Statistiche di base
| CIK | 1543643 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CU Bancorp
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| November 2, 2017 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35683 CU Bancorp (Exact name of registrant as specified in its ch |
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| October 24, 2017 |
POS AM As filed with the Securities and Exchange Commission on October 24, 2017 Registration No. |
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| October 24, 2017 |
S-8 POS 1 d434755ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on October 24, 2017 Registration No. 333-190625 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-190625 UNDER THE SECURITIES ACT OF 1933 CU BANCORP (Exact name of registrant as specified in its charter) California |
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| October 23, 2017 |
CU Bancorp 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2017 CU BANCORP (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 001-35683 (Commission File Number) 99-0779 |
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| October 17, 2017 |
PacWest Bancorp 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 17, 2017 PacWest Bancorp (Exact name of registrant as specified in its charter) Delaware 001-36408 33-0885320 (State of (Commission File Number) (IRS Employer Incorporation) Id |
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| October 17, 2017 |
PACWEST BANCORP ANNOUNCES RESULTS FOR THE THIRD QUARTER 2017 Exhibit 99.1 Filed by PacWest Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Act of 1934 Subject Company: CU Bancorp Commission File No.: 001-35683 PRESS RELEASE PacWest Bancorp (Nasdaq: PACW) Contact: Donald D. Destino Executive Vice President Corporate Development and Investor Relations Phone: 310-887-8521 FOR IMMEDIATE |
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| August 25, 2017 |
CU Bancorp 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 24, 2017 CU Bancorp (Exact name of registrant as specified in its charter) California 001-35683 99-0779988 (State or other jurisdiction of incorporation) (Commission File N |
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| August 8, 2017 |
CUNB / CU Bancorp 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 4, 2017 |
PacWest Bancorp 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 4, 2017 PacWest Bancorp (Exact name of registrant as specified in its charter) Delaware 001-36408 33-0885320 (State of (Commission File Number) (IRS Employer Incorporation) Iden |
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| August 4, 2017 |
2017 Second Quarter Results Investor Presentation Exhibit 99.1 Filed by PacWest Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Act of 1934 Subject Company: CU Bancorp Commission File No.: 001-35683 2017 Second Quarter Results Investor Presentation This communication contains certain forward-looking statements about PacWest Bancorp (the Company) and its subsidiaries w |
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| July 25, 2017 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 18, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| July 18, 2017 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD EARNINGS OF $9.3 MILLION AND RECORD REVENUES AND LOAN GROWTH FOR SECOND QUARTER Net income and earnings per share both increase 31% over the year-ago quarter Los Angeles, CA, July 18, 2017 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the second quarter of 2017. Second Quar |
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| July 18, 2017 |
CU Bancorp FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| July 18, 2017 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD EARNINGS OF $9.3 MILLION AND RECORD REVENUES AND LOAN GROWTH FOR SECOND QUARTER Net income and earnings per share both increase 31% over the year-ago quarter Los Angeles, CA, July 18, 2017 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the second quarter of 2017. Second Quar |
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| July 18, 2017 |
PacWest Bancorp 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 18, 2017 PacWest Bancorp (Exact name of registrant as specified in its charter) Delaware 001-36408 33-0885320 (State of (Commission File Number) (IRS Employer Incorporation) Ident |
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| July 18, 2017 |
PACWEST BANCORP ANNOUNCES RESULTS FOR THE SECOND QUARTER 2017 Exhibit 99.1 Filed by PacWest Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Act of 1934 Subject Company: CU Bancorp Commission File No.: 001-35683 PRESS RELEASE PacWest Bancorp (Nasdaq: PACW) Contact: Donald D. Destino Executive Vice President Corporate Development and Investor Relations Phone: 310-887-8521 FOR IMMEDIATE |
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| May 9, 2017 |
CU Bancorp FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 9, 2017 |
Exhibit 99.1 Filed by PacWest Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and Deemed Filed Pursuant to Rule 14a-12 of the Securities and Exchange Act of 1934 Subject Company: CU Bancorp Commission File No.: 001-35683 Copy of presentation PacWest Bancorp intends to provide to institutional investors during the months of May and June. 2017 First Quarter Results Investor Presentatio |
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| May 9, 2017 |
PacWest Bancorp 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2017 PacWest Bancorp (Exact name of registrant as specified in its charter) Delaware 001-36408 33-0885320 (State of (Commission File Number) (IRS Employer Incorporation) Identif |
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| April 28, 2017 |
CU Bancorp 10-K/A (Annual Report) 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2017 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD FIRST QUARTER EARNINGS OF $7.8 MILLION Net income increases 18% over prior year; earnings per share increase 17% over prior year Los Angeles, CA, April 27, 2017 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the first quarter of 2017. First Quarter 2017 Highlights ? Net inco |
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| April 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission Fil |
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| April 27, 2017 |
CU Bancorp FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission Fil |
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| April 27, 2017 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD FIRST QUARTER EARNINGS OF $7.8 MILLION Net income increases 18% over prior year; earnings per share increase 17% over prior year Los Angeles, CA, April 27, 2017 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the first quarter of 2017. First Quarter 2017 Highlights ? Net inco |
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| April 17, 2017 |
PacWest Bancorp 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2017 PacWest Bancorp (Exact name of registrant as specified in its charter) Delaware 001-36408 33-0885320 (State of (Commission File Number) (IRS Employer Incorporation) Iden |
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| April 17, 2017 |
PACWEST BANCORP ANNOUNCES RESULTS FOR THE FIRST QUARTER 2017 Exhibit 99.1 Filed by PacWest Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Act of 1934 Subject Company: CU Bancorp Commission File No.: 001-35683 PRESS RELEASE PacWest Bancorp (Nasdaq: PACW) Contact: Donald D. Destino Executive Vice President Corporate Development and Investor Relations Phone: 310-887-8521 FOR IMMEDIATE |
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| April 7, 2017 |
NON-SOLICITATION AGREEMENT dated as of April 5, 2017 by and between [ ] PACWEST BANCORP EX-99.2 4 d374321dex992.htm EX-99.2 Exhibit 99.2 NON-SOLICITATION AGREEMENT dated as of April 5, 2017 by and between [ ] and PACWEST BANCORP This NON-SOLICITATION AGREEMENT (this “Agreement”) is dated as of April 5, 2017, by and between [ ] (“Key Person”) and PacWest Bancorp, a Delaware corporation (“Parent”). All capitalized terms used but not defined herein shall have the meanings ascribed to th |
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| April 7, 2017 |
EX-99.1 Exhibit 99.1 April 5, 2017 PacWest Bancorp 9701 Wilshire Boulevard, Suite 700 Beverly Hills, CA 90212 Ladies and Gentlemen: As a holder of Company Common Shares (as defined below), the undersigned on behalf of [?] (the ?Shareholder?) understands that CU Bancorp, a California corporation (the ?Company?), and PacWest Bancorp, a Delaware corporation (?Parent?), are concurrently entering into |
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| April 7, 2017 |
AGREEMENT AND PLAN OF MERGER dated as of April 5, 2017 by and between PACWEST BANCORP CU BANCORP EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of April 5, 2017 by and between PACWEST BANCORP and CU BANCORP TABLE OF CONTENTS Page RECITALS ARTICLE 1 CERTAIN DEFINITIONS 1.01 Certain Definitions 2 ARTICLE 2 THE MERGER 2.01 The Merger 12 2.02 Closing; Effective Time 13 ARTICLE 3 CONSIDERATION; EXCHANGE PROCEDURES 3.01 Effect on Capital Stock 13 3.02 Rights as Shareholders; Stock Transfe |
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| April 7, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d374321d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) |
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| April 7, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) California Commissio |
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| April 7, 2017 |
NON-SOLICITATION AGREEMENT dated as of April 5, 2017 by and between [ ] PACWEST BANCORP EX-99.2 4 d374321dex992.htm EX-99.2 Exhibit 99.2 NON-SOLICITATION AGREEMENT dated as of April 5, 2017 by and between [ ] and PACWEST BANCORP This NON-SOLICITATION AGREEMENT (this “Agreement”) is dated as of April 5, 2017, by and between [ ] (“Key Person”) and PacWest Bancorp, a Delaware corporation (“Parent”). All capitalized terms used but not defined herein shall have the meanings ascribed to th |
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| April 7, 2017 |
AGREEMENT AND PLAN OF MERGER dated as of April 5, 2017 by and between PACWEST BANCORP CU BANCORP EX-2.1 2 d374321dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of April 5, 2017 by and between PACWEST BANCORP and CU BANCORP TABLE OF CONTENTS Page RECITALS ARTICLE 1 CERTAIN DEFINITIONS 1.01 Certain Definitions 2 ARTICLE 2 THE MERGER 2.01 The Merger 12 2.02 Closing; Effective Time 13 ARTICLE 3 CONSIDERATION; EXCHANGE PROCEDURES 3.01 Effect on Capital Stock 13 3.02 Rights as S |
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| April 7, 2017 |
EX-99.1 Exhibit 99.1 April 5, 2017 PacWest Bancorp 9701 Wilshire Boulevard, Suite 700 Beverly Hills, CA 90212 Ladies and Gentlemen: As a holder of Company Common Shares (as defined below), the undersigned on behalf of [?] (the ?Shareholder?) understands that CU Bancorp, a California corporation (the ?Company?), and PacWest Bancorp, a Delaware corporation (?Parent?), are concurrently entering into |
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| April 6, 2017 |
425 Filed by CU Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: CU Bancorp (Commission File No. |
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| April 6, 2017 |
EX-99.1 2 d372099dex991.htm EX-99.1 Exhibit 99.1 PRESS RELEASE PacWest Bancorp 9701 Wilshire Boulevard, Suite 700 Beverly Hills, CA 90212 CU Bancorp 818 W. 7th Street, Suite 220 Los Angeles, CA 90017 Contacts: Matthew P. Wagner Chief Executive Officer (310) 887-8520 Don Destino Executive Vice President, Corporate Development and Investor Relations (310) 887-8521 Contacts: David I. Rainer Chairman |
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| April 6, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 d372099d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorpora |
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| April 6, 2017 |
EX-99.2 Acquisition of CU Bancorp April 6, 2017 Exhibit 99.2 This communication contains certain forward-looking information about PacWest Bancorp (?PacWest?), CU Bancorp, and the combined company after the close of the transaction that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements othe |
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| April 6, 2017 |
EX-99.1 2 d372099dex991.htm EX-99.1 Exhibit 99.1 PRESS RELEASE PacWest Bancorp 9701 Wilshire Boulevard, Suite 700 Beverly Hills, CA 90212 CU Bancorp 818 W. 7th Street, Suite 220 Los Angeles, CA 90017 Contacts: Matthew P. Wagner Chief Executive Officer (310) 887-8520 Don Destino Executive Vice President, Corporate Development and Investor Relations (310) 887-8521 Contacts: David I. Rainer Chairman |
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| April 6, 2017 |
EX-99.2 Acquisition of CU Bancorp April 6, 2017 Exhibit 99.2 This communication contains certain forward-looking information about PacWest Bancorp (?PacWest?), CU Bancorp, and the combined company after the close of the transaction that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements othe |
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| April 6, 2017 |
CU Bancorp FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation)California Commi |
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| April 6, 2017 |
Schedule I: Shareholder Information Beneficial Owner Shares Address for Notice Exhibit 99.1 April 5, 2017 PacWest Bancorp 9701 Wilshire Boulevard, Suite 700 Beverly Hills, CA 90212 Ladies and Gentlemen: As a holder of Company Common Shares (as defined below), the undersigned on behalf of [] (the Shareholder) understands that CU Bancorp, a California corporation (the Company), and PacWest Bancorp, a Delaware corporation (Parent), are concurrently entering into an Agree |
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| April 6, 2017 |
Acquisition of CU Bancorp April 6, 2017 Exhibit 99.4 Acquisition of CU Bancorp April 6, 2017 This communication contains certain forward-looking information about PacWest Bancorp (?PacWest?), CU Bancorp, and the combined company after the close of the transaction that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements other than s |
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| April 6, 2017 |
AGREEMENT AND PLAN OF MERGER dated as of April 5, 2017 by and between PACWEST BANCORP CU BANCORP EX-2.1 2 a17-109601ex2d1.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of April 5, 2017 by and between PACWEST BANCORP and CU BANCORP TABLE OF CONTENTS Page RECITALS ARTICLE 1 CERTAIN DEFINITIONS 1.01 Certain Definitions 2 ARTICLE 2 THE MERGER 2.01 The Merger 12 2.02 Closing; Effective Time 13 ARTICLE 3 CONSIDERATION; EXCHANGE PROCEDURES 3.01 Effect on Capital Stock 13 3.02 Rights a |
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| April 6, 2017 |
NON-SOLICITATION AGREEMENT dated as of April 5, 2017 by and between [ ] PACWEST BANCORP EX-99.2 4 a17-109601ex99d2.htm EX-99.2 Exhibit 99.2 NON-SOLICITATION AGREEMENT dated as of April 5, 2017 by and between [ ] and PACWEST BANCORP This NON-SOLICITATION AGREEMENT (this “Agreement”) is dated as of April 5, 2017, by and between [ ] (“Key Person”) and PacWest Bancorp, a Delaware corporation (“Parent”). All capitalized terms used but not defined herein shall have the meanings ascribed to |
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| April 6, 2017 |
PacWest Bancorp 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 5, 2017 PacWest Bancorp (Exact name of registrant as specified in its charter) Delaware 001-36408 33-0885320 (State of (Commission File Number) (IRS Employer Incorporation) Ident |
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| April 6, 2017 |
EX-99.3 5 a17-109601ex99d3.htm EX-99.3 Exhibit 99.3 PRESS RELEASE PacWest Bancorp CU Bancorp 9701 Wilshire Boulevard, Suite 700 818 W. 7th Street, Suite 220 Beverly Hills, CA 90212 Los Angeles, CA 90017 Contacts: Contacts: Matthew P. Wagner David I. Rainer Chief Executive Officer Chairman and Chief Executive Officer (310) 887-8520 (213) 430-7070 Don Destino Executive Vice President, Corporate Deve |
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| March 15, 2017 |
CU Bancorp FORM 10-K (Annual Report) 10-K 1 d288036d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20015 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| March 15, 2017 |
EX-12.1 Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividends and Discount Accretion (in thousands except ratios) For the year ended December 31, Including Interest on Deposits 2016 2015 2014 2013 2012 Net income before provision for income tax expense $ 43,410 $ 34,104 $ 15,340 $ 14,793 $ 3,392 Add: Fixed charges 3,147 2,723 1,922 2,079 1,797 Net income befo |
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| March 15, 2017 |
AMENDMENT TO THE CU BANCORP 2007 EQUITY AND INCENTIVE PLAN AS AMENDED AND RESTATED JULY 31, 2014 EX-10.4 2 d288036dex104.htm EX-10.4 Exhibit 10.4 AMENDMENT TO THE CU BANCORP 2007 EQUITY AND INCENTIVE PLAN AS AMENDED AND RESTATED JULY 31, 2014 This Amendment (this “Amendment”) to the CU Bancorp 2007 Equity and Incentive Plan as Amended and Restated July 31, 2014 (the “Plan”) by the Board of Directors of CU Bancorp (the “Board”) is entered into and effective as of December 15, 2016 (the “Effect |
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| March 15, 2017 |
AMENDMENT TO THE CU BANCORP 2012 CHANGE IN CONTROL PLAN EX-10.13 4 d288036dex1013.htm EX-10.13 Exhibit 10.13 AMENDMENT TO THE CU BANCORP 2012 CHANGE IN CONTROL PLAN This Amendment (this “Amendment”) to the CU Bancorp (the “Company”) 2007 Change in Control (the “Plan”) by the Board of Directors of CU Bancorp (the “Board”) is entered into and effective as of March 14, 2017 (the “Effective Date”). WHEREAS, Section 1.7 of the Plan defines “Compensation” fo |
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| March 15, 2017 |
AMENDMENT TO THE CU BANCORP 2012 CHANGE IN CONTROL PLAN EX-10.9 EXHIBIT 10.9 AMENDMENT TO THE CU BANCORP 2012 CHANGE IN CONTROL PLAN This Amendment (this “Amendment”) to the CU Bancorp (the “Company”) 2007 Change in Control (the “Plan”) by the Board of Directors of CU Bancorp (the “Board”) is entered into and effective as of December 15, 2016 (the “Effective Date”). WHEREAS, Section 1.7 of the Plan defines “Compensation” for purposes of determining the |
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| March 15, 2017 |
Principles of Business Conduct & Ethics EX-14.1 Exhibit 14.1 Principles of Business Conduct & Ethics 1 | P a g e September 2016 A MESSAGE FROM THE CHAIRMAN We are very proud of what we have built at CU Bancorp and California United Bank (collectively “CUB”). One of the underlying keys to continued success is earning the confidence, respect, and trust of key constituents. We all must share the same high standards of ethics, integrity, ho |
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| February 9, 2017 |
CUNB / CU Bancorp / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* CU Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 126534106 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 8, 2017 |
SC 13G/A 1 b19687105.htm SCHEDULE 13G/A, AMENDMENT #2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* CU Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 126534106 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the app |
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| February 2, 2017 |
CU Bancorp FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission F |
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| February 1, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File N |
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| February 1, 2017 |
EX-99.1 ? a better banking experience CU Bancorp Investor Presentation as of December 31, 2016 Exhibit 99.1 Forward-Looking Statements This presentation contains certain forward-looking information about CU Bancorp (the ?Company?) that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements other |
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| January 26, 2017 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD FOURTH QUARTER AND RECORD ANNUAL NET INCOME FOR 2016 WITH RECORD QUARTERLY AND ANNUAL REVENUES Net income increases 29% over prior year; earnings per share increase 27% over prior year Los Angeles, CA, January 26, 2017 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the fourt |
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| January 26, 2017 |
CU Bancorp 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2017 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File N |
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| November 8, 2016 |
CU Bancorp FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 8, 2016 |
EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF CALIFORNIA UNITED BANK AMENDED AND RESTATED BYLAWS OF CALIFORNIA UNITED BANK TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 PRINCIPAL OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF SHAREHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETINGS 1 2.4 NOTICE OF SHAREHOLDERS’ MEETINGS 2 2.5 MANNER OF GIVING NOTICE; AFF |
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| November 2, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission F |
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| November 2, 2016 |
EX-99.1 ? a better banking experience CU Bancorp Investor Presentation as of September 30, 2016 Exhibit 99.1 Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the ?Company?) that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements oth |
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| October 27, 2016 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS THIRD QUARTER EARNINGS OF $6.3 MILLION Year-to-date earnings up 30% over the same period in 2015 Los Angeles, CA, Oct. 27, 2016 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the third quarter of 2016. Third Quarter 2016 Highlights ? Net income available to common shareholders incr |
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| October 27, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission F |
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| September 27, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission |
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| September 27, 2016 |
EX-99.1 Exhibit 99.1 FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. CALIFORNIA DEPARTMENT OF BUSINESS OVERSIGHT SACRAMENTO, CALIFORNIA In the Matter of: CALIFORNIA UNITED BANK LOS ANGELES, CALIFORNIA (INSURED STATE NONMEMBER BANK) ) ) ) ) ) ) ) ) ) ) CONSENT ORDER FDIC-16-0129b The Federal Deposit Insurance Corporation (?FDIC?) is the appropriate Federal banking agency for California Unite |
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| September 27, 2016 |
Exhibit 99.2 FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. CALIFORNIA DEPARTMENT OF BUSINESS OVERSIGHT SACRAMENTO, CALIFORNIA In the Matter of: CALIFORNIA UNITED BANK LOS ANGELES, CALIFORNIA (INSURED STATE NONMEMBER BANK) ) ) ) ) ) ) ) ) ) ) STIPULATION TO THE ISSUANCE OF A CONSENT ORDER FDIC-16-0129b Subject to the acceptance of this Stipulation to the Issuance of a Consent Order (Stipu |
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| September 20, 2016 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| September 15, 2016 |
CU Bancorp FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission |
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| September 15, 2016 |
EX-99.1 2 d260075dex991.htm EX-99.1 … a better banking experience CU Bancorp 2016 Annual Shareholder Meeting Exhibit 99.1 Forward-Looking Statements This presentation contains certain forward-looking information about CU Bancorp (the “Company”) that is intended to be covered by the safe harbor for “forward-looking statements” provided by the Private Securities Litigation Reform Act of 1995. All st |
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| August 11, 2016 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 10, 2016 |
EX-99.1 ? a better banking experience CU Bancorp Investor Presentation as of June 30, 2016 Exhibit 99.1 Forward-Looking Statements This presentation contains certain forward-looking information about CU Bancorp (the ?Company?) that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements other tha |
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| August 10, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission Fi |
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| August 5, 2016 |
CU Bancorp 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 26, 2016 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD SECOND QUARTER EARNINGS OF $6.6 MILLION DRIVEN BY RECORD LOAN GROWTH AND REVENUES Earnings per share increase 24% over year-ago quarter Los Angeles, CA, July 26, 2016 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the second quarter of 2016. Second Quarter 2016 Highlights ? |
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| July 26, 2016 |
CU Bancorp FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| July 12, 2016 |
CU BANCORP APPOINTS ROBERT E. SJOGREN AS EXECUTIVE VICE PRESIDENT AND CHIEF RISK OFFICER Exhibit 99.1 Exhibit 99.1 CU BANCORP APPOINTS ROBERT E. SJOGREN AS EXECUTIVE VICE PRESIDENT AND CHIEF RISK OFFICER Los Angeles, Calif.?(BUSINESS WIRE)?July 11, 2016?CU Bancorp (NASDAQ: CUNB) (?CUB? or the ?Company?), and its wholly owned subsidiary California United Bank (the ?Bank?) today announced that Robert E. Sjogren has been appointed to the newly created position of Executive Vice President |
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| July 12, 2016 |
CU Bancorp FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 6, 2016 |
CUNB / CU Bancorp 10-Q - Quarterly Report - 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 5, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporatio |
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| May 5, 2016 |
EX-99.1 ? a better banking experience CU Bancorp Investor Presentation as of March 31, 2016 Exhibit 99.1 Forward-Looking Statements This presentation contains certain forward-looking information about CU Bancorp (the ?Company?) that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements other th |
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| May 4, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File N |
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| May 4, 2016 |
Exhibit 99.1 ? a better banking experience CU Bancorp Investor Presentation as of March 31, 2016 Exhibit 99.1 Forward-Looking Statements This presentation contains certain forward-looking information about CU Bancorp (the ?Company?) that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements oth |
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| April 28, 2016 |
CUNB / CU Bancorp 10-K/A - Annual Report - 10-K/A 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 26, 2016 |
CU Bancorp 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Num |
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| April 26, 2016 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD FIRST QUARTER EARNINGS OF $6.3 MILLION Earnings per share up 52% in first comparable year-over-year quarter since merger Los Angeles, CA, April 26, 2016 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the first quarter of 2016. The Company?s acquisition of 1st Enterprise Bank |
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| March 14, 2016 |
EX-10.3 Exhibit 10.3 CU BANCORP 2007 EQUITY AND INCENTIVE PLAN, AS AMENDED AND RESTATED NOTICE OF GRANT OF RESTRICTED STOCK BONUS Notice is hereby given of the grant of the following restricted shares of the Common Stock of CU Bancorp pursuant to the CU Bancorp 2007 Equity and Incentive Plan, as amended and restated (“Plan”). NOW, THEREFORE, in consideration of the promises and of the mutual agree |
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| March 14, 2016 |
CUNB / CU Bancorp 10-K - Annual Report - FORM 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 14, 2016 |
EX-12.1 Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividends and Discount Accretion (in thousands except ratios) For the year ended December 31, Including Interest on Deposits 2015 2014 2013 2012 2011 Net income before provision for income tax expense $ 34,104 $ 15,340 $ 14,793 $ 3,392 $ 2,614 Add: Fixed charges 2,723 1,922 2,079 1,797 1,316 Net income befor |
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| March 14, 2016 |
CU BANCORP AND CALIFORNIA UNITED BANK PRINCIPAL FINANCIAL OFFICERS’ CODE OF ETHICS EX-14.2 CU BANCORP & CALIFORNIA UNITED BANK PFO – CODE OF ETHICS Exhibit 14.2 CU BANCORP AND CALIFORNIA UNITED BANK PRINCIPAL FINANCIAL OFFICERS’ CODE OF ETHICS C-451 The material is not to be copied, distributed or reproduced in any manner without the express permission of the Company. Current Board Approval – 10/29/2015 Previous Board Approval – 11/14/2014 Page 1 CU BANCORP & CALIFORNIA UNITED B |
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| March 14, 2016 |
EX-10.9 EXHIBIT 10.9 CALIFORNIA UNITED BANK 2012 SALARY CONTINUATION AGREEMENT [Form of Agreement-see Schedule attached] Effective October 1, 2012 California United Bank (the “Bank”), by resolution of its Board of Directors (“Board”) dated September 7, 2012, has adopted this California United Bank 2012 Salary Continuation Agreement (the “Plan”), effective as of October 1, 2012 (“Effective Date”), |
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| March 14, 2016 |
CU BANCORP 2007 EQUITY AND INCENTIVE PLAN AS AMENDED AND RESTATED JULY 31, 2014 EX-10.4 4 d215093dex104.htm EX-10.4 Exhibit 10.4 CU BANCORP 2007 EQUITY AND INCENTIVE PLAN AS AMENDED AND RESTATED JULY 31, 2014 1. ESTABLISHMENT, PURPOSE AND TERM OF PLAN. 1.1 Establishment. The California United Bank (the “Bank”) 2007 Equity and Incentive Plan (the “Plan”) was established effective as of June 1, 2007, the date of its approval by the stockholders of the Bank. 1.2 History of the P |
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| March 14, 2016 |
Principles of Business Conduct & Ethics EX-14.1 Exhibit 14.1 Principles of Business Conduct & Ethics 1 | Page September 2015 A MESSAGE FROM THE CHAIRMAN We are very proud of what we have built at CU Bancorp and California United Bank (collectively “CUB”). One of the underlying keys to continued success is earning the confidence, respect, and trust of key constituents. We all must share the same high standards of ethics, integrity, hones |
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| March 14, 2016 |
EX-3.2 Exhibit 3.2 BYLAWS OF CU BANCORP ARTICLE I OFFICES Section 1. PRINCIPAL OFFICES. The board of directors shall fix the location of the principal executive office of the corporation at any place within or outside the State of California. If the principal executive office is located outside this state, and the corporation has one or more business offices in this state, the board of directors s |
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| February 11, 2016 |
CUNB / CU Bancorp / BASSWOOD CAPITAL MANAGEMENT, L.L.C. - SC 13G/A Passive Investment SC 13G/A 1 v431389sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* CU Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 126534106 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| February 11, 2016 |
CUNB / CU Bancorp / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* CU Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 126534106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 11, 2016 |
AGREEMENT OF REPORTING PERSONS EXHIBIT 99.1 AGREEMENT OF REPORTING PERSONS The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each |
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| February 4, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Numbe |
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| February 4, 2016 |
EX-99.1 ? a better banking experience CU Bancorp Investor Presentation as of December 31, 2015 Exhibit 99.1 Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the ?Company?) that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements othe |
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| January 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d118553d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2016 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorp |
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| January 28, 2016 |
CU BANCORP REPORTS RECORD ANNUAL NET INCOME FOR 2015 EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD ANNUAL NET INCOME FOR 2015 Los Angeles, CA, January 28, 2016 ? CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the fourth quarter and full year of 2015. The comparability of financial information for the fourth quarter and full year of 2015 to 2014 is affected by the Company?s |
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| November 17, 2015 |
Acceleration Request November 17, 2015 VIA EDGAR Division of Corporation Finance U. |
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| November 17, 2015 |
CORRESP November 17, 2015 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission Washington, D.C. 20549 Re: CU Bancorp Registration Statement on Form S-3 Filed October 26, 2015 File No. 333-207598 (Withdrawal of Acceleration Request) Dear Sir or Madam: Reference is made to our letter, filed as correspondence via EDGAR, on November 10, 2015, in which we requested accelera |
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| November 10, 2015 |
CORRESP November 10, 2015 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission Washington, D.C. 20549 Re: CU Bancorp Registration Statement on Form S-3 Filed October 26, 2015 File No. 333-207598 Dear Sir or Madam: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended (the ?Securities Act?), CU Bancorp (the ?Company?) hereby requests that the eff |
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| November 5, 2015 |
CU Bancorp AMENDMENT NO. 1 TO FORM S-3 Amendment No. 1 to Form S-3 Table of Contents As filed with the Securities and Exchange Commission on November 5, 2015 Registration No. 333-207598 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CU BANCORP (Exact name of registrant as specified in its charter) California 90-0779788 (State or |
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| November 4, 2015 |
EX-99.1 ? a better banking experience CU Bancorp Investor Presentation as of September 30, 2015 Exhibit 99.1 Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the ?Company?) that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements oth |
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| November 4, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File N |
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| November 2, 2015 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission F |
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| October 29, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Numbe |
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| October 29, 2015 |
EX-99.1 ? a better banking experience CU Bancorp 2015 Annual Shareholder Meeting Exhibit 99.1 Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the ?Company?) that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements other than stateme |
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| October 27, 2015 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD THIRD QUARTER EARNINGS OF $6.3 MILLION AND DILUTED EARNINGS PER SHARE OF $0.35 Los Angeles, CA, Oct. 27, 2015 ? CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the third quarter of 2015. The comparability of financial information for the third quarter of 2015 to the third quart |
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| October 27, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File N |
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| October 26, 2015 |
EX-4.4 Exhibit 4.4 CU BANCORP Issuer And [ ] Trustee INDENTURE Dated as of { ] SENIOR DEBT SECURITIES CU BANCORP CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section ?310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608; 610 ?311(a) 613 (b) 613 ?312(a) 701; 702 ( |
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| October 26, 2015 |
FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on October 26, 2015 Registration No. |
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| October 26, 2015 |
EX-4.5 Exhibit 4.5 CU BANCORP Issuer And [ ] Trustee INDENTURE Dated as of { ] SUBORDINATED DEBT SECURITIES CU BANCORP CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section ?310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608; 610 ?311(a) 613 (b) 613 ?312(a) 701; |
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| September 29, 2015 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 22, 2015 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| September 8, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission |
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| August 31, 2015 |
KAVEH VARJAVAND ELECTED TO CU BANCORP BOARD OF DIRECTORS EX-99.1 2 d49799dex991.htm EX-99.1 Exhibit 99.1 KAVEH VARJAVAND ELECTED TO CU BANCORP BOARD OF DIRECTORS Los Angeles, CA, August 31, 2015 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today announced that Kaveh Varjavand has been appointed to serve as a Director of CU Bancorp and its subsidiary, California United Bank, effective September 1, 2015. “We are |
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| August 31, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Nu |
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| August 4, 2015 |
EX-99.1 Exhibit 99.1 CU Bancorp Investor Presentation as of June 30, 2015 ? a better banking experience Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the ?Company?) that is intended to be covered by the safe harbor for ?forward-looking statements? provided by the Private Securities Litigation Reform Act of 1995. All statements other th |
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| August 4, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Num |
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| July 28, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Numb |
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| July 28, 2015 |
CU BANCORP REPORTS RECORD SECOND QUARTER EARNINGS OF $5.3 MILLION DRIVEN BY RECORD REVENUES EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD SECOND QUARTER EARNINGS OF $5.3 MILLION DRIVEN BY RECORD REVENUES Los Angeles, CA, July 28, 2015 ? CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the second quarter of 2015. The comparability of financial information for the second quarter of 2015 to the second quarter of 2014 |
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| June 16, 2015 |
CU Bancorp 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Numb |
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| May 12, 2015 |
CU Bancorp 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Numbe |
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| May 12, 2015 |
EX-99.1 Exhibit 99.1 CU Bancorp Investor Presentation as of March 31, 2015 ? a better banking experience Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the ?Company?), 1st Enterprise Bank and the combined company after the close of the transaction that is intended to be covered by the safe harbor for ?forward looking statements? provide |
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| April 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Number |
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| April 29, 2015 |
CU BANCORP REPORTS RECORD FIRST QUARTER EARNINGS OF $4.2 MILLION EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD FIRST QUARTER EARNINGS OF $4.2 MILLION Los Angeles, CA, April 29, 2015 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the first quarter of 2015. The comparability of financial information for the first quarter of 2015 to the first and fourth quarters of 2014, is affected by |
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| March 24, 2015 |
CU Bancorp FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission Fil |
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| March 24, 2015 |
EX-10.1 Exhibit 10.1 FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENT CU BANCORP 2007 EQUITY AND INCENTIVE PLAN AS RESTATED JULY 31, 2014 This Restricted Stock Unit Agreement (this ?Agreement?) is made and entered into as of [ ], 2015 (the ?Grant Date?) by and between CU Bancorp, a California corporation (the ?Company?) and (the ?Grantee?). WHEREAS, the Company has adopted the 2007 Equity and Incenti |
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| March 11, 2015 |
CU Bancorp Investor Presentation as of December 31, 2014 … a better banking experience EX-99.1 2 d887704dex991.htm EX-99.1 Exhibit 99.1 CU Bancorp Investor Presentation as of December 31, 2014 … a better banking experience Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the “Company”), 1st Enterprise Bank and the combined company after the close of the transaction that is intended to be covered by the safe harbor for “forw |
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| March 11, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission Fil |
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| March 9, 2015 |
CU Bancorp 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Numb |
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| February 17, 2015 |
Amendment No.1 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CU Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 126534106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 12, 2015 |
CUNB / CU Bancorp / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CU Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 126534106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 2, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2015 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission F |
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| February 2, 2015 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS 2014 FOURTH QUARTER AND ANNUAL RESULTS INCLUDING RECORD LOAN GROWTH OF $98 MILLION Los Angeles, CA, February 2, 2015 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported financial results for the fourth quarter and full year of 2014. The comparability of financial information for the fourth quarter and full y |
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| January 28, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1 to Form 8-K) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdic |
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| December 22, 2014 |
8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorpora |
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| December 2, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File N |
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| December 2, 2014 |
EX-99.1 CU Bancorp Investor Presentation as of September 30, 2014 Exhibit 99.1 … a better banking experience 2 Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the “Company”), 1 Enterprise Bank and the combined company after the close of the transaction that is intended to be covered by the safe harbor for “forward looking statements” pro |
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| December 1, 2014 |
EX-99.1 Exhibit 99.1 CU Bancorp Announces the Completion of the Merger of 1st Enterprise Bank into California United Bank — Combined bank has $2.3 billion in assets — — Combined bank has 11 branches throughout Southern California — — Four 1st Enterprise Directors join the CU Bancorp Board of Directors – — 1st Enterprise President K. Brian Horton named President of CU Bancorp and California United |
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| December 1, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| November 24, 2014 |
CERTIFICATE OF DETERMINATION NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A CU BANCORP EX-3.3 Exhibit 3.3 CERTIFICATE OF DETERMINATION OF NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A OF CU BANCORP Pursuant to the provisions of Section 401 of the Corporations Code of the State of California: We, David I. Rainer, Chairman, President, and Chief Executive Officer and Anita Y. Wolman, Executive Vice President, General Counsel, and Corporate Secretary, of CU Bancorp, a corporation o |
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| November 24, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission |
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| November 18, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| November 18, 2014 |
CUNB / CU Bancorp 425 - Merger Prospectus - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| November 18, 2014 |
EX-99.1 Exhibit 99.1 CU Bancorp a better banking experience Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the “Company”), 1st Enterprise Bank and the combined company after the close of the transaction that is intended to be covered by the safe harbor for “forward looking statements” provided by the Private Securities Litigation Reform |
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| November 18, 2014 |
EX-99.1 Exhibit 99.1 CU Bancorp a better banking experience Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the “Company”), 1st Enterprise Bank and the combined company after the close of the transaction that is intended to be covered by the safe harbor for “forward looking statements” provided by the Private Securities Litigation Reform |
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| November 17, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission |
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| November 17, 2014 |
SHAREHOLDERS OF CU BANCORP AND 1 EX-99.1 Exhibit 99.1 SHAREHOLDERS OF CU BANCORP AND 1ST ENTERPRISE BANK APPROVE MERGER OF 1ST ENTERPRISE BANK INTO CALIFORNIA UNITED BANK Encino CA. - November 17, 2014 – CU Bancorp (NASDAQ-CUNB) today announced that at its Annual Meeting of Shareholders held on November 14, 2014 its shareholders approved the Agreement and Plan of Merger dated June 2, 2014, as amended and the merger of 1st Enterpr |
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| November 17, 2014 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER EX-2.2 2 d822266dex22.htm EX-2.2 Exhibit 2.2 AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER (this “Amendment”), dated as of November 14, 2014, by and among CU Bancorp, a California corporation (“CUNB”), California United Bank, a California state-chartered commercial bank (“CUB”), and 1ST Enterprise Bank, a California state-chartered commercial |
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| November 14, 2014 |
CUNB / CU Bancorp 425 - Merger Prospectus - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| November 14, 2014 |
EX-99.1 … a better banking experience CU Bancorp 2014 Annual Shareholder Meeting Exhibit 99.1 2 Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the“Company”), 1 Enterprise Bank and the combined company after the close of the transaction that is intended to be covered by the safe harbor for “forward looking statements” provided by the Pri |
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| November 14, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| November 14, 2014 |
EX-99.1 … a better banking experience CU Bancorp 2014 Annual Shareholder Meeting Exhibit 99.1 2 Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the“Company”), 1 Enterprise Bank and the combined company after the close of the transaction that is intended to be covered by the safe harbor for “forward looking statements” provided by the Pri |
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| October 28, 2014 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS NET INCOME OF $2.55 MILLION AND RECORD CORE NET INCOME OF $3.18 MILLION FOR THIRD QUARTER OF 2014 Encino, CA, Oct. 28, 2014 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported net income of $2.55 million, or $0.23 per fully diluted share, for the third quarter of 2014, an increase of 2.9% from net income of |
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| October 28, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File N |
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| October 28, 2014 |
CUNB / CU Bancorp 425 - Merger Prospectus - 425 425 Filed by CU Bancorp Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 1st Enterprise Bank Commission File No. |
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| October 10, 2014 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) (Commission File |
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| October 10, 2014 |
CU BANCORP ANNOUNCES 2014 ANNUAL SHAREHOLDERS MEETING DATE AND RECORD DATE EX-99.1 Exhibit 99.1 CU BANCORP ANNOUNCES 2014 ANNUAL SHAREHOLDERS MEETING DATE AND RECORD DATE LOS ANGELES, CA, October 10, 2014 – CU Bancorp (Nasdaq: CUNB), the parent bank holding company of California United Bank, announced today that its 2014 Annual Meeting of Shareholders will be held on Friday, November 14, 2014 at 9:00 a.m. Pacific Time, at the Warner Center Marriott Hotel, 21850 Oxnard St |
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| October 10, 2014 |
JOINT PROXY STATEMENT/PROSPECTUS MERGER PROPOSED - YOUR VOTE IS VERY IMPORTANT 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| October 10, 2014 |
CU BANCORP ANNOUNCES 2014 ANNUAL SHAREHOLDERS MEETING DATE AND RECORD DATE EX-99.1 Exhibit 99.1 CU BANCORP ANNOUNCES 2014 ANNUAL SHAREHOLDERS MEETING DATE AND RECORD DATE LOS ANGELES, CA, October 10, 2014 – CU Bancorp (Nasdaq: CUNB), the parent bank holding company of California United Bank, announced today that its 2014 Annual Meeting of Shareholders will be held on Friday, November 14, 2014 at 9:00 a.m. Pacific Time, at the Warner Center Marriott Hotel, 21850 Oxnard St |
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| October 10, 2014 |
CUNB / CU Bancorp 425 - Merger Prospectus - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) (Commission File |
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| October 3, 2014 |
CUNB / CU Bancorp S-4/A - - FORM S-4/A FORM S-4/A As filed with the Securities and Exchange Commission on October 3, 2014 Registration No. |
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| October 3, 2014 |
CORRESP CU BANCORP 15821 Ventura Blvd, Encino, CA 91436 (818) 257-7700 October 3, 2014 Division of Corporation Finance U. |
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| September 25, 2014 |
EX-99.1 Exhibit 99.1 CU BANCORP, CALIFORNIA UNITED BANK AND 1ST ENTERPRISE BANK ANNOUNCE RECEIPT OF REGULATORY APPROVALS FOR MERGER Encino, CA, September 25, 2014 (Business Wire) – CU Bancorp (NASDAQ: CUNB) and 1st Enterprise Bank (OTCQB: FENB) today announced that they have received all bank regulatory approvals necessary to authorize the merger of 1st Enterprise Bank with California United Bank. |
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| September 25, 2014 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) (Commissio |
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| September 25, 2014 |
CUNB / CU Bancorp 425 - Merger Prospectus - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) (Commissio |
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| September 25, 2014 |
EX-99.1 Exhibit 99.1 CU BANCORP, CALIFORNIA UNITED BANK AND 1ST ENTERPRISE BANK ANNOUNCE RECEIPT OF REGULATORY APPROVALS FOR MERGER Encino, CA, September 25, 2014 (Business Wire) – CU Bancorp (NASDAQ: CUNB) and 1st Enterprise Bank (OTCQB: FENB) today announced that they have received all bank regulatory approvals necessary to authorize the merger of 1st Enterprise Bank with California United Bank. |
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| September 24, 2014 |
EX-10.9 Exhibit 10.9 June 3, 2014 Jeffrey R. McGraa 290 Lake Sherwood Drive Westlake Village, CA 91361 Dear Jeff: We are pleased to let you know that earlier today we jointly announced the proposed combination of 1st Enterprise Bank (“FENB”) and California United Bank (“CUB”), to form what will be the premier business bank in the southern California market. We are looking forward to your participa |
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| September 24, 2014 |
EX-99.6 Exhibit 99.6 September 24, 2014 Board of Directors 1st Enterprise Bank 818 West Seventh Street, Suite 220 Los Angeles, CA 90017 Members of the Board: We hereby consent to the inclusion, quotation or summarization of our opinion letter to the Board of Directors of 1st Enterprise Bank (the “Company”) as an Appendix to the Registration Statement relating to the proposed merger between the Com |
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| September 24, 2014 |
EX-99.1 Exhibit 99.1 CU BANCORP THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS FOR THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON [CUNB MEETING DATE] The undersigned hereby constitutes and appoints Kenneth L. Bernstein and Anne Williams and each of them the proxy of the undersigned, with full powers of substitution, to vote all the common stock of CU Bancorp, that the undersigned ma |
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| September 24, 2014 |
CUNB / CU Bancorp S-4/A - - S-4/A S-4/A Table of Contents As filed with the Securities and Exchange Commission on September 24, 2014 Registration No. |
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| September 24, 2014 |
EX-10.7 Exhibit 10.7 June 3, 2014 Charles Kohl 25662 Shaw Place Stevenson Ranch, CA 91381 Dear Chuck: Earlier today we jointly announced the proposed combination of 1st Enterprise Bank (“FENB”) and California United Bank (“CUB”), to create the premier commercial bank in the Southern California market. We expect that, subject to obtaining the necessary regulatory and shareholder approvals, the tran |
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| September 24, 2014 |
EX-10.8 Exhibit 10.8 June 3, 2014 K. Brian Horton 219 S. Calle Grande Orange, CA 92869 Dear Brian: As you are aware, earlier today we jointly announced the proposed combination of 1st Enterprise Bank (“FENB”) and California United Bank (“CUB”), to form what will be the premier business bank in the Southern California market. Your participation in the planning for this event has been critical and w |
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| September 24, 2014 |
CONSENT OF PERSON TO BE NAMED DIRECTOR EX-99.11 Exhibit 99.11 CONSENT OF PERSON TO BE NAMED DIRECTOR In accordance with Rule 438 under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a person about to become a director of CU Bancorp in the Joint Proxy Statement-Prospectus contained in the Registration Statement on Form S-4 of CU Bancorp, as amended, pursuant to the Securi |
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| September 24, 2014 |
SEC Response Letter LAW OFFICES HORGAN, ROSEN, BECKHAM & COREN A LIMITED LIABILITY PARTNERSHIP SUITE 200 23975 PARK SORRENTO CALABASAS, CALIFORNIA 91302-4001 (818) 591-2121 FACSIMILE (818) 591-3838 www. |
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| September 24, 2014 |
EX-99.2 11 d772226dex992.htm EX-99.2 Exhibit 99.2 Electronic Voting Instructions Available 24 hours a day, 7 days a week! Instead of mailing your proxy, you may choose one of the voting methods outlined below to vote your proxy. VALIDATION DETAILS ARE LOCATED BELOW IN THE TITLE BAR. Proxies submitted by the Internet or telephone must be received by 1:00 a.m., Eastern Time, on [—], 2014. Vote by In |
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| September 24, 2014 |
CONSENT OF SANDLER O’ NEILL & PARTNERS, L.P. EX-99.5 Exhibit 99.5 CONSENT OF SANDLER O’ NEILL & PARTNERS, L.P. We hereby consent to the inclusion of our opinion letter to the board of directors of CU Bancorp (the “Company”) as an Appendix to the Registration Statement, which includes a proxy statement/prospectus relating to the proposed merger of the Company with 1st Enterprise Bank described in the Company’s Registration Statement on Form S |
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| September 24, 2014 |
CONSENT OF PERSON TO BE NAMED DIRECTOR EX-99.10 Exhibit 99.10 CONSENT OF PERSON TO BE NAMED DIRECTOR In accordance with Rule 438 under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a person about to become a director of CU Bancorp in the Joint Proxy Statement-Prospectus contained in the Registration Statement on Form S-4 of CU Bancorp, as amended, pursuant to the Securi |
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| September 24, 2014 |
Consent of Independent Registered Public Accounting Firm EX-23. 4 Exhibit 23.4 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Amendment No. 1 to the Registration Statement (No. 333-198257) on Form S-4 of CU Bancorp and subsidiaries of our report dated March 13, 2014, relating to our audit of the consolidated financial statements, appearing in the Annual Report on Form 10-K of CU Bancorp and |
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| September 24, 2014 |
CONSENT OF INDEPENDENT AUDITORS EX-23. 5 Exhibit 23.5 CONSENT OF INDEPENDENT AUDITORS We consent to the use in this Registration Statement (Form S-4) of CU Bancorp of our report dated March 11, 2014, with respect to the financial statements of 1st Enterprise Bank as of December 31, 2013 and 2012, and for each of the three years in the period ended December 31, 2013, and to the reference to our firm under the heading “Experts” in |
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| August 20, 2014 |
S-4 Table of Contents As filed with the Securities and Exchange Commission on August 20, 2014 Registration No. |
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| August 20, 2014 |
FORM OF CERTIFICATE OF DETERMINATION NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A CU BANCORP EX-99.9 Exhibit 99.9 FORM OF CERTIFICATE OF DETERMINATION OF NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A OF CU BANCORP Pursuant to the provisions of Section 401 of the Corporations Code of the State of California: We, David I. Rainer, Chairman, President, and Chief Executive Officer President, and Anita Y. Wolman, Executive Vice President, General Counsel, and Corporate Secretary, of CU Ban |
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| August 20, 2014 |
CU BANCORP 2007 EQUITY AND INCENTIVE PLAN AS AMENDED AND RESTATED JULY 31, 2014 EX-10.6 EXHIBIT 10.6 CU BANCORP 2007 EQUITY AND INCENTIVE PLAN AS AMENDED AND RESTATED JULY 31, 2014 1. ESTABLISHMENT, PURPOSE AND TERM OF PLAN. 1.1 Establishment. The California United Bank (the “Bank”) 2007 Equity and Incentive Plan (the “Plan”) was established effective as of June 1, 2007, the date of its approval by the stockholders of the Bank. 1.2 History of the Plan. Pursuant to the Agreeme |
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| August 20, 2014 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG CU BANCORP AND CALIFORNIA UNITED BANK AND 1ST ENTERPRISE BANK DATED AS OF JUNE 2, 2014 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 1.1 Certain Definitions 2 ARTICLE II THE MERGER 15 2.1 Merger 15 2.2 Effective Time 15 2.3 Articles of Incorporation and Bylaws 15 2.4 Directors and Officers of CUNB and Surviving Bank 15 2.5 Effec |
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| August 20, 2014 |
EX-10.5 Exhibit 10.5 June 9, 2014 Mr. John C. Black 536 Roycroft Ave. Long Beach, CA 90814 RE: Separation and Consulting Agreement Dear John: As you are aware, last week we jointly announced the proposed combination of 1st Enterprise Bank (“FENB”) and California United Bank (“CUB”), to form what will be the premier business bank in the Southern California market. Your participation in the planning |
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| August 20, 2014 |
CONSENT OF SANDLER O’ NEILL & PARTNERS, L.P. EX-99.5 Exhibit 99.5 CONSENT OF SANDLER O’ NEILL & PARTNERS, L.P. We hereby consent to the inclusion of our opinion letter to the board of directors of CU Bancorp (the “Company”) as an Appendix to the Registration Statement, which includes a proxy statement/prospectus relating to the proposed merger of the Company with 1st Enterprise Bank described in the Company’s Registration Statement on Form S |
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| August 20, 2014 |
CONSENT OF PERSON TO BE NAMED DIRECTOR EX-99.7 Exhibit 99.7 CONSENT OF PERSON TO BE NAMED DIRECTOR In accordance with Rule 438 under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a person about to become a director of CU Bancorp in the Joint Proxy Statement-Prospectus contained in the Registration Statement on Form S-4 of CU Bancorp, as amended, pursuant to the Securiti |
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| August 20, 2014 |
EX-99.6 Exhibit 99.6 August 20, 2014 Board of Directors 1st Enterprise Bank 818 West Seventh Street, Suite 220 Los Angeles, CA 90017 Members of the Board: We hereby consent to the inclusion of our opinion letter to the Board of Directors of 1st Enterprise Bank (the “Company”) as an Appendix to the [Proxy Statement/Prospectus] relating to the proposed merger between the Company and CU Bancorp conta |
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| August 20, 2014 |
RATIO OF EARNINGS TO FIXED CHARGES\ EX-12.1 Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES\ CU Bancorps consolidated ratio of earnings to fixed charges for each of the five years ended December 31, 2013 is indicated below. Year Ended December 31, 2013 2012 2011 2010 2009 Ratio of Earnings to Fixed Charges: Excluding interest on deposits 27.46 15.13 26.13 (5.32 ) 2.63 Including interest on deposits 8.12 2.89 2.99 (0.56 ) 1.54 The r |
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| August 20, 2014 |
EX-21.1 EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT State or Other Jurisdiction of Incorporation Percentage Ownership Parent CU Bancorp California N/A Subsidiary California United Bank California 100 % |
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| August 20, 2014 |
CONSENT OF PERSON TO BE NAMED DIRECTOR EX-99.8 Exhibit 99.8 CONSENT OF PERSON TO BE NAMED DIRECTOR In accordance with Rule 438 under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a person about to become a director of CU Bancorp in the Joint Proxy Statement-Prospectus contained in the Registration Statement on Form S-4 of CU Bancorp, as amended, pursuant to the Securiti |
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| July 28, 2014 |
EX-99.1 CU Bancorp Investor Presentation as of June 30, 2014 Exhibit 99.1 … a better banking experience 2 Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the “Company”), 1 st Enterprise Bank and the combined company after the close of the transaction that is intended to be covered by the safe harbor for “forward looking statements” provi |
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| July 28, 2014 |
CUNB / CU Bancorp 425 - Merger Prospectus - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| July 28, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| July 28, 2014 |
EX-99.1 CU Bancorp Investor Presentation as of June 30, 2014 Exhibit 99.1 … a better banking experience 2 Forward-Looking Statements This press release contains certain forward-looking information about CU Bancorp (the “Company”), 1 st Enterprise Bank and the combined company after the close of the transaction that is intended to be covered by the safe harbor for “forward looking statements” provi |
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| July 25, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 d762533d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorpora |
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| July 25, 2014 |
CUNB / CU Bancorp 425 - Merger Prospectus - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| July 25, 2014 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS NET INCOME OF $2.4 MILLION AND CORE NET INCOME OF $2.9 MILLION FOR SECOND QUARTER OF 2014 WITH LOAN GROWTH OF 11% Encino, CA, July 25, 2014 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported net income of $2.4 million for the second quarter of 2014, an increase of 2.8% from net income of $2.3 million for th |
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| July 25, 2014 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS NET INCOME OF $2.4 MILLION AND CORE NET INCOME OF $2.9 MILLION FOR SECOND QUARTER OF 2014 WITH LOAN GROWTH OF 11% Encino, CA, July 25, 2014 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported net income of $2.4 million for the second quarter of 2014, an increase of 2.8% from net income of $2.3 million for th |
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| June 3, 2014 |
Creating the Premier Commercial Bank in Southern California EX-99.2 Creating the Premier Commercial Bank in Southern California June 3, 2014 NASDAQ: CUNB OTCQB: FENB Exhibit 99.2 Forward-Looking Statements This presentation includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995, which management believes are a benefit to shareholders. These statements are necessarily su |
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| June 3, 2014 |
EX-99.1 Exhibit 99.1 CALIFORNIA UNITED BANK AND 1ST ENTERPRISE BANK TO MERGE —Strategic partnership will result in a commercial bank with over $2.2 billion in assets — Merger represents a strategic, financial and cultural fit —Transaction valued at approximately $103.4 million —Builds upon mutual middle-market banking focus and low cost deposit base, broadens management depth LOS ANGELES, June 3, |
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| June 3, 2014 |
EX-2.1 EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG CU BANCORP AND CALIFORNIA UNITED BANK AND 1ST ENTERPRISE BANK DATED AS OF JUNE 2, 2014 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 1.1 Certain Definitions 2 ARTICLE II THE MERGER 15 2.1 Merger 15 2.2 Effective Time 15 2.3 Articles of Incorporation and Bylaws 15 2.4 Directors and Officers of CUNB and Surviving Bank 15 2.5 Effec |
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| June 3, 2014 |
Creating the Premier Commercial Bank in Southern California EX-99.2 4 d737232dex992.htm EX-99.2 Creating the Premier Commercial Bank in Southern California June 3, 2014 NASDAQ: CUNB OTCQB: FENB Exhibit 99.2 Forward-Looking Statements This presentation includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995, which management believes are a benefit to shareholders. These s |
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| June 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Number (I |
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| June 3, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Numbe |
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| June 3, 2014 |
EX-99.1 Exhibit 99.1 CALIFORNIA UNITED BANK AND 1ST ENTERPRISE BANK TO MERGE —Strategic partnership will result in a commercial bank with over $2.2 billion in assets — Merger represents a strategic, financial and cultural fit —Transaction valued at approximately $103.4 million —Builds upon mutual middle-market banking focus and low cost deposit base, broadens management depth LOS ANGELES, June 3, |
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| June 3, 2014 |
EX-2.1 EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG CU BANCORP AND CALIFORNIA UNITED BANK AND 1ST ENTERPRISE BANK DATED AS OF JUNE 2, 2014 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 1.1 Certain Definitions 2 ARTICLE II THE MERGER 15 2.1 Merger 15 2.2 Effective Time 15 2.3 Articles of Incorporation and Bylaws 15 2.4 Directors and Officers of CUNB and Surviving Bank 15 2.5 Effec |
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| May 12, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Numbe |
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| May 12, 2014 |
EX-99.1 Exhibit 99.1 Exhibit 99.1 CU Bancorp Investor Presentation as of March 31, 2014 … a better banking experience Forward-Looking Statements This presentation contains forward-looking statements about CU Bancorp (the “Company”) for which the Company claims the protection of the safe harbor provisions contained in the Private Securities Litigation Reform Act of 1995, including forward-looking s |
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| April 25, 2014 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS NET INCOME OF $2.7 MILLION AND EARNINGS PER SHARE OF $0.24 FOR FIRST QUARTER OF 2014 Encino, CA, April 25, 2014 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported net income of $2.7 million, or $0.24 per fully diluted share, for the first quarter of 2014, an increase of 24% from net income of $2.2 million o |
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| April 25, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) Of the Securities Exchange Act Of 1934 Date of report (Date of earliest event reported) April 25, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation or organization) |
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| March 25, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) Of the Securities Exchange Act Of 1934 Date of report (Date of earliest event reported) March 20, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation or organization) |
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| March 13, 2014 |
CU Bancorp 10-K (Annual Report) 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 5, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Numb |
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| March 5, 2014 |
EX-99.1 Exhibit 99.1 CU Bancorp Investor Presentation as of December 31, 2013 … a better banking experience Forward-Looking Statements This presentation contains forward-looking statements about CU Bancorp (the “Company”) for which the Company claims the protection of the safe harbor provisions contained in the Private Securities Litigation Reform Act of 1995, including forward-looking statements |
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| February 12, 2014 |
AGREEMENT OF REPORTING PERSONS EXHIBIT 99.1 AGREEMENT OF REPORTING PERSONS Each of the undersigned hereby agrees to file jointly this Schedule to which this Agreement is attached and any amendments thereto which may be deemed necessary, pursuant to Regulation 13D-G under the Securities Exchange Act of 1934. It is understood and agreed that each of the parties hereto is responsible for the timely filing of this Schedule and any |
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| February 12, 2014 |
CUNB / CU Bancorp / BASSWOOD CAPITAL MANAGEMENT, L.L.C. - SCHEDULE 13G Passive Investment SC 13G 1 b11221214a.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CU Bancorp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 126534106 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 7, 2014 |
2013 California United Bank Executive Performance Cash Incentive Plan EX-99.1 Exhibit 99.1 2013 California United Bank Executive Performance Cash Incentive Plan I. PLAN PURPOSE The purpose of the 2013 California United Bank (CUB/or Company) Performance Cash Incentive Plan (“Plan”) is to reward employees participating in the Plan for any or all of the following components included in achieving the Bank’s annual financial plan and Bank profitability targets: • Executi |
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| February 7, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission F |
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| February 5, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) Of the Securities Exchange Act Of 1934 Date of report (Date of earliest event reported) February 5, 2014 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation or organization |
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| February 5, 2014 |
EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD QUARTERLY AND ANNUAL EARNINGS FOR FOURTH QUARTER AND FULL YEAR 2013 Annual Net Income rises to $9.8 Million, up from $1.7 Million in 2012; Fourth Quarter Diluted EPS of $0.26, up 73% over Prior Year and 13% over Prior Quarter Encino, CA, February 5, 2014 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today repo |
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| December 4, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File N |
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| December 4, 2013 |
EX-99.1 Exhibit 99.1 Exhibit 99.1 Investor Presentation Third Quarter 2013 Results NASDAQ: CUNB Forward-Looking Statements This presentation contains certain forward-looking information about CU Bancorp and its wholly-owned subsidiary, California United Bank, (collectively the “Company”) that is intended to be covered by the safe harbor for “forward-looking statements” provided by the Private Secu |
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| November 7, 2013 |
Stephen Carpenter to Retire from Board of Directors of CU Bancorp EX-99.1 Exhibit 99.1 Stephen Carpenter to Retire from Board of Directors of CU Bancorp Encino, Calif. - November 7, 2013 - Stephen Carpenter and CU Bancorp (NASDAQ-CUNB) (“CUB”), the parent of California United Bank, today jointly announced that Carpenter will retire from the Board of Directors of CU Bancorp and California United Bank, and his position as Vice Chairman of CU Bancorp, effective Dec |
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| November 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) Of the Securities Exchange Act Of 1934 Date of report (Date of earliest event reported) November 7, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation or organization) (Commis |
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| October 25, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) Of the Securities Exchange Act Of 1934 Date of report (Date of earliest event reported) October 25, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation or organization) (Co |
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| October 25, 2013 |
CU BANCORP REPORTS RECORD QUARTERLY EARNINGS EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD QUARTERLY EARNINGS OF $0.23 PER SHARE FOR THIRD QUARTER OF 2013 Encino, CA, October 25, 2013 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported net income of $2.5 million, or $0.23 per fully diluted share, for the third quarter of 2013, compared with net income of $2.3 million or $0.22 per fully dilu |
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| September 17, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| September 5, 2013 |
Submission of Matters to a Vote of Security Holders - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Nu |
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| August 15, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File Nu |
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| August 15, 2013 |
S-8 As filed with the Securities and Exchange Commission on August 15, 2013 Registration No. |
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| August 15, 2013 |
EX-99.1 Investor Presentation Investor Presentation Second Quarter 2013 Results NASDAQ: CUNB Exhibit 99.1 Forward-Looking Statements Forward-Looking Statements 2 This presentation contains certain forward-looking information about CU Bancorp and its wholly-owned subsidiary, California United Bank, (collectively the “Company”) that is intended to be covered by the safe harbor for “forward-looking s |
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| July 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) Of the Securities Exchange Act Of 1934 Date of report (Date of earliest event reported) July 30, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation or organization) ( |
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| July 30, 2013 |
CU BANCORP REPORTS RECORD QUARTERLY EARNINGS OF $0.22 PER SHARE FOR SECOND QUARTER OF 2013 EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD QUARTERLY EARNINGS OF $0.22 PER SHARE FOR SECOND QUARTER OF 2013 Encino, CA, July 30, 2013 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported net income of $2.3 million, or $0.22 per fully diluted share, for the second quarter of 2013, an increase of 342% from net income of $525 thousand, or $0.08 pe |
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| July 15, 2013 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 15, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| May 15, 2013 |
Investor Presentation First Quarter 2013 Results EX-99.1 Exhibit 99.1 Investor Presentation First Quarter 2013 Results Litigation negatively number of forward-looking which could risks and liquidity risks; are less obligations; the or Forward-Looking Statements This presentation contains certain forward-looking information about CU Bancorp and California United Bank (collectively the “Company”) that is intended to be covered by the safe harbor f |
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| April 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) Of the Securities Exchange Act Of 1934 Date of report (Date of earliest event reported) April 25, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation or organization) |
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| April 29, 2013 |
CU BANCORP REPORTS RECORD QUARTERLY EARNINGS OF $0.20 PER SHARE FOR FIRST QUARTER OF 2013 EX-99.1 Exhibit 99.1 CU BANCORP REPORTS RECORD QUARTERLY EARNINGS OF $0.20 PER SHARE FOR FIRST QUARTER OF 2013 Encino, CA, April 25, 2013 - CU Bancorp (NASDAQ: CUNB), the parent company of wholly owned California United Bank, today reported net income of $2.2 million, or $0.20 per fully diluted share, for the first quarter of 2013, an increase of 326% from net income of $506 thousand, or $0.07 per |
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| March 12, 2013 |
EX-99.1 Investor Presentation Investor Presentation Raymond James & Associates Presentation to Financial Advisors March 12, 2013 St. Petersburg, FL Exhibit 99.1 Forward-Looking Statements Forward-Looking Statements 2 This presentation contains certain forward-looking information about CU Bancorp and California United Bank (collectively the “Company”) that is intended to be covered by the safe harb |
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| March 12, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission Fil |
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| March 5, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2013 CU BANCORP (Exact name of registrant as specified in its charter) California 001-35683 90-0779788 (State or other jurisdiction of incorporation) Commission File |
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| March 5, 2013 |
EX-99.1 Investor Presentation Investor Presentation Sandler O'Neill + Partners, L.P. West Coast Financial Services Conference March 5, 2013 The Ritz-Carlton Marina del Rey, California Exhibit 99.1 Forward-Looking Statements Forward-Looking Statements 2 This presentation contains certain forward-looking information about CU Bancorp and California United Bank (collectively the “Company”) that is int |
