Statistiche di base
| LEI | 549300W5GIE6ZOZOTD82 |
| CIK | 773757 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Columbia Funds Series Trust I - Columbia Contrarian Core Fund Class Inst3
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| June 2, 2025 |
Code of ethics policy Contents Purpose 02 How this policy embodies ‘our shared beliefs’ 02 Ethical principles 02 Conflicts of interest 03 Policy 03 Monitoring 05 Record keeping 05 Appendix - Global regulatory requirements 06 Scope 08 Index of updates 09 Policy maintainance and approval The policy is maintained by the Compliance Department. |
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| June 2, 2025 |
AMENDMENT NO. 2 TO THE AMENDED AND RESTATED SUBADVISORY AGREEMENT AMENDMENT NO. 2 TO THE AMENDED AND RESTATED SUBADVISORY AGREEMENT This Amendment No. 2 (the “Amendment”), made and entered into as of March 27, 2025, is made a part of the Amended and Restated Subadvisory Agreement between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (“Investment Manager”) and J.P. Morgan Investment Management Inc., a Delaware corporation (“S |
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| June 2, 2025 |
AMENDMENT NO. 1 TO THE SUBADVISORY AGREEMENT AMENDMENT NO. 1 TO THE SUBADVISORY AGREEMENT This Amendment No. 1 (the “Amendment”), made and entered into as of March 27, 2025, is made a part of the Subadvisory Agreement between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (“Investment Manager”) and Los Angeles Capital Management LLC, a California limited liability company (“Subadviser”), dated September 2 |
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| June 2, 2025 |
Code of Ethics Personal Investing Standards December 17, 2024 Code of Ethics Personal Investing Standards December 17, 2024 Applies to: All employees (full-time and part-time), globally, that work for, support, or are a registered representative of any of Prudential’s asset management, investment adviser, and broker dealer businesses (CIO, PAD, PGIM, PIMS, and PruCo) All contractors, interns, temporary employees, and others who have been notified by compliance are subject to this policy. |
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| June 2, 2025 |
Insider Trading & Information Barrier Trading, Info Barrier Stand of PGIM (3-31-2025) Insider Trading & Information Barrier Standards Applies to: All employees (full-time and part-time), globally, that work for, or support, Prudential’s general account, institutional asset management, investment adviser, and broker dealer businesses (CIO, PGIM and PIMS). |
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| June 2, 2025 |
AMENDMENT NO. 4 TO THE SUBADVISORY AGREEMENT AMENDMENT NO. 4 TO THE SUBADVISORY AGREEMENT This Amendment No. 4 (the “Amendment”), made and entered into as of March 27, 2025, is made a part of the Subadvisory Agreement between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (“Investment Manager”) and Loomis, Sayles & Company, L.P., a Delaware limited partnership (“Subadviser”), dated December 4, 2013, as am |
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| June 2, 2025 |
CODE OF ETHICS Adopted March 1, 2006 Revised as of March 31, 2025 COE of AlphaSimplex (3-31-2025) APPENDIX H CODE OF ETHICS Adopted March 1, 2006 Revised as of March 31, 2025 Introduction Each wholly owned registered investment adviser and the broker-dealer of Virtus Investment Partners, Inc. |
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| June 2, 2025 |
As filed with the Securities and Exchange Commission on June 2, 2025. As filed with the Securities and Exchange Commission on June 2, 2025. Registration Nos. 2-99356 811-04367 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 427 ☒ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒ Amendment No. 431 |
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| June 2, 2025 |
INVESTMENT ADVISER CODE OF ETHICS INVESTMENT ADVISER CODE OF ETHICS INTRODUCTION Rule 204A-1 under the Advisers Act requires each federally registered investment adviser to adopt a written code of ethics (the “Code”) designed to prevent fraud by reinforcing the principles that govern the conduct of investment advisory firms and their personnel. |
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| May 23, 2025 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2026 Estimated average burden hours per response 2.0 1. Investment Company Act File Number: Date exami |
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| April 23, 2025 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2026 Estimated average burden hours per response 2.0 1. Investment Company Act File Number: Date exami |
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| March 24, 2025 |
COLUMBIA FUNDS SERIES TRUST I 290 Congress Street Boston, MA 02210 COLUMBIA FUNDS SERIES TRUST I 290 Congress Street Boston, MA 02210 March 24, 2025 VIA EDGAR Mr. |
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| February 26, 2025 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2026 Estimated average burden hours per response 2.0 1. Investment Company Act File Number: Date exami |
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| November 6, 2024 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2026 Estimated average burden hours per response 2.0 1. Investment Company Act File Number: Date exami |
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| October 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement Columbia Funds Series Trust I (Name of Regi |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| September 18, 2024 |
September 18, 2024 Ken Ellington Securities and Exchange Commission 100 F Street, N. |
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| September 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement Columbia Funds Series Trust I (Name of Regi |
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| August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| June 24, 2024 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2026 Estimated average burden hours per response 2.0 1. Investment Company Act File Number: Date exami |
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| June 24, 2024 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2026 Estimated average burden hours per response 2.0 1. Investment Company Act File Number: Date exami |
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| April 11, 2024 |
COLUMBIA FUNDS SERIES TRUST I 290 Congress Street Boston, MA 02210 COLUMBIA FUNDS SERIES TRUST I 290 Congress Street Boston, MA 02210 April 11, 2024 VIA EDGAR Mr. |
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| March 21, 2024 |
March 21, 2024 Mr. Mark Cowan U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549 Re: Template Filing Relief Request Pursuant to Rule 485(b)(1)(vii) for Columbia Acorn Trust Columbia Funds Series Trust Columbia Funds Series Trust I Columbia Funds Series Trust II (each, a Registrant and together, the Registran |
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| March 6, 2024 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2026 Estimated average burden hours per response 2.0 1. Investment Company Act File Number: Date exami |
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| February 29, 2024 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Third Quarter Report September 30, 2023 (Unaudited) Columbia Real Estate Equity Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Real Estate Equity Fund, September 30, 2023 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 95. |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| February 12, 2024 |
COLUMBIA FUNDS SERIES TRUST I 290 Congress Street Boston, MA 02210 COLUMBIA FUNDS SERIES TRUST I 290 Congress Street Boston, MA 02210 February 12, 2024 VIA EDGAR Mr. |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Definitive Proxy Sta |
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| October 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Inves tme nt Company Act File Number: Date exa |
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| October 18, 2023 |
COLUMBIA FUNDS SERIES TRUST COLUMBIA FUNDS SERIES TRUST I COLUMBIA FUNDS SERIES TRUST II 290 Congress Street Boston, MA 02210 October 18, 2023 VIA EDGAR Mr. |
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| September 28, 2023 |
COLUMBIA FUNDS SERIES TRUST I Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Certificate of Accounting of Securities and Similar Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date exami |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Certificate of Accounting of Securities and Similar Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date exami |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Inves tme nt Company Act File Number: Date exa |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Certificate of Accounting of Securities and Similar Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date exami |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Inves tme nt Company Act File Number: Date exa |
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| May 24, 2023 |
Columbia Funds Series Trust I UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 5, 2023 |
COLUMBIA FUNDS SERIES TRUST I UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 10, 2023 |
COLUMBIA FUNDS SERIES TRUST I Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 17, 2023 |
COLUMBIA FUNDS SERIES TRUST I Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Third Quarter Report December 31, 2022 (Unaudited) Columbia Adaptive Retirement Funds Columbia Adaptive Retirement 2020 Fund Columbia Adaptive Retirement 2025 Fund Columbia Adaptive Retirement 2030 Fund Columbia Adaptive Retirement 2035 Fund Columbia Adaptive Retirement 2040 Fund Columbia Adaptive Retirement 2045 Fund Columbia Adaptive Retirement 2050 Fund Columbia Adaptive Retirement 2055 Fund Columbia Adaptive Retirement 2060 Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Exchange-Traded Fixed Income Funds 8. |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoiadaptiveretirement.htm Third Quarter Report December 31, 2022 (Unaudited) Columbia Adaptive Retirement Funds Columbia Adaptive Retirement 2020 Fund Columbia Adaptive Retirement 2025 Fund Columbia Adaptive Retirement 2030 Fund Columbia Adaptive Retirement 2035 Fund Columbia Adaptive Retirement 2040 Fund Columbia Adaptive Retirement 2045 Fund Columbia Adaptive Retirement 2050 Fund |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Third Quarter Report December 31, 2022 (Unaudited) Columbia Solutions Conservative Portfolio Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Solutions Conservative Portfolio, December 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Foreign Government Obligations(a),(b) 15. |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoiadaptiveretirement.htm Third Quarter Report December 31, 2022 (Unaudited) Columbia Adaptive Retirement Funds Columbia Adaptive Retirement 2020 Fund Columbia Adaptive Retirement 2025 Fund Columbia Adaptive Retirement 2030 Fund Columbia Adaptive Retirement 2035 Fund Columbia Adaptive Retirement 2040 Fund Columbia Adaptive Retirement 2045 Fund Columbia Adaptive Retirement 2050 Fund |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoiadaptiveretirement.htm Third Quarter Report December 31, 2022 (Unaudited) Columbia Adaptive Retirement Funds Columbia Adaptive Retirement 2020 Fund Columbia Adaptive Retirement 2025 Fund Columbia Adaptive Retirement 2030 Fund Columbia Adaptive Retirement 2035 Fund Columbia Adaptive Retirement 2040 Fund Columbia Adaptive Retirement 2045 Fund Columbia Adaptive Retirement 2050 Fund |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 2 nportpoi716000.htm Third Quarter Report December 31, 2022 (Unaudited) Columbia Solutions Aggressive Portfolio Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Solutions Aggressive Portfolio, December 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Foreign Go |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoiadaptiveretirement.htm Third Quarter Report December 31, 2022 (Unaudited) Columbia Adaptive Retirement Funds Columbia Adaptive Retirement 2020 Fund Columbia Adaptive Retirement 2025 Fund Columbia Adaptive Retirement 2030 Fund Columbia Adaptive Retirement 2035 Fund Columbia Adaptive Retirement 2040 Fund Columbia Adaptive Retirement 2045 Fund Columbia Adaptive Retirement 2050 Fund |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Third Quarter Report December 31, 2022 (Unaudited) Multi-Manager Growth Strategies Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Multi-Manager Growth Strategies Fund, December 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| February 24, 2023 |
NPORT-P false 0000773757 XXXXXXXX S000036204 C000179754 C000216708 Columbia Funds Series Trust I 811-04367 0000773757 549300W5GIE6ZOZOTD82 290 Congress Street Boston 02110 800-345-6611 Multi-Manager Growth Strategies Fund S000036204 BTX2OUG908VMJ1NNPF75 2023-03-31 2022-12-31 N 3605426939. |
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| February 24, 2023 |
NPORT-P false 0000773757 XXXXXXXX S000061635 C000199611 C000199612 Columbia Funds Series Trust I 811-04367 0000773757 549300W5GIE6ZOZOTD82 290 Congress Street Boston 02110 800-345-6611 Columbia Adaptive Retirement 2055 Fund S000061635 5493004L2RDMBNDZE732 2023-03-31 2022-12-31 N 1516105. |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 3 nportpoiadaptiveretirement.htm Third Quarter Report December 31, 2022 (Unaudited) Columbia Adaptive Retirement Funds Columbia Adaptive Retirement 2020 Fund Columbia Adaptive Retirement 2025 Fund Columbia Adaptive Retirement 2030 Fund Columbia Adaptive Retirement 2035 Fund Columbia Adaptive Retirement 2040 Fund Columbia Adaptive Retirement 2045 Fund Columbia Adaptive Retirement 2050 Fund |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoi643.htm Third Quarter Report December 31, 2022 (Unaudited) Columbia Select Large Cap Growth Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Select Large Cap Growth Fund, December 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 2 nportpoiadaptiveretirement.htm Third Quarter Report December 31, 2022 (Unaudited) Columbia Adaptive Retirement Funds Columbia Adaptive Retirement 2020 Fund Columbia Adaptive Retirement 2025 Fund Columbia Adaptive Retirement 2030 Fund Columbia Adaptive Retirement 2035 Fund Columbia Adaptive Retirement 2040 Fund Columbia Adaptive Retirement 2045 Fund Columbia Adaptive Retirement 2050 Fund |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Third Quarter Report December 31, 2022 (Unaudited) Columbia Adaptive Retirement Funds Columbia Adaptive Retirement 2020 Fund Columbia Adaptive Retirement 2025 Fund Columbia Adaptive Retirement 2030 Fund Columbia Adaptive Retirement 2035 Fund Columbia Adaptive Retirement 2040 Fund Columbia Adaptive Retirement 2045 Fund Columbia Adaptive Retirement 2050 Fund Columbia Adaptive Retirement 2055 Fund Columbia Adaptive Retirement 2060 Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Exchange-Traded Fixed Income Funds 8. |
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| February 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Third Quarter Report December 31, 2022 (Unaudited) Columbia Adaptive Retirement Funds Columbia Adaptive Retirement 2020 Fund Columbia Adaptive Retirement 2025 Fund Columbia Adaptive Retirement 2030 Fund Columbia Adaptive Retirement 2035 Fund Columbia Adaptive Retirement 2040 Fund Columbia Adaptive Retirement 2045 Fund Columbia Adaptive Retirement 2050 Fund Columbia Adaptive Retirement 2055 Fund Columbia Adaptive Retirement 2060 Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Exchange-Traded Fixed Income Funds 8. |
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| February 16, 2023 |
COLUMBIA FUNDS SERIES TRUST I 290 Congress Street Boston, MA 02210 CORRESP 1 filename1.htm COLUMBIA FUNDS SERIES TRUST I 290 Congress Street Boston, MA 02210 February 16, 2023 VIA EDGAR Mr. Mark Cowan U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549 RE: Columbia Funds Series Trust I (the Registrant) Columbia Intermediate Duration Municipal Bond Fund Post-Effective Amendme |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Columbia Greater China Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Greater China Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 95. |
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| January 24, 2023 |
NPORT-P false 0000773757 XXXXXXXX S000066407 C000214277 Columbia Funds Series Trust I 811-04367 0000773757 549300W5GIE6ZOZOTD82 290 Congress Street Boston 02110 800-345-6611 Overseas SMA Completion Portfolio S000066407 549300HANZKR35G91M29 2023-08-31 2022-11-30 N 5218154. |
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| January 24, 2023 |
NPORT-P false 0000773757 XXXXXXXX S000021572 C000126474 C000061809 C000061810 C000094703 C000061811 C000121798 C000122684 Columbia Funds Series Trust I 811-04367 0000773757 549300W5GIE6ZOZOTD82 290 Congress Street Boston 02110 800-345-6611 Columbia Emerging Markets Fund S000021572 E8K1I56V7B5RA80S0N70 2023-08-31 2022-11-30 N 1444239581. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Columbia Emerging Markets Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Emerging Markets Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Columbia Small Cap Growth Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Small Cap Growth Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Columbia Balanced Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Balanced Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 7. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoi610.htm First Quarter Report November 30, 2022 (Unaudited) Columbia Contrarian Core Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Contrarian Core Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97.7% Issuer Shares |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Multisector Bond SMA Completion Portfolio Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Multisector Bond SMA Completion Portfolio, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Residential Mortgage-Backed Securities - Agency 92. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoi673000.htm First Quarter Report November 30, 2022 (Unaudited) Multi-Manager International Equity Strategies Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Multi-Manager International Equity Strategies Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportoi473000.htm First Quarter Report November 30, 2022 (Unaudited) Multi-Manager Total Return Bond Strategies Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Multi-Manager Total Return Bond Strategies Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securi |
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| January 24, 2023 |
NPORT-P false 0000773757 XXXXXXXX S000012073 C000121791 C000032868 C000032870 C000094677 C000032871 C000121792 C000078987 Columbia Funds Series Trust I 811-04367 0000773757 549300W5GIE6ZOZOTD82 290 Congress Street Boston 02110 800-345-6611 Columbia Small Cap Growth Fund S000012073 Y7B5XOOPBFPOK43D2Y03 2023-08-31 2022-11-30 N 1538651645. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Overseas SMA Completion Portfolio Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Overseas SMA Completion Portfolio, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 95. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value NPORT-EX 4 nportpoi475000.htm First Quarter Report November 30, 2022 (Unaudited) Multi-Manager Alternative Strategies Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Consolidated Portfolio of Investments Multi-Manager Alternative Strategies Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in secu |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Columbia Global Technology Growth Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Global Technology Growth Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Multi-Manager Small Cap Equity Strategies Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Multi-Manager Small Cap Equity Strategies Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Columbia International Dividend Income Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia International Dividend Income Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Columbia Select Mid Cap Growth Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Select Mid Cap Growth Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| January 24, 2023 |
Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value First Quarter Report November 30, 2022 (Unaudited) Columbia Strategic Income Fund Not FDIC or NCUA Insured • No Financial Institution Guarantee • May Lose Value Portfolio of Investments Columbia Strategic Income Fund, November 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 2. |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Inves tme nt Company Act File Number: Date exa |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Inves tme nt Company Act File Number: Date exa |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Inves tme nt Company Act File Number: Date exa |
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| December 27, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Oregon Intermediate Municipal Bond Fund, October 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| December 27, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Large Cap Growth Fund, October 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| December 27, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Ultra Short Term Bond Fund, October 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 34. |
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| December 27, 2022 |
NPORT-EX 2 nportpoi707000.htm Portfolio of Investments Columbia U.S. Social Bond Fund, October 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Corporate Bonds & Notes 8.6% Issuer Coupon Rate Principal Amount ($) Value ($) United States 8.6% AbbVie, Inc. 05/14/2025 3.600% 500,000 479,994 American Tower Corp. 08/15/2029 3.800% 650,00 |
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| December 27, 2022 |
Portfolio of Investments Columbia Tax-Exempt Fund, October 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 99. |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| November 30, 2022 |
COLUMBIA FUNDS SERIES TRUST I UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Real Estate Equity Fund, September 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Certificate of Accounting of Securities and Similar Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date exami |
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| October 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Adaptive Risk Allocation Fund, August 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 4. |
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| October 26, 2022 |
Portfolio of Investments Columbia Dividend Income Fund, August 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| October 26, 2022 |
NPORT-P false 0000773757 XXXXXXXX S000037262 C000147083 C000114818 C000114819 C000114821 C000114825 C000114823 C000147084 Columbia Funds Series Trust I 811-04367 0000773757 549300W5GIE6ZOZOTD82 290 Congress Street Boston 02110 800-345-6611 Columbia Adaptive Risk Allocation Fund S000037262 OBEXP9BA3ACEEBWUNT09 2023-05-31 2022-08-31 N 4300695598. |
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| October 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Consolidated Portfolio of Investments Columbia Multi Strategy Alternatives Fund, August 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 4. |
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| October 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia High Yield Municipal Fund, August 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 99. |
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| October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| October 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| October 3, 2022 |
As filed with the Securities and Exchange Commission on October 3, 2022. As filed with the Securities and Exchange Commission on October 3, 2022. Registration Nos. 2-99356 811-04367 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 399 ? and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ? Amendment No. 4 |
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| October 3, 2022 |
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED SUBADVISORY AGREEMENT This Amendment No. 1 (the ?Amendment?), made and entered into as of September 9, 2022, is made a part of the Amended and Restated Subadvisory Agreement between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (?Investment Manager?) and J.P. Morgan Investment Management Inc., a Delaware corporation |
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| September 26, 2022 |
Portfolio of Investments Columbia Corporate Income Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 0. |
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| September 26, 2022 |
Portfolio of Investments Columbia U.S. Treasury Index Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities U.S. Treasury Obligations 99.3% Issuer Coupon Rate Principal Amount ($) Value ($) U.S. Treasury 07/31/2023 2.750% 4,617,000 4,607,261 08/15/2023 0.125% 9,193,000 8,926,188 08/15/2023 2.500% 1,864,000 1,854,826 08/31/2023 |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Small Cap Value Fund I, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Total Return Bond Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 10. |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Bond Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 17. |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Strategic New York Municipal Income Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 100. |
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| September 26, 2022 |
Portfolio of Investments Multi-Manager Directional Alternative Strategies Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 80. |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Intermediate Duration Municipal Bond Fund (formerly Columbia Intermediate Municipal Bond Fund), July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 1. |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia New York Intermediate Municipal Bond Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 98. |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Strategic California Municipal Income Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Commercial Mortgage-Backed Securities - Agency 0. |
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| September 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Connecticut Intermediate Municipal Bond Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 95. |
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| September 26, 2022 |
Portfolio of Investments Columbia Massachusetts Intermediate Municipal Bond Fund, July 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 98. |
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| August 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 1. |
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| August 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 1. |
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| August 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 1. |
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| August 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 1. |
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| August 24, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Select Large Cap Growth Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| August 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 1. |
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| August 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 1. |
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| August 24, 2022 |
Portfolio of Investments Columbia Solutions Aggressive Portfolio, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Foreign Government Obligations(a),(b) 30. |
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| August 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 1. |
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| August 24, 2022 |
Portfolio of Investments Columbia Solutions Conservative Portfolio, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Foreign Government Obligations(a),(b) 16. |
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| August 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 1. |
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| August 24, 2022 |
Portfolio of Investments Multi-Manager Growth Strategies Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| August 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, June 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 1. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Consolidated Portfolio of Investments Multi-Manager Alternative Strategies Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 3. |
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| July 25, 2022 |
Portfolio of Investments Columbia Global Technology Growth Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| July 25, 2022 |
Portfolio of Investments Columbia Small Cap Growth Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Multi-Manager International Equity Strategies Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 95. |
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| July 25, 2022 |
Portfolio of Investments Multi-Manager Total Return Bond Strategies Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Agency 0. |
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| July 25, 2022 |
Portfolio of Investments Columbia Contrarian Core Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| July 25, 2022 |
Portfolio of Investments Columbia Balanced Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 7. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Select Mid Cap Growth Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| July 25, 2022 |
Portfolio of Investments Multisector Bond SMA Completion Portfolio, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 11. |
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| July 25, 2022 |
Portfolio of Investments Columbia Greater China Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia International Dividend Income Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Strategic Income Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 3. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Overseas SMA Completion Portfolio, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 93. |
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| July 25, 2022 |
NPORT-P false 0000773757 XXXXXXXX S000021572 C000126474 C000061809 C000061810 C000094703 C000061811 C000121798 C000122684 Columbia Funds Series Trust I 811-04367 0000773757 549300W5GIE6ZOZOTD82 290 Congress Street Boston 02110 800-345-6611 Columbia Emerging Markets Fund S000021572 E8K1I56V7B5RA80S0N70 2022-08-31 2022-05-31 N 1703569973. |
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| July 25, 2022 |
Portfolio of Investments Columbia Emerging Markets Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| July 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Multi-Manager Small Cap Equity Strategies Fund, May 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number:3235-0360 Expires:February 29, 2024 Estimated average burden hours per response1.9 1.Investment Company Act File Number: 811-04367 Date |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number:3235-0360 Expires:February 29, 2024 Estimated average burden hours per response1.9 1.Investment Company Act File Number: 811-04367 Date |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number:3235-0360 Expires:February 29, 2024 Estimated average burden hours per response1.9 1.Investment Company Act File Number: 811-04367 Date |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number:3235-0360 Expires:February 29, 2024 Estimated average burden hours per response1.9 1.Investment Company Act File Number: 811-04367 Date |
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| July 21, 2022 |
40-17F2 1 f12784d1.htm FORM 17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number:3235-0360 Expires:February 29, 2024 Estimated average burden hours per response1.9 1.Investment Compa |
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| July 18, 2022 |
Fee Waiver Schedule ? SCHEDULE A As of July 1, 2022 Columbia Funds Series Trust Columbia California Intermediate Municipal Bond Fund1 Columbia Capital Allocation Moderate Aggressive Portfolio2 Columbia Capital Allocation Moderate Conservative Portfolio2 Columbia Convertible Securities Fund1 Columbia Large Cap Growth Opportunity Fund1 Columbia Large Cap Enhanced Core Fund1 Columbia Large Cap Index |
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| July 18, 2022 |
SUBADVISORY AGREEMENT Agreement made as of the 23rd day of June, 2022 by and between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (?Investment Manager?), and Jacobs Levy Equity Management Inc. |
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| July 18, 2022 |
Jacobs Levy Equity Management, Inc. Code of Ethics INTRODUCTION I. General Jacobs Levy Equity Management, Inc. (?Jacobs Levy?) has adopted this Code of Ethics (the ?Code?) for the purpose of establishing the standards of conduct and rules for staff regarding conflicts of interest, personal investing and other activities, and compliance with applicable law. The guidelines below are designed to prev |
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| July 18, 2022 |
As filed with the Securities and Exchange Commission on July 18, 2022. As filed with the Securities and Exchange Commission on July 18, 2022. Registration Nos. 2-99356 811-04367 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 395 ? and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ? Amendment No. 399 |
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| July 18, 2022 |
CONESTOGA CAPITAL ADVISORS, LLC APRIL 13, 2022 Code of Ethics 1. GOVERNING STANDARDS This Code of Ethics (the ?Code?) has been adopted by Conestoga Capital Advisors, LLC (?CCA?), the Conestoga Small Cap Fund, Conestoga SMid Cap Fund, Conestoga Mid Cap Fund and Conestoga Micro Cap Fund (?the Funds?) to comply with Rule 204A-1 under the Investment Advisers Act of 1940 (?Advisers Act?) and Rule 17j-1 |
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| July 18, 2022 |
AMENDMENT TO THE AMENDED AND RESTATED FEE WAIVER AND EXPENSE CAP AGREEMENT This Amendment, made and entered into as of January 19, 2022, is made a part of the Amended and Restated Fee Waiver and Expense Cap Agreement dated as of June 15, 2021 (the Agreement) by and among each of Columbia Funds Series Trust, Columbia Funds Series Trust I, Columbia Funds Series Trust II, Columbia Funds Variable Insu |
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| July 18, 2022 |
COLUMBIA FUNDS SERIES TRUST COLUMBIA FUNDS SERIES TRUST I As of July 1, 2022 Columbia Management Investment Distributors, Inc. |
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| July 18, 2022 |
SCHEDULE I Effective July 1, 2022 COMPENSATION Equity Funds Columbia Dividend Income Fund Columbia Contrarian Core Fund Columbia Large Cap Growth Fund Columbia Select Mid Cap Growth Bond Funds Columbia Connecticut Intermediate Muni Bond Fund Columbia Intermediate Municipal Bond Fund Columbia Massachusetts Intermediate Municipal Bond Fund Columbia New York Intermediate Municipal Bond Fund Columbia Bond Fund FEE RATE With respect to each Equity Fund above, the fee with respect to Class V Shares (formerly Class T Shares) shall be an aggregate annual rate of not more than 0. |
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| July 18, 2022 |
COLUMBIA FUNDS SERIES TRUST I AMENDMENT NO. 9 TO THE SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST WHEREAS, Section 5 of Article III of the Second Amended and Restated Agreement and Declaration of Trust (the ?Declaration of Trust?) of Columbia Funds Series Trust I (the ?Trust?), dated August 10, 2005, as amended from time to time, a copy of which is on file in the Office of the Se |
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| July 18, 2022 |
AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN This Shareholder Servicing Plan (the ?Plan?) relating to the shares (collectively, the ?Shares?) of Columbia Funds Series Trust I (the ?Trust?), on behalf of each series thereof listed on Exhibit I hereto (each a ?Fund?), has been adopted by the trustees of the Trust (the ?Trustees?). |
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| July 18, 2022 |
TA Schedule ? CFST, CFST I and CFST II SCHEDULE A Effective July 1, 2022 Columbia Funds Series Trust Columbia California Intermediate Municipal Bond Fund Columbia Capital Allocation Moderate Aggressive Portfolio Columbia Capital Allocation Moderate Conservative Portfolio Columbia Convertible Securities Fund Columbia Large Cap Enhanced Core Fund Columbia Large Cap Growth Opportunity Fund Columbia L |
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| July 18, 2022 |
CODE OF ETHICS 2022 INDEX OF UPDATES 3 1. INTRODUCTION 6 1.1 APPLICATION 6 1.2 SCOPE 6 1.3 PURPOSE 6 1.4 STAFF OBLIGATIONS 6 1.5 VIOLATIONS 7 1.6 INTERPRETATION AND WAIVER 7 1.7 MONITORING 7 1.8 MATERIAL CHANGES 7 2. ETHICAL PRINCIPLES 8 2.1 INTRODUCTION 8 2.2 GUIDING ETHICAL PRINCIPLES 8 2.3 RESOLVING ETHICAL ISSUES 10 3. CONFLICTS OF INTEREST 10 3.1 INTRODUCTION 10 3.2 IDENTIFICATION AND TYPES O |
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| July 18, 2022 |
Code of Ethics of Prudential Financial, dated January 10, 2022 INVESTMENT ADVISER CODE OF ETHICS INTRODUCTION Rule 204A-1 under the Advisers Act requires each federally registered investment adviser to adopt a written code of ethics (the ?Code?) designed to prevent fraud by reinforcing the principles that govern the conduct of investment advisory firms and their personnel. |
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| July 18, 2022 |
SCHEDULE A BORROWING FUNDS (As of July 1, 2022) Columbia Funds Series Trust Fund Effective Date Columbia California Intermediate Municipal Bond Fund May 1, 2018 Columbia Capital Allocation Moderate Aggressive Portfolio May 1, 2018 Columbia Capital Allocation Moderate Conservative Portfolio May 1, 2018 Columbia Convertible Securities Fund May 1, 2018 Columbia Large Cap Enhanced Core Fund May 1, 201 |
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| July 18, 2022 |
Schedules A and B ? Management Agreement ? CFST I and CFVIT SCHEDULE A As of July 1, 2022 Series Effective Date Columbia Funds Series Trust I Columbia Adaptive Risk Allocation Fund October 1, 2015 Columbia Balanced Fund January 1, 2016 Columbia Bond Fund September 1, 2015 Columbia Connecticut Intermediate Municipal Bond Fund March 1, 2016 Columbia Contrarian Core Fund January 1, 2016 Columbia Corp |
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| July 18, 2022 |
Distribution Agreement - Schedules ? CFST CFST I CFST II Schedule I As of July 1, 2022 Columbia Funds Series Trust Columbia California Intermediate Municipal Bond Fund Columbia Capital Allocation Moderate Aggressive Portfolio Columbia Capital Allocation Moderate Conservative Portfolio Columbia Convertible Securities Fund Columbia Large Cap Enhanced Core Fund Columbia Large Cap Growth Opportunity F |
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| June 27, 2022 |
Portfolio of Investments Columbia Large Cap Growth Fund, April 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| June 27, 2022 |
Portfolio of Investments Columbia Ultra Short Term Bond Fund, April 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 34. |
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| June 27, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Oregon Intermediate Municipal Bond Fund, April 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| June 27, 2022 |
Portfolio of Investments Columbia U.S. Social Bond Fund, April 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Corporate Bonds & Notes 8.2% Issuer Coupon Rate Principal Amount ($) Value ($) United States 8.2% AbbVie, Inc. 05/14/2025 3.600% 500,000 497,901 American Tower Corp. 08/15/2029 3.800% 650,000 608,459 Apple, Inc. Green Bond |
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| June 27, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Tax-Exempt Fund, April 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Fixed Income Funds 0. |
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| May 25, 2022 |
NPORT-P false 0000773757 XXXXXXXX S000012072 C000122663 C000032863 C000032865 C000094672 C000032867 C000094674 C000171305 Columbia Funds Series Trust I 811-04367 0000773757 549300W5GIE6ZOZOTD82 290 Congress Street Boston 02110 800-345-6611 Columbia Real Estate Equity Fund S000012072 1IRBYM2ZK2I8C9XMWI49 2022-12-31 2022-03-31 N 321893516. |
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| May 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Real Estate Equity Fund, March 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| April 25, 2022 |
Portfolio of Investments Columbia High Yield Municipal Fund, February 28, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Exchange-Traded Fixed Income Funds 0. |
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| April 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Adaptive Risk Allocation Fund, February 28, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 4. |
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| April 25, 2022 |
Portfolio of Investments Columbia Dividend Income Fund, February 28, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| April 25, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Consolidated Portfolio of Investments Columbia Multi Strategy Alternatives Fund, February 28, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 6. |
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| March 28, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Strategic California Municipal Income Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Commercial Mortgage-Backed Securities - Agency 0. |
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| March 28, 2022 |
Portfolio of Investments Columbia Intermediate Municipal Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 1. |
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| March 28, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Total Return Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 14. |
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| March 28, 2022 |
Portfolio of Investments Multi-Manager Directional Alternative Strategies Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 74. |
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| March 28, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Connecticut Intermediate Municipal Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 98. |
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| March 28, 2022 |
Portfolio of Investments Columbia New York Intermediate Municipal Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 98. |
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| March 28, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Strategic New York Municipal Income Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 98. |
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| March 28, 2022 |
Portfolio of Investments Columbia Massachusetts Intermediate Municipal Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 99. |
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| March 28, 2022 |
Portfolio of Investments Columbia Small Cap Value Fund I, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| March 28, 2022 |
Portfolio of Investments Columbia Bond Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 21. |
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| March 28, 2022 |
Portfolio of Investments Columbia U.S. Treasury Index Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities U.S. Treasury Obligations 98.7% Issuer Coupon Rate Principal Amount ($) Value ($) U.S. Treasury 01/31/2023 0.125% 9,251,000 9,187,761 01/31/2023 1.750% 3,340,000 3,370,921 02/15/2023 1.375% 3,053,000 3,071,127 02/15/2 |
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| March 28, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Corporate Income Fund, January 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 0. |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| March 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| March 3, 2022 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice. |
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| March 3, 2022 |
As filed with the Securities and Exchange Commission on March 3, 2022 As filed with the Securities and Exchange Commission on March 3, 2022 Securities Act File No. |
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| March 3, 2022 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice. |
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| February 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 2. |
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| February 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 2. |
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| February 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 2. |
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| February 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 2. |
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| February 24, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Select Large Cap Growth Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| February 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 2. |
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| February 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 2. |
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| February 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 2. |
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| February 24, 2022 |
Portfolio of Investments Multi-Manager Growth Strategies Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| February 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 2. |
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| February 24, 2022 |
Portfolio of Investments Columbia Adaptive Retirement 2020 Fund, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 2. |
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| February 24, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Solutions Conservative Portfolio, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Foreign Government Obligations(a),(b) 16. |
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| February 24, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Solutions Aggressive Portfolio, December 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Foreign Government Obligations(a),(b) 26. |
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| February 17, 2022 |
EX-99.(H)(12) 5 d317476dex99h12.htm FOF INVESTMENT MANAGEMENT AGREEMENT (12-21-2021) FUND OF FUNDS INVESTMENT AGREEMENT THIS AGREEMENT, is made this 21st of December, 2021, by and among Fidelity Rutland Square Trust II (the “Fidelity Trust”), a statutory trust organized under the State of Delaware, on behalf of itself and its current and future series as identified on Schedule A, severally and not |
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| February 17, 2022 |
Fee Waiver Schedule? SCHEDULE A As of December 7, 2021 Columbia Funds Series Trust Columbia California Intermediate Municipal Bond Fund1 Columbia Capital Allocation Moderate Aggressive Portfolio2 Columbia Capital Allocation Moderate Conservative Portfolio2 Columbia Convertible Securities Fund1 Columbia Large Cap Growth Opportunity Fund1 Columbia Large Cap Enhanced Core Fund1 Columbia Large Cap Ind |
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| February 17, 2022 |
AMENDED AND RESTATED SUBADVISORY AGREEMENT This Amended and Restated Subadvisory Agreement made as of the 23rd day of November, 2021 by and between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (?Investment Manager?), and J. |
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| February 17, 2022 |
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT THIS AGREEMENT, dated as of January 19, 2022, among Columbia Funds Variable Series Trust II, Columbia Funds Variable Insurance Trust, and Columbia Funds Series Trust I, on behalf of themselves and their separate series listed on Schedule A (each, an ?Investing Fund?), severally and not jointly, and the investment trusts listed on Schedule A, on behalf of themselves and their respective series also listed on Schedule A, severally and not jointly (each, a ?Vanguard Fund? and together with the Investing Funds, the ?Funds?). |
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| February 17, 2022 |
As filed with the Securities and Exchange Commission on February 17, 2022. POS EX 1 d317476dposex.htm COLUMBIA FUNDS SERIES TRUST I As filed with the Securities and Exchange Commission on February 17, 2022. Registration Nos. 2-99356 811-04367 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 392 ☒ and/or REGISTRATION STATEMENT |
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| February 17, 2022 |
PGIM Quantitative Solutions LLC Investment Adviser Code of Ethics Policy Statement Rule 204A-1 under the Advisers Act requires each federally registered investment adviser to adopt a written code of ethics designed to prevent fraud by reinforcing the principles that govern the conduct of investment advisory firms and their personnel. |
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| February 17, 2022 |
BLACKROCK RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT THIS FUND OF FUNDS INVESTMENT AGREEMENT (the ?Agreement?), dated as of January 19, 2022 (the ?Effective Date?), is made by and between each registered open-end investment company (each, a ?Registrant?), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an ?Acquiring Fund? or ?Acquired Fund? pursuant to the applicable schedule), each severally and not jointly. |
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| February 17, 2022 |
COLUMBIA THREADNEEDLE INVESTMENTS GLOBAL PERSONAL ACCOUNT DEALING AND CODE OF ETHICS Policy Type Global Policy Last Review Date December 2021 Applicable Global Regulatory Authorities SEC Rule 204A-1 of the Advisers Act SEC Rule 17j-1 of the Investment Company Act FCA Rule Conduct of Business Sourcebook (COBS) 11. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Consolidated Portfolio of Investments Multi-Manager Alternative Strategies Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 4. |
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| January 26, 2022 |
Portfolio of Investments Columbia Global Technology Growth Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 26, 2022 |
Portfolio of Investments Columbia Contrarian Core Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 26, 2022 |
Portfolio of Investments Columbia Emerging Markets Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Multi-Manager International Equity Strategies Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| January 26, 2022 |
Portfolio of Investments Multi-Manager Total Return Bond Strategies Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 13. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Balanced Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 6. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Overseas SMA Completion Portfolio, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 26, 2022 |
Portfolio of Investments Multisector Bond SMA Completion Portfolio, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities ? Non-Agency 15. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia International Dividend Income Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Small Cap Growth Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| January 26, 2022 |
Portfolio of Investments Columbia Greater China Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| January 26, 2022 |
Portfolio of Investments Columbia Mid Cap Growth Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Strategic Income Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 6. |
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| January 26, 2022 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Multi-Manager Small Cap Equity Strategies Fund, November 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 97. |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| January 12, 2022 |
Crabel Capital Management, LLC Code of Ethics Dated as of April 2019 1. Introduction Crabel Capital Management, LLC (?Crabel? or the ?Firm?) is a commodity pool operator and commodity trading adviser registered with the U.S. Commodity Futures Trading Commission, a member of the National Futures Association, and is an investment adviser registered with the U.S. Securities and Exchange Commission. W |
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| January 12, 2022 |
As filed with the Securities and Exchange Commission on January 12, 2022. As filed with the Securities and Exchange Commission on January 12, 2022. Registration Nos. 2-99356 811-04367 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 391 ? and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ? Amendment No. |
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| January 12, 2022 |
SUBADVISORY AGREEMENT Agreement made as of the 16th day of September, 2021 by and between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (?Investment Manager?), and Crabel Capital Management, LLC, a Wisconsin limited liability company (?Subadviser?). |
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| January 12, 2022 |
ADDENDUM DATED SEPTEMBER 16, 2021 TO THE SUBADVISORY AGREEMENT DATED SEPTEMBER 16, 2021 This Addendum, dated as of September 16, 2021 (the ?Addendum?), hereby supplements the attached Subadvisory Agreement (the ?Subadvisory Agreement?), dated September 16, 2021, by and between Columbia Management Investment Advisers, LLC (the ?Investment Manager?), a Minnesota limited liability company, and Crabel |
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| January 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Columbia Funds Series Trust I (Name of Regis |
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| December 23, 2021 |
Portfolio of Investments Columbia Large Cap Growth Fund, October 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 98. |
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| December 23, 2021 |
Portfolio of Investments Columbia U.S. Social Bond Fund, October 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Corporate Bonds & Notes 9.5% Issuer Coupon Rate Principal Amount ($) Value ($) United States 9.5% AbbVie, Inc. 05/14/2025 3.600% 500,000 536,724 American Tower Corp. 08/15/2029 3.800% 400,000 439,773 Apple, Inc. Green Bo |
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| December 23, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Oregon Intermediate Municipal Bond Fund, October 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| December 23, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Tax-Exempt Fund, October 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Floating Rate Notes 0. |
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| December 23, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Ultra Short Term Bond Fund, October 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 32. |
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| November 26, 2021 |
425 1 d235636d425.htm COLUMBIA FUNDS SERIES TRUST I Filing by Columbia Funds Series Trust I pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. Subject Company: BMO Funds, Inc. (SEC File No. 811-58433) COLUMBIA THREADNEEDLE – BMO FUND MERGER, NEW FUND LAUNCH DETAILS TRANCHE 1 As part of the Bank of Montreal integra |
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| November 24, 2021 |
Filing by Columbia Funds Series Trust I pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. |
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| November 24, 2021 |
Filing by Columbia Funds Series Trust I pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. |
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| November 23, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Real Estate Equity Fund, September 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 99. |
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| November 12, 2021 |
425 1 d236699d425.htm COLUMBIA FUNDS SERIES TRUST I Filing by Columbia Funds Series Trust I pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. Subject Company: BMO Funds, Inc. (SEC File No. 811-58433) November 12, 2021 COLUMBIA THREADNEEDLE INVESTMENTS: BMO-RELATED FUND LAUNCHES Merger-related additions to the Col |
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| November 4, 2021 |
425 1 d244567d425.htm COLUMBIA FUNDS SERIES TRUST I Filing by Columbia Funds Series Trust I pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. Subject Company: BMO Funds, Inc. (SEC File No. 811-58433) NEWS BMO Funds, Inc. Announces Planned Adjournment of Special Joint Meeting of Shareholders MILWAUKEE, November 3, |
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| November 3, 2021 |
November 3, 2021 VIA EDGAR Mr. Yoon Choo U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Columbia Funds Series Trust I Columbia Greater China Fund Dear Ms. Choo: The below questions were posed by the staff on October 18, 2021, with follow-up discussion on October 22, 2022, with focus on Columbia Greater China Fund, to which the staff asked that we respond in w |
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| October 27, 2021 |
Portfolio of Investments Columbia High Yield Municipal Fund, August 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Municipal Bonds 100. |
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| October 27, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Consolidated Portfolio of Investments Columbia Multi Strategy Alternatives Fund, August 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Asset-Backed Securities — Non-Agency 7. |
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| October 27, 2021 |
Portfolio of Investments Columbia Dividend Income Fund, August 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 96. |
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| October 27, 2021 |
[THIS PAGE INTENTIONALLY LEFT BLANK] Portfolio of Investments Columbia Adaptive Risk Allocation Fund, August 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Alternative Strategies Funds 11. |
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| October 25, 2021 |
OMB APPROVAL OMB Number: 3235-0360 Expires: March 31, 2021 Estimated average burden hours per response 2. |
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| October 8, 2021 |
Filing by Columbia Funds Series Trust I pursuant to Rule 425 under the Securities Act of 1933, and deemed filed under Rule 14a-12(b) under the Securities Exchange Act of 1934. |
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| October 1, 2021 |
EX-99.(14)(B) 5 d231767dex9914b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14(b) Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated October 27, 2020, with respect to the financial statements and financial highlights of BMO LGM Emerging Markets Equity Fund, BMO Mid-Cap Growth Fund, BMO Core Plus Bond Fund, BMO Corporate Incom |
