CARO Depositi SEC - Carolina Financial Corp- Relazione annuale, dichiarazione di delega, prospetto informativo

Statistiche di base

LEI	549300J88S3H0BJR4L76
CIK	870385

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Carolina Financial Corp

SEC Filings (Chronological Order)

Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.

May 11, 2020	15-12B	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-10897 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as speci
May 4, 2020	POSASR	- As filed with the Securities and Exchange Commission on May 4, 2020 Registration No.
May 4, 2020	POS AM	- As filed with the Securities and Exchange Commission on May 4, 2020 Registration No.
May 4, 2020	POS AM	- As filed with the Securities and Exchange Commission on May 4, 2020 Registration No.
May 4, 2020	POS AM	- As filed with the Securities and Exchange Commission on May 4, 2020 Registration No.
May 4, 2020	S-8 POS	- As filed with the Securities and Exchange Commission on May 4, 2020 Registration No.
May 4, 2020	S-8 POS	- As filed with the Securities and Exchange Commission on May 4, 2020 Registration No.
May 4, 2020	POS AM	- As filed with the Securities and Exchange Commission on May 4, 2020 Registration No.
May 4, 2020	POS AM	- POS AM 1 ei20301caro209440-posam.htm As filed with the Securities and Exchange Commission on May 4, 2020 Registration No. 333-209440 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 6
May 1, 2020	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2020 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission File Num
April 28, 2020	SC 13G	CARO / Carolina Financial Corp / ARP AMERICAS LLC - SCHEDULE 13G HOLDINGS REPORT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
April 24, 2020	10-K/A	Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2019 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-108
April 3, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 2, 2020 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission File N
March 23, 2020	425	UBSI / United Bankshares, Inc. 425 - Merger Prospectus - FORM 425 Form 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 United Bankshares, Inc. (Exact name of registrant as specified in its charter) West Virginia No. 002-86947 55-0641179 (State or other jurisdiction of incorpora
March 23, 2020	EX-99.1	CAROLINA FINANCIAL CORPORATION ANNOUNCES ALTERNATIVES TO PHYSICAL ATTENDANCE FOR THE APRIL 2, 2020 SPECIAL STOCKHOLDERS MEETING CAROLINA FINANCIAL CORPORATION ANNOUNCES ALTERNATIVES TO PHYSICAL ATTENDANCE FOR THE APRIL 2, 2020 SPECIAL STOCKHOLDERS MEETING FOR IMMEDIATE RELEASE For More Information, Contact: William A.
March 23, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 23, 2020 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission File
March 23, 2020	DEFA14A	CARO / Carolina Financial Corp DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party Other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) o D
March 17, 2020	425	UBSI / United Bankshares, Inc. 425 - Merger Prospectus - FORM 425 Form 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2020 United Bankshares, Inc. (Exact name of registrant as specified in its charter) West Virginia No. 002-86947 55-0641179 (State or other jurisdiction of incorpora
March 2, 2020	EX-4.1	Description of the Company’s Common Stock Exhibit 4.1 DESCRIPTION OF THE COMPANY’S COMMON STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of Carolina Financial Corporation’s common stock is based on and qualified by the Company’s Restated Certificate of Incorporation, as amended (the “Certificate”), and its Amended and Restated Bylaws (the “Bylaws”). For a complete description of the terms an
March 2, 2020	EX-21	Subsidiaries of Carolina Financial Corporation Exhibit 21 Subsidiaries of the Registrant Subsidiary State of Incorporation Subsidiaries of Carolina Financial Corporation: CresCom Bank South Carolina Carolina Financial Capital Trust I Delaware Carolina Financial Capital Trust II Delaware Greer Capital Trust I Delaware Greer Capital Trust II Delaware First South Preferred Trust I Delaware Subsidiaries of CresCom Bank: Crescent Mortgage Company Delaware Carolina Services Corporation of Charleston Delaware CresCom Leasing, LLC North Carolina DTFS, Inc.
March 2, 2020	10-K	Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2019 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-10897 Carolina Financ
February 14, 2020	SC 13G/A	CARO / Carolina Financial Corp / RMB Capital Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.
February 13, 2020	DEFM14A	February 13, 2020 DEFM14A 1 d884099ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as
February 7, 2020	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2020 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission Fil
January 31, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2020 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-10897 57-1039673 (Commission File Number) (I.
January 31, 2020	EX-99.1	Carolina Financial Corporation Reports Results for the Fourth Quarter of 2019 Carolina Financial Corporation Reports Results for the Fourth Quarter of 2019 NEWS RELEASE – For Release January 31, 2020, 4:00PM For More Information, Contact: William A.
January 29, 2020	425	UBSI / United Bankshares, Inc. 425 - Merger Prospectus - FORM 425 Form 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2020 United Bankshares, Inc. (Exact name of registrant as specified in its charter) West Virginia No. 002-86947 55-0641179 (State or other jurisdiction of incorpo
January 3, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 31, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission Fi
January 3, 2020	425	CARO / Carolina Financial Corp 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 31, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission Fi
January 2, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 31, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission Fi
January 2, 2020	425	CARO / Carolina Financial Corp 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 31, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission Fi
January 2, 2020	EX-99.1	CAROLINA Financial Corporation Completes Merger with Carolina Trust BancShares, Inc. CAROLINA Financial Corporation Completes Merger with Carolina Trust BancShares, Inc.
January 2, 2020	EX-99.1	CAROLINA Financial Corporation Completes Merger with Carolina Trust BancShares, Inc. CAROLINA Financial Corporation Completes Merger with Carolina Trust BancShares, Inc.
November 18, 2019	425	UBSI / United Bankshares, Inc. 425 - Merger Prospectus - 425 425 1 d103053d425.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2019 United Bankshares, Inc. (Exact name of registrant as specified in its charter) West Virginia No. 002-86947 55-0641179 (State or other juris
November 18, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 17, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission Fi
November 18, 2019	EX-99.1	United Bankshares, Inc. and Carolina Financial Corporation to Combine to Form Leading Community Bank in the Southeast and Mid-Atlantic News Release For Immediate Release United Contact: W. Mark Tatterson November 18, 2019 Chief Financial Officer (800) 445-1347 ext.8716 Carolina Financial Contact: William A. Gehman, III Chief Financial Officer (843) 723-7700 United Bankshares, Inc. and Carolina Financial Corporation to Combine to Form Leading Community Bank in the Southeast and Mid-Atlantic WASHINGTON, D.C. and CHARLESTON, WV — Un
November 18, 2019	DEFA14A	CARO / Carolina Financial Corp DEFA14A - - DEFA14A 1 e19491caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 17, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati
November 18, 2019	EX-2.1	Agreement and Plan of Merger, dated as of November 17, 2019, by and between United Bankshares, Inc. and Carolina Financial Corporation (listed disclosure schedules have been omitted pursuant to Regulation S-K Item 601(b)(2). Carolina Financial agrees to furnish a supplemental copy of such schedule upon request of the SEC). Execution Version AGREEMENT AND PLAN OF MERGER BY AND BETWEEN UNITED BANKSHARES, INC.
November 18, 2019	EX-99.1	United Bankshares, Inc. and Carolina Financial Corporation to Combine to Form Leading Community Bank in the Southeast and Mid-Atlantic EX-99.1 3 e19491ex99-1.htm News Release For Immediate Release United Contact: W. Mark Tatterson November 18, 2019 Chief Financial Officer (800) 445-1347 ext.8716 Carolina Financial Contact: William A. Gehman, III Chief Financial Officer (843) 723-7700 United Bankshares, Inc. and Carolina Financial Corporation to Combine to Form Leading Community Bank in the Southeast and Mid-Atlantic WASHINGTON, D
November 18, 2019	EX-99.1	Joint Press Release, dated November 18, 2019 issued by United Bankshares, Inc. and Carolina Financial Corporation. News Release For Immediate Release United Contact: W. Mark Tatterson November 18, 2019 Chief Financial Officer (800) 445-1347 ext.8716 Carolina Financial Contact: William A. Gehman, III Chief Financial Officer (843) 723-7700 United Bankshares, Inc. and Carolina Financial Corporation to Combine to Form Leading Community Bank in the Southeast and Mid-Atlantic WASHINGTON, D.C. and CHARLESTON, WV — Un
November 18, 2019	EX-2.1	Agreement and Plan of Merger between United Bankshares, Inc. and Carolina Financial Corporation dated November 17, 2019 (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K of Carolina Financial Corporation filed with the Securities and Exchange Commission on November 18, 2019).* EX-2.1 2 e19491ex2-1.htm Execution Version AGREEMENT AND PLAN OF MERGER BY AND BETWEEN UNITED BANKSHARES, INC. AND CAROLINA FINANCIAL CORPORATION Dated as of November 17, 2019 Table of Contents Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Conversion of Shares 2 1.5 Stock Options and Other Stock Awards 3 1.6 Articles of Incorporation 4 1.7 Bylaws
November 18, 2019	EX-2.1	Agreement and Plan of Merger, dated as of November 17, 2019, by and between United Bankshares, Inc. and Carolina Financial Corporation (listed disclosure schedules have been omitted pursuant to Regulation S-K Item 601(b)(2). Carolina Financial agrees to furnish a supplemental copy of such schedule upon request of the SEC). Execution Version AGREEMENT AND PLAN OF MERGER BY AND BETWEEN UNITED BANKSHARES, INC.
November 18, 2019	425	CARO / Carolina Financial Corp 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 17, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission Fi
November 8, 2019	10-Q	Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-10897 Carolina Financi
October 28, 2019	424B3	PROPOSED MERGER OF CAROLINA FINANCIAL CORPORATION AND CAROLINA TRUST BANCSHARES, INC. 424B3 1 e19456caro-424b3.htm Filed Pursuant to Rule 424(b)(3) Registration No. 333-233640 PROPOSED MERGER OF CAROLINA FINANCIAL CORPORATION AND CAROLINA TRUST BANCSHARES, INC. On behalf of the boards of directors of Carolina Financial Corporation (“Carolina Financial”) and Carolina Trust BancShares, Inc. (“Carolina Trust”), we are pleased to deliver our proxy statement/prospectus for a merger invo
October 24, 2019	EX-99.2	Third Quarter 2019 Earnings Release Investor Presentation NASDAQ: CARO October 24, 2019 Third Quarter 2019 Earnings Release Investor Presentation NASDAQ: CARO October 24, 2019 2 Disclaimer Certain statements in this presentation contain “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
October 24, 2019	EX-99.1	Carolina Financial Corporation Reports Results for the Third Quarter of 2019 Carolina Financial Corporation Reports Results for the Third Quarter of 2019 NEWS RELEASE – For Release October 24, 2019, 4:00PM For More Information, Contact: William A.
October 24, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2019 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-10897 57-1039673 (Commission File Number) (I.
October 17, 2019	EX-99.1	CAROLINA TRUST BANCSHARES, INC. C/O BROADRIDGE P.O. BOX 1342 BRENTWOOD, NY 11717 VOTE BY INTERNET - www.proxyvote.com Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time th Exhibit 99.1 CAROLINA TRUST BANCSHARES, INC. C/O BROADRIDGE P.O. BOX 1342 BRENTWOOD, NY 11717 VOTE BY INTERNET - www.proxyvote.com Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time the day before the cut-off date or meeting date. Have your proxy card in hand when you access the web site and follow the instructions to o
October 17, 2019	S-4/A	CARO / Carolina Financial Corp S-4/A - - S-4/A 1 e19437caro-s4a.htm As filed with the Securities and Exchange Commission on October 17, 2019 Registration No. 333-233640 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 6022 57-1039673 (Stat
October 17, 2019	CORRESP	CARO / Carolina Financial Corp CORRESP - - Carolina Financial Corporation 288 Meeting Street Charleston, South Carolina 29401 October 17, 2019 U.
September 5, 2019	EX-99.2	Consent of Raymond James & Associates, Inc.* Exhibit 99.2 Consent of Raymond James & Associates, Inc. September 5, 2019 We hereby consent to the inclusion of our opinion letter to the Board of Directors of Carolina Trust BancShares, Inc. as Annex B to, and the description and summarization of the opinion letter in, the proxy statement/prospectus which forms a part of the Registration Statement on Form S-4 of Carolina Financial Corporation, a
September 5, 2019	S-4	CARO / Carolina Financial Corp S-4 - - S-4 1 e19363caro-s4.htm As filed with the Securities and Exchange Commission on September 5, 2019 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 6022 57-1039673 (State or other jurisdiction of
August 9, 2019	10-Q	Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-10897 Carolina Financial Co
July 25, 2019	EX-99.1	Carolina Financial Corporation Reports Results for the Second Quarter of 2019 Carolina Financial Corporation Reports Results for the Second Quarter of 2019 NEWS RELEASE – For Release July 25, 2019, 4:00PM For More Information, Contact: William A.
July 25, 2019	EX-99.2	Second Quarter 2019 Earnings Release Investor Presentation NASDAQ: CARO July 25, 2019 Second Quarter 2019 Earnings Release Investor Presentation NASDAQ: CARO July 25, 2019 2 Disclaimer Certain statements in this presentation contain “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
July 25, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2019 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-10897 57-1039673 (Commission File Number) (I.
July 18, 2019	EX-2.1	Agreement and Plan of Merger and Reorganization by and between Carolina Financial Corporation and Carolina Trust BancShares, Inc. dated July 15, 2019.(1) Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION By And Between CAROLINA FINANCIAL CORPORATION and CAROLINA TRUST BANCSHARES, INC. Dated as of July 15, 2019 TABLE OF CONTENTS Page LIST OF EXHIBITS iv RECITALS 1 ARTICLE 1 TRANSACTIONS AND TERMS OF MERGER 1 1.1 Merger 1 1.2 Time and Place of Closing 2 1.3 Effective Time 2 1.4 Tax Treatment of the Merger 2 1.5 Restructure of Transaction 2
July 18, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 15, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission File Number) 57-1039673 (I.
July 18, 2019	EX-99.1	Carolina Financial Corporation Announces Agreement to Acquire Carolina Trust BancShares, Inc. Enhancing its Carolinas Market Share Exhibit 99.1 Carolina Financial Corporation Announces Agreement to Acquire Carolina Trust BancShares, Inc. Enhancing its Carolinas Market Share FOR IMMEDIATE RELEASE For More Information, Contact: William A. Gehman, III, EVP and CFO, 843.723.7700 Charleston, S.C. & Lincolnton, N.C., July 15, 2019 - Carolina Financial Corporation (Nasdaq: CARO) (“Carolina Financial”) and Carolina Trust BancShares,
July 18, 2019	EX-2.1	AGREEMENT AND PLAN OF MERGER AND REORGANIZATION By And Between CAROLINA FINANCIAL CORPORATION CAROLINA TRUST BANCSHARES, INC. Dated as of July 15, 2019 TABLE OF CONTENTS Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION By And Between CAROLINA FINANCIAL CORPORATION and CAROLINA TRUST BANCSHARES, INC. Dated as of July 15, 2019 TABLE OF CONTENTS Page LIST OF EXHIBITS iv RECITALS 1 ARTICLE 1 TRANSACTIONS AND TERMS OF MERGER 1 1.1 Merger 1 1.2 Time and Place of Closing 2 1.3 Effective Time 2 1.4 Tax Treatment of the Merger. 2 1.5 Restructure of Transaction 2
July 18, 2019	425	CART / Carolina Trust Bank (Lincolnton NC) 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2019 Carolina Trust BancShares, Inc. (Exact name of registrant as specified in its charter) North Carolina 000-55683 81-2019652 (State or other jurisdiction of incorporation)
July 18, 2019	EX-2.1	Agreement and Plan of Merger and Reorganization between Carolina Financial Corporation and Carolina Trust BancShares, Inc. dated July 15, 2019. Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION By And Between CAROLINA FINANCIAL CORPORATION and CAROLINA TRUST BANCSHARES, INC. Dated as of July 15, 2019 TABLE OF CONTENTS Page LIST OF EXHIBITS iv RECITALS 1 ARTICLE 1 TRANSACTIONS AND TERMS OF MERGER 1 1.1 Merger 1 1.2 Time and Place of Closing 2 1.3 Effective Time 2 1.4 Tax Treatment of the Merger 2 1.5 Restructure of Transaction 2
July 18, 2019	425	CARO / Carolina Financial Corp 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 15, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission File Number) 57-1039673 (I.
July 16, 2019	425	CARO / Carolina Financial Corp 425 - Merger Prospectus - Filed by Carolina Financial Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Carolina Trust BancShares, Inc.
July 15, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 e19351caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 15, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10
July 15, 2019	EX-99.1	Carolina Financial Corporation Announces Agreement to Acquire Carolina Trust BancShares, Inc. Enhancing its Carolinas Market Share Carolina Financial Corporation Announces Agreement to Acquire Carolina Trust BancShares, Inc.
July 15, 2019	425	CARO / Carolina Financial Corp 425 - Merger Prospectus - Filed by Carolina Financial Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Carolina Trust BancShares, Inc.
July 15, 2019	EX-99.1	Carolina Financial Corporation Announces Agreement to Acquire Carolina Trust BancShares, Inc. Enhancing its Carolinas Market Share Carolina Financial Corporation Announces Agreement to Acquire Carolina Trust BancShares, Inc.
July 15, 2019	425	CARO / Carolina Financial Corp 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 15, 2019 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-10897 (Commission File Number) 57-1039673 (I.
May 10, 2019	10-Q	Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-10897 Carolina Financial C
May 10, 2019	EX-10.1	Second Amendment to the Employment Agreement between CresCom Bank and M.J. Huggins, III. EX-10.1 2 e19276ex10-1.htm Exhibit 10.1 Second Amendment to the Employment Agreement between CresCom Bank and M.J. Huggins, III WHEREAS, CresCom Bank (the “Bank”) and M.J. Huggins, III (the “Executive)” are parties to an Amended and Restated Employment Agreement dated as of December 24, 2008, as amended by the First Amendment, dated September 21, 2012 (collectively, the “Agreement”); and WHEREAS,
April 26, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2019 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-10897 57-1039673 (Commission File Number) (I.
April 24, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 e19227caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2019 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-
April 24, 2019	EX-99.2	First Quarter 2019 Earnings Release Investor Presentation NASDAQ: CARO April 24, 2019 First Quarter 2019 Earnings Release Investor Presentation NASDAQ: CARO April 24, 2019 2 Disclaimer Certain statements in this presentation contain “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
April 24, 2019	EX-99.1	Carolina Financial Corporation Reports Results for First Quarter of 2019 Carolina Financial Corporation Reports Results for First Quarter of 2019 NEWS RELEASE – For Release April 24, 2019 4:00PM For More Information, Contact: William A.
March 22, 2019	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) þ Defin
March 1, 2019	10-K	Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2018 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-10897 Carolina Financ
March 1, 2019	EX-21	Subsidiaries of Carolina Financial Corporation Exhibit 21 Subsidiaries of the Registrant Subsidiary State of Incorporation Subsidiaries of Carolina Financial Corporation: CresCom Bank South Carolina Carolina Financial Capital Trust I Delaware Carolina Financial Capital Trust II Delaware Greer Capital Trust I Delaware Greer Capital Trust II Delaware First South Preferred Trust I Delaware Subsidiaries of CresCom Bank: Crescent Mortgage Company Delaware Carolina Services Corporation of Charleston Delaware CresCom Leasing, LLC North Carolina DTFS, Inc.
February 14, 2019	SC 13G	CARO / Carolina Financial Corp / RMB Capital Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
January 24, 2019	EX-99.2	Fourth Quarter 2018 Earnings Release Investor Presentation NASDAQ: CARO January 24, 2019 EX-99.2 3 e19030ex99-2.htm Fourth Quarter 2018 Earnings Release Investor Presentation NASDAQ: CARO January 24, 2019 2 Disclaimer Certain statements in this presentation contain “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective . Such forward - looking sta
January 24, 2019	EX-99.1	Carolina Financial Corporation Reports Results for Fourth Quarter of 2018 EX-99.1 2 e19030ex99-1.htm Carolina Financial Corporation Reports Results for Fourth Quarter of 2018 NEWS RELEASE – For Release January 24, 2019 4:00PM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C. January 24, 2019 - Carolina Financial Corporation (the “Company”) (NASDAQ: CARO) today announced financial results for the fourth quarter of 2018. Fina
January 24, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 e19030caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2019 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 00
December 3, 2018	EX-99.1	Carolina Financial Corporation Announces Stock Repurchase Plan Exhibit 99.1 Carolina Financial Corporation Announces Stock Repurchase Plan NEWS RELEASE – For Release December 3, 2018 For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C., December 3, 2018 - Carolina Financial Corporation (the “Company”) (NASDAQ: CARO) announced today that the Company’s Board of Directors has approved a plan to repurchase up to $25,000
December 3, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 3, 2018 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
November 8, 2018	10-Q	CARO / Carolina Financial Corp 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-10897 Carolina Financi
October 24, 2018	EX-99.1	Carolina Financial Corporation Reports Results for Third Quarter of 2018 Carolina Financial Corporation Reports Results for Third Quarter of 2018 NEWS RELEASE – For Release October 24, 2018, 4:00PM For More Information, Contact: William A.
October 24, 2018	EX-99.2	Third Quarter 2018 Earnings Release Investor Presentation NASDAQ: CARO October 24, 2018 Third Quarter 2018 Earnings Release Investor Presentation NASDAQ: CARO October 24, 2018 2 Disclaimer Certain statements in this presentation contain “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
October 24, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2018 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-10897 57-1039673 (Commission File Number) (I.
August 24, 2018	8-K	CARO / Carolina Financial Corp 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 22, 2018 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
August 24, 2018	EX-99.1	Carolina Financial Corporation Board of Directors Approves Increase in Quarterly Cash Dividend NEWS RELEASE For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Carolina Financial Corporation Board of Directors Approves Increase in Quarterly Cash Dividend CHARLESTON, S.C., August 24, 2018 – Carolina Financial Corporation (NASDAQ: CARO) announced today that its Board of Directors approved a quarterly cash dividend of $0.07 per share, an increase of $0.01 per share,
August 9, 2018	10-Q	CARO / Carolina Financial Corp 10-Q (Quarterly Report) 10-Q 1 e18298caro-10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-1
July 23, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 23, 2018 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-10897 57-1039673 (Commission File Number) (I.
July 23, 2018	EX-99.2	Second Quarter 2018 Earnings Release Investor Presentation NASDAQ: CARO July 23, 2018 Second Quarter 2018 Earnings Release Investor Presentation NASDAQ: CARO July 23, 2018 2 Disclaimer Certain statements in this presentation contain “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
July 23, 2018	EX-99.1	Carolina Financial Corporation Reports Results for Second Quarter of 2018 EX-99.1 2 e18279ex99-1.htm Carolina Financial Corporation Reports Results for Second Quarter of 2018 NEWS RELEASE – For Release July 23, 2018, 4:00PM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C. July 23, 2018 - Carolina Financial Corporation (the ”Company”) (NASDAQ: CARO) today announced financial results for the second quarter of 2018. Financial
June 11, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 e18243caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2018 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19
June 11, 2018	EX-1.1	Underwriting Agreement dated June 6, 2018 EX-1.1 2 e18243ex1-1.htm Execution Version 1,596,350 Shares CAROLINA FINANCIAL CORPORATION Common Stock, Par Value $0.01 Per Share UNDERWRITING AGREEMENT June 6, 2018 Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716 Ladies and Gentlemen: Carolina Financial Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated he
June 8, 2018	424B2	CALCULATION OF REGISTRATION FEE CALCULATION OF REGISTRATION FEE Title of Securities to be Registered Amount to be Registered(1) Maximum Offering Price Per Share Maximum Aggregate Offering Price Amount of Registration Fee(2) Common Stock, $0.
June 6, 2018	424B5	SUBJECT TO COMPLETION, DATED JUNE 6, 2018 The information in this preliminary prospectus supplement relates to an effective registration statement, but is not complete and may be changed.
May 10, 2018	10-Q	CARO / Carolina Financial Corp 10-Q (Quarterly Report) 10-Q 1 e18217caro-10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-
May 4, 2018	8-K	CARO / Carolina Financial Corp 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2018 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
April 30, 2018	EX-99.2	First Quarter 2018 Earnings Release Investor Presentation NASDAQ: CARO May 1, 2018 First Quarter 2018 Earnings Release Investor Presentation NASDAQ: CARO May 1, 2018 2 Disclaimer Certain statements in this presentation contain “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
April 30, 2018	8-K	CARO / Carolina Financial Corp 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2018 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-10897 57-1039673 (Commission File Number) (I.
April 30, 2018	EX-99.1	Carolina Financial Corporation Reports Results for First Quarter of 2018 Exhibit 99.1 Carolina Financial Corporation Reports Results for First Quarter of 2018 NEWS RELEASE – For Release April 30, 2018 4:00PM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C. April 30, 2018 - Carolina Financial Corporation (the “Company”) (NASDAQ: CARO) today announced financial results for the first quarter of 2018. Financial highlights at
March 29, 2018	DEF 14A	Amendment to Restated Certificate of Incorporation (14) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) þ Defin
March 23, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2018 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-10897 57-1039673 (Commission File Number) (I.
March 19, 2018	PRE 14A	CARO / Carolina Financial Corp PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: þ Preliminary Proxy Statement o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) o Defin
March 16, 2018	EX-21	Subsidiaries of Carolina Financial Corporation EX-21 2 e18092ex21.htm Exhibit 21 Subsidiaries of the Registrant Subsidiary State of Incorporation Subsidiaries of Carolina Financial Corporation: CresCom Bank South Carolina Carolina Financial Capital Trust I Delaware Carolina Financial Capital Trust II Delaware Greer Capital Trust I Delaware Greer Capital Trust II Delaware First South Preferred Trust I Delaware Subsidiaries of CresCom Bank: Cres
March 16, 2018	10-K	CARO / Carolina Financial Corp 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-10897 Carolina Financ
February 16, 2018	S-8	CARO / Carolina Financial Corp UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 57-1039673 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) 288 Meeting Street Charleston, South Carolina 29401 (A
January 31, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2018 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-10897 57-1039673 (Commission File Number) (I.
January 31, 2018	EX-99.1	Carolina Financial Corporation Clarifies Record Date for First Quarter Dividend EX-99.1 2 e18030ex99-1.htm Carolina Financial Corporation Clarifies Record Date for First Quarter Dividend NEWS RELEASE – For Release January 31, 2018 For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C. January 31, 2018 - Carolina Financial Corporation (the ”Company”) (NASDAQ: CARO) The News Release issued by the Company January 24, 2018 stated incorrec
January 24, 2018	EX-99.1	Carolina Financial Corporation Reports Results for Fourth Quarter of 2017 EX-99.1 2 e18023ex99-1.htm Carolina Financial Corporation Reports Results for Fourth Quarter of 2017 NEWS RELEASE – For Release January 24, 2018 4:00PM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C. January 24, 2018 - Carolina Financial Corporation (the “Company”) (NASDAQ: CARO) today announced financial results for the fourth quarter of 2017. Oper
January 24, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 e18023caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2018 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 00
January 24, 2018	EX-99.2	Fourth Quarter 2017 Earnings Release Investor Presentation NASDAQ: CARO January 25, 2018 Fourth Quarter 2017 Earnings Release Investor Presentation NASDAQ: CARO January 25, 2018 2 Disclaimer Certain statements in this presentation contain ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
January 12, 2018	EX-4.7	Form of Senior Indenture. Exhibit 4.7 CAROLINA FINANCIAL CORPORATION Issuer to [ ] Trustee SENIOR INDENTURE Dated as of , 20 Senior Debt Securities TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 2 Section 101. Definitions 2 Section 102. Compliance Certificate and Opinions 8 Section 103. Form of Documents Delivered to Trustee 8 Section 104. Acts of Holders 9 Section 105. Notices,
January 12, 2018	EX-12.1	Statement of Computation of Ratio of Earnings to Fixed Charges and Preference Dividends. Exhibit 12.1 Carolina Financial Corporation Ratio of Earnings to Combined Fixed Charges and Preference Dividends With Interest Expense-Deposits Without Interest Expense-Deposits Nine Months Ended September 30, Years Ended December 31, Nine Months Ended September 30, Years Ended December 31, 2017 2016 2015 2014 2013 2012 2017 2016 2015 2014 2013 2012 Earnings: Pretax earnings 30,895 25,418 21,480 1
January 12, 2018	EX-4.14	Form of Depositary Receipt (included in Exhibit 4.14). Exhibit 4.14 FORM OF DEPOSIT AGREEMENT This DEPOSIT AGREEMENT (?Deposit Agreement?) is made and entered into as of , 20 , by and among Carolina Financial Corporation, a Delaware corporation, [ ], and all holders from time to time of Receipts (as hereinafter defined) issued hereunder. WITNESSETH: WHEREAS, it is desired to provide, as hereinafter set forth in this Deposit Agreement, for the deposit
January 12, 2018	EX-4.9	Form of Subordinated Indenture. Exhibit 4.9 CAROLINA FINANCIAL CORPORATION Issuer to [ ] Trustee SUBORDINATED INDENTURE Dated as of , 20 Subordinated Debt Securities 1 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 2 Section 101. Definitions 2 Section 102. Compliance Certificates and Opinions 8 Section 103. Form of Documents Delivered to Trustee 9 Section 104. Acts of Holders 9 Section
January 12, 2018	S-3ASR	As filed with the U.S. Securities and Exchange Commission on January 12, 2018 As filed with the U.S. Securities and Exchange Commission on January 12, 2018 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 57-1039673 (State or other jurisdiction of incorporation o
November 9, 2017	10-Q	CARO / Carolina Financial Corp 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-10897 Carolina Financi
November 3, 2017	8-K	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 8-K 1 e17492caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 00
November 1, 2017	8-K	Other Events 8-K 1 e17485caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 00
October 27, 2017	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
October 27, 2017	EX-99.1	* * * Exhibit 99.1 FOR IMMEDIATE RELEASE Carolina Financial Corporation and First South Bancorp, Inc. Receive Stockholder and Regulatory Approvals for Merger Charleston, S.C. & Washington, N.C., October 27, 2017 ? Carolina Financial Corporation (Nasdaq: CARO), the parent company of CresCom Bank (?Carolina Financial?), and First South Bancorp, Inc. (Nasdaq: FSBK), the parent company of First South Bank (
October 27, 2017	425	Carolina Financial (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
October 27, 2017	EX-99.1	* * * Exhibit 99.1 FOR IMMEDIATE RELEASE Carolina Financial Corporation and First South Bancorp, Inc. Receive Stockholder and Regulatory Approvals for Merger Charleston, S.C. & Washington, N.C., October 27, 2017 ? Carolina Financial Corporation (Nasdaq: CARO), the parent company of CresCom Bank (?Carolina Financial?), and First South Bancorp, Inc. (Nasdaq: FSBK), the parent company of First South Bank (
October 24, 2017	8-K	Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 e17469caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 00
October 24, 2017	425	Carolina Financial (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
October 19, 2017	EX-99.2	Third Quarter 2017 Earnings Release Investor Presentation NASDAQ: CARO October 20, 2017 Third Quarter 2017 Earnings Release Investor Presentation NASDAQ: CARO October 20, 2017 2 Disclaimer Certain statements in this presentation contain ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
October 19, 2017	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
October 19, 2017	EX-99.1	Carolina Financial Corporation Reports Results for Third Quarter of 2017 Exhibit 99.1 Carolina Financial Corporation Reports Results for Third Quarter of 2017 NEWS RELEASE ? For Release October 19, 2017, 4:00PM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C. October 19, 2017 - Carolina Financial Corporation (the ?Company?) (NASDAQ: CARO) today announced financial results for the third quarter of 2017. Financial highlight
September 6, 2017	424B3	PROPOSED MERGER OF CAROLINA FINANCIAL CORPORATION AND FIRST SOUTH BANCORP, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-219886 PROPOSED MERGER OF CAROLINA FINANCIAL CORPORATION AND FIRST SOUTH BANCORP, INC. The board of directors of Carolina Financial Corporation (?Carolina Financial?) is furnishing this joint proxy statement/prospectus and the accompanying form of proxy to Carolina Financial stockholders to solicit proxies to vote at a special meeting of Caroli
August 29, 2017	EX-99.2	.FIRST SOUTH BANCORP, INC.MMMMMMMMMMMM MMMMMMMMMMMMMMMC123456789000004 ENDORSEMENT_LINE______________ SACKPACK_____________000000000.000000 ext 000000000.000000 ext 000000000.000000 ext000000000.000000 ext 000000000.000000 ext 000000000.000000 extMR .FIRST SOUTH BANCORP, INC.MMMMMMMMMMMM MMMMMMMMMMMMMMMC123456789000004 ENDORSEMENTLINE SACKPACK000000000.000000 ext 000000000.000000 ext 000000000.000000 ext000000000.000000 ext 000000000.000000 ext 000000000.000000 extMR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6Electronic Voting Instructions Available 24 hours a day, 7 days a week! Instead of mailing your proxy, you may ch
August 29, 2017	S-4/A	As filed with the Securities and Exchange Commission on August 29, 2017 As filed with the Securities and Exchange Commission on August 29, 2017 Registration No.
August 29, 2017	CORRESP	Carolina Financial ESP Carolina Financial Corporation 288 Meeting Street Charleston, South Carolina 29401 August 29, 2017 U.
August 29, 2017	EX-99.1	Using a Using a black ink pen, mark your votes with an X as shown in this example. Please do not write outside the designated areas. X 02O8CC 1 U P X + Special Meeting Proxy Card . C Authorized Signatures ? This section must be completed for your vote to be counted. ? Date and Sign Below Please sign exactly as name(s) appears hereon. Joint owners should each sign. When signing as attorney, executor, admin
August 10, 2017	EX-99.3	CONSENT OF KEEFE, BRUYETTE & WOODS, INC. EX-99.3 8 e17357ex99-3.htm CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Carolina Financial Corporation (“Carolina Financial”) as Appendix B to the Joint Proxy Statement/Prospectus which forms a part of the Registration Statement on Form S-4 filed on the date hereof (the “Registration Statement”) relating to the propo
August 10, 2017	EX-2.1	AGREEMENT AND PLAN OF MERGER AND REORGANIZATION By And Between CAROLINA FINANCIAL CORPORATION FIRST SOUTH BANCORP, INC. Dated as of June 9, 2017 TABLE OF CONTENTS EX-2.1 2 e17357ex2-1.htm Execution Copy AGREEMENT AND PLAN OF MERGER AND REORGANIZATION By And Between CAROLINA FINANCIAL CORPORATION and FIRST SOUTH BANCORP, INC. Dated as of June 9, 2017 TABLE OF CONTENTS Page LIST OF EXHIBITS iv RECITALS 1 ARTICLE 1 TRANSACTIONS AND TERMS OF MERGER 1 1.1 Merger 1 1.2 Time and Place of Closing 2 1.3 Effective Time 2 1.4 Restructure of Transaction 2 1.5 Bank Merg
August 10, 2017	S-4	Unaudited Pro Forma Condensed Combined Financial Statements of Carolina Financial and First South as of June 30, 2017, for the Six Months Ended June 30, 2017, and for the Year Ended December 31, 2016 (incorporated by reference to Carolina Financial’s Registration Statement on Form S-4 (File No. 333-219886) filed on August 10, 2017). As filed with the Securities and Exchange Commission on August 10, 2017 Registration No.
August 10, 2017	EX-99.4	August 10, 2017 EX-99.4 9 e17357ex99-4.htm Exhibit 99.4 August 10, 2017 Board of Directors First South Bancorp, Inc. 1311 Carolina Avenue Washington, NC 27889 Members of the Board: Raymond James & Associates, Inc. (“Raymond James”) consents to the inclusion and description of our opinion letter, delivered to the Board of Directors of First South Bancorp, Inc. and dated June 9, 2017, in the Joint Proxy Statement/P
August 9, 2017	10-Q	CARO / Carolina Financial Corp 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-10897 Carolina Financial Co
July 21, 2017	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 19, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
July 20, 2017	EX-99.1	Carolina Financial Corporation Reports Results for Second Quarter of 2017 Exhibit 99.1 Carolina Financial Corporation Reports Results for Second Quarter of 2017 NEWS RELEASE ? For Release July 20, 2017, 4:00PM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C., July 20, 2017 - Carolina Financial Corporation (NASDAQ: CARO) today announced financial results for the second quarter of 2017. Operational highlights for the three m
July 20, 2017	EX-99.2	Second Quarter 2017 Earnings Release Investor Presentation NASDAQ: CARO July 21, 2017 Second Quarter 2017 Earnings Release Investor Presentation NASDAQ: CARO July 21, 2017 2 Disclaimer Certain statements in this presentation contain ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
July 20, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
June 15, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
June 15, 2017	EX-2.1	Agreement and Plan of Merger and Reorganization by and between Carolina Financial Corporation and First South Bancorp, Inc. dated June 9, 2017. (3) Execution Copy AGREEMENT AND PLAN OF MERGER AND REORGANIZATION By And Between CAROLINA FINANCIAL CORPORATION and FIRST SOUTH BANCORP, INC.
June 15, 2017	425	Carolina Financial (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
June 15, 2017	EX-2.1	AGREEMENT AND PLAN OF MERGER AND REORGANIZATION By And Between CAROLINA FINANCIAL CORPORATION FIRST SOUTH BANCORP, INC. Dated as of June 9, 2017 TABLE OF CONTENTS EX-2.1 2 e17298ex2-1.htm Execution Copy AGREEMENT AND PLAN OF MERGER AND REORGANIZATION By And Between CAROLINA FINANCIAL CORPORATION and FIRST SOUTH BANCORP, INC. Dated as of June 9, 2017 TABLE OF CONTENTS Page LIST OF EXHIBITS iv RECITALS 1 ARTICLE 1 TRANSACTIONS AND TERMS OF MERGER 1 1.1 Merger 1 1.2 Time and Place of Closing 2 1.3 Effective Time 2 1.4 Restructure of Transaction 2 1.5 Bank Merg
June 12, 2017	EX-99.1	Carolina Financial Corporation Announces Agreement to Acquire First South Bancorp, Inc. Expands Presence in North Carolina EXHIBIT 99.1 FOR IMMEDIATE RELEASE Carolina Financial Corporation Announces Agreement to Acquire First South Bancorp, Inc. Expands Presence in North Carolina Charleston, S.C. & Washington, N.C., June 12, 2017 ? Carolina Financial Corporation (Nasdaq: CARO) (?Carolina Financial?) and First South Bancorp, Inc. (Nasdaq: FSBK), the parent company of First South Bank (together, ?First South?) announced
June 12, 2017	EX-99.2	Investor Presentation N A S D A Q : C A RO June 12, 201 7 Acquisition of First South Bancorp Inc. (FSBK) by Carolina Financial Corporation (CARO) Investor Presentation N A S D A Q : C A RO June 12, 201 7 Acquisition of First South Bancorp Inc.
June 12, 2017	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
June 12, 2017	EX-99.2	Investor Presentation N A S D A Q : C A RO June 12, 201 7 Acquisition of First South Bancorp Inc. (FSBK) by Carolina Financial Corporation (CARO) Investor Presentation N A S D A Q : C A RO June 12, 201 7 Acquisition of First South Bancorp Inc.
June 12, 2017	EX-99.1	Carolina Financial Corporation Announces Agreement to Acquire First South Bancorp, Inc. Expands Presence in North Carolina EXHIBIT 99.1 FOR IMMEDIATE RELEASE Carolina Financial Corporation Announces Agreement to Acquire First South Bancorp, Inc. Expands Presence in North Carolina Charleston, S.C. & Washington, N.C., June 12, 2017 ? Carolina Financial Corporation (Nasdaq: CARO) (?Carolina Financial?) and First South Bancorp, Inc. (Nasdaq: FSBK), the parent company of First South Bank (together, ?First South?) announced
June 12, 2017	425	Carolina Financial (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039673 (Commission File Number) (I.
May 5, 2017	10-Q	Carolina Financial (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-10897 Carolina Financial C
April 27, 2017	8-K	Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
April 24, 2017	EX-99.1	Carolina Financial Corporation Reports Results for First Quarter of 2017 Exhibit 99.1 Carolina Financial Corporation Reports Results for First Quarter of 2017 NEWS RELEASE ? For Release April 24, 2017, 4:00PM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C., April 24, 2017 - Carolina Financial Corporation (NASDAQ: CARO) today announced financial results for the first quarter of 2017. Operational highlights for the three m
April 24, 2017	EX-99.2	First Quarter 2017 Earnings Release Investor Presentation NASDAQ: CARO April 25, 2017 First Quarter 2017 Earnings Release Investor Presentation NASDAQ: CARO April 25, 2017 2 Disclaimer Certain statements in this presentation contain ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
April 24, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 e17208caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-
March 30, 2017	8-K/A	Carolina Financial A (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
March 30, 2017	EX-99.2	UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The following unaudited pro forma condensed combined financial information and explanatory notes show the impact on the historical financial positions and results of operations of Carolina Financial Corporation (?Carolina Financial?) and Greer Bancshares Incorporated (?Greer?) and have been prepared to illustrate the effects of the merger involving Carolina Financial and Greer under the acquisition method of accounting with Carolina Financial treated as the acquirer.
March 30, 2017	EX-99.1	Greer Bancshares Incorporated Report on Consolidated Financial Statements For the Years Ended December 31, 2016 and 2015 Independent Auditor’s Report Greer Bancshares Incorporated Report on Consolidated Financial Statements For the Years Ended December 31, 2016 and 2015 Independent Auditor?s Report To the Board of Directors Greer Bancshares Incorporated Greer, South Carolina Report on the Financial Statements We have audited the accompanying consolidated financial statements of Greer Bancshares Incorporated and its subsidiary, which comprise the consolidated balance sheets as of December 31, 2016 and 2015, and the related consolidated statements of income, comprehensive income, changes in stockholders? equity and cash flows for the years then ended, and the related notes to the consolidated financial statements.
March 23, 2017	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
March 20, 2017	8-K	Current Report 8-K 1 e17147caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-
March 20, 2017	DEF 14A	Carolina Financial 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) ? Defin
March 13, 2017	EX-99.1	Carolina Financial Corporation’s Acquisition of Greer Bancshares Incorporated Receives Regulatory and Shareholder Approvals Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: William A. Gehman III EVP and CFO Carolina Financial Corporation 843.723.7700 John W. Hobbs CFO Greer Bancshares Incorporated 864.848.5126 Carolina Financial Corporation’s Acquisition of Greer Bancshares Incorporated Receives Regulatory and Shareholder Approvals Charleston, S.C., March 13, 2017 – Carolina Financial Corporation (Nasd
March 13, 2017	8-K	Financial Statements and Exhibits, Other Events 8-K 1 e17126caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-
March 10, 2017	10-K	Carolina Financial (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-10897 Carolina Financ
January 25, 2017	EX-1.1	1,571,429 Shares* CAROLINA FINANCIAL CORPORATION Common Stock UNDERWRITING AGREEMENT 1,571,429 Shares* CAROLINA FINANCIAL CORPORATION Common Stock UNDERWRITING AGREEMENT St.
January 25, 2017	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
January 25, 2017	EX-99.1	Carolina Financial Corporation Announces Closing of Public Offering of Common Stock Exhibit 99.1 Carolina Financial Corporation Announces Closing of Public Offering of Common Stock CHARLESTON, SC, Jan.25 /PRNewswire/ - Carolina Financial Corporation (NASDAQ: CARO), the parent company of CresCom Bank, announced today the closing of an underwritten public offering of 1,807,143 shares of its common stock, including 235,714 shares sold pursuant to the underwriters? exercise in full o
January 24, 2017	424B2	1,571,429 Shares Common Stock Filed Pursuant to Rule 424(b)(2) Registration Statement Number 333-215312 Prospectus Supplement To the Prospectus Dated January 5, 2017 1,571,429 Shares Common Stock We are offering 1,571,429 shares of our common stock, par value $0.
January 20, 2017	EX-99.1	Carolina Financial Corporation Announces Pricing of Public Offering of Common Stock Exhibit 99.1 Carolina Financial Corporation Announces Pricing of Public Offering of Common Stock CHARLESTON, SC, Jan. 20 /PRNewswire/ - Carolina Financial Corporation (NASDAQ: CARO), the parent company of CresCom Bank, announced today the pricing of an underwritten public offering of 1,571,429 shares of its common stock at a price to the public of $28.00 per share for gross proceeds of approximate
January 20, 2017	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
January 19, 2017	424B5	SUBJECT TO COMPLETION, DATED JANUARY 19, 2017 The information in this preliminary prospectus supplement relates to an effective registration statement, but is not complete and may be changed.
January 19, 2017	EX-99.1	Carolina Financial Corporation Announces Proposed Offering of Common Stock Exhibit 99.1 Carolina Financial Corporation Announces Proposed Offering of Common Stock CHARLESTON, SC., Jan. 19 /PR Newswire/ - Carolina Financial Corporation (NASDAQ: CARO), the parent company of CresCom Bank, announced today that it has commenced an underwritten offering of approximately $40 million of its common stock. The underwriters will have a 30-day option to purchase an additional 15 per
January 19, 2017	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
January 18, 2017	EX-99.1	Carolina Financial Corporation Reports Results for Fourth Quarter of 2016 Exhibit 99.1 Carolina Financial Corporation Reports Results for Fourth Quarter of 2016 NEWS RELEASE ? For Release January 18, 2017, 4:00PM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C., January 18, 2017 - Carolina Financial Corporation (NASDAQ: CARO) today announced financial results for the fourth quarter of 2016. Highlights at and for the three
January 18, 2017	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2017 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
January 18, 2017	EX-99.2	Fourth Quarter 2016 Earnings Release Investor Presentation NASDAQ: CARO January 19, 2017 Fourth Quarter 2016 Earnings Release Investor Presentation NASDAQ: CARO January 19, 2017 2 Disclaimer Certain statements in this presentation contain ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
January 3, 2017	S-3/A	Carolina Financial A As filed with the U.S. Securities and Exchange Commission on January 3, 2017 Registration Statement No. 333-215312 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 1 to Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 57-1039637 (State or
January 3, 2017	CORRESP	Carolina Financial ESP Carolina Financial Corporation 288 Meeting Street Charleston, South Carolina 29401 January 3, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
December 23, 2016	EX-4.7	CAROLINA FINANCIAL CORPORATION [ ] SENIOR INDENTURE Dated as of __________, 20 Senior Debt Securities TABLE OF CONTENTS Exhibit 4.7 CAROLINA FINANCIAL CORPORATION Issuer to [ ] Trustee SENIOR INDENTURE Dated as of , 20 Senior Debt Securities TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 2 Section 101. Definitions 2 Section 102. Compliance Certificate and Opinions 8 Section 103. Form of Documents Delivered to Trustee 8 Section 104. Acts of Holders 9 Section 105. Notices,
December 23, 2016	EX-2.2	Agreement and Plan of Merger by and between Carolina Financial Corporation and Greer Bancshares Incorporated, dated November 7, 2016.(2) EX-2.2 2 e00640ex2-2.htm Exhibit 2.2 AGREEMENT AND PLAN OF MERGER By And Between CAROLINA FINANCIAL CORPORATION and GREER BANCSHARES INCORPORATED Dated as of November 7, 2016 TABLE OF CONTENTS Page LIST OF EXHIBITS iv RECITALS 1 ARTICLE 1 TRANSACTIONS AND TERMS OF MERGER 1 1.1 Merger 1 1.2 Time and Place of Closing 2 1.3 Effective Time 2 1.4 Restructure of Transaction 2 1.5 Bank Merger 2 ARTICLE 2
December 23, 2016	EX-4.9	CAROLINA FINANCIAL CORPORATION [ ] SUBORDINATED INDENTURE Dated as of , 20 Subordinated Debt Securities EX-4.9 4 e00640ex4-9.htm Exhibit 4.9 CAROLINA FINANCIAL CORPORATION Issuer to [ ] Trustee SUBORDINATED INDENTURE Dated as of , 20 Subordinated Debt Securities 1 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 2 Section 101. Definitions 2 Section 102. Compliance Certificates and Opinions 8 Section 103. Form of Documents Delivered to Trustee 9 Section 104.
December 23, 2016	EX-4.14	FORM OF DEPOSIT AGREEMENT Exhibit 4.14 FORM OF DEPOSIT AGREEMENT This DEPOSIT AGREEMENT (?Deposit Agreement?) is made and entered into as of , 20 , by and among Carolina Financial Corporation, a Delaware corporation, [ ], and all holders from time to time of Receipts (as hereinafter defined) issued hereunder. WITNESSETH: WHEREAS, it is desired to provide, as hereinafter set forth in this Deposit Agreement, for the deposit
December 23, 2016	CORRESP	Atlanta · Boston · Charleston · Charlotte · Columbia · Greenville · Jacksonville · New York · Myrtle Beach · Raleigh · Washington, DC · Winston-Salem Nelson Mullins Nelson Mullins Riley & Scarborough LLP Attorneys and Counselors at Law 100 North Tryon Street, 42nd Floor Charlotte, North Carolina 28202 Tel: 704.
December 23, 2016	S-3	Form S-3 As filed with the U.S. Securities and Exchange Commission on December 23, 2016 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 57-1039637 (State or other jurisdiction of incorporation
December 6, 2016	CORRESP	Carolina Financial ESP CORRESP 1 filename1.htm Nelson Mullins Nelson Mullins Riley & Scarborough LLP Attorneys and Counselors at Law 100 North Tryon Street / 42nd Floor / Charlotte, NC 28202-4007 Tel: 704.417.3000 Fax: 704.377.4814 www.nelsonmullins.com B.T. Atkinson Tel: 704.417.3039 [email protected] December 6, 2016 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. S
November 9, 2016	10-Q	Carolina Financial (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-10897 Carolina Financi
November 8, 2016	EX-99.1	Carolina Financial Corporation Announces Agreement to Acquire Greer Bancshares Incorporated FOR IMMEDIATE RELEASE For More Information, Contact: William A. Gehman III EVP and CFO Carolina Financial Corporation 843.723.7700 John W. Hobbs SVP and CFO Greer Bancshares Incorporated 864.877.2000 Carolina Financial Corporation Announces Agreement to Acquire Greer Bancshares Incorporated Charleston, S.C., [November 8], 2016 ? Carolina Financial Corporation (Nasdaq: CARO) announced today the sig
November 8, 2016	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 e00586caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 00
November 8, 2016	EX-99.2	Investor Presentation N A S D A Q : C A RO November 8, 201 6 Acquisition of Greer Bancshares Incorporated by Carolina Financial Corporation (CARO) Investor Presentation N A S D A Q : C A RO November 8, 201 6 Acquisition of Greer Bancshares Incorporated by Carolina Financial Corporation (CARO) 2 Disclaimer Certain statements in this presentation contain “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
October 19, 2016	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
October 19, 2016	EX-99.1	Carolina Financial Corporation Reports Results for Third Quarter of 2016 Exhibit 99.1 Carolina Financial Corporation Reports Results for Third Quarter of 2016 NEWS RELEASE ? For Release October 19, 2016, 9:00AM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C., October 19, 2016 - Carolina Financial Corporation (NASDAQ: CARO) today announced financial results for the third quarter of 2016. Highlights at and for the three mo
October 19, 2016	EX-99.2	Third Quarter 2016 Earnings Release Investor Presentation NASDAQ: CARO October 20, 2016 Third Quarter 2016 Earnings Release Investor Presentation NASDAQ: CARO October 20, 2016 2 Disclaimer Certain statements in this presentation contain ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
August 23, 2016	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
August 9, 2016	10-Q	Carolina Financial (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-10897 Carolina Financial Co
July 29, 2016	EX-99.2	Second Quarter 2016 Earnings Release Investor Presentation NASDAQ: CARO July 29, 2016 Second Quarter 2016 Earnings Release Investor Presentation NASDAQ: CARO July 29, 2016 2 Disclaimer Certain statements in this presentation contain ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
July 29, 2016	EX-99.1	Carolina Financial Corporation Reports Results for Second Quarter of 2016 Exhibit 99.1 Carolina Financial Corporation Reports Results for Second Quarter of 2016 NEWS RELEASE ? For Release July 29, 2016, 9:00AM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C., July 29, 2016 - Carolina Financial Corporation (NASDAQ: CARO) today announced financial results for the second quarter of 2016. Highlights at and for the three months
July 29, 2016	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
June 16, 2016	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
June 16, 2016	425	Carolina Financial (Prospectus) 425 1 e00368caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-1
June 13, 2016	EX-99.1	CAROLINA Financial Corporation Completes Merger with CONGAREE BancSHARES, INC. CAROLINA Financial Corporation Completes Merger with CONGAREE BancSHARES, INC. NEWS RELEASE ? For Release Monday, June 13, 2016, 8:00 AM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C., June 13, 2016 - Carolina Financial Corporation (NASDAQ: CARO) (?Carolina Financial?) announced today the completion of its previously announced merger with Congaree
June 13, 2016	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
June 13, 2016	EX-99.1	CAROLINA Financial Corporation Completes Merger with CONGAREE BancSHARES, INC. CAROLINA Financial Corporation Completes Merger with CONGAREE BancSHARES, INC. NEWS RELEASE ? For Release Monday, June 13, 2016, 8:00 AM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C., June 13, 2016 - Carolina Financial Corporation (NASDAQ: CARO) (?Carolina Financial?) announced today the completion of its previously announced merger with Congaree
June 13, 2016	425	Carolina Financial (Prospectus) 425 1 e00360caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-1
May 9, 2016	10-Q	Carolina Financial (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number 001-10897 Carolina Financial C
May 9, 2016	EX-10	Employment Agreement, dated January 21, 2015, by and between Crescent Mortgage Company and Fowler Williams (7)(8) CRESCENT MORTGAGE COMPANY EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made effective as of January 21, 2015, by and between Crescent Mortgage Company (the “Employer”), a wholesale and correspondent mortgage lender and wholly-owned subsidiary of CresCom Bank (the “Bank”), and Fowler Williams (the “Executive”).
May 5, 2016	EX-3	Amended and Restated Bylaws (4) CAROLINA FINANCIAL CORPORATION AMENDED AND RESTATED BYLAWS MAY 3, 2016 ARTICLE I - STOCKHOLDERS Section 1.
May 5, 2016	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
May 5, 2016	425	Carolina Financial (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
May 5, 2016	EX-3	CAROLINA FINANCIAL CORPORATION AMENDED AND RESTATED BYLAWS MAY 3, 2016 ARTICLE I - STOCKHOLDERS CAROLINA FINANCIAL CORPORATION AMENDED AND RESTATED BYLAWS MAY 3, 2016 ARTICLE I - STOCKHOLDERS Section 1.
April 22, 2016	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
April 22, 2016	EX-99.1	Carolina Financial Corporation Reports Results for First Quarter of 2016 Exhibit 99.1 Carolina Financial Corporation Reports Results for First Quarter of 2016 NEWS RELEASE ? For Release April 22, 2016, 9:00AM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, S.C., April 22, 2016 - Carolina Financial Corporation (NASDAQ: CARO) today announced financial results for the three months ended March 31, 2016. First Quarter 2016 financi
April 22, 2016	EX-99.2	First Quarter 2016 Earnings Release Investor Presentation NASDAQ: CARO April 22, 2016 EX-99.2 3 e00247ex99-2.htm First Quarter 2016 Earnings Release Investor Presentation NASDAQ: CARO April 22, 2016 2 Disclaimer Certain statements in this presentation contain “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective . Such forward - looking statem
April 15, 2016	424B3	PROPOSED MERGER OF CAROLINA FINANCIAL CORPORATION AND CONGAREE BANCSHARES, INC. 424B3 1 e00236caro-424b3.htm Filed Pursuant to Rule 424(b)(3) Registration No. 333-209440 PROPOSED MERGER OF CAROLINA FINANCIAL CORPORATION AND CONGAREE BANCSHARES, INC. On behalf of the boards of directors of Carolina Financial Corporation and Congaree Bancshares, Inc., we are pleased to deliver our proxy statement/prospectus for a merger involving Carolina Financial and Congaree, with Carolina F
April 6, 2016	S-4/A	Carolina Financial A S-4/A 1 e00222caro-s4a.htm As filed with the Securities and Exchange Commission on April 6, 2016 Registration No. 333-209440 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 6022 57-1039637 (State o
April 6, 2016	CORRESP	Carolina Financial ESP CORRESP 1 filename1.htm Carolina Financial Corporation 288 Meeting Street Charleston, South Carolina 29401 April 6, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Christian Windsor Special Counsel Office of Financial Services Re: Carolina Financial Corporation (the “Registrant”) Registration Statement on Form S-4 (
April 4, 2016	S-4/A	As filed with the Securities and Exchange Commission on April 4, 2016 S-4/A 1 e00199caro-s4a.htm As filed with the Securities and Exchange Commission on April 4, 2016 Registration No. 333-209440 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 6022 57-1039637 (State o
March 31, 2016	DEF 14A	Amendment to the Restated Certificate of Incorporation (3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) ? Defin
March 29, 2016	CORRESP	Carolina Financial ESP Carolina Financial Corporation 288 Meeting Street Charleston, South Carolina 29401 March 29, 2016 U.
March 28, 2016	CORRESP	Carolina Financial ESP Carolina Financial Corporation 288 Meeting Street Charleston, South Carolina 29401 March 28, 2016 U.
March 28, 2016	S-4/A	As filed with the Securities and Exchange Commission on March 28, 2016 S-4/A 1 e00176caro-s4a.htm As filed with the Securities and Exchange Commission on March 28, 2016 Registration No. 333-209440 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 6022 57-1039637 (State
March 24, 2016	S-4/A	As filed with the Securities and Exchange Commission on March 24, 2016 S-4/A 1 e00168caro-s4a.htm As filed with the Securities and Exchange Commission on March 24, 2016 Registration No. 333-209440 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 6022 57-1039637 (State
March 24, 2016	EX-99.1	.. MMMMMMMMMMMM Congaree Bancshares, Inc. MMMMMMMMMMMMMMM C123456789 IMPORTANT SPECIAL MEETING INFORMATION 000004 000000000.000000 ext 000000000.000000 ext ENDORSEMENT_LINE______________ SACKPACK_____________ 000000000.000000 ext 000000000.000000 ext .. MMMMMMMMMMMM Congaree Bancshares, Inc. MMMMMMMMMMMMMMM C123456789 IMPORTANT SPECIAL MEETING INFORMATION 000004 000000000.000000 ext 000000000.000000 ext ENDORSEMENTLINE SACKPACK 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext MR A SAMPLE Electronic Voting Instructions DESIGNATION (IF ANY) Available 24 hours a day, 7 days a week! ADD 1 Instead of mailing your
March 18, 2016	PRE 14A	Carolina Financial 14A PRE 14A 1 e00132caro-pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: þ Preliminary Proxy Statement o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMIT
March 14, 2016	10-K	Carolina Financial (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-10897 Carolina Financ
March 4, 2016	CORRESP	Carolina Financial ESP Nelson Mullins Nelson Mullins Riley & Scarborough LLP Attorneys and Counselors at Law 100 North Tryon Street / 42nd Floor / Charlotte, NC 28202-4007 Tel: 704.
March 4, 2016	EX-99.2	1380 West Paces Ferry Rd. NW / Suite 2060 / Atlanta, GA 30327 (404) 848-1571 (phone) / (404) 848-1574 (fax) March 4, 2016 Board of Directors Congaree Bancshares, Inc. 1201 Knox Abbott Drive Cayce, SC 29033 Members of the Board: BSP Securities, LLC (?BSP?) consents to the inclusion and description of our opinion letter, delivered to the Board of Directors of Congaree Bancshares, Inc. and dated January 5, 2016, in the Proxy Statement/Prospectus of Carolina Financial Corporation which forms the Registratio
March 4, 2016	S-4/A	As filed with the Securities and Exchange Commission on March 4, 2016 S-4/A 1 e00109caro-s4a.htm As filed with the Securities and Exchange Commission on March 4, 2016 Registration No. 333-209440 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAROLINA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 6022 57-1039637 (State o
February 9, 2016	EX-3.2	CAROLINA FINANCIAL CORPORATION RESTATED BYLAWS August 31, 2015 ARTICLE I- STOCKHOLDERS CAROLINA FINANCIAL CORPORATION RESTATED BYLAWS August 31, 2015 ARTICLE I- STOCKHOLDERS Section 1.
February 9, 2016	S-4	As filed with the Securities and Exchange Commission on February 9, 2016 As filed with the Securities and Exchange Commission on February 9, 2016 Registration No.
January 22, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 e00026caro-8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 22, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 00
January 22, 2016	EX-99.1	Carolina Financial Corporation Reports Results for Fourth Quarter of 2015 and Announces First Quarter Dividend Exhibit 99.1 Carolina Financial Corporation Reports Results for Fourth Quarter of 2015 and Announces First Quarter Dividend NEWS RELEASE ? For Release January 22, 2016, 9:00AM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, South Carolina, January 22, 2016 - Carolina Financial Corporation (NASDAQ: CARO) today announced net income for the three and twelve
January 22, 2016	425	Carolina Financial (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 22, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
January 22, 2016	EX-99.2	Fourth Quarter 2015 Earnings Release Investor Presentation NASDAQ: CARO January 26, 2016 Fourth Quarter 2015 Earnings Release Investor Presentation NASDAQ: CARO January 26, 2016 2 Disclaimer Certain statements in this presentation contain ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
January 22, 2016	EX-99.2	Fourth Quarter 2015 Earnings Release Investor Presentation NASDAQ: CARO January 26, 2016 Fourth Quarter 2015 Earnings Release Investor Presentation NASDAQ: CARO January 26, 2016 2 Disclaimer Certain statements in this presentation contain ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 , such as statements relating to future plans and expectations, and are thus prospective .
January 22, 2016	EX-99.1	Carolina Financial Corporation Reports Results for Fourth Quarter of 2015 and Announces First Quarter Dividend Exhibit 99.1 Carolina Financial Corporation Reports Results for Fourth Quarter of 2015 and Announces First Quarter Dividend NEWS RELEASE ? For Release January 22, 2016, 9:00AM For More Information, Contact: William A. Gehman III, EVP and CFO, 843.723.7700 Charleston, South Carolina, January 22, 2016 - Carolina Financial Corporation (NASDAQ: CARO) today announced net income for the three and twelve
January 11, 2016	EX-2.1	AGREEMENT AND PLAN OF MERGER By And Between CAROLINA FINANCIAL CORPORATION CBAC, INC. CONGAREE BANCSHARES, INC. Dated as of January 5, 2016 TABLE OF CONTENTS Execution Copy AGREEMENT AND PLAN OF MERGER By And Between CAROLINA FINANCIAL CORPORATION CBAC, INC.
January 11, 2016	8-K	Carolina Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
January 11, 2016	EX-2.1	Agreement and Plan of Merger by and between Carolina Financial Corporation, CBAC, Inc., and Congaree Bancshares, Inc. dated January 5, 2016.(1) Execution Copy AGREEMENT AND PLAN OF MERGER By And Between CAROLINA FINANCIAL CORPORATION CBAC, INC.
January 11, 2016	EX-99.1	Carolina Financial Corporation Shares Investor Presentation Following Congaree Bancshares, Inc. Acquisition Announcement Exhibit 99.1 NEWS RELEASE For More Information, Contact: William A. Gehman III EVP and CFO Carolina Financial Corporation 843.723.7700 Carolina Financial Corporation Shares Investor Presentation Following Congaree Bancshares, Inc. Acquisition Announcement Charleston, S.C, January 6, 2016 ? In connection with today?s Congaree Bancshares, Inc. (OTC Pink: CNRB) merger agreement announcement, Carolina
January 11, 2016	425	Carolina Financial (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.
January 11, 2016	425	Congaree Bancshares (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2016 CONGAREE BANCSHARES, INC. (Exact name of registrant as specified in its charter) South Carolina 0-52592 20-3863936 (State or other jurisdiction of incorporation) (Comm
January 11, 2016	EX-99.1	Carolina Financial Corporation Shares Investor Presentation Following Congaree Bancshares, Inc. Acquisition Announcement Exhibit 99.1 NEWS RELEASE For More Information, Contact: William A. Gehman III EVP and CFO Carolina Financial Corporation 843.723.7700 Carolina Financial Corporation Shares Investor Presentation Following Congaree Bancshares, Inc. Acquisition Announcement Charleston, S.C, January 6, 2016 ? In connection with today?s Congaree Bancshares, Inc. (OTC Pink: CNRB) merger agreement announcement, Carolina
January 11, 2016	EX-2.1	AGREEMENT AND PLAN OF MERGER By And Between CAROLINA FINANCIAL CORPORATION CBAC, INC. CONGAREE BANCSHARES, INC. Dated as of January 5, 2016 TABLE OF CONTENTS Execution Copy AGREEMENT AND PLAN OF MERGER By And Between CAROLINA FINANCIAL CORPORATION CBAC, INC.
January 6, 2016	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2016 CAROLINA FINANCIAL CORPORATION (Exact Name of Registrant As Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19029 57-1039637 (Commission File Number) (I.

CARO / Carolina Financial Corp - Depositi SEC, Relazione annuale, dichiarazione di delega

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