| March 31, 2015 |
Exhibit 10.22 Inventergy, Inc. 19925 Stevens Creek Boulevard, Suite 100 Cupertino, CA 95014 May 9, 2013 (Revised and supersedes prior offers) Joseph W. Beyers 14771 Montalvo Road Saratoga, CA 95070 Dear Joe: Inventergy, Inc. (the ?Company?) is pleased to offer you employment on the following terms: 1. Position. Your initial title will be Chairman and Chief Executive Officer (CEO), and you will ini |
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| March 31, 2015 |
COMMON STOCK PURCHASE WARRANT inventergy global, inc. Exhibit 4.6 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| March 31, 2015 |
PLACEMENT AGENT WARRANT inventergy, inc. Exhibit 4.5 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| March 31, 2015 |
Inventergy Global, Inc. 2014 Stock Plan TABLE OF CONTENTS EX-10.12 4 v403841ex10-12.htm EXHIBIT 10.12 Exhibit 10.12 Inventergy Global, Inc. 2014 Stock Plan TABLE OF CONTENTS Page SECTION 1. ESTABLISHMENT AND PURPOSE 1 SECTION 2. ADMINISTRATION 1 (a) Committees of the Board of Directors 1 (b) Authority of the Board of Directors 1 SECTION 3. ELIGIBILITY 1 (a) General Rule 1 (b) Ten-Percent Stockholders 2 SECTION 4. STOCK SUBJECT TO PLAN 2 (a) Basic Limitat |
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| March 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2014 or ? TRANSACTION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to COMMISSION FILE NUMBER: 000-26399 INVENTERGY GLOBAL, |
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| March 31, 2015 |
Exhibit 10.24 Inventergy, Inc. 19925 Stevens Creek Boulevard, Suite 100 Cupertino, CA 95014 May 9, 2013 (Revised and supersedes prior offers) Jon Rortveit 225 South 15th Street San Jose CA 95112 Dear Jon: Inventergy, Inc. (the “Company”) is pleased to offer you employment on the following terms: 1. Position. Your initial title will be VP, Acquisition & IP Licensing, and you will initially report t |
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| March 27, 2015 |
Inventergy Global 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Com |
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| March 27, 2015 |
Inventergy Announces CEO & Chairman Joe Beyers to Present at IPBC Global 2015, San Francisco Exhibit 99.1 Inventergy Announces CEO & Chairman Joe Beyers to Present at IPBC Global 2015, San Francisco CAMPBELL, CA—March 27, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced that its CEO, Chairman and Founder, Joe Beyers will be presenting Tuesday June 16th at the IPBC Global 2015, presented by Intellectual Asset Magazine (see http://www.ipbusinesscongress.com/2015 |
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| March 17, 2015 |
Inventergy Global 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Com |
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| March 17, 2015 |
Exhibit 99.1 Inventergy Announces Operational Restructuring of its Product Businesses Designed to Improve Margins, Cash Flow and Earnings Growth - Product Subsidiary anticipated to be Profitable and Cash Positive in Q2 2015 CAMPBELL, CA—March 17, 2015 - Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced operational restructuring and process improvements for the product-based bu |
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| March 11, 2015 |
Maximizing the Value of your Intellectual Property March 11, 2015 NASDAQ: INVT Exhibit 99.1 Maximizing the Value of your Intellectual Property March 11, 2015 NASDAQ: INVT LEGAL DISCLAIMER This presentation includes "forward - looking statements" intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. These statements relate to future events or to our future financial performance and involved known and unknow |
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| March 11, 2015 |
Inventergy Global FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (Com |
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| February 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) ( |
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| February 27, 2015 |
Exhibit 99.1 Inventergy Enhances Relationship with Fortress Investment Group; Secures up to $3M in License Payment Advances CAMPBELL, CA - February 27, 2015- Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), a Silicon Valley based Intellectual Property (IP) licensing company, today announced that it has further enhanced its financing relationship with Fortress Investment Group, LLC (“Fortress |
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| February 13, 2015 |
INVT / Inventergy Global, Inc. / Honig Barry C - SCHEDULE 13G/A Passive Investment SC 13G/A 1 honigsc13gdec312014.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) INVENTERGY GLOBAL, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 461 |
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| February 12, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2015 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) ( |
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| February 12, 2015 |
Inventergy Announces Closure of a $2 Million License deal Exhibit 99.1 Inventergy Announces Closure of a $2 Million License deal CAMPBELL, CA - February 12, 2015- Inventergy Global, Inc. (NASDAQ: INVT) ("Inventergy"), today announced that it has entered into a five year $2 million patent license agreement with a mid-tier telecommunications technology company providing IP Multimedia Subsystems (IMS) solutions. "Inventergy is extremely pleased to announce |
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| January 7, 2015 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Joseph W. |
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| January 7, 2015 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Joseph W. |
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| January 6, 2015 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2014 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) ( |
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| November 13, 2014 |
Exhibit 10.4 Patent Security Agreement Patent Security Agreement, dated as of October 1, 2014, by INVENTERGY GLOBAL, INC., a Delaware corporation, INVERTERGY, INC., a Delaware corporation (collectively, the ?Pledgor?), in favor of DBD CREDIT FUNDING LLC, in its capacity as collateral agent pursuant to the Revenue Sharing and Note Purchase Agreement (as amended, restated, supplemented or otherwise |
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| November 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-26399 Inventergy G |
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| November 13, 2014 |
FOIA CONFIDENTIAL TREATMENT REQUEST BY INVENTERGY GLOBAL, INC. IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176 Confidential treatment requested with respect to certain portions hereof denoted with ?***? Exhibit 10.1 ***CONFIDENTIAL TREATMENT REQUESTED*** Note: Confidential treatment requested with respect to certain portions hereof denoted with ?***? REVENUE SHARING AND NOTE PURCHASE AGREEMENT (INVE |
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| November 13, 2014 |
INVENTERGY GLOBAL, INC. AND INVENTERGY, INC. Exhibit 10.2 Senior Note N-1 Original Principal Amount: $11,000,000 Holder: DBD Credit Funding LLC THIS NOTE WAS ISSUED IN A PRIVATE PLACEMENT, WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED (I) IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT COVERING THE TRANSFER OR AN EXEMPTION FRO |
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| November 13, 2014 |
Exhibit 10.6 Subscription AGREEMENT This Subscription Agreement (this ?Agreement?) is dated as of October 1, 2014, between Inventergy Global, Inc., a Delaware corporation (the ?Company?), and CF DB EZ LLC a Delaware limited liability company (?Purchaser?). WHEREAS, subject to the terms and conditions set forth in this Agreement, the Company desires to issue and sell to each Purchaser, and each Pur |
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| November 13, 2014 |
Exhibit 10.3 PATENT LICENSE AGREEMENT THIS PATENT LICENSE AGREEMENT (the “Agreement”) is made and entered into on October 1, 2014 by and among: Inventergy Global, Inc., a Delaware corporation having its principal place of business located at 900 E. Hamilton Avenue, Suite 180, Campbell, CA 95008; Inventergy, Inc., a Delaware corporation having its principal place of business located at 900 E. Hamil |
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| November 13, 2014 |
Exhibit 10.5 SECURITY AGREEMENT SECURITY AGREEMENT, dated as of October 1, 2014 (this ?Agreement?), by and among Inventergy Global, Inc., a Delaware corporation, Inventergy, Inc., a Delaware corporation (collectively, ?Grantor?), and DBD Credit Funding LLC, as collateral agent for the Secured Parties (as defined in the Revenue Sharing and Note Purchase Agreement, as defined below) (in such capacit |
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| November 12, 2014 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-199647 Prospectus $30,000,000 COMMON STOCK PREFERRED STOCK PURCHASE CONTRACTS WARRANTS SUBSCRIPTION RIGHTS DEPOSITARY SHARES DEBT SECURITIES UNITS We may offer and sell from time to time, in one or more series, any one of the following securities of our company, for total gross proceeds of up to $30,000,000: · common stock; · preferred stock; · |
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| October 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2014 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (C |
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| October 28, 2014 |
INVT / Inventergy Global, Inc. S-3 - - FORM S-3 S-3 1 v392239s3.htm FORM S-3 As filed with the Securities and Exchange Commission on October 28, 2014 Registration No. 333-[●] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INVENTERGY GLOBAL, INC. (Exact name of registrant as specified in its charter) Delaware 62-1482176 (State or other jurisdiction of (I.R. |
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| October 28, 2014 |
INVENTERGY GLOBAL, INC., as [ ], as INDENTURE TRUSTEE Dated as of [ ] TABLE OF CONTENTS Exhibit 4.8 INVENTERGY GLOBAL, INC., as ISSUER and [ ], as INDENTURE TRUSTEE INDENTURE Dated as of [ ] TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions 1 Section 1.02 Other Definitions 3 Section 1.03 Incorporation by Reference of Trust Indenture Act 4 Section 1.04 Rules of Construction 4 ARTICLE II THE SECURITIES 4 Section 2.01 Issuable in Seri |
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| October 24, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2014 Inventergy Global, Inc. (Exact name of registrant as specified in its charter) Delaware 000-26399 62-1482176 (State or other jurisdiction of incorporation) (C |
