Statistiche di base
| LEI | CC3ZPVRUVFT7LNKH2Y90 |
| CIK | 1394954 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to GT Advanced Technologies Inc
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| March 21, 2016 |
GT Advanced Technologies 15-15D 15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-142383 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant a |
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| March 14, 2016 |
exhibit991confirmationor IN THE UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE - In re: GT ADVANCED TECHNOLOGIES INC. |
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| March 14, 2016 |
exhibit992jointplanofreo UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE - In re: GT ADVANCED TECHNOLOGIES INC. |
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| March 14, 2016 |
Financial Statements and Exhibits, Bankruptcy or Receivership 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 8, 2016 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Co |
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| March 4, 2016 |
exhibit991januarymor UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC. |
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| March 4, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 29, 2016 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| February 17, 2016 |
exhibit101fourthamendmen Execution Version 111132808 v10 AMENDMENT NO. 4 TO SENIOR SECURED SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT This AMENDMENT NO. 4, dated as of February 11, 2016 (this "Amendment"), to the Senior Secured Superpriority Debtor-in-Possession Credit Agreement, dated as of July 27, 2015, among (a) GT Advanced Technologies Inc., a Delaware corporation, as a debtor and de |
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| February 17, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 11, 2016 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| February 5, 2016 |
exhibit991decembermor UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC. |
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| February 5, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 1, 2016 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| February 1, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 26, 2016 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| February 1, 2016 |
exhibit991amendeddisclos EXHIBIT 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE - In re: GT ADVANCED TECHNOLOGIES INC., et al., Debtors.1 - x : : : : : : : x Chapter 11 Case No. 14-11916-HJB Jointly Administered AMENDED DISCLOSURE STATEMENT FOR DEBTORS? AMENDED JOINT PLAN OF REORGANIZATION UNDER CHAPTER 11 OF THE BANKRUPTCY CODE, DATED JANUARY 27, 2016 THIS IS NOT A SOLICITATION OF |
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| February 1, 2016 |
exhibit101thirdamendment Execution Version 111132808 v10 AMENDMENT NO. 3 TO SENIOR SECURED SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT This AMENDMENT NO. 3, dated as of January 26, 2016 (this "Amendment"), to the Senior Secured Superpriority Debtor-in-Possession Credit Agreement, dated as of July 27, 2015, among (a) GT Advanced Technologies Inc., a Delaware corporation, as a debtor and deb |
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| February 1, 2016 |
exhibit992jointplanofreo EXHIBIT 99.2 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE - In re: GT ADVANCED TECHNOLOGIES INC., et al., Debtors.1 - x : : : : : : : x Chapter 11 Case No. 14-11916-HJB Jointly Administered DEBTORS? AMENDED JOINT PLAN OF REORGANIZATION UNDER CHAPTER 11 OF THE BANKRUPTCY CODE, DATED JANUARY 27, 2016 PAUL HASTINGS LLP Luc A. Despins, Esq. James T. Grogan, Esq. G. |
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| January 7, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported):December 30, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| January 7, 2016 |
exhibit991novembermor UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC. |
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| December 28, 2015 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 21, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| December 28, 2015 |
exhibit991gtatdisclosure UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE - In re: GT ADVANCED TECHNOLOGIES INC. |
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| December 11, 2015 |
exhibit101amendment21210 111132808 v10 AMENDMENT NO. 2 TO SENIOR SECURED SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT This AMENDMENT NO. 2, dated as of December 10, 2015 (this "Amendment"), to the Senior Secured Superpriority Debtor-in-Possession Credit Agreement, dated as of July 27, 2015, among (a) GT Advanced Technologies Inc., a Delaware corporation, as a debtor and debtor-in- possessio |
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| December 11, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 7, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| December 7, 2015 |
exhibit997waareeussummar Waaree Corporation - Independent Contractor Agreeement 3/24/2015 ?2015 GTAT Corporation. |
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| December 7, 2015 |
exhibit995octbp EXHIBIT 99.5 |
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| December 7, 2015 |
exhibit996projectgemston GT EXCLUSIVE INFORMATION ? NOT FOR DISTRIBUTION TO APPLE INC. |
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| December 7, 2015 |
exhibit994mesaassets |
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| December 7, 2015 |
exhibit991cashexpense Exhibit 99.1 GT ADVANCED TECHNOLOGIES INC. Cash Expense Reductions ($ in millions, excluding Merlin) 2015 Expenses Prior to Actions [1] $63.2 Headcount Related ASF headcount (R&D, SG&A) (4.5) Corporate headcount [2] (3.2) Supply Chain headcount (2.5) Poly/PV headcount (2.3) Asia headcount (G&A support in HK, Taiwan, Shanghai) (1.2) Business Unit Rationalization Hyperion busin |
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| December 7, 2015 |
exhibit993excerptsofinte DATED AS OF AUGUST 10, 2015 1 SUMMARY CONCLUSIONS WITH RESPECT TO CERTAIN INTER-DEBTOR MATTERS THE CONCLUSIONS AND POSITIONS REFLECTED HEREIN ARE NOT AND SHOULD NOT BE READ AS BEING AN ABSOLUTE STATEMENT OF THE LAW ON THE ISSUES DESCRIBED. |
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| December 7, 2015 |
exhibit998asfthroughput Target Plan as of Aug 18, 2014* 3 Merrimack Mesa Aug 2014 (Actual)** 165 kg @23 days, mm/boule 1,492 1,438 mm/day 65 63 242 kg @32 days, mm/boule 423 546 mm/day 13 17 Oct 2014 (Target) 165 kg @20-21 days, mm/boule 2,000 mm/day 95-100 Sep 2015 (Target) 242 or 262 kg @27 days, mm/boule 3,300 mm/day 122 *As provided in bankruptcy court document #714-2 **Based on less than 20 boules from Mesa and less than 30 boules from Merrimack ?2015 GTAT Corp. |
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| December 7, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 7, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| December 7, 2015 |
exhibit992septemberbusin EXHIBIT 99.2 |
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| December 4, 2015 |
exhibit102firstamendment EXECUTION COPY FIRST AMENDMENT AND LIMITED WAIVER TO INTERCOMPANY SETTLEMENT AGREEMENT This First Amendment and Limited Waiver (the ?First Amendment?), dated as of December 2, 2015, to the Intercompany Settlement Agreement, dated as of July 20, 2015 (the ?Intercompany Settlement Agreement?), is entered into by and among GT Advanced Technologies Limited (?GT Hong Kong?), a Hong Kong limited liability company, GTAT Corporation (?GTAT Corp. |
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| December 4, 2015 |
exhibit991octobermor EXHIBIT 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC., et. al., : Case No. 14-11916 (HJB) : : Jointly Administered X DEBTORS' ADDRESS: 243 Daniel Webster Highway Merrimack, NH 03054 DEBTORS' ATTORNEYS: PAUL HASTINGS LLP Park Avenue Tower 75 East 55th Street, First Floor New York, New York 10022 Telephone: (2 |
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| December 4, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 28, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| December 4, 2015 |
exhibit101commitmentlett November 28, 2015 Dave W. Keck President and Chief Executive Officer GT Advanced Technologies, Inc. 243 Daniel Webster Highway Merrimack, NH 03054 Re: Financing Support Commitment Dear Mr. Keck: GT Advanced Technologies Inc. (?GT Inc?) and its affiliated debtors1 (collectively, the ?Debtors?) have advised the undersigned financing support parties (the ?Financing Support Pa |
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| December 2, 2015 |
exhibit102firstamendment EXHIBIT 10.2 111132808 v10 AMENDMENT NO. 1 TO SENIOR SECURED SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT This AMENDMENT NO. 1, dated as of December 1, 2015 (this "Amendment"), to the Senior Secured Superpriority Debtor-in-Possession Credit Agreement, dated as of July 27, 2015, among (a) GT Advanced Technologies Inc., a Delaware corporation, as a debtor and debtor-i |
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| December 2, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 26, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| December 2, 2015 |
exhibit101amendedapplese EXHIBIT 10.1 EXECUTION COPY IN RE GT ADVANCED TECHNOLOGIES INC. ET AL. (the ?Company? or the ?Debtors?) AMENDED TERMS OF RESOLUTION OF APPLE CLAIMS AND MESA LEASE ISSUES November 26, 2015 INTRODUCTION This amended agreement (the ?Amended Agreement?) among the Debtor signatories hereto and Apple Inc. and certain of its affiliates (collectively, ?Apple?) supersedes the Terms |
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| November 13, 2015 |
GT Advanced Technologies Announces Mesa ASF Furnaces to be Auctioned GT Advanced Technologies Announces Mesa ASF Furnaces to be Auctioned EXHIBIT 99.1 GT Advanced Technologies Announces Mesa ASF Furnaces to be Auctioned MERRIMACK, N.H., Nov. 13, 2015 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc. (OTC:GTATQ), today announced that, on November 22-23, 2015, it will conduct an auction of certain of its ASF sapphire growth furnaces currently located in Mesa, Arizona, |
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| November 13, 2015 |
Financial Statements and Exhibits, Other Events Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2015 GT Advanced Technologies Inc. (Exact name of registrant as specified in its charter) Delaware 001-34133 03-0606749 (State or other jurisdiction of inc |
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| November 9, 2015 |
exhibit101gtatapplesettl EXHIBIT 10.1 EXECUTION COPY IN RE GT ADVANCED TECHNOLOGIES INC. ET AL. (the ?Company? or the ?Debtors?) TERMS OF RESOLUTION OF APPLE CLAIMS AND MESA LEASE ISSUES November 2, 2015 INTRODUCTION This agreement (the ?Agreement?) among the Debtor signatories hereto and Apple Inc. and certain of its affiliates (collectively, ?Apple?) supersedes the Amended and Restated Adequate |
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| November 9, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 2, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 |
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| November 4, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 gtat8-kxnovember2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 29, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incor |
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| November 4, 2015 |
gtatseptembermor EXHIBIT 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC., et. al., : Case No. 14-11916 (HJB) : : Jointly Administered X DEBTORS' ADDRESS: 243 Daniel Webster Highway Merrimack, NH 03054 DEBTORS' ATTORNEYS: PAUL HASTINGS LLP Park Avenue Tower 75 East 55th Street, First Floor New York, New York 10022 Telephone: (212) |
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| October 6, 2015 |
exhibit991augustmor EXHIBIT 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC., et. al., : Case No. 14-11916 (HJB) : Debtors [1] : Jointly Administered X DEBTORS' ADDRESS: 243 Daniel Webster Highway Merrimack, NH 03054 DEBTORS' ATTORNEYS: PAUL HASTINGS LLP Park Avenue Tower 75 East 55th Street, First Floor New York, New York 10022 Te |
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| October 6, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 30, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (C |
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| September 4, 2015 |
gtatmor8312015 EXHIBIT 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC., et. al., : Case No. 14-11916 (HJB) : Debtors [1] : Jointly Administered X DEBTORS' ADDRESS: 243 Daniel Webster Highway Merrimack, NH 03054 DEBTORS' ATTORNEYS: PAUL HASTINGS LLP Park Avenue Tower 75 East 55th Street, First Floor New York, New York 10022 Telepho |
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| September 4, 2015 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 31, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 ( |
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| August 10, 2015 |
EX-99.1 2 exhibit991pressrelease81.htm EXHIBIT 99.1 EXHIBIT 99.1 GT Advanced Technologies Appoints David Keck as CEO; Current CEO Tom Gutierrez Retires MERRIMACK, N.H., August 10, 2015—GT Advanced Technologies Inc. (OTC:GTATQ), today announced that Tom Gutierrez is retiring from the company and has resigned as Chief Executive Officer and as a director. The Board of Directors has appointed David Ke |
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| August 10, 2015 |
GTAT8-K-8-10-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 7, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 |
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| August 6, 2015 |
Financial Statements and Exhibits, Other Events GTAT8-K-August62015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 6, 2015 |
exhibit991mor07312015 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC., et. al., : Case No. 14-11916 (HJB) : Debtors [1] : Jointly Administered X DEBTORS' ADDRESS: 243 Daniel Webster Highway Merrimack, NH 03054 DEBTORS' ATTORNEYS: PAUL HASTINGS LLP Park Avenue Tower 75 East 55th Street, First Floor New York, New York 10022 |
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| July 31, 2015 |
EX-10.3 4 ex103gtatprioritynote.htm EXHIBIT 10.3 EXECUTION VERSION PRIORITY NOTE $22,500,000.00 July 20, 2015 For value received, GT Advanced Technologies Limited (“GT Hong Kong” or “Maker”), a Hong Kong limited liability company, hereby promises to pay to GTAT Corporation, a Delaware corporation (“GTAT Corp.” and, together with any transferee permitted under the terms hereof, “Holder”), no event |
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| July 31, 2015 |
ex102gtatintercompanyset EXECUTION VERSION INTERCOMPANY SETTLEMENT AGREEMENT This Intercompany Settlement Agreement (the “Intercompany Settlement Agreement”), dated as of July 20, 2015, is entered into by and among GT Advanced Technologies Limited (“GT Hong Kong”), a Hong Kong limited liability company, GTAT Corporation (“GTAT Corp. |
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| July 31, 2015 |
EXECUTION VERSION CONTINGENT NOTE $130,000,000.00 July 20, 2015 For value received, GT Advanced Technologies Limited (?GT Hong Kong? or ?Maker?), a Hong limited liability company, hereby promises to pay to GTAT Corporation, a Delaware corporation (?GTAT Corp.? and, together with any transferee permitted under the terms hereof, ?Holder?), the principal amount of $130,00,000.00, together with intere |
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| July 31, 2015 |
EXECUTION VERSION FIRST AMENDMENT TO COST SHARING AGREEMENT This First Amendment (the ?First Amendment?), dated as of July 20, 2015, to the Agreement for Sharing Development Costs, effective as of April 1, 2011 (the ?Cost Sharing Agreement?), is entered into by and between GTAT Corporation (f/k/a GT Solar Incorporated) (?Party 1?), a Delaware corporation, and GT Advanced Technologies Limited (f/k/a GT Solar Hong Kong, Limited) (?Party 2? and, together with Party 1, the ?Parties?), a limited liability company organized and existing under the laws of Hong Kong. |
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| July 31, 2015 |
EXECUTION VERSION DATED JULY 20, 2015 GT ADVANCED TECHNOLOGIES LIMITED AS COMPANY GTAT CORPORATION AS PRIORITY CHARGEE GTAT CORPORATION AS CONTINGENT CHARGEE AND GTAT CORPORATION AND GTAT ADVANCED EQUIPMENT HOLDING LLC AS INTERCOMPANY SALES CHARGEES DEBENTURE CONTENTS Clause Page 1. |
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| July 31, 2015 |
EX-10.9 10 ex109gtatsecondamendment.htm EXHIBIT 10.9 EXECUTION VERSION SECOND AMENDMENT TO POLY/DSS LICENSE AGREEMENT This Second Amendment (the “Second Amendment”), dated as of July 20, 2015, to the License Agreement, effective as of July 5, 2010 (as modified by that certain Amendment No. 1 to License Agreement, effective as of April 3, 2011, and as further modified by that certain Polysilicon Tr |
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| July 31, 2015 |
Exhibit 10.5 THIS EXHIBIT HAS BEEN REDACTED AND IS THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST. REDACTED MATERIAL IS MARKED WITH [* * *] AND HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. INTERCOMPANY SALES AGREEMENT This Intercompany Sales Agreement (the ?Intercompany Sales Agreement?), dated as of July 20, 2015, is entered into by and among GT Advanced Technologies Li |
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| July 31, 2015 |
EX-10.11 12 ex1011gtatfirstamendment.htm EXHIBIT 10.11 EXECUTION VERSION FIRST AMENDMENT TO MANAGEMENT AND ADMINISTRATIVE SERVICES AGREEMENT (EFFECTIVE AS OF APRIL 3, 2011) This First Amendment (the “First Amendment”), dated as of July 20, 2015, to the Management and Administrative Services Agreement, effective as of April 3, 2011 (the “2011 Services Agreement”), is entered into by and between GTA |
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| July 31, 2015 |
EX-10.7 8 ex107gtatfirstamendmentt.htm EXHIBIT 10.7 EXECUTION VERSION FIRST AMENDMENT TO ASF LICENSE AGREEMENT This First Amendment (the “First Amendment”), dated as of July 20, 2015, to the License Agreement, effective as of April 1, 2011 (as modified by that certain Sapphire Transfer Pricing Analysis and Report for Fiscal Year Ended March 31, 2012, issued January 21, 2013, the “ASF License Agree |
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| July 31, 2015 |
EXECUTION VERSION FIRST AMENDMENT TO MANAGEMENT AND ADMINISTRATIVE SERVICES AGREEMENT (EFFECTIVE AS OF JULY 5, 2010) This First Amendment (the ?First Amendment?), dated as of July 20, 2015, to the Management and Administrative Services Agreement, effective as of July 5, 2010 (the ?2010 Services Agreement?), is entered into by and between GTAT Corporation (f/k/a GT Solar Incorporated) (?Provider?), a Delaware corporation, and GT Advanced Technologies Limited (f/k/a GT Solar Hong Kong, Limited) (?Recipient? and, together with Provider, the ?Parties?), a limited liability company organized and existing under the laws of Hong Kong. |
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| July 31, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 gtat8-kx7x31x2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 27, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| July 31, 2015 |
ex101gtatdipcreditagreem EXECUTION VERSION 110446369 v18 4921929722 SENIOR SECURED SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT Dated as of July 27, 2015 among GT ADVANCED TECHNOLOGIES INC. |
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| July 24, 2015 |
Entry into a Material Definitive Agreement GTAT8-K-7-24-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 20, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 |
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| July 10, 2015 |
exhibit991pressreleaseju Exhibit 99.1 July 9, 2015 GT Advanced Technologies Commences Solicitations for Bids Pursuant to DIP Loan Facility MERRIMACK, N.H., July 9, 2015 (GLOBE NEWSWIRE) ? GT Advanced Technologies Inc. (OTC:GTATQ) (the ?Company?) today announced the commencement of a process to solicit participation in a proposed debtor-in-possession term loan facility (the ?DIP Loan Facility?) by |
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| July 10, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 gtat-8xkx7x9x2015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 9, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporatio |
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| July 7, 2015 |
exhibit994maymorfinal Page 1 of 1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC. |
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| July 7, 2015 |
exhibit991gtatconsolidat 563833 Further Diligence Request for DIP Process ? June 2015 1. |
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| July 7, 2015 |
exhibit992gtatassessment Assessment of the Mesa Fire June 29, 2015 GTAT Corporation Copyright 2015. |
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| July 7, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 gtat-cleansing8xkxjuly72015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 30, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of i |
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| July 7, 2015 |
exhibit993noteholderamen July 2, 2015 GT Advanced Technologies, Inc. 243 Daniel Webster Highway Merrimack, New Hampshire 03054 Attention: Kanwardev R. Bal, Chief Financial Officer $95,000,000 Debtor-in-Possession Term Loan Facility Second Amended and Restated Commitment Letter Ladies and Gentlemen: This second amended and restated commitment letter (including the Term Sheet (as defined below) and |
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| June 5, 2015 |
exhibit991mor Page 1 of 19 EXHIBIT 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC., et. al., : Case No. 14-11916 (HJB) : Debtors [1] : Jointly Administered X DEBTORS' ADDRESS: 243 Daniel Webster Highway Merrimack, NH 03054 DEBTORS' ATTORNEYS: PAUL HASTINGS LLP Park Avenue Tower 75 East 55th Street, First Floor New York, New York 1 |
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| June 5, 2015 |
Financial Statements and Exhibits, Other Events GTAT8-K-June52015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 1, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 0 |
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| June 3, 2015 |
Financial Statements and Exhibits, Other Events 201506038-KSolicitationExtension UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 3, 2015 |
exhibit991pressrelease06 Exhibit 99.1 GT Advanced Technologies Extends Solicitation Period in Connection with DIP Loan Facility MERRIMACK, N.H., June 3, 2015 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc. (OTC:GTATQ) (the "Company") today announced the fourth extension of the solicitation period in connection with its previously announced proposed debtor-in-possession term loan facility (the ?DI |
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| June 2, 2015 |
Financial Statements and Exhibits GTAT8KA-6-1-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 1, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpo |
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| June 2, 2015 |
exhibit99206022015 Key parameters ($ in millions) Pre-petition Post-petition Total past due (as of June 30, 2015) Future (average per quarter from Q3'15 - Q4'17) Notes Cost sharing arrangement CSA 118. |
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| June 1, 2015 |
exhibit99406012015 AGSHF DRAFT 5/22/15 Privileged & Confidential Subject to FRE 408 IN RE GT ADVANCED TECHNOLOGIES, INC. |
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| June 1, 2015 |
exhibit99606012015 GT Advanced Technologies Provides Update on Recent Fire at Former Sapphire Manufacturing Plant in Mesa, Arizona MERRIMACK, N. |
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| June 1, 2015 |
exhibit99306012015 PAUL HASTINGS DISCUSSION DRAFT DATED 05/20/2015 CONFIDENTIAL; SUBJECT TO FRE 408 IN RE GT ADVANCED TECHNOLOGIES, INC. |
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| June 1, 2015 |
exhibit99506012015 1 Winter, Robert E. From: Metzger, Laura Sent: Wednesday, May 27, 2015 12:03 PM To: Subject: GTAT- Intercompany Counterproposal Subject to FRE 408 In follow up to yesterday?s meeting, below please find Citi?s response to the DIP Lender?s counterproposal. Please note that this proposal remains subject to tax review. Please forward to clients as appropriate. Initial Payment ? $10 |
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| June 1, 2015 |
exhibit99206012015 Key parameters ($ in millions) Pre-petition Post-petition Total past due (as of June 30, 2015) Future (average per quarter from Q3'15 - Q4'17) Notes Cost sharing arrangement CSA 118. |
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| June 1, 2015 |
exhibit99106012015 www.paulhastings.com ?2015 Paul Hastings LLP Confidential; Do not redistribute DISCUSSION DRAFT Table of Contents Executive Summary 1 Background Governing Documents 2 Development of Sapphire Technology 12 Legal Framework 17 Specific Conflicts and Issues 25 Legal Options Considered 29 Proposed Path Forward 45 Exhibits Tab License Agreement A Cost Sharing Agreement B Management Se |
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| June 1, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 gtat8-kxjune12015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 1, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporatio |
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| May 13, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 gtat8-kxmay132015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 13, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporatio |
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| May 13, 2015 |
exhibit991may132015 Exhibit 99.1 GT Advanced Technologies Extends Solicitation Period in Connection with DIP Loan Facility MERRIMACK, N.H., May 13, 2015 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc. (OTC:GTATQ) (the "Company") today announced the third extension of the solicitation period in connection with its previously announced proposed debtor-in-possession term loan facility (the ?DIP Loan |
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| May 6, 2015 |
marchmoramended Page 1 of 19 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC. |
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| May 6, 2015 |
Financial Statements and Exhibits, Other Events GTAT8-K-May62015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 30, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 |
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| April 30, 2015 |
exhibit99104302015 GT Advanced Technologies Extends Solicitation Period in Connection with DIP Loan Facility MERRIMACK, N. |
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| April 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Commi |
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| April 30, 2015 |
exhibit10104302015 April 29, 2015 GT Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack, New Hampshire 03054 Attention: Kanwardev R. Bal, Chief Financial Officer $95,000,000 Debtor-in-Possession Term Loan Facility Second Amendment to Amended and Restated Commitment Letter Ladies and Gentlemen: This Second Amendment to Amended and Restated Commitment Letter (the ?Second Amendment?) ame |
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| April 27, 2015 |
gtatmeyerburgersettlemen EXHIBIT 10.1 EXECUTION COPY 1 SETTLEMENT AGREEMENT This Settlement Agreement (this ?Settlement Agreement?), is made and entered as of April 21, 2015, by and among (i) Meyer Burger AG, a corporation organized under the laws of Switzerland, having its principal place of business at Schorenstrasse 39 3645 Gwatt (Thun), Switzerland (?MB AG?), Diamond Materials Tech, Inc., a De |
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| April 27, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits GTAT8-K-4-27-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 21, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 |
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| April 3, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 30, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Commi |
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| April 3, 2015 |
exhibit991pressrelease04 Exhibit 99.1 April 3, 2015 GT Advanced Technologies Commences Solicitations for Bids Pursuant to DIP Loan Facility MERRIMACK, N.H., April 3, 2015 (GLOBE NEWSWIRE) ? GT Advanced Technologies Inc. (OTC:GTATQ) (the ?Company?) today announced the commencement of a process to solicit participation in a proposed debtor-in-possession term loan facility (the ?DIP Loan Facility?) b |
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| April 3, 2015 |
exhibit992february2015mo Page 1 of 18 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE X In re: : Chapter 11 : GT ADVANCED TECHNOLOGIES INC. |
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| March 26, 2015 |
exhibit101 108645358 v30 March 17, 2015 GT Advanced Technologies, Inc. 243 Daniel Webster Highway Merrimack, New Hampshire 03054 Attention: Kanwardev R. Bal, Chief Financial Officer $95,000,000 Debtor-in-Possession Term Loan Facility Amended and Restated Commitment Letter Ladies and Gentlemen: This amended and restated commitment letter (including the Term Sheet (as defined below) and the other at |
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| March 26, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits GTAT8K03262015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 20, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03 |
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| March 5, 2015 |
gtatjanuarymor |
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| March 5, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 gta8-kxmarch52015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 28, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpo |
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| March 3, 2015 |
cleansingmaterialsmarch3 Disclaimer: The financial information contained herein is limited in scope and covers a limited time period. |
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| March 3, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 27, 2015 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Co |
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| February 11, 2015 |
GTATQ / GT Advanced Technologies, Inc. / VANGUARD GROUP INC Passive Investment gtadvancedtechnologiesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: GT Advanced Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 36191U106 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check t |
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| February 6, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 2, 2014 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Com |
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| February 6, 2015 |
UNITED STATES BANKRUPTCY COURT Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE In re: Chapter 11 GT ADVANCED TECHNOLOGIES., et. al., Case No. 14-11916 (HJB) Debtors [1] Jointly Administered Amended Monthly Operating Report For the Period of November 30, 2014 to December 31, 2014 [2] DEBTORS' ADDRESS: 243 Daniel Webster Highway Merrimack, NH 03054 DEBTORS' ATTORNEYS: PAUL HASTINGS LLP Park Avenue Tower 75 E |
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| January 7, 2015 |
UNITED STATES BANKRUPTCY COURT EX-99.1 2 exhibit991january72015.htm EXHIBIT Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE In re: Chapter 11 GT ADVANCED TECHNOLOGIES., et. al., Case No. 14-11916 (HJB) Debtors [1] Jointly Administered Monthly Operating Report For the Period of November 2, 2014 to November 29, 2014 [2] DEBTORS' ADDRESS: 243 Daniel Webster Highway Merrimack, NH 03054 DEBTORS' ATTORNEYS: PAUL |
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| January 7, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 31, 2014 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Co |
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| January 5, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2014 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Co |
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| January 5, 2015 |
EXHIBIT 10.1 WAREHOUSE LEASE AGREEMENT This Warehouse Lease Agreement (this “Lease”) is entered into by Platypus Development LLC, a Delaware limited liability company (“Landlord”) and GTAT Corporation, a Delaware corporation (“Tenant”), effective as of December 15, 2014 (the “Effective Date”). Any capitalized terms used in this Lease shall have the meanings assigned to them in the Glossary attache |
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| January 5, 2015 |
AMENDED AND RESTATED FACILITY LEASE AGREEMENT EXHIBIT 10.2 AMENDED AND RESTATED FACILITY LEASE AGREEMENT This Amended and Restated Facility Lease Agreement (this “Lease”) is entered into by Platypus Development LLC, a Delaware limited liability company (“Landlord”) and GTAT Corporation, a Delaware corporation (“Tenant”), effective as of December 15, 2014 (the “Effective Date”). Any capitalized terms used in this Lease shall have the meanings |
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| December 31, 2014 |
ADEQUATE PROTECTION AND SETTLEMENT AGREEMENT Exhibit 10.1 EXECUTION COPY ADEQUATE PROTECTION AND SETTLEMENT AGREEMENT This Adequate Protection and Settlement Agreement (this “Settlement Agreement”), is made and entered as of October 21, 2014, by and among (i) Apple Inc., a California corporation having its principal place of business at 1 Infinite Loop, Cupertino, California 95014 (“Apple”) and Platypus Development LLC (“Platypus”, and toget |
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| December 31, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 gtat8-kdecember3120141.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 21, 2014 GT Advanced Technologies Inc. (Exact name of registrant as specified in its charter) Delaware (State or other j |
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| December 23, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 23, 2014 GT Advanced Technologies Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Co |
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| December 23, 2014 |
Exhibit 99.1 GT Advanced Technologies Actively Pursuing ASF® Furnace Sales without Exclusivity Restrictions Following Bankruptcy Court Approval of Settlement Agreement with Apple MERRIMACK, N.H., December 23, 2014– GT Advanced Technologies Inc. today announced that following the Bankruptcy Court’s recent approval of its Settlement Agreement with Apple, GT is now pursuing ASF® furnace opportunities |
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| December 19, 2014 |
AMENDED AND RESTATED ADEQUATE PROTECTION AND SETTLEMENT AGREEMENT Exhibit 10.1 EXECUTION COPY AMENDED AND RESTATED ADEQUATE PROTECTION AND SETTLEMENT AGREEMENT This Amended and Restated Adequate Protection and Settlement Agreement (this “Amended Settlement Agreement”), is made and entered as of December 15, 2014, by and among (i) Apple Inc., a California corporation having its principal place of business at 1 Infinite Loop, Cupertino, California 95014 (“Apple”) |
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| December 19, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 15, 2014 GT Advanced Technologies Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Co |
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| December 12, 2014 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 8, 2014 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Com |
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| December 9, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2014 GT ADVANCED TECHNOLOGIES INC. |
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| December 9, 2014 |
Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF NEW HAMPSHIRE In Re: Chapter 11 GT ADVANCED TECHNOLOGIES., et. al., Case No. 14-11916 (HJB) Debtors [1] Jointly Administered Monthly Operating Report For the Period of October 6, 2014 to November 1, 2014 [2] DEBTORS' ADDRESS: 243 Daniel Webster Highway Merrimack, NH 03054 DEBTORS' ATTORNEYS: PAUL HASTINGS LLP Park Avenue Tower 75 East 55th St |
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| November 25, 2014 |
Worldwide Headquarters 243 Daniel Webster Highway Merrimack, NH 03054 Phone: +1 603. |
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| November 25, 2014 |
Richard E. Newsted and John J. Ray III Appointed to GT Advanced Technologies Board of Directors Exhibit 99.1 Richard E. Newsted and John J. Ray III Appointed to GT Advanced Technologies Board of Directors MERRIMACK, N.H., November 25, 2014 - GT Advanced Technologies Inc. (OTC Pink: GTATQ) today announced the appointment of Richard E. Newsted and John J. Ray III to its board of directors, effective November 21, 2014. "Richard Newsted and John Ray are accomplished professionals with impressive |
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| November 25, 2014 |
November 18, 2014 Mr. John J. Ray III 649 Palm Circle NAPLES, Florida 34102 Dear John: On behalf of GT Advanced Technologies Inc. (“GTAT”), I wish to convey our appreciation for your decision to join the Board of Directors of GTAT. We are very are pleased that you have decided to help us reach our objectives. According to its bylaws, the business and affairs of GTAT shall be managed by or under th |
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| November 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 21, 2014 GT Advanced Technologies Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Co |
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| November 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 11, 2014 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Co |
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| November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* GT Advanced Technologies Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36191U106 (CUSIP Number) October 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 7, 2014 |
GTAT / GT Advanced Technologies, Inc. NEW NT 10-Q - - NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 27, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report |
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| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 6, 2014 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34133 03-0606749 (Com |
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| November 4, 2014 |
ADEQUATE PROTECTION AND SETTLEMENT AGREEMENT EX-10.1 2 exhibit101adequateprotecti.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION COPY ADEQUATE PROTECTION AND SETTLEMENT AGREEMENT This Adequate Protection and Settlement Agreement (this “Settlement Agreement”), is made and entered as of October 21, 2014, by and among (i) Apple Inc., a California corporation having its principal place of business at 1 Infinite Loop, Cupertino, California 95014 (“Apple |
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| November 4, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a8-kapplesettlementagreeme.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 30, 2014 GT Advanced Technologies Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of |
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| November 4, 2014 |
Exhibit 99.1 GT Advanced Technologies Inc. Announces Amended Settlement Agreement with Apple® Amendment Keeps Apple Settlement Agreement in Force Despite Release of GT Declaration MERRIMACK, N.H., November 4, 2014- GT Advanced Technologies Inc. (OTC Pink: GTATQ) today announced that it has signed an amendment to the Settlement Agreement with Apple under which both parties have agreed to waive the |
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| November 4, 2014 |
WAIVER AND AMENDMENT AGREEMENT November 3, 2014 Exhibit 10.2 WAIVER AND AMENDMENT AGREEMENT November 3, 2014 GTAT Corporation GT Advanced Technologies, Inc. GT Advanced Equipment Holding LLC GT Equipment Holdings Inc. Lindbergh Acquisition Corp. GT Sapphire Systems Holdings LLC GT Advanced Cz LLC GT Sapphire Systems Group LLC GT Advanced Technologies Limited Re: Waiver of Condition in Adequate Protection and Settlement Agreement To Whom It May |
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| October 27, 2014 |
ADEQUATE PROTECTION AND SETTLEMENT AGREEMENT EX-10.1 2 adequateprotectionandsettl.htm EXHIBIT Exhibit 10.1 EXECUTION COPY ADEQUATE PROTECTION AND SETTLEMENT AGREEMENT This Adequate Protection and Settlement Agreement (this “Settlement Agreement”), is made and entered as of October 21, 2014, by and among (i) Apple Inc., a California corporation having its principal place of business at 1 Infinite Loop, Cupertino, California 95014 (“Apple”) an |
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| October 27, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 oct2220148-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2014 GT ADVANCED TECHNOLOGIES INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (State or other jurisdiction of incorporation) |
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| October 22, 2014 |
Costs Associated with Exit or Disposal Activities, Bankruptcy or Receivership UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2014 GT ADVANCED TECHNOLOGIES INC. |
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| October 16, 2014 |
EXHIBIT 99.1 GT Advanced Technologies Inc. Announces That NASDAQ Will Suspend Trading in Company's Common Stock at Open of Market on October 16th Common Stock is Eligible to Trade on OTC Pink Marketplace MERRIMACK, N.H., Oct. 16, 2014 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc. today announced that it will not pursue an appeal of the determination by The NASDAQ Stock Market LLC ("NASDAQ") to |
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| October 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 6, 2014 GT ADVANCED TECHNOLOGIES INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34 |
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| October 10, 2014 |
EX-99.1 2 gtat10102014pressreleaseex.htm EXHIBIT Exhibit 99.1 October 6, 2014 GT Advanced Technologies Inc. and Its Subsidiaries File for Bankruptcy Court Protection Under Chapter 11 Expects to Continue "Business As Usual" With Approximately $85 Million of Cash on the Balance Sheet and Plans to Obtain Debtor-In-Possession Financing MERRIMACK, N.H., Oct. 6, 2014 (GLOBE NEWSWIRE) - GT Advanced Techn |
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| October 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2014 GT ADVANCED TECHNOLOGIES INC. |
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| August 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number: 001-34133 GT Advanced Technologies I |
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| August 7, 2014 |
GT ADVANCED TECHNOLOGIES INC. RESTRICTED STOCK UNIT AGREEMENT GT ADVANCED TECHNOLOGIES INC. RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) is made as of [•], (the “Grant Date”),by and between GT Advanced Technologies Inc., a Delaware corporation (the “Company”), and [•] (“Director”), in accordance with the 2011 Equity Incentive Plan of the Company, as the same may be amended from time to time (the “Plan”). The Company |
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| August 4, 2014 |
GT Advanced Technologies Inc. Announces Results for Second Quarter Fiscal Year 2014 EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 GT Advanced Technologies Inc. Announces Results for Second Quarter Fiscal Year 2014 Updates Fiscal Year 2014 Guidance; Reiterates 2016 Non-GAAP EPS Target at or Above $1.50 MERRIMACK, N.H., Aug. 4, 2014 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc. (Nasdaq:GTAT) today reported results for the second quarter of fiscal year 2014, which ended June 28, |
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| August 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2014 GT ADVANCED TECHNOLOGIES INC. |
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| August 4, 2014 |
EXHIBIT 99.2 |
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| June 30, 2014 |
GT Announces Realignment of Manufacturing, Engineering and Supply Chain Resources EXHIBIT 99.1 GT Announces Realignment of Manufacturing, Engineering and Supply Chain Resources Actions Result in $13.4 Million of One-Time Charges MERRIMACK, N.H., June 30, 2014 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc., (Nasdaq:GTAT), today announced a realignment of its manufacturing, engineering and supply chain resources to optimize effectiveness across its increasingly diversified busi |
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| June 30, 2014 |
Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 26, 2014 GT Advanced Technologies (Exact name of registrant as specified in its charter) Delaware 001-34133 03-0606749 (State or other jurisdiction of incorporation) (Commission F |
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| June 17, 2014 |
EXHIBIT 10.3 FACILITY LEASE AGREEMENT This Facility Lease Agreement (this “Lease”) is entered into by Platypus Development LLC, a Delaware limited liability company (“Landlord”) and GTAT Corporation, a Delaware corporation (“Tenant”), effective as of October 31, 2013 (the “Effective Date”). Any capitalized terms used in this Lease shall have the meanings assigned to them in the Glossary attached a |
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| June 17, 2014 |
APPLE INC. MASTER DEVELOPMENT AND SUPPLY AGREEMENT EXHIBIT 10.1 APPLE INC. MASTER DEVELOPMENT AND SUPPLY AGREEMENT This Master Development and Supply Agreement #C56-13-02947 (the “Agreement”) is entered into by and among Apple Inc., a California corporation having its principal place of business at 1 Infinite Loop, Cupertino, California 95014, United States (“Apple”) and GTAT Corporation, having its principal place of business at 243 Daniel Webste |
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| June 17, 2014 |
10-Q/A 1 a14-15505110qa.htm 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Co |
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| June 17, 2014 |
PREPAYMENT AGREEMENT GTAT CORPORATION APPLE INC. Dated as of October 31, 2013 EX-10.4 5 a14-155051ex10d4.htm EX-10.4 EXHIBIT 10.4 PREPAYMENT AGREEMENT between GTAT CORPORATION and APPLE INC. Dated as of October 31, 2013 PREPAYMENT AGREEMENT THIS PREPAYMENT AGREEMENT #C56-13-03457, is entered into as of October 31, 2013 (this “Agreement”), between GTAT Corporation, a Delaware corporation having its principal place of business at 243 Daniel Webster Highway, Merrimack, NH 0305 |
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| June 17, 2014 |
APPLE INC. STATEMENT OF WORK #1 MASTER DEVELOPMENT AND SUPPLY AGREEMENT # C56-13-02947 EX-10.2 3 a14-155051ex10d2.htm EX-10.2 EXHIBIT 10.2 APPLE INC. STATEMENT OF WORK #1 to MASTER DEVELOPMENT AND SUPPLY AGREEMENT # C56-13-02947 Apple Inc. (“Apple”) and GTAT Corporation (“GTAT”) entered into Master Development and Supply Agreement #C56-13-02947 effective as of October 31, 2013 (the “Agreement” or “MDSA”). Apple may purchase the Goods described in this Statement of Work #1 (“SOW”), a |
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| June 9, 2014 |
GT ADVANCED TECHNOLOGIES INC. CORPORATE GOVERNANCE GUIDELINES (Adopted as of June 4, 2014) Exhibit 10.2 GT ADVANCED TECHNOLOGIES INC. CORPORATE GOVERNANCE GUIDELINES (Adopted as of June 4, 2014) GT Advanced Technologies Inc. and its subsidiaries (the “Company”) are committed to developing effective, transparent and accountable corporate governance practices. These Corporate Governance Guidelines (the “Guidelines”) were approved by the Company’s Board of Directors as a set of guiding pri |
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| June 9, 2014 |
8-K 1 a14-1499918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 4, 2014 GT ADVANCED TECHNOLOGIES INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 001-34133 03-0606749 (State or other jurisdiction o |
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| June 9, 2014 |
EX-10.1 2 a14-149991ex10d1.htm EX-10.1 Exhibit 10.1 Worldwide Headquarters 243 Daniel Webster Highway Merrimack, NH 03054 Phone: +1 603.883.5200 Fax: +1 603.598.0430 www.gtat.com June 4, 2014 Mr. Kanwardev Raja Singh Bal GT Advanced Technologies Inc. 243 Daniel Webster HighwayMerrimack, New Hampshire 03054 Dear Raja: We are providing this letter to you to confirm your rights under Article Eight of |
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| June 2, 2014 |
Exhibit 1.02 Conflict Minerals Report of GT Advanced Technologies Inc. in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report of GT Advanced Technologies Inc. (the “Company”) for the reporting period from January 1, 2013 to December 31, 2013 (the “Review Period”) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of |
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| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report GT ADVANCED TECHNOLOGIES INC. |
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| May 8, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number: 001-34133 GT Adva |
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| May 7, 2014 |
GT Advanced Technologies Inc. Announces Results for First Quarter Fiscal Year 2014 EXHIBIT 99.1 GT Advanced Technologies Inc. Announces Results for First Quarter Fiscal Year 2014 Reiterates FY2014 Revenue, Gross Margin and Non-GAAP EPS Guidance MERRIMACK, N.H., May 7, 2014 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc. (Nasdaq:GTAT) today reported results for the first quarter of fiscal year 2014, which ended March 29, 2014. Three-Months Ended Mar 29th, 2014 Dec 31st, 2013 Mar |
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| May 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2014 GT ADVANCED TECHNOLOGIES INC. |
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| May 7, 2014 |
EXHIBIT 99.2 |
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| April 22, 2014 |
DEF 14A 1 a2219699zdef14a.htm DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed b |
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| March 11, 2014 |
Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name State or other Jurisdiction of Incorporation GT Advanced Cz LLC Delaware GT Equipment Holdings, Inc. New Hampshire (inactive) GT Solar China Co., Ltd. People’s Republic of China GT Advanced Technologies Limited Hong Kong GT Advanced Technologies Luxembourg Sarl Luxembourg GTAT Corporation Delaware GTAT IP Holding LLC Delaware GT Solar Mauritius, Ltd |
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| March 11, 2014 |
EX-10.101 4 a2218558zex-10101.htm EX-10.101 Exhibit 10.101 Form of RSU Performance Award Agreement (David W. Keck) GT ADVANCED TECHNOLOGIES INC. PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT THIS PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) is made as of [Date of Award], by and between GT Advanced Technologies Inc., a Delaware corporation (the “Company”), and «Employee» (“Employee” |
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| March 11, 2014 |
Exhibit 10.100 Form of RSU Performance Award Agreement GT ADVANCED TECHNOLOGIES INC. PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT THIS PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) is made as of [Date of Award], by and between GT Advanced Technologies Inc., a Delaware corporation (the “Company”), and «Employee» (“Employee”), in accordance with the 2011 Equity Incentive Plan of the |
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| March 11, 2014 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 11, 2014 |
EX-10.99 2 a2218558zex-1099.htm EX-10.99 Exhibit 10.99 Form of RSU Performance Award Agreement GT ADVANCED TECHNOLOGIES INC. PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT THIS PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) is made as of [Date of Award], by and between GT Advanced Technologies Inc., a Delaware corporation (the “Company”), and «Employee» (“Employee”), in accordance wit |
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| March 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report o |
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| February 24, 2014 | ||
| February 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2014 GT ADVANCED TECHNOLOGIES INC. |
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| February 24, 2014 |
GT Advanced Technologies Inc. Announces Results for Fourth Quarter and Fiscal Year 2013 EXHIBIT 99.1 GT Advanced Technologies Inc. Announces Results for Fourth Quarter and Fiscal Year 2013 MERRIMACK, N.H., Feb. 24, 2014 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc. (Nasdaq:GTAT) today reported results for the fourth quarter and fiscal year 2013, which ended December 31, 2013. Management Commentary "Our results for the December quarter were in line with our guidance and the anticip |
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| February 14, 2014 |
SC 13G/A 1 secfiling.htm DISCLOSURE DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* GT Advanced Technologies Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36191U106 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| February 13, 2014 |
GTATQ / GT Advanced Technologies, Inc. / UBS AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information to be included in Statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b) (Amendment No. 3) GT Advanced Technology (Name of Issuer) Common Stock (Title of Class of Securities) 36191U106 (CUSIP Number) December 31, 2013 (Date of Event That |
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| February 11, 2014 |
GTATQ / GT Advanced Technologies, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 gtadvancedtech.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: GT Advanced Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 36191U106 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate the rule pur |
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| February 5, 2014 |
SC 13G/A 1 d667543dsc13ga.htm SC 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) GT Advanced Technologies Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 36191U 10 6 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of |
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| February 5, 2014 |
SC 13G/A 1 gtadvantechloginc12312013.htm GT ADVANCED TECHNOLOGIES INC SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 1)* GT Advanced Technologies Inc. (Name of Issuer) |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2014 GT ADVANCED TECHNOLOGIES INC. |
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| January 23, 2014 |
8-K 1 a14-414618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2014 GT ADVANCED TECHNOLOGIES INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 001-34133 03-0606749 (State or other jurisdictio |
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| January 16, 2014 |
Worldwide Headquarters 243 Daniel Webster Highway Merrimack, NH 03054 Exhibit 10.1 Worldwide Headquarters 243 Daniel Webster Highway Merrimack, NH 03054 Phone: +1 603.883.5200 Fax: +1 603.595.6993 www.gtat.com December 16, 2013 K. Raja S. Bal 22 Hathaway Road Lexington, MA 02420 Dear Raja, Congratulations! GT Advanced Technologies is pleased to confirm our offer of employment to you. Upon acceptance of this offer, we look forward to your joining us on Monday, Januar |
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| January 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2014 GT ADVANCED TECHNOLOGIES INC. |
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| January 16, 2014 |
Exhibit 99.1 GT Advanced Technologies Announces CFO Transition and Reiterates Guidance: Richard Gaynor Resigning on March 6, 2014; Raja Bal Named Chief Accounting Officer and Successor CFO Merrimack, NH, January 16, 2014 — GT Advanced Technologies Inc. (NASDAQ: GTAT), today announced a chief financial officer transition. CFO Richard Gaynor resigned, effective March 6, 2014, to accept a new positio |
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| January 16, 2014 |
Worldwide Headquarters 243 Daniel Webster Highway Merrimack, NH 03054 Exhibit 10.2 Worldwide Headquarters 243 Daniel Webster Highway Merrimack, NH 03054 Phone: +1 603.883.5200 Fax: +1 603.595.6993 www.gtat.com January 13, 2014 Mr. K. Raja Bal 22H Hathaway Road Lexington, MA 02420 Dear Raja: Effective as of the date set forth above, and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, you are eligible to receive the f |
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| January 13, 2014 |
8-K 1 a14-340618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2014 GT ADVANCED TECHNOLOGIES INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 001-34133 03-0606749 (State or other jurisdiction |
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| December 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 11, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| December 10, 2013 |
Exhibit 1.2 GT ADVANCED TECHNOLOGIES INC. $190,000,000 Principal Amount 3.00% Convertible Senior Notes due 2020 UNDERWRITING AGREEMENT December 4, 2013 UNDERWRITING AGREEMENT December 4, 2013 Morgan Stanley & Co. LLC Goldman, Sachs & Co. As Representatives of the Several Underwriters c/o Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 c/o Goldman, Sachs & Co. 200 West Street New York, NY |
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| December 10, 2013 |
8-K 1 a13-2503448k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) December 4, 2013 GT ADVANCED TECHNOLOGIES INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 001-34133 03-0606749 (State or other jurisdictio |
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| December 10, 2013 |
GT ADVANCED TECHNOLOGIES INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT Exhibit 1.1 GT ADVANCED TECHNOLOGIES INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT December 4, 2013 December 4, 2013 To the Managers named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: GT Advanced Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule II |
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| December 10, 2013 |
Exhibit 4.2 GT ADVANCED TECHNOLOGIES, INC. AND U.S. Bank National Association as Trustee Second Supplemental Indenture Dated as of December 10, 2013 to Indenture Dated as of September 28, 2012 3.00% Convertible Senior Notes due 2020 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 2 Section 1.02. References to Interest 10 Section 1.03. Payments Generally 11 ARTICLE 2 ISSUE, D |
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| December 5, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. |
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| December 5, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. |
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| December 5, 2013 |
Pricing Term Sheet dated as of December 4, 2013 Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. |
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| December 3, 2013 |
Subject to completion, dated December 2, 2013 424B5 1 a2217577z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-192628 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. A registration statement relating to the notes has become effective under the S |
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| December 3, 2013 |
Subject to completion, dated December 2, 2013 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| December 2, 2013 |
As filed with the Securities and Exchange Commission on December 2, 2013 Registration No. |
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| December 2, 2013 |
Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif |
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| December 2, 2013 |
Exhibit 12.1 GT Advanced Technologies Inc. Computation of Ratio of Earnings to Fixed Charges (in thousands) Nine Months Ended Transition Period Ended Fiscal year ended September 28, 2013 December 31, 2012 March 31, 2012 April 2, 2011 April 3, 2010 March 28, 2009 Earnings(1): Income before taxes (61,474 ) (156,042 ) 269,938 270,598 139,874 142,180 Fixed charges 21,149 10,199 14,867 4,314 1,443 978 |
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| December 2, 2013 |
S-3ASR 1 a2217531zs-3asr.htm S-3ASR Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on December 2, 2013 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GT ADVANCED TECHNOLOGIES INC. (Exact name of each registrant as |
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| November 7, 2013 |
APPLE INC. MASTER DEVELOPMENT AND SUPPLY AGREEMENT Exhibit 10.1 APPLE INC. MASTER DEVELOPMENT AND SUPPLY AGREEMENT This Master Development and Supply Agreement #C56-13-02947 (the “Agreement”) is entered into by and among Apple Inc., a California corporation having its principal place of business at 1 Infinite Loop, Cupertino, California 95014, United States (“Apple”) and GTAT Corporation, having its principal place of business at 243 Daniel Webste |
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| November 7, 2013 |
PREPAYMENT AGREEMENT GTAT CORPORATION APPLE INC. Dated as of October 31, 2013 Exhibit 10.4 PREPAYMENT AGREEMENT between GTAT CORPORATION and APPLE INC. Dated as of October 31, 2013 PREPAYMENT AGREEMENT THIS PREPAYMENT AGREEMENT #C56-13-03457, is entered into as of October 31, 2013 (this “Agreement”), between GTAT Corporation, a Delaware corporation having its principal place of business at 243 Daniel Webster Highway, Merrimack, NH 03054 (“GTAT” or “Supplier”) and Apple Inc. |
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| November 7, 2013 |
APPLE INC. STATEMENT OF WORK #1 MASTER DEVELOPMENT AND SUPPLY AGREEMENT # C56-13-02947 Exhibit 10.2 APPLE INC. STATEMENT OF WORK #1 to MASTER DEVELOPMENT AND SUPPLY AGREEMENT # C56-13-02947 Apple Inc. (“Apple”) and GTAT Corporation (“GTAT”) entered into Master Development and Supply Agreement #C56-13-02947 effective as of October 31, 2013 (the “Agreement” or “MDSA”). Apple may purchase the Goods described in this Statement of Work #1 (“SOW”), and GTAT and any GTAT affiliates authori |
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| November 7, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number: 001-34133 GT |
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| November 7, 2013 |
Exhibit 10.3 FACILITY LEASE AGREEMENT This Facility Lease Agreement (this “Lease”) is entered into by [***] (“Landlord”) and GTAT Corporation, a Delaware corporation (“Tenant”), effective as of October 31, 2013 (the “Effective Date”). Any capitalized terms used in this Lease shall have the meanings assigned to them in the Glossary attached as Exhibit A, or if not defined in Exhibit A, those assign |
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| November 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| November 4, 2013 |
EX-99.2 3 exh992.htm EXHIBIT 99.2 EXHIBIT 99.2 |
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| November 4, 2013 |
EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 GT Advanced Technologies Inc. Announces Results for Third Quarter Fiscal Year 2013; Signs Multi-Year Sapphire Materials Agreement With Apple(R) Repays $96 million credit facility Resets Fiscal 2013 guidance Will discuss long-range outlook on webcasted conference call today MERRIMACK, N.H., Nov. 4, 2013 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc. |
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| October 1, 2013 |
3,355,648 Shares GT Advanced Technologies Inc. Common Stock Table of Contents Filed pursuant to Rule 424(b)(7) Registration No. 333-189170 PROSPECTUS SUPPLEMENT NO. 1 (To prospectus dated September 30, 2013) 3,355,648 Shares GT Advanced Technologies Inc. Common Stock This prospectus supplement no. 1, which supplements the prospectus filed by us on September 30, 2013, relates to the resale from time to time by selling stockholders of the 3,355,648 shares of |
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| September 26, 2013 |
CORRESP 1 filename1.htm GT ADVANCED TECHNOLOGIES INC. 243 DANIEL WEBESTER HIGHWAY MERRIMACK, NEW HAMPSHIRE 03054 September 26, 2013 Via EDGAR Transmission U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Joseph McCann /Russell Mancuso Re: GT Advanced Technologies Inc. File No. 333-189170 Dear Messrs. McCann and Mancuso: On beha |
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| September 20, 2013 |
Table of Contents As filed with the Securities and Exchange Commission on September 20, 2013 Registration No. |
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| September 20, 2013 |
20 Trafalgar Square Nashua, NH 03063 Phone: +1 603.883.5200 Fax: +1 603.595.6993 www.gtat.com September 20, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Joseph McCann /Russell Mancuso Re: SEC Comment Letter dated September 17, 2013 GT Advanced Technologies Inc. Amendment No. 3 to Registration Statement on For |
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| September 11, 2013 |
20 Trafalgar Square Nashua, NH 03063 Phone: +1 603.883.5200 Fax: +1 603.595.6993 www.gtat.com September 10, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Joseph McCann /Russell Mancuso Re: SEC Comment Letter dated September 3, 2013 GT Advanced Technologies Inc. Amendment No. 2 to Registration Statement on Form |
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| September 11, 2013 |
S-3/A 1 a13-145441s3a.htm S-3/A Table of Contents As filed with the Securities and Exchange Commission on September 10, 2013 Registration No. 333 –189170 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 3 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GT ADVANCED TECHNOLOGIES INC. (Exact name of each registrant as specified in its charter or certificate of |
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| September 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GT Advanced Technologies Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36191U106 (CUSIP Number) August 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| September 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| August 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| August 22, 2013 |
Table of Contents As filed with the Securities and Exchange Commission on August 21, 2013 Registration No. |
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| August 22, 2013 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM August 21, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Joseph McCann /Russell Mancuso Re: SEC Comment Letter dated July 31, 2013 GT Advanced Technologies Inc. Amendment No. 1 to Registration Statement on Form S-3, f |
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| August 8, 2013 |
10-Q 1 a13-13465110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission f |
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| August 5, 2013 |
EXHIBIT 99.2 |
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| August 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| August 5, 2013 |
GT Advanced Technologies Inc. Announces Results for Second Quarter Fiscal Year 2013 EXHIBIT 99.1 GT Advanced Technologies Inc. Announces Results for Second Quarter Fiscal Year 2013 Q2 Gross Margin, Non-GAAP EPS and Cash Exceed Guidance, Revenue in Line; FY2013 Revenue and Non-GAAP EPS Guidance Reiterated MERRIMACK, N.H., Aug. 5, 2013 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc. (Nasdaq:GTAT) today reported results for the second quarter of fiscal year 2013, which ended June 2 |
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| August 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| July 23, 2013 |
DEL AM 1 a13-145443delam.htm DEL AM 20 Trafalgar Square Nashua, NH 03063 Phone: +1 603.883.5200 Fax: +1 603.595.6993 www.gtat.com July 23, 2014 Via EDGAR Submission Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Russell Mancuso, Branch Chief Joseph McCann Re: GT Advanced Technologies Inc. Registration Statement on Form S-3 Filed June 7, 2013 (SEC File No. 333-18 |
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| July 19, 2013 |
20 Trafalgar Square Nashua, NH 03063 Phone: +1 603.883.5200 Fax: +1 603.595.6993 www.gtat.com July 19, 2013 Via EDGAR Submission Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Russell Mancuso, Branch Chief Joseph McCann Re: GT Advanced Technologies Inc. Registration Statement on Form S-3 Filed June 7, 2013 (SEC File No. 333-189170) Ladies and Gentlemen: This let |
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| July 19, 2013 |
Table of Contents As filed with the Securities and Exchange Commission on July 19, 2013 Registration No. |
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| June 7, 2013 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 5, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| June 7, 2013 |
Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) o U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif |
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| June 7, 2013 |
Table of Contents As filed with the Securities and Exchange Commission on June 7, 2013 Registration No. |
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| May 20, 2013 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| May 20, 2013 |
Exhibit 99.1 GT Advanced Technologies Acquires Thermal Technology LLC Thermal and vacuum technology provider will continue GT’s diversification into new markets with innovative and complementary product portfolio Nashua, NH—May 16, 2013—GT Advanced Technologies (NASDAQ: GTAT), today announced that it has acquired substantially all of the business of Thermal Technology LLC for purchase consideratio |
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| May 9, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number: 001-34133 GT Adva |
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| May 1, 2013 |
EXHIBIT 99.2 |
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| May 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| May 1, 2013 |
GT Advanced Technologies Inc. Announces Results for First Quarter Fiscal Year 2013 EXHIBIT 99.1 GT Advanced Technologies Inc. Announces Results for First Quarter Fiscal Year 2013 Revenue Performance in Line, Non-GAAP EPS Better Than Guidance NASHUA, N.H., May 1, 2013 (GLOBE NEWSWIRE) - GT Advanced Technologies Inc. (Nasdaq:GTAT) today reported results for the first quarter of fiscal year 2013, which ended March 30, 2013. Revenue for the first quarter came in at $57.8 million inc |
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| April 26, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 15, 2013 GT ADVANCED TECHNOLGIES INC. |
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| March 1, 2013 |
AMENDMENT NO. 2 TO THE CREDIT AGREEMENT EX-10.86 2 a2213137zex-1086.htm EX-10.86 Exhibit 10.86 EXECUTION VERSION AMENDMENT NO. 2 TO THE CREDIT AGREEMENT Dated as of February 27, 2013 AMENDMENT NO. 2 TO THE CREDIT AGREEMENT among GTAT CORPORATION, a Delaware corporation (the “U.S. Borrower”), GT ADVANCED TECHNOLOGIES LIMITED, a company incorporated under the laws of Hong Kong (the “Hong Kong Borrower”), GT ADVANCED TECHNOLOGIES INC. (“Ho |
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| March 1, 2013 |
EX-18.1 3 a2213137zex-181.htm EX-18.1 QuickLinks - Click here to rapidly navigate through this document Exhibit 18.1 March 1, 2013 GT Advanced Technologies Inc. 20 Trafalgar Square Nashua, New Hampshire Dear Sirs/Madams: We have audited the financial statements of GT Advanced Technologies Inc. (the "Company") as of December 31, 2012 and March 31, 2012, and for the nine-month period ended December |
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| March 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 a2213137z10-k.htm 10-K Use these links to rapidly review the document TABLE OF CONTENTS Item 8. Financial Statements and Supplementary Data Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K o ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended or ý TRANSITION REPORT PURSUANT TO SECTI |
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| March 1, 2013 |
SUBSIDIARIES OF THE REGISTRANT EX-21.1 4 a2213137zex-211.htm EX-21.1 QuickLinks - Click here to rapidly navigate through this document Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name State or other Jurisdiction of Incorporation GT Crystal Systems, LLC Delaware GT Advanced Cz LLC Delaware GT Equipment Holdings, Inc. New Hampshire (inactive) GT Solar China Co., Ltd. People's Republic of China GT Advanced Technologies Limited Hon |
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| February 28, 2013 |
Material Impairments, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| February 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| February 27, 2013 |
GT Advanced Technologies Inc. Announces Results for Quarter and Year Ending December 31, 2012 Exhibit 99.1 GT Advanced Technologies Inc. Announces Results for Quarter and Year Ending December 31, 2012 NASHUA, N.H.-(BUSINESS WIRE)-February 27, 2013-GT Advanced Technologies Inc. (NASDAQ: GTAT) today reported results for the fourth quarter and calendar year 2012, which ended December 31, 2012. “Our Q4 results came in largely as expected as we continue to face challenging conditions in the sol |
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| February 27, 2013 |
Exhibit 99.2 Investor Financial Summary (dollars in millions)Q1 CY11Q2 CY11Q3 CY11Q4 CY11Q1 CY12Q2 CY12Q3 CY12Q4 CY12CY2011CY2012Revenue by Segment272$ 231$ 218$ 153$ 354$ 167$ 110$ 102$ 873$ 734$ Photovoltaic (PV)186$ 199$ 111$ 34$ 31$ 9$ 2$ 7$ 530$ 49$ Polysilicon79$ 24$ 98$ 87$ 154$ 122$ 96$ 89$ 289$ 461$ Sapphire 6$ 9$ 8$ 31$ 169$ 36$ 13$ 6$ 55$ 224$ Revenue by Geography272$ 231$ 218$ 153$ 354 |
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| February 13, 2013 |
GTATQ / GT Advanced Technologies, Inc. / UBS AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information to be included in Statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b) (Amendment No. 2) GT Advanced Technology (Name of Issuer) Common Stock (Title of Class of Securities) 36191U106 (CUSIP Number) December 31, 2012 (Date of Event That |
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| February 13, 2013 |
EX-99 2 jfa12312012.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd., as the ultimate parent company of each of its undersigned subsidiaries, to file such |
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| February 13, 2013 |
SC 13G 1 gtadvancedtechinc12312012.htm GT ADVANCED TECHNOLOGIES INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. )* GT Advanced Technologies Inc. (Name of Issuer) Com |
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| February 12, 2013 |
GTATQ / GT Advanced Technologies, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 gtadvancedtechnologiesinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: GT Advanced Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 36191U106 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate t |
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| February 7, 2013 |
Exhibit 10.1 Worldwide Headquarters 20 Trafalgar Square Nashua, NH 03063 Phone: +1 603.883.5200 Fax: +1 603.598.0430 www.gtat.com February 4, 2013 Mr. Thomas Wroe, Jr. 16988 Verona Lane Naples, FL 34110 Dear Tom: On behalf of GT Advanced Technologies Inc. (“GTAT”), I wish to convey our appreciation for your decision to join the Board of Directors of GTAT. We are very excited about our growth oppor |
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| February 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 4, 2013 GT ADVANCED TECHNOLOGIES INC. |
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| February 5, 2013 |
SC 13G 1 d479096dsc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) GT Advanced Technologies Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 36191U 10 6 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statemen |
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| January 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 14, 2013 GT ADVANCED TECHNOLGIES INC. |
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| January 18, 2013 |
EX-10.1 2 a13-31111ex10d1.htm EX-10.1 Exhibit 10.1 Form of RSU Performance Award Agreement GT ADVANCED TECHNOLOGIES INC. PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT THIS PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) is made as of [Date of Award], by and between GT Advanced Technologies Inc., a Delaware corporation (the “Company”), and «Employee» (“Employee”), in accordance with th |
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| January 18, 2013 |
GT ADVANCED TECHNOLOGIES INC. RESTRICTED STOCK UNIT AGREEMENT Exhibit 10.2 GT ADVANCED TECHNOLOGIES INC. RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) is made as of , 2013, by and between GT Advanced Technologies Inc., a Delaware corporation (the “Company”), and «Employee» (“Employee”), in accordance with the 2011 Equity Incentive Plan of the Company, as the same may be amended from time to time (the “Plan”). Certain |
