Statistiche di base
LEI | 254900OFCJ8P8RM9SL35 |
CIK | 1753706 |
SEC Filings
SEC Filings (Chronological Order)
November 14, 2024 |
FREE / Whole Earth Brands, Inc. / ARMISTICE CAPITAL, LLC Passive Investment SC 13G/A 1 armistice-free093024a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) C |
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November 13, 2024 |
FREE / Whole Earth Brands, Inc. / Beryl Capital Management LLC Passive Investment SC 13G/A 1 wholeearthbrands13ga1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Ch |
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August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38880 WHOLE EARTH BRANDS, INC. (Exact name of registrant as specified in |
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August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2024 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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August 5, 2024 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION WHOLE EARTH BRANDS, INC. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF WHOLE EARTH BRANDS, INC. FIRST. The name of the corporation is Whole Earth Brands, Inc. SECOND. The address of the corporation’s registered office in the State of Delaware is 251 Little Falls Drive, City of Wilmington, County of New Castle, Delaware 19808. The name of its registered agent at such address is Corporation Service Compan |
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August 5, 2024 |
As filed with the Securities and Exchange Commission on August 5, 2024 As filed with the Securities and Exchange Commission on August 5, 2024 Registration No. |
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August 5, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 Amendment No. 6 WHOLE EARTH BRANDS, INC. (Name of the Issuer) Whole Earth Brands, Inc. Sweet Oak Parent LLC (f/k/a Ozark Holdings LLC) Sweet Oak Holdings LP Sababa Holdings Free LLC Mariposa Capital, LLC Martin E. Franklin Revocable Trust Sir M |
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August 5, 2024 |
As filed with the Securities and Exchange Commission on August 5, 2024 As filed with the Securities and Exchange Commission on August 5, 2024 Registration No. |
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August 5, 2024 |
FREE / Whole Earth Brands, Inc. / FRANKLIN MARTIN E - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) Sir Martin E. Franklin 500 South Pointe Drive, Suite 240 Miami Beach, Florida 33139 (786) 482-6333 (Name, |
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August 5, 2024 |
As filed with the Securities and Exchange Commission on August 5, 2024 As filed with the Securities and Exchange Commission on August 5, 2024 Registration No. |
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August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-38880 |
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July 31, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2024 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Stat |
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June 25, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 Amendment No. 5 WHOLE EARTH BRANDS, INC. (Name of the Issuer) Whole Earth Brands, Inc. Ozark Holdings LLC Sweet Oak Merger Sub, LLC Sweet Oak Holdings LP Sababa Holdings Free LLC Mariposa Capital, LLC Martin E. Franklin Revocable Trust Sir Mart |
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June 24, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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June 12, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 Amendment No. 4 WHOLE EARTH BRANDS, INC. (Name of the Issuer) Whole Earth Brands, Inc. Ozark Holdings LLC Sweet Oak Merger Sub, LLC Sweet Oak Holdings LP Sababa Holdings Free LLC Mariposa Capital, LLC Martin E. Franklin Revocable Trust Sir Mart |
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June 12, 2024 |
Exhibit (c)(xii) |
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June 12, 2024 |
Exhibit (c)(x) |
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June 12, 2024 |
Exhibit (c)(xiii) |
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June 12, 2024 |
Exhibit (c)(vi) |
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June 12, 2024 |
Exhibit (c)(vii) |
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June 12, 2024 |
Exhibit (c)(viii) |
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May 24, 2024 |
DLA Piper LLP (US) 1251 Avenue of the Americas New York, NY 10020-1104 www.dlapiper.com May 24, 2024 United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N.E. Washington, D.C. 20549 Attention: Shane Callaghan Christina Chalk Re: Whole Earth Brands, Inc. Schedule 13E-3/A Filed May 9, 2024 File No. 005-90989 Ladies and Gentle |
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May 24, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 Amendment No. 3 WHOLE EARTH BRANDS, INC. (Name of the Issuer) Whole Earth Brands, Inc. Ozark Holdings LLC Sweet Oak Merger Sub, LLC Sweet Oak Holdings LP Sababa Holdings Free LLC Mariposa Capital, LLC Martin E. Franklin Revocable Trust Sir Mart |
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May 24, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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May 9, 2024 |
Exhibit (c)(xii) June 2023 Discussion Materials Project Domino Certain portions of this exhibit have been redacted. |
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May 9, 2024 |
Exhibit (c)(xiii) October 2023 Discussion Materials Project Domino Certain portions of this exhibit have been redacted. |
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May 9, 2024 |
DLA Piper LLP (US) 1251 Avenue of the Americas New York, NY 10020-1104 www.dlapiper.com May 9, 2024 United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N.E. Washington, D.C. 20549 Attention: Shane Callaghan Christina Chalk Re: Whole Earth Brands, Inc. Schedule 13E-3/A Filed April 8, 2024 File No. 005-90989 Ladies and Gentl |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3888 |
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May 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2024 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission Fi |
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May 9, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 Amendment No. 2 WHOLE EARTH BRANDS, INC. (Name of the Issuer) Whole Earth Brands, Inc. Ozark Holdings LLC Sweet Oak Merger Sub, LLC Sweet Oak Holdings LP Sababa Holdings Free LLC Mariposa Capital, LLC Martin E. Franklin Revocable Trust Sir Mart |
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May 9, 2024 |
Whole Earth Brands Reports First Quarter 2024 Results Exhibit 99.1 Whole Earth Brands Reports First Quarter 2024 Results Chicago, Illinois – May 9, 2024 – Whole Earth Brands, Inc. (the “Company” or “we” or “our”) (Nasdaq: FREE), a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other foods, today announced its financial results for its first quarter ended March 31, 2024. First Quarter Hig |
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May 9, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38880 Whole Ea |
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April 8, 2024 |
DLA Piper LLP (US) 1251 Avenue of the Americas New York, NY 10020-1104 www.dlapiper.com April 8, 2024 United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N.E. Washington, D.C. 20549 Attention: Shane Callaghan Christina Chalk Re: Whole Earth Brands, Inc. Schedule 13E-3 Filed March 15, 2024 File No. 005-90989 Ladies and Gent |
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April 8, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 Amendment No. 1 WHOLE EARTH BRANDS, INC. (Name of the Issuer) Whole Earth Brands, Inc. Ozark Holdings LLC Sweet Oak Merger Sub, LLC Sweet Oak Holdings LP Sababa Holdings Free LLC Martin E. Franklin Revocable Trust Sir Martin E. Franklin (Names |
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April 8, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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March 28, 2024 |
FREE / Whole Earth Brands, Inc. / Beryl Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) March 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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March 15, 2024 |
Exhibit (c)(ii) |
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March 15, 2024 |
Exhibit (c)(v) |
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March 15, 2024 |
Exhibit (c)(xi) |
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March 15, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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March 15, 2024 |
Exhibit (f) Section 262 of the General Corporation Law of the State of Delaware § 262. |
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March 15, 2024 |
Exhibit (c)(vi) Preliminary Draft - Confidential - Analysis and Assumptions Subject to Change Project WORLD Special Committee Discussion Materials October 2023 / Confidential Jefferies LLC Member SIPC The informatiol"I provided in this document including valuation discussions, represents the views of Jefferies Investment Banking There is no assurance that the views expressed herem will beconsisten |
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March 15, 2024 |
Exhibit (c)(vii) |
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March 15, 2024 |
Exhibit (c)(ix) |
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March 15, 2024 |
Exhibit (c)(viii) Jefferies LLC Member SIPC The information provided in this document, including valuation discussions, represents the views of Jefferies Investment Banking. |
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March 15, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 Amendment No. WHOLE EARTH BRANDS, INC. (Name of the Issuer) Whole Earth Brands, Inc. Ozark Holdings LLC Sweet Oak Merger Sub, LLC Sweet Oak Holdings LP Sababa Holdings Free LLC Martin E. Franklin Revocable Trust Sir Martin E. Franklin (Names of |
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March 15, 2024 |
Exhibit (c)(iv) |
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March 15, 2024 |
Exhibit (c)(x) Confidential - Analysis and Assumptions Subject to Change Project WORLD Discussion Materials January 21, 2024 / Confidential Jefferies LLC Member SIPC The informatiol"I provided in this document including valuation discussions, represents the views of Jefferies Investment Banking There is no assurance that the views expressed herem will beconsistent with the views expressed by Jefferies Research or its Analysts Nothing in this document should be understood as a promise or offer of favorable research coverage Jefferies add tag: Exhibit (c)(x) convert as provided. |
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March 15, 2024 |
Exhibit (c)(iii) |
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March 15, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Whole Earth Brands, Inc. |
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March 15, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 13E-3 (Form Type) Whole Earth Brands, Inc. |
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March 12, 2024 |
Description of the Registered Securities. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of our securities is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to our certificate of incorporation (the “certificate of incorporation”), our bylaws (the “bylaws”) and th |
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March 12, 2024 |
Offer Letter, dated as of December 15, 2021, by and between the Company and Duane Portwood. Exhibit 10.17 December 15, 2021 Duane Portwood, via email Dear Duane, We are pleased to extend to you this offer of employment for the position of Chief Financial Officer – Whole Earth Brands, at Merisant US, Inc. (the “Company”), reporting directly to me. Summarized below are the principal terms of our employment offer. •Your start date will be mutually agreed upon with the Company. •Your base sa |
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March 12, 2024 |
Whole Earth Brands, Inc. Clawback Policy Exhibit 97.1 WHOLE EARTH BRANDS, INC. CLAWBACK POLICY The Board of Directors (the “Board”) of Whole Earth Brands. Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). This Policy i |
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March 12, 2024 |
Whole Earth Brands Reports Fourth Quarter and Full Year 2023 Results Exhibit 99.1 Whole Earth Brands Reports Fourth Quarter and Full Year 2023 Results Chicago, Illinois – March 12, 2024 – Whole Earth Brands, Inc. (the “Company” or “we” or “our”) (Nasdaq: FREE), a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other foods, today announced its financial results for its fourth quarter and full year ended |
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March 12, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38880 Whole Eart |
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March 12, 2024 |
Exhibit 21.1 Whole Earth Brands, Inc. List of Subsidiaries as of December 31, 2023 Name of Subsidiary State or Country Merisant Spain SL Spain Merisant Company 2, Sarl. Switzerland Merisant Company Delaware Merisant US, Inc. Delaware Merisant Luxembourg Sarl Luxembourg Mafco Worldwide LLC Delaware Extraits Vegetaux ET Derives, SAS France Zhangjiangang Free Trade Zone Mafco Biotech Co., Ltd. China |
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March 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2024 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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February 20, 2024 |
FREE / Whole Earth Brands, Inc. / Hilary L Shane Revocable Trust - SC 13G Passive Investment SC 13G 1 freesc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a) Whole Earth Brands, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 96684W100 (CUSIP Number) February 13, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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February 14, 2024 |
FREE / Whole Earth Brands, Inc. / Notch View Capital Management, LLC Activist Investment SC 13D/A 1 d1098323213d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) Keith Goodman c/o Notch View Capital Management, LLC 360 NW 27th Street, 8th Floor Miami, Fl |
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February 14, 2024 |
FREE / Whole Earth Brands, Inc. / ARMISTICE CAPITAL, LLC Passive Investment SC 13G/A 1 armistice-free123123a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Ch |
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February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2024 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commiss |
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February 13, 2024 |
CONDITIONAL CONTRIBUTION AGREEMENT (Shares of Whole Earth Brands, Inc.) EX-99.E 2 d785743dex99e.htm EX-99.E Exhibit E CONDITIONAL CONTRIBUTION AGREEMENT (Shares of Whole Earth Brands, Inc.) This CONDITIONAL CONTRIBUTION AGREEMENT (as amended from time to time, this “Agreement”), is entered into effective as of February 12, 2024 (the “Effective Date”), by and among Marpet Capital, LLC, a Delaware limited liability company (“Marpet”), the Martin E. Franklin Revocable Tr |
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February 13, 2024 |
FREE / Whole Earth Brands, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Whole Earth Brands Inc Class A Title of Class of Securities: Common Stock CUSIP Number: 96684W100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule |
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February 13, 2024 |
Exhibit 99.1 Whole Earth Brands Signs Definitive Agreement to be Acquired by Affiliates of Sababa Holdings FREE, LLC Whole Earth Brands shareholders to receive $4.875 per share in an all-cash transaction Represents a 56% premium over the Company’s share price at market close on June 23, 2023 prior to receiving Sababa’s initial $4.00 per share bid Transaction concludes the Company’s evaluation of s |
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February 13, 2024 |
Form of Transaction Bonus Agreement. Exhibit 10.2 TRANSACTION BONUS AGREEMENT THIS TRANSACTION BONUS AGREEMENT (this “Agreement”) is entered into effective as of February 12, 2024 (the “Effective Date”), by and between Whole Earth Brands, Inc., a Delaware corporation (“WEB”) and [] (the “Employee”). W I T N E S S E T H: WHEREAS, the Employee is currently employed as the [] of the Company and is an integral part of its management; WHE |
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February 13, 2024 |
Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”) is entered into effective as of February 12, 2024, by and among Irwin D. Simon (the “Consultant”), Ozark Holdings, LLC, a Delaware limited liability company (“Parent”), and Whole Earth Brands, Inc., a Delaware corporation (the “Company” and collectively with Parent and the Consultant, the “Parties” and each, a “Party”). |
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February 13, 2024 |
EX-99.H 5 d785743dex99h.htm EX-99.H Exhibit H Sir Martin E. Franklin Martin E. Franklin Revocable Trust Sababa Holdings FREE, LLC c/o Mariposa Capital 500 S Pointe Drive, Suite 240 Miami Beach, FL 33139 February 12, 2024 Whole Earth Brands, Inc. 125 S. Wacker Drive, Suite 1250 Chicago, Illinois 60606 Ladies and Gentlemen: Reference is made to that certain Agreement of Merger, dated as of the date |
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February 13, 2024 |
EX-99.G 4 d785743dex99g.htm EX-99.G Exhibit G LIMITED GUARANTEE This LIMITED GUARANTEE, dated as of February 12, 2024 (this “Limited Guarantee”), is made by each of (i) Sababa Holdings FREE, LLC, a Delaware limited liability company (the “Parent Guarantor”), (ii) (A) Rhône Partners VI L.P., a Cayman Islands limited partnership, (B) Rhône Offshore Partners VI L.P., a Cayman Islands limited partners |
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February 13, 2024 |
Press Release, dated February 13, 2024 Exhibit 99.1 Whole Earth Brands Signs Definitive Agreement to be Acquired by Affiliates of Sababa Holdings FREE, LLC Whole Earth Brands shareholders to receive $4.875 per share in an all-cash transaction Represents a 56% premium over the Company’s share price at market close on June 23, 2023 prior to receiving Sababa’s initial $4.00 per share bid Transaction concludes the Company’s evaluation of s |
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February 13, 2024 |
Exhibit 2.1 AGREEMENT OF MERGER by and among OZARK HOLDINGS, LLC, SWEET OAK MERGER SUB, LLC and WHOLE EARTH BRANDS, INC. Dated as of February 12, 2024 TABLE OF CONTENTS Page Article I MERGER 2 Section 1.1 The Merger 2 Section 1.2 Closing 2 Section 1.3 Effective Time 3 Section 1.4 Effects of the Merger 3 Section 1.5 Certificate of Incorporation 3 Section 1.6 Bylaws 3 Section 1.7 Directors and Offic |
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February 13, 2024 |
SILVER POINT FINANCE, LLC Two Greenwich Plaza, Suite 1 Greenwich, CT 06830 EX-99.F 3 d785743dex99f.htm EX-99.F Exhibit F Execution Version SILVER POINT FINANCE, LLC Two Greenwich Plaza, Suite 1 Greenwich, CT 06830 FORTRESS CREDIT CORP. 1345 Avenue of the Americas, 46th Floor New York, NY 10105 CONFIDENTIAL February 12, 2024 Ozark Holdings LLC c/o Mariposa Capital LLC 500 South Pointe Drive, Suite 240 Miami Beach, FL 33139 Attention: Desiree DeStefano Project Domino Incre |
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February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2024 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commiss |
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February 13, 2024 |
Exhibit 2.1 AGREEMENT OF MERGER by and among OZARK HOLDINGS, LLC, SWEET OAK MERGER SUB, LLC and WHOLE EARTH BRANDS, INC. Dated as of February 12, 2024 TABLE OF CONTENTS Page Article I MERGER 2 Section 1.1 The Merger 2 Section 1.2 Closing 2 Section 1.3 Effective Time 3 Section 1.4 Effects of the Merger 3 Section 1.5 Certificate of Incorporation 3 Section 1.6 Bylaws 3 Section 1.7 Directors and Offic |
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February 13, 2024 |
FREE / Whole Earth Brands, Inc. / FRANKLIN MARTIN E - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) Sir Martin E. Franklin 500 South Pointe Drive, Suite 240 Miami Beach, Florida 33139 (786) 482-6333 (Name, |
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February 13, 2024 |
Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”) is entered into effective as of February 12, 2024, by and among Irwin D. Simon (the “Consultant”), Ozark Holdings, LLC, a Delaware limited liability company (“Parent”), and Whole Earth Brands, Inc., a Delaware corporation (the “Company” and collectively with Parent and the Consultant, the “Parties” and each, a “Party”). |
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February 13, 2024 |
Exhibit 10.2 TRANSACTION BONUS AGREEMENT THIS TRANSACTION BONUS AGREEMENT (this “Agreement”) is entered into effective as of February 12, 2024 (the “Effective Date”), by and between Whole Earth Brands, Inc., a Delaware corporation (“WEB”) and [] (the “Employee”). W I T N E S S E T H: WHEREAS, the Employee is currently employed as the [] of the Company and is an integral part of its management; WHE |
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January 3, 2024 |
FREE / Whole Earth Brands, Inc. / Notch View Capital Management, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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December 29, 2023 |
FREE / Whole Earth Brands, Inc. / Notch View Capital Management, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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November 17, 2023 |
FREE / Whole Earth Brands Inc - Class A / Notch View Capital Management, LLC Passive Investment SC 13G 1 d1088054213g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) November 9, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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November 9, 2023 |
Exhibit 99.1 Whole Earth Brands Reports Third Quarter 2023 Results Third Consecutive Quarter of Margin Improvement Flavors & Ingredients Achieves Another Quarter of Record Sales Chicago, Illinois – November 9, 2023 – Whole Earth Brands, Inc. (the “Company” or “we” or “our”) (Nasdaq: FREE), a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers |
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November 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commissi |
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November 9, 2023 |
Exhibit 10.1 THIRD AMENDMENT AGREEMENT TO AMENDED AND RESTATED LOAN AGREEMENT This THIRD AMENDMENT AGREEMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this “Amendment Agreement”) is entered into as of October 5, 2023, among Whole Earth Brands, Inc., a Delaware corporation (formerly Act II Global Acquisition Corp., a Cayman Islands exempted company) (the “Borrower”), the other Credit Parties party he |
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November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001- |
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October 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commissio |
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August 15, 2023 |
EX-99.C Exhibit 99.C Execution Copy CONFIDENTIALITY AGREEMENT August 14, 2023 Sababa Holdings FREE, LLC 500 South Pointe Drive, Suite 240 Miami Beach, Florida 33139 Attention: Sir Martin E. Franklin Ladies and Gentlemen: In connection with your consideration of a possible negotiated transaction (the “Transaction”) between Sababa Holdings FREE, LLC or one of its controlled affiliates (“you” or “you |
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August 15, 2023 |
FREE / Whole Earth Brands Inc - Class A / FRANKLIN MARTIN E - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) Sir Martin E. Franklin 500 South Pointe Drive, Suite 240 Miami Beach, Florida 33139 (786) 482-6333 (Name, |
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August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-38880 |
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August 9, 2023 |
Exhibit 99.1 Whole Earth Brands Reports Second Quarter 2023 Results Sequential Margin Improvement Momentum Continues Flavors & Ingredients Achieves Record Quarterly Sales Chicago, Illinois – August 9, 2023 – Whole Earth Brands, Inc. (the “Company” or “we” or “our”) (Nasdaq: FREE), a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other |
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August 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commissi |
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August 7, 2023 |
Letter, dated as of August 1, 2023, between the Company and Rajnish Ohri Exhibit 10.1 August 1, 2023 Rajnishi Ohri, via email Dear Rajnish: The details of your salary adjustments are as follow: Current New Effective Date: N/A August 1, 2023 Base Salary (USD) $320,929.52 $500,000* Incentive Target % 60% 100% Incentive Payout at Target $192,557.71 $500,000 Total Cash Compensation at Target $513,487.23 $1,000,000 Total Increase % 95% *In addition to your base salary, you |
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July 17, 2023 |
Exhibit 99.1 Whole Earth Brands Implements Executive Transition in Connection with Board’s Review of Strategic Alternatives Special Committee of the Board continues to evaluate potential strategic alternatives Rajish Ohri and Jeffrey Robinson appointed as Interim Co-CEOs Chicago, Illinois – July 17, 2023 – Whole Earth Brands, Inc. (the “Company” or “we” or “our”) (Nasdaq: FREE), a global food comp |
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July 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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July 11, 2023 |
Whole Earth Brands Retains Jefferies LLC as Financial Advisor to the Special Committee Exhibit 99.1 Whole Earth Brands Retains Jefferies LLC as Financial Advisor to the Special Committee Chicago, Illinois – July 11, 2023 – Whole Earth Brands, Inc. (the “Company” or “we” or “our”) (Nasdaq: FREE), a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other foods, today announced that the special committee (the “Special Committ |
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July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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June 27, 2023 |
Whole Earth Brands Confirms Receipt of Non-Binding Proposal from Sababa Holdings FREE, LLC Exhibit 99.1 Whole Earth Brands Confirms Receipt of Non-Binding Proposal from Sababa Holdings FREE, LLC Chicago, Illinois – June 27, 2023 – Whole Earth Brands, Inc. (the “Company” or “we” or “our”) (Nasdaq: FREE), a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other foods, today confirmed the receipt of a non-binding proposal from S |
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June 26, 2023 |
FREE / Whole Earth Brands Inc - Class A / FRANKLIN MARTIN E - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) Sir Martin E. Franklin 500 South Pointe Drive, Suite 240 Miami Beach, Florida 33139 (786) 482-6333 (Name, |
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June 26, 2023 |
Sababa Holdings FREE, LLC 500 S Pointe Drive, Suite 240 Miami Beach, FL 33139 EX-99.B Exhibit B Sababa Holdings FREE, LLC 500 S Pointe Drive, Suite 240 Miami Beach, FL 33139 June 25, 2023 Mr. Irwin Simon Executive Chairman of the Board Whole Earth Brands, Inc. 125 S. Wacker Drive, Suite 3150 Chicago, Illinois 60606 Dear Irwin, We are pleased to submit this preliminary, non-binding proposal, which outlines the principal terms and conditions under which Sababa Holdings FREE, |
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June 21, 2023 |
FREE / Whole Earth Brands Inc - Class A / FRANKLIN MARTIN E - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) Sir Martin E. Franklin 500 South Pointe Drive, Suite 240 Miami Beach, Florida 33139 (786) 482-6333 (Name, |
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June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission F |
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May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ |
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May 24, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary P |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3888 |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission F |
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May 10, 2023 |
Whole Earth Brands Reports First Quarter 2023 Results and Reaffirms Full Year Guidance Exhibit 99.1 Whole Earth Brands Reports First Quarter 2023 Results and Reaffirms Full Year Guidance Chicago, Illinois – May 10, 2023 – Whole Earth Brands, Inc. (the “Company” or “we” or “our”) (Nasdaq: FREE), a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other foods, today announced its financial results for its first quarter ended |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Conf |
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April 28, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Pr |
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April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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April 25, 2023 |
Exhibit 10.1 SECOND Amendment TO AMENDED AND RESTATED LOAN AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this “Amendment”) is entered into as of April 24, 2023, among Whole Earth Brands, Inc., a Delaware corporation (formerly Act II Global Acquisition Corp., a Cayman Islands exempted company) (the “Borrower”), the other Credit Parties party hereto, the Lenders party heret |
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April 25, 2023 |
Exhibit 99.1 Whole Earth Brands Announces Leadership Evolution with New Executive Appointments and Amends Credit Agreement Branded CPG International Regions to be Operated Collectively Under New Leadership Nigel Willerton, Founder of Wholesome Sweeteners, Named as President and COO of Branded CPG North America Region Rajnish Ohri, Formerly VP and MD of Branded CPG IMEA Region, Named as President a |
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April 25, 2023 |
Exhibit 10.2 April 21, 2023 Bernardo Fiaux 345 E. Wacker Drive Apt. 1607 Chicago, IL 60601 Dear Bernardo: We are pleased to extend to you an offer of employment for the position of Chief Financial Officer at Whole Earth Brands, Inc. (the “Company”). Summarized below are the principal terms of our employment offer (“Offer Letter”). · Your starting date will be April 24, 2023 or such earlier date as |
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April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 6, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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April 12, 2023 |
EXHIBIT 10.1 April 3, 2023 Michael Ellis Franklin Dear Mikey: We are pleased to memorialize the terms of your employment with Whole Earth Brands, Inc., a Delaware corporation (“Whole Earth” or the “Company”). Your employment will be subject to the terms and conditions set forth in this letter (the “Employment Letter”). This Employment Letter will be binding upon execution (the “Effective Date”) by |
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March 16, 2023 |
FREE / Whole Earth Brands Inc - Class A / FRANKLIN MARTIN E - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) Sir Martin E. Franklin 500 South Pointe Drive, Suite 240 Miami Beach, Florida 33139 (786) 482-6333 (Name, Ad |
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March 16, 2023 |
EX-99.A EXHIBIT A JOINT FILING AGREEMENT In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13D to which this Joint Filing Agreement is attached and have duly executed this Joint Filing Agreement as of the date set forth below. Da |
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March 13, 2023 |
Exhibit 21.1 Whole Earth Brands, Inc. List of Subsidiaries as of December 31, 2022 Name of Subsidiary State or Country Merisant Spain SL Spain Merisant Company 2, Sarl. Switzerland Merisant Company Delaware Merisant Luxembourg Sarl Luxembourg Mafco Worldwide LLC Delaware Extraits Vegetaux ET Derives, SAS France Zhangjiangang Free Trade Zone Mafco Biotech Co., Ltd. China Swerve, L.L.C. Louisiana Sw |
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March 13, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2023 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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March 13, 2023 |
Description of the Registered Securities. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of our securities is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to our certificate of incorporation (the “certificate of incorporation”), our bylaws (the “bylaws”) and th |
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March 13, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38880 Whole Eart |
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March 13, 2023 |
Offer Letter, dated as of December 15, 2021, by and between the Company and Duane Portwood. Exhibit 10.15 December 15, 2021 Duane Portwood, via email Dear Duane, We are pleased to extend to you this offer of employment for the position of Chief Financial Officer – Whole Earth Brands, at Merisant US, Inc. (the “Company”), reporting directly to me. Summarized below are the principal terms of our employment offer. •Your start date will be mutually agreed upon with the Company. •Your base sa |
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March 13, 2023 |
Exhibit 99.1 Whole Earth Brands Reports Fourth Quarter and Full Year 2022 Results and Provides 2023 Guidance Reported fourth quarter revenue growth of 4.7%; constant currency revenue growth of 7.0% reflecting strong performance across both segments Chicago, Illinois – March 13, 2023 – Whole Earth Brands, Inc. (the “Company” or “we” or “our”) (Nasdaq: FREE), a global food company enabling healthier |
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February 14, 2023 |
FREE / Whole Earth Brands Inc / ARMISTICE CAPITAL, LLC Passive Investment SC 13G 1 armistice-free123122.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the |
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February 10, 2023 |
FREE / Whole Earth Brands Inc / Rubric Capital Management LP - SC 13G/A Passive Investment SC 13G/A 1 tm235947d8sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 96684W100 (CUSIP Number) December 31, 2022 (Date of event which requires filing of this statement) Check the a |
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February 9, 2023 |
FREE / Whole Earth Brands Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Whole Earth Brands Inc. Title of Class of Securities: Common Stock CUSIP Number: 96684W100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ |
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December 13, 2022 |
Exhibit 10.1 SEPARATION AGREEMENT This Separation Agreement (this ?Agreement?) by and between Merisant Company 2 S?rl, a Swiss company (?Merisant?) and Whole Earth Brands, Inc., a U.S. corporation (?WEB?), on the one hand, and Albert Manzone, a resident of Dorfstrasse 3, Ch-8802 Kilchberg (?Executive?), on the other hand, is effective as of the date of the last signature below. As used in this Agr |
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December 13, 2022 |
Exhibit 99.1 Whole Earth Brands, Inc. Announces CEO Transition Plan Albert Manzone Stepping Down as CEO; Michael Franklin to Serve as Interim CEO Reaffirms Full Year 2022 Guidance Chicago, Illinois ? December 12, 2022 ? Whole Earth Brands, Inc. (the ?Company?) (Nasdaq: FREE) a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other foods |
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December 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commiss |
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November 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commissi |
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November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001- |
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November 9, 2022 |
Exhibit 99.1 Whole Earth Brands Reports Third Quarter 2022 Results Reported revenue growth of 4.9%; constant currency revenue growth of 8.1%, supported by strong performance across both segments On track to deliver approximately $40 million of pricing and cost savings to offset inflationary and currency pressures Full year guidance updated for sales momentum and currency impact Chicago, Illinois ? |
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August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 25, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commissio |
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August 31, 2022 |
Whole Earth Brands, Inc. Appoints Michael Franklin to its Board of Directors Exhibit 99.1 Whole Earth Brands, Inc. Appoints Michael Franklin to its Board of Directors Chicago, Illinois ? August 25, 2022 ? Whole Earth Brands, Inc. (the ?Company?) (Nasdaq: FREE) a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other foods, today announced the appointment of Michael Franklin to the Company?s Board of Directors (t |
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August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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August 9, 2022 |
Exhibit 99.1 Whole Earth Brands Reports Second Quarter 2022 Results and Reaffirms Full Year Guidance 8.5% constant currency revenue growth, supported by strong performance across both segments with price actions and volume gains Chicago, Illinois ? August 9, 2022 ? Whole Earth Brands, Inc. (the ?Company? or ?we? or ?our?) (Nasdaq: FREE), a global food company enabling healthier lifestyles through |
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August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-38880 |
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June 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 15, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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June 17, 2022 |
Whole Earth Brands, Inc. Increases Revolving Credit Facility to $125 Million EXHIBIT 99.1 Whole Earth Brands, Inc. Increases Revolving Credit Facility to $125 Million Chicago, Illinois ? June 17, 2022 ? Whole Earth Brands, Inc. (the ?Company?) (Nasdaq: FREE) a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other foods, today announced that it completed an amendment, effective June 15, 2022, to its amended and |
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June 17, 2022 |
? Exhibit 10.1 ? FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT ? This FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this ?Amendment?) is entered into as of 15 June, 2022, among Whole Earth Brands, Inc., a Delaware corporation (formerly Act II Global Acquisition Corp., a Cayman Islands exempted company) (the ?Borrower?), the other Credit Parties party hereto, the Lenders (as defi |
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June 13, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission F |
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May 19, 2022 |
FREE / Whole Earth Brands Inc / FRANKLIN MARTIN E - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) May 18, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa |
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May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Whole Earth Brands, Inc. (Name of Issuer) COMMON STOCK, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) Continental Grain Company 767 Fifth Avenue, 15th Floor New York, NY 10153-0015 212.207.5100 Attention: Michael May |
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May 19, 2022 |
EXHIBIT A JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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May 10, 2022 |
Whole Earth Brands Reports First Quarter 2022 Results and Reaffirms Full Year Guidance Exhibit 99.1 Whole Earth Brands Reports First Quarter 2022 Results and Reaffirms Full Year Guidance Chicago, Illinois ? May 10, 2022 ? Whole Earth Brands, Inc. (the ?Company? or ?we? or ?our?) (Nasdaq: FREE), a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other foods, today announced its financial results for its first quarter ended |
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May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission F |
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May 10, 2022 |
Exhibit 10.1 Merisant Company 125 S. Wacker Drive, Suite 3150 Chicago, Illinois 60606 June 18, 2020 Brian Litman 1664 Dartmouth Court Naperville, IL 60565 Dear Brian: We are pleased to extend to you an offer of employment (the ?Agreement?) for the position of Corporate Controller and Treasurer at Merisant US, Inc. (?Merisant ?or the ?Company?). Summarized below are the principal terms of our emplo |
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May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3888 |
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May 10, 2022 |
Exhibit 10.2 December 2, 2020 Jeffrey S. Robinson 22 Mill Road Manalapan, NJ 07726 Dear Jeff: We are pleased to extend to you an offer of employment (?Agreement?) for the position of President at Mafco Worldwide LLC (the ?Company?), the Flavors & Ingredients segment of Whole Earth Brands, Inc. (WEB?). As of the effective date of December 7, 2020, this Agreement will supersede your employment agree |
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April 26, 2022 |
DEF 14A 1 edge20003339x1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ C |
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April 26, 2022 |
DEFA14A 1 edge20003339x2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropria |
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April 18, 2022 |
FREE / Whole Earth Brands Inc / FRANKLIN MARTIN E - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) April 6, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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April 18, 2022 |
Exhibit A EXHIBIT A JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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March 30, 2022 |
Form of Performance-Based Restricted Stock Unit Agreement Exhibit 10.1 FORM Whole Earth Brands, Inc. Performance-Based Restricted Stock Unit Notice under the Whole Earth Brands, Inc. 2020 Long-Term Incentive Plan Name of Grantee: /$ParticipantName$/ This Notice evidences the award of performance-based restricted stock units (each, an ?PSU,? and collectively, the ?PSUs?) of Whole Earth Brands, Inc., a Delaware corporation (the ?Company?), that have been g |
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March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 24, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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March 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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March 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38880 Whole Eart |
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March 14, 2022 |
Description of the Registered Securities. Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of our securities is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to our certificate of incorporation (the ?certificate of incorporation?), our bylaws (the ?bylaws?) and th |
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March 14, 2022 |
Exhibit 21.1 Whole Earth Brands, Inc. List of Subsidiaries as of December 31, 2021 Name of Subsidiary State or Country Merisant Spain SL Spain Merisant Company 2, Sarl. Switzerland Merisant Company Delaware Merisant Luxembourg Sarl Luxembourg Mafco Worldwide LLC Delaware Extraits Vegetaux ET Derives, SAS France Zhangjiangang Free Trade Zone Mafco Biotech Co., Ltd. China Swerve, L.L.C. Louisiana Sw |
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March 14, 2022 |
Offer Letter, dated as of December 15, 2021, by and between the Company and Duane Portwood. Exhibit 10.18 December 15, 2021 Duane Portwood, via email Dear Duane, We are pleased to extend to you this offer of employment for the position of Chief Financial Officer ? Whole Earth Brands, at Merisant US, Inc. (the ?Company?), reporting directly to me. Summarized below are the principal terms of our employment offer. ?Your start date will be mutually agreed upon with the Company. ?Your base sa |
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March 14, 2022 |
Whole Earth Brands Reports Fourth Quarter and Full Year 2021 Results and Provides 2022 Guidance Exhibit 99.1 Whole Earth Brands Reports Fourth Quarter and Full Year 2021 Results and Provides 2022 Guidance Chicago, Illinois ? March 14, 2022 ? Whole Earth Brands, Inc. (the ?Company? or ?we? or ?our?) (Nasdaq: FREE), a global food company enabling healthier lifestyles through premium plant-based sweeteners, flavor enhancers and other foods, today announced its financial results for its fourth q |
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March 7, 2022 |
FREE / Whole Earth Brands Inc / CONTINENTAL GRAIN CO - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Whole Earth Brands, Inc. (Name of Issuer) COMMON STOCK, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) Continental Grain Company 767 Fifth Avenue, 15th Floor New York, NY 10153-0015 212.207.5100 Attention: Michael Mayb |
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February 24, 2022 |
PROSPECTUS 2,829,200 Shares of Common Stock by the Selling Stockholders Whole Earth Brands, Inc. Filed Pursuant to Rule 424(b)(3) Registration No. 333-262535 PROSPECTUS 2,829,200 Shares of Common Stock by the Selling Stockholders Whole Earth Brands, Inc. This prospectus relates to the resale from time to time of an aggregate of up to 2,829,200 shares of our common stock, par value $0.0001 per share (?common stock?) by the selling stockholders named in this prospectus (each a ?selling stockhol |
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February 24, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 23, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commiss |
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February 17, 2022 |
Whole Earth Brands, Inc. 125 South Wacker Drive, Suite 3150 Chicago, IL 60606 Whole Earth Brands, Inc. 125 South Wacker Drive, Suite 3150 Chicago, IL 60606 February 17, 2022 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Division of Corporation Finance Office of Manufacturing Washington, DC 20549 Attention: Gregory Herbers Re: Whole Earth Brands, Inc. Registration Statement on Form S-3 Filed February 4, 2022 File No. 333-262535 Dear Mr. Herbers: Pursuant to |
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February 14, 2022 |
FREE / Whole Earth Brands Inc / Rubric Capital Management LP - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 96684W100 (CUSIP Number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursua |
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February 4, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Whole Earth Brands, Inc. |
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February 4, 2022 |
As filed with the Securities and Exchange Commission on February 4, 2022 As filed with the Securities and Exchange Commission on February 4, 2022 Registration No. |
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January 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 10, 2022 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commissi |
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January 10, 2022 |
Exhibit 99.1 Whole Earth Brands, Inc. Appoints New Chief Financial Officer Mr. Portwood to participate in a webcasted fireside chat alongside CEO Albert Manzone at the ICR Conference today CHICAGO, Jan. 10, 2022 (GLOBE NEWSWIRE) - Whole Earth Brands, Inc. (the ?Company?) (Nasdaq: FREE), a global food company enabling healthier lifestyles, today announced the appointment of Duane Portwood as Chief |
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November 19, 2021 |
Whole Earth Brands, Inc. 125 South Wacker Drive, Suite 3150 Chicago, IL 60606 Whole Earth Brands, Inc. 125 South Wacker Drive, Suite 3150 Chicago, IL 60606 November 19, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attention: Bradley Ecker Re: Whole Earth Brands, Inc. Registration Statement on Form S-3 File No. 333-261030 Dear Mr. Ecker: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as |
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November 12, 2021 |
As filed with the Securities and Exchange Commission on November 12, 2021 As filed with the Securities and Exchange Commission on November 12, 2021 Registration No. |
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November 12, 2021 |
Exhibit 4.3 WHOLE EARTH BRANDS, INC. INDENTURE Dated as of , 20 [] Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 5 Section 1.4 Rules of Construction 5 ARTICLE II THE SECURITIES 6 Section 2.1 Issuable in Series 6 Section 2.2 Establishment of |
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November 12, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On June 24, 2020, Act II Global Acquisition Corp., a Cayman Islands exempted company (?Act II?), domesticated into a Delaware corporation (the ?Domestication?), and on June 25, 2020, consummated the indirect acquisition (the ?Act II Acquisition?) of (i) all of the issued and outstanding equity interests of Merisant Company ( |
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November 12, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commiss |
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November 12, 2021 |
As filed with the Securities and Exchange Commission on November 12, 2021 As filed with the Securities and Exchange Commission on November 12, 2021 Registration No. |
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November 9, 2021 |
TABLE OF CONTENTS FILED PURSUANT TO RULE 424(B)(3) FILE NO. 333-240089 WHOLE EARTH BRANDS, INC. SUPPLEMENT NO. 3 TO PROSPECTUS DATED JULY 1, 2021 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 9, 2021 This prospectus supplement (this ?Supplement No. 3?) is part of the prospectus of Whole Earth Brands, Inc. (the ?Company?) dated July 1, 2021 (as supplemented or amended from time to time, the ?Prospectus?) |
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November 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commissi |
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November 9, 2021 |
Exhibit 99.1 Whole Earth Brands, Inc. Reports Third Quarter 2021 Financial Results and Reiterates Full Year Guidance Reported Third Quarter Consolidated Revenue Growth of 92.4%, Including Strategic Acquisitions Third Quarter Organic Constant Currency Revenue Growth of 6.1% Including Acquisitions in Both Periods Third Quarter Branded CPG Proforma Organic Constant Currency Revenue Growth of 7.6% vs |
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November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001- |
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October 12, 2021 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF WHOLE EARTH BRANDS, INC. Whole Earth Brands, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. This Certificate of Amendment (the ?Certificate of Amendment?) amends the provisions of the Corporation's Certificate of Incorpo |
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October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commissi |
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September 28, 2021 |
Whole Earth Brands, Inc. Announces CFO Departure and Succession Plan to Support Growth Strategy Exhibit 99.1 Whole Earth Brands, Inc. Announces CFO Departure and Succession Plan to Support Growth Strategy Chicago, Illinois ? September 28, 2021 ? Whole Earth Brands, Inc. (the ?Company?) (Nasdaq: FREE), a global food company enabling healthier lifestyles, today announced that Andy Rusie, the Company?s Chief Financial Officer, will resign from the position effective October 8, 2021 in order to |
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September 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 22, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commis |
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August 30, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ????) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Pro |
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August 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confide |
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August 9, 2021 |
Exhibit 99.1 Whole Earth Brands, Inc. Reports Second Quarter 2021 Financial Results and Reiterates Full Year Guidance Second Quarter Branded CPG Segment Revenue Growth of 130%, Reflecting Strategic Acquisitions of Swerve and Wholesome Second Quarter Branded CPG Segment Proforma Organic Constant Currency Revenue Grew 15% on a Two-year Stacked Basis (versus Second Quarter 2019) Second Quarter Operat |
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August 9, 2021 |
TABLE OF CONTENTS FILED PURSUANT TO RULE 424(B)(3) FILE NO. 333-240089 WHOLE EARTH BRANDS, INC. SUPPLEMENT NO. 2 TO PROSPECTUS DATED JULY 1, 2021 THE DATE OF THIS SUPPLEMENT IS AUGUST 9, 2021 This prospectus supplement (this ?Supplement No. 2?) is part of the prospectus of Whole Earth Brands, Inc. (the ?Company?) dated July 1, 2021 (as supplemented or amended from time to time, the ?Prospectus?). |
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August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-38880 |
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August 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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July 9, 2021 |
FILED PURSUANT TO RULE 424(B)(3) FILE NO. 333-240089 WHOLE EARTH BRANDS, INC. SUPPLEMENT NO. 1 TO PROSPECTUS DATED JULY 1, 2021 THE DATE OF THIS SUPPLEMENT IS JULY 9, 2021 This prospectus supplement (this ?Supplement No. 1?) is part of the prospectus of Whole Earth Brands, Inc. (the ?Company?), dated July 1, 2021 (as amended from time to time, the ?Prospectus?). This Supplement No. 1 supplements, |
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July 1, 2021 |
TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(3) ?Registration No. 333-240089? PROSPECTUS 10,131,750 Shares of Common Stock 3,799,018 Shares of Common Stock by the Selling Security Holders 3,007,200 Warrants by the Selling Security Holders Whole Earth Brands, Inc. This prospectus relates to (a) the issuance by us of up to 10,131,750 shares of our common stock, par value $0.0001 per share (?comm |
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July 1, 2021 |
Exhibit 3.1 BYLAWS OF WHOLE EARTH BRANDS, INC. A Delaware Corporation (as amended through June 30, 2021) TABLE OF CONTENTS Page Article I OFFICES 1 Section 1.1 Registered Office 1 Section 1.2 Other Offices 1 Article II MEETINGS OF STOCKHOLDERS 1 Section 2.1 Place of Meetings 1 Section 2.2 Annual Meetings 1 Section 2.3 Special Meetings 1 Section 2.4 Nature of Business at Meetings of Stockholders 1 |
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July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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June 9, 2021 |
As filed with the Securities and Exchange Commission on June 9, 2021 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 9, 2021 Registration No. |
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May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3888 |
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May 14, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission F |
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May 14, 2021 |
Exhibit 10.2 Merisant Company 2 SARL Avenue Jean-Jacques Rousseau 7 2000 Neuchatel Switzerland February 11, 2020 Albert Manzone Dorfstrasse 3 Ch-8802 Kilchberg Dear Albert: I write to memorialize changes to your offer letter dated January 25, 2016 (?Offer Letter?), which was amended on July 1, 2017 (?Amendment?), in a November 4, 2018 letter (?2018 Amendment Letter?), in a June 10, 2019 letter (?3 |
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May 14, 2021 |
Exhibit 99.1 Whole Earth Brands, Inc. Reports First Quarter 2021 Financial Results and Reiterates Full Year Guidance First Quarter Branded CPG Segment Revenue Growth of 103%, Reflecting Strategic Acquisitions of Swerve and Wholesome; Both Acquisitions are Fully Integrated First Quarter Branded CPG Segment Proforma Organic Constant Currency Revenue Growth of 10% Chicago, Illinois ? May 14, 2021 ? W |
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May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 001-38880 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K x Form10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: March 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38880 Whole Ea |
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April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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April 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 2, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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March 26, 2021 |
Exhibit 99.1 Consolidated Financial Statements and Report of Independent Certified Public Accountants WSO Investments, Inc. August 28, 2020 and August 30, 2019 Contents Page Report of Independent Certified Public Accountants 3 Consolidated Financial Statements Consolidated balance sheets 5 Consolidated statements of operations 6 Consolidated statement of stockholders’ equity 7 Consolidated stateme |
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March 26, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On June 24, 2020, Act II Global Acquisition Corp., a Cayman Islands exempted company (?Act II?), domesticated into a Delaware corporation (the ?Domestication?), and on June 25, 2020, consummated the indirect acquisition (the ?Act II Acquisition?) of (i) all of the issued and outstanding equity interests of Merisant Company ( |
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March 26, 2021 |
Exhibit 99.2 Contents Page Consolidated Financial Statements Unaudited consolidated balance sheets 1 Unaudited consolidated statements of operations 2 Unaudited consolidated statements of stockholders? equity 3 Unaudited consolidated statements of cash flows 4 Notes to the unaudited consolidated financial statements 5 WSO Investments, Inc. UNAUDITED CONSOLIDATED BALANCE SHEETS As of November 27, 2 |
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March 26, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of inco |
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March 16, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38880 Whole Eart |
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March 16, 2021 |
Exhibit 99.1 Whole Earth Brands, Inc. Reports Fourth Quarter and Full Year 2020 Financial Results and Provides 2021 Guidance Fourth Quarter 2020 Results Driven by 24.6% Revenue Growth in the Branded CPG Segment with Consolidated Net Revenue Growth of 10.1% Recently Completed Acquisitions of Swerve (November 2020) and Wholesome (February 2021) Provides Fiscal Year 2021 Guidance and Raises Long-Term |
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March 16, 2021 |
Exhibit 21.1 Whole Earth Brands, Inc. List of Subsidiaries as of December 31, 2020 Name of Subsidiary State or Country Merisant Spain SL Spain Merisant Company 2, Sarl. Switzerland Merisant Company Delaware Merisant Luxembourg Sarl Luxembourg Mafco Worldwide LLC Delaware Extraits Vegetaux ET Derives, SAS France Zhangjiangang Free Trade Zone Mafco Biotech Co., Ltd. China Swerve, L.L.C. Louisiana Sw |
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March 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commission |
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March 16, 2021 |
Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of our securities is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to our certificate of incorporation (the ?certificate of incorporation?), our bylaws (the ?bylaws?) and th |
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March 16, 2021 |
Flavors Holdings Inc. 2019 Long-Term Incentive Plan. Exhibit 10.28 Flavors Holdings Inc. 2019 Long-Term Incentive Plan ARTICLE 1. ESTABLISHMENT AND PURPOSE 1.1 Establishment. The Flavors Holdings Inc. Long-Term Incentive Plan is established effective as of January 1, 2019. Awards may be made under the Plan until December 31, 2021, unless the Plan is terminated earlier by the Board. Subject to other applicable provisions of the Plan, all Awards made |
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February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Act II Global Acquisition Corp. (Name of Issuer) Class A Common Stock, $.0001 par value (Title of Class of Securities) KYG0080J1123 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desi |
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February 16, 2021 |
Joint Filing Agreement (filed herewith). EXHIBIT 99.1 JOINT FILING AGREEMENT February 16, 2021 Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation there |
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February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Whole Earth Brands, Inc. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 96684W100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Whole Earth Brands, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 96684W100 (CUSIP Number) December 31, 2020 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuan |
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February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 2) WHOLE EARTH BRANDS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 96684W100 (CUSIP Number) DECEMBER 31, 2020 (Date of event which requires filing of this statement) Check the appropriate box to designate th |
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February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Whole Earth Brands, Inc. (fka Act II Global Acquisition Corp.) (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 96684W126 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) |
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February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G AMENDMENT NO. |
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February 8, 2021 |
Exhibit 10.1 Amendment and RESTaTEMENT AGREEMENT This AMENDMENT AND RESTATEMENT AGREEMENT (this “Agreement”) is entered into as of February 5, 2021, among Whole Earth Brands, Inc., a Delaware corporation (formerly Act II Global Acquisition Corp., a Cayman Islands exempted company) (the “Borrower”), certain Domestic Subsidiaries (as defined in the Loan Agreement referred to below) of the Borrower, |
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February 8, 2021 |
Whole Earth Brands, Inc. Completes Accretive Acquisition of Wholesome and Reiterates 2020 Guidance Exhibit 99.1 Whole Earth Brands, Inc. Completes Accretive Acquisition of Wholesome and Reiterates 2020 Guidance Chicago, Illinois – February 8, 2021 – Whole Earth Brands, Inc. (the “Company” or “Whole Earth Brands”) (Nasdaq: FREE), a global food company enabling healthier lifestyles by providing access to premium plant-based sweeteners, flavor enhancers and other foods through a diverse portfolio |
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February 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2021 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commissi |
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February 8, 2021 |
FILED PURSUANT TO RULE 424(B)(3) FILE NO. 333-240089 WHOLE EARTH BRANDS, INC. SUPPLEMENT NO. 11 TO PROSPECTUS DATED AUGUST 5, 2020 THE DATE OF THIS SUPPLEMENT IS FEBRUARY 8, 2021 This prospectus supplement (this “Supplement No. 11”) is part of the prospectus of Whole Earth Brands, Inc. (the “Company”), dated August 5, 2020 (as amended from time to time, the “Prospectus”). This Supplement No. 11 su |
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February 8, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Whole Earth Brands, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 96684W100 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to de |
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January 13, 2021 |
Exhibit 99.1 SWERVE, L.L.C. AND SWERVE IP, L.L.C. COMBINED FINANCIAL STATEMENTS Including Independent Auditors’ Report As of December 31, 2019 and 2018, and for the Years Then Ended SWERVE, L.L.C. AND SWERVE IP, L.L.C. COMBINED FINANCIAL STATEMENTS Including Independent Auditors’ Report As of December 31, 2019 and 2018, and for the Years Then Ended TABLE OF CONTENTS Independent Auditors’ Report 1 |
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January 13, 2021 |
FILED PURSUANT TO RULE 424(B)(3) FILE NO. 333-240089 WHOLE EARTH BRANDS, INC. SUPPLEMENT NO. 10 TO PROSPECTUS DATED AUGUST 5, 2020 THE DATE OF THIS SUPPLEMENT IS JANUARY 13, 2021 This prospectus supplement (this “Supplement No. 10”) is part of the prospectus of Whole Earth Brands, Inc. (the “Company”), dated August 5, 2020 (as amended from time to time, the “Prospectus”). This Supplement No. 10 su |
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January 13, 2021 |
Financial Statements and Exhibits - FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2020 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of inc |
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January 13, 2021 |
Exhibit 99.2 SWERVE, L.L.C. AND SWERVE IP, L.L.C. UNAUDITED CONDENSED COMBINED FINANCIAL STATEMENTS As of September 30, 2020 and December 31, 2019 and for the nine-month periods ended September 30, 2020 and 2019 TABLE OF CONTENTS Unaudited Condensed Combined Financial Statements Unaudited Condensed Combined Balance Sheets 1 Unaudited Condensed Combined Statements of Income and Member’s Equity 2 Un |
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January 13, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On June 24, 2020, Act II Global Acquisition Corp., a Cayman Islands exempted company (“Act II”), domesticated into a Delaware corporation (the “Domestication”), and on June 25, 2020, consummated the indirect acquisition (the “Act II Acquisition”) of (i) all of the issued and outstanding equity interests of Merisant Company ( |
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December 17, 2020 |
Exhibit 2.1 Stock Purchase Agreement by and among Whole Earth Brands, Inc. (a Delaware corporation), WSO Investments, Inc. (a Delaware corporation), WSO Holdings, LP (a Delaware limited partnership), Edward Billington and Son, Limited (a private limited company organized under the laws of England and Wales) and WSO Holdings, LLC (a Delaware limited liability company) December 17, 2020 Table of Con |
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December 17, 2020 |
Exhibit 99.1 Whole Earth Brands, Inc. Enters Into Definitive Agreement to Acquire Wholesome Sweeteners, North America’s #1 Organic Sweetener Brand Acquisition Expands Whole Earth’s Diverse Portfolio of Trusted Brands and Delicious Products That Meet Growing Consumer Demand for Natural and Plant-Based Dietary Options, Baking Ingredients and Taste Profiles Whole Earth Brands’ Global Platform is Expe |
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December 17, 2020 |
FILED PURSUANT TO RULE 424(B)(3) FILE NO. 333-240089 WHOLE EARTH BRANDS, INC. SUPPLEMENT NO. 9 TO PROSPECTUS DATED AUGUST 5, 2020 THE DATE OF THIS SUPPLEMENT IS DECEMBER 17, 2020 This prospectus supplement (this “Supplement No. 9”) is part of the prospectus of Whole Earth Brands, Inc. (the “Company”), dated August 5, 2020 (as amended from time to time, the “Prospectus”). This Supplement No. 9 supp |
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December 17, 2020 |
Exhibit 10.1 EXECUTION VERSION December 17, 2020 CONFIDENTIAL Whole Earth Brands, Inc. 125 S. Wacker Drive, Suite 3150 Chicago, Illinois 60606 Attention: Andrew Rusie, Chief Financial Officer Project Wave Commitment Letter Ladies and Gentlemen: Whole Earth Brands, Inc., a Delaware corporation (“you” or the “Borrower”), has advised The Toronto-Dominion Bank, New York Branch (“TDNY”) and TD Securiti |
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December 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 17, 2020 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commiss |
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December 17, 2020 |
Exhibit 99.2 Whole Earth Brands Enters into Definitive Agreement to Acquire Wholesome Sweeteners, North America’s #1 Organic Sweetener Brand December 17, 2020 Disclaimer Forward - Looking Statements This presentation contains forward - looking statements (including within the meaning of the Private Securities Litigation Reform Act of 1995) conce rning Whole Earth Brands, Inc. (the “Company” or “Wh |
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November 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 24, 2020 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commiss |
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November 16, 2020 |
TABLE OF CONTENTS FILED PURSUANT TO RULE 424(B)(3) FILE NO. 333-240089 WHOLE EARTH BRANDS, INC. SUPPLEMENT NO. 7 TO PROSPECTUS DATED AUGUST 5, 2020 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 16, 2020 This prospectus supplement (this “Supplement No. 7”) is part of the prospectus of Whole Earth Brands, Inc. (the “Company”) dated August 5, 2020 (as supplemented or amended from time to time, the “Prospec |
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November 16, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 16, 2020 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commiss |
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November 16, 2020 |
Exhibit 99.1 Whole Earth Brands, Inc. Reports Third Quarter 2020 Financial Results Consolidated Revenue Growth of 4.6% in the Third Quarter 2020 Announced First Full Quarter as Public Company GAAP Operating Income $1.1 Million; Adjusted EBITDA Increased 6.7% to $16.5 Million Chicago, Illinois – November 16, 2020 – Whole Earth Brands, Inc. (the “Company” or “we” or “our”) (Nasdaq: FREE), today anno |
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November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001- |
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November 12, 2020 |
Whole Earth Brands Acquires Swerve November 10, 2020 Exhibit 99.2 Whole Earth Brands Acquires Swerve November 10, 2020 Disclaimer Forward - Looking Statements This presentation contains forward - looking statements (including within the meaning of the Private Securities Litigation Reform Act of 1995) conce rning Whole Earth Brands, Inc. (the ?Company? or ?Whole Earth Brands?) and other matters. These statements may discuss goals, intentions and expe |
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November 12, 2020 |
Exhibit 99.1 Whole Earth Brands, Inc. Acquires Swerve?, a Rapidly Growing Keto-Friendly & Plant-based Sweeteners & Baking Brand Transaction expected to increase Whole Earth?s North American Branded CPG segment net sales to $100 million, representing a 10% market share of all sweeteners and making natural sweeteners 65% of the Whole Earth?s North American Branded CPG sales mix1 Provides greater pen |
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November 12, 2020 |
FILED PURSUANT TO RULE 424(B)(3) FILE NO. 333-240089 WHOLE EARTH BRANDS, INC. SUPPLEMENT NO. 6 TO PROSPECTUS DATED AUGUST 5, 2020 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 12, 2020 This prospectus supplement (this ?Supplement No. 6?) is part of the prospectus of Whole Earth Brands, Inc. (the ?Company?) dated August 5, 2020 (as amended from time to time, the ?Prospectus?). This Supplement No. 6 suppl |
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November 12, 2020 |
Exhibit 2.1 EQUITY PURCHASE AGREEMENT dated as of November 10, 2020 by and among SWERVE, L.L.C., SWERVE IP, L.L.C., RF DEVELOPMENT, LLC and WHOLE EARTH BRANDS, INC. Table of Contents Page Article I PURCHASE AND SALE 1 1.1 Purchase and Sale 1 1.2 Purchase Price 1 1.3 Determination of Estimated Purchase Price 2 1.4 Closing Date Payments 2 1.5 Purchase Price Adjustment 3 1.6 Purchase Price Settlement |
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November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2020 Whole Earth Brands, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38880 38-4101973 (State or other jurisdiction of incorporation) (Commiss |
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October 7, 2020 |
FILED PURSUANT TO RULE 424(B)(3) FILE NO. 333-240089 WHOLE EARTH BRANDS, INC. SUPPLEMENT NO. 5 TO PROSPECTUS DATED AUGUST 5, 2020 THE DATE OF THIS SUPPLEMENT IS OCTOBER 7, 2020 This prospectus supplement (this “Supplement No. 5”) is part of the prospectus of Whole Earth Brands, Inc. (the “Company”), dated August 5, 2020 (as previously supplemented, the “Prospectus”). This Supplement No. 5 suppleme |
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October 6, 2020 |
Exhibit 10.2 Whole Earth Brands, Inc. Restricted Stock Units Notice under the Whole Earth Brands, Inc. 2020 Long-Term Incentive Plan Name of Grantee: This Notice evidences the award of restricted stock units (each, an “RSU,” and collectively, the “RSUs”) of Whole Earth Brands, Inc., a Delaware corporation (the “Company”), that have been granted to you pursuant to the Whole Earth Brands, Inc. 2020 |