Statistiche di base
| LEI | 549300HXMIP6GFG42241 |
| CIK | 1499961 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Bollinger Innovations, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| September 3, 2025 |
Bollinger Innovations Announces Additional Cost Cutting Measures Exhibit 99.1 Bollinger Innovations Announces Additional Cost Cutting Measures Company cost cutting initiatives include additional staff cuts and closing of facilities to further reduce overall operating expenses For the quarter ending June 30, 2025, G&A and R&D expenses totaled $47.7M; Company has further reduced G&A and R&D to $18.6M (61% drop) per quarter moving forward Post recent consolidation |
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| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2025 BOLLINGER INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Comm |
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| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2025 BOLLINGER INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commis |
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| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| August 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 15, 2025 |
Exhibit 10.6 CONFIDENTIAL SETTLEMENT AND RELEASE AGREEMENT This Confidential Settlement and Release Agreement is made effective this 28th day of May, 2025 (the “Effective Date”), by and between Robert Bollinger, a Pennsylvania resident (“Lender”), Gene Kohut in his capacity as the Receiver for Bollinger Motors, Inc., a Delaware corporation with its principal place of business in Michigan (“Borrowe |
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| August 15, 2025 |
Exhibit 10.5 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK GEM YIELD BAHAMAS LIMITED and GEM GLOBAL YIELD LLC SCS, Petitioners, vs. MULLEN TECHNOLOGIES, INC. and MULLEN AUTOMOTIVE, INC., Respondents. Case No. 1:24-cv-01120-KPF SETTLEMENT AGREEMENT AND RELEASE This Settlement Agreement and Release (“Agreement”) is made and entered into by and between GEM Yield Bahamas Limited and GEM G |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file num |
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| August 14, 2025 |
Exhibit 10.5 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK GEM YIELD BAHAMAS LIMITED and GEM GLOBAL YIELD LLC SCS, Petitioners, vs. MULLEN TECHNOLOGIES, INC. and MULLEN AUTOMOTIVE, INC., Respondents. Case No. 1:24-cv-01120-KPF SETTLEMENT AGREEMENT AND RELEASE This Settlement Agreement and Release (“Agreement”) is made and entered into by and between GEM Yield Bahamas Limited and GEM G |
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| August 14, 2025 |
Exhibit 10.6 CONFIDENTIAL SETTLEMENT AND RELEASE AGREEMENT This Confidential Settlement and Release Agreement is made effective this 28th day of May, 2025 (the “Effective Date”), by and between Robert Bollinger, a Pennsylvania resident (“Lender”), Gene Kohut in his capacity as the Receiver for Bollinger Motors, Inc., a Delaware corporation with its principal place of business in Michigan (“Borrowe |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34887 BOL |
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| August 14, 2025 |
Exhibit 99.1 Bollinger Innovations, Inc. Announces Quarterly Results for 3 and 9 Months Ended June 30, 2025 Company continues to reduce cash burn; including recently initiating strategic move of Bollinger B4 manufacturing from Roush Industries in Michigan to Company-owned plant in Tunica, Miss. Subsequent to June 30, the Company increased shareholder equity by more than $110 million BREA, Calif., |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2025 BOLLINGER INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commis |
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| August 8, 2025 |
As filed with the Securities and Exchange Commission on August 8, 2025 As filed with the Securities and Exchange Commission on August 8, 2025 Registration No. |
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| August 8, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) N/A BOLLINGER INNOVATIONS, INC. |
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| August 8, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 8, 2025 As filed with the U.S. Securities and Exchange Commission on August 8, 2025 Registration No. 333-286420 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 to FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BOLLINGER INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdict |
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| August 8, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 N/A Bollinger Innovations, Inc. |
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| August 5, 2025 |
Bollinger Innovations, Inc. Announces Reverse Stock Split Effective Aug. 4, 2025 Exhibit 99.1 Bollinger Innovations, Inc. Announces Reverse Stock Split Effective Aug. 4, 2025 BREA, Calif., July 31, 2025 - via IBN – Bollinger Innovations, Inc. (NASDAQ: BINI) (“Bollinger Innovations” or the “Company”), an electric vehicle manufacturer, today announces that it will effect a 1-for-250 reverse stock split (“Reverse Stock Split”) of its common stock, par value $0.001 per share (“Com |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 BOLLINGER INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissi |
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| August 5, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BOLLINGER INNOVATIONS, INC. (a Delaware corporation) BOLLINGER INNOVATIONS, INC., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: FIRST: The name of the Corporation is Bollinger Innovations, Inc. The original Certificate |
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| July 31, 2025 |
Exhibit 3.2 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES G CONVERTIBLE PREFERRED STOCK OF BOLLINGER INNOVATIONS, INC. I, David Michery, hereby certify that I am the Chief Executive Officer of Bollinger Innovations, Inc. (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do hereby certify: That pursuant to the |
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| July 31, 2025 |
Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES F CONVERTIBLE PREFERRED STOCK OF BOLLINGER INNOVATIONS, INC. I, David Michery, hereby certify that I am the Chief Executive Officer of Bollinger Innovations, Inc. (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do hereby certify: That pursuant to the |
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| July 31, 2025 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT AND EXCHANGE AGREEMENT This AMENDMENT AND EXCHANGE AGREEMENT (the “Agreement”), dated as of July 29, 2025, is by and among Bollinger Innovations, Inc., a Delaware corporation (the “Company”), and each of the investors listed on the Holder Schedules attached hereto (individually, a “Holder” and collectively, the “Holders”). RECITALS A. Prior to the date here |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 BOLLINGER INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissi |
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| July 31, 2025 |
Exhibit 99.1 Bollinger Innovations Strengthens Balance Sheet by Eliminating all Warrants and $25.3 Million of Convertible Notes Company increases shareholder equity by approximately $133 million Company expects shareholder equity to exceed Nasdaq listing requirements BREA, Calif., July 29, 2025 (GLOBE NEWSWIRE) - via IBN – Bollinger Innovations, Inc. (NASDAQ: BINI) (“Bollinger Innovations” or the |
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| July 28, 2025 |
Exhibit 99.1 Mullen Announces Company Name Change to Bollinger Innovations, Inc. Effective July 28, 2025 The Stock symbol will also change to “BINI” at market open on July 28, 2025 BREA, Calif., July 24, 2025 (GLOBE NEWSWIRE) – via IBN – Mullen Automotive Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an electric vehicle (“EV”) manufacturer, today announces that the Company’s previously announce |
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| July 28, 2025 |
Second Amended and Restated Bylaws of the Company, effective as of July 28, 2025. Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF BOLLINGER INNOVATIONS, INC. (a Delaware corporation) As of July 28, 2025 ARTICLE 1 OFFICES Section 1.01. Registered Office. The registered office of the Corporation shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.02. Other Offices. The Corporation may also have offices at such other places both within and with |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2025 BOLLINGER INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| July 28, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MULLEN AUTOMOTIVE INC. (a Delaware corporation) MULLEN AUTOMOTIVE INC., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: FIRST: The name of the Corporation is Mullen Automotive Inc. The original Certificate of Incorporatio |
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| July 23, 2025 |
Amendment to 2022 Equity Incentive Plan dated July 22, 2025 Exhibit 10.1 MULLEN AUTOMOTIVE INC. AMENDMENT TO THE MULLEN AUTOMOTIVE INC. 2022 EQUITY INCENTIVE PLAN THIS AMENDMENT to the Mullen Automotive Inc. 2022 Equity Incentive Plan, as amended (this “Amendment”), is entered into as of July 22, 2025, by Mullen Automotive Inc., a Delaware corporation (the “Company”). RECITALS A. The Company adopted the Mullen Automotive Inc. 2022 Equity Incentive Plan eff |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| June 30, 2025 |
As filed with the U.S. Securities and Exchange Commission on June 30, 2025 As filed with the U.S. Securities and Exchange Commission on June 30, 2025 Registration No. 333-286420 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 to FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of |
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| June 30, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) MULLEN AUTOMOTIVE INC. |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporat |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 12, 2025 |
Exhibit 99.1 Mullen Automotive Finalizes Settlement with GEM Group Company moves forward accelerating its business objectives BREA, Calif., Jun. 10, 2025 (GLOBE NEWSWIRE) – via IBN – Mullen Automotive Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an electric vehicle (“EV”) manufacturer, along with GEM Yield Bahamas Limited and GEM Global Yield LLC SCS (together, “GEM”) today announces that they |
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| June 10, 2025 |
Letter Agreement dated June 5, 2025. Exhibit 10.40 MULLEN AUTOMOTIVE INC. 1405 Pioneer Street Brea, CA 92821 June 5, 2025 JADR Capital 2 Pty Ltd Suite 61.06, 25 Martin Place Sydney NSW 2000 Australia Attn: Justin Davis-Rice Re: Mullen Automotive Inc. – Warrant dated September 25, 2024 Ladies and Gentlemen: Reference is made to that certain Warrant to Purchase Common Stock issued on September 25, 2024 (the “Original Warrant”) by Mulle |
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| June 10, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) MULLEN AUTOMOTIVE INC. |
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| June 10, 2025 |
As filed with the U.S. Securities and Exchange Commission on June 10, 2025 As filed with the U.S. Securities and Exchange Commission on June 10, 2025 Registration No. 333-286420 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 to FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 29, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission File |
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| June 4, 2025 |
Exhibit 10.1(a) NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF |
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| June 4, 2025 |
Securities Purchase Agreement dated May 29, 2025 ($11M SPA) Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 29, 2025 (the “Execution Date”), between Mullen Automotive Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each, a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering |
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| June 4, 2025 |
Exhibit 10.1(b) MULLEN AUTOMOTIVE INC. WARRANT TO PURCHASE COMMON STOCK Date of Issuance: , 20 (“Issuance Date”) Mullen Automotive Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [●], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to th |
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| June 4, 2025 |
Registration Rights Agreement dated May 29, 2025 Exhibit 10.2(c) REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of May 29, 2025, is by and among Mullen Automotive Inc., a Delaware corporation (the “Company”), and the undersigned buyer (the “Buyer”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of the date hereof (the “Securities Purchas |
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| June 4, 2025 |
Exhibit 10.2(a) NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF |
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| June 4, 2025 |
Registration Rights Agreement dated May 29, 2025 Exhibit 10.1(c) REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of May 29, 2025, is by and among Mullen Automotive Inc., a Delaware corporation (the “Company”), and the undersigned buyers (the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of the date hereof (the “Securities Purch |
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| June 4, 2025 |
Exhibit 10.2(b) MULLEN AUTOMOTIVE INC. WARRANT TO PURCHASE COMMON STOCK Date of Issuance: , 20 (“Issuance Date”) Mullen Automotive Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, TD Capital No 1 Pty Limited, the registered holder hereof or its permitted assigns (the “Holder”), is |
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| June 4, 2025 |
Securities Purchase Agreement dated May 29, 2025 ($2.8M SPA) Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 29, 2025 (the “Execution Date”), between Mullen Automotive Inc., a Delaware corporation (the “Company”), and the investor listed on the Buyer Schedule attached hereto (the “Buyer”). RECITALS A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the ex |
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| June 3, 2025 |
EX-FILING FEES 4 mullenautomotiveex107.htm EXHIBIT 107 Exhibit 107 Calculation of Filing Fee Tables Form S-8 Mullen Automotive Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity(3) Common Stock, $0.001 par |
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| June 3, 2025 |
As filed with the Securities and Exchange Commission on June 3, 2025 As filed with the Securities and Exchange Commission on June 3, 2025 Registration No. |
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| June 2, 2025 |
Mullen Automotive Inc. Announces Reverse Stock Split Effective June 2, 2025 Exhibit 99.1 Mullen Automotive Inc. Announces Reverse Stock Split Effective June 2, 2025 BREA, Calif., May 29, 2025 - via IBN - Mullen Automotive Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an electric vehicle manufacturer, today announces that it will effect a 1-for-100 reverse stock split (“Reverse Stock Split”) of its common stock, par value $0.001 per share (“Common Stock”), that will bec |
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| June 2, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MULLEN AUTOMOTIVE INC. (a Delaware corporation) MULLEN AUTOMOTIVE INC., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: FIRST: The name of the Corporation is Mullen Automotive Inc. The original Certificate of Incorporatio |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 2, 2025 |
Exhibit 99.1 Mullen Reaches Definitive Agreement to Acquire Additional 21% of Bollinger Motors, Bringing Its Total Ownership to 95% and Eliminates Significant Debt Transaction increases shareholder equity by approximately $3.5M As part of agreement, Mullen extinguishes significant debt, gains additional 21% ownership and regains full control of Bollinger Motors Bollinger to continue operating as a |
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| May 22, 2025 |
Exhibit 10.2(b) MULLEN AUTOMOTIVE INC. WARRANT TO PURCHASE COMMON STOCK Date of Issuance: , 20 (“Issuance Date”) Mullen Automotive Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [●], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to th |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission File |
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| May 22, 2025 |
Exhibit 10.2(a) NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF |
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| May 22, 2025 |
Amendment to 2022 Equity Incentive Plan dated May 21, 2025 Exhibit 10.1 MULLEN AUTOMOTIVE INC. AMENDMENT TO THE MULLEN AUTOMOTIVE INC. 2022 EQUITY INCENTIVE PLAN THIS AMENDMENT to the Mullen Automotive Inc. 2022 Equity Incentive Plan, as amended (this “Amendment”), is entered into as of May 21, 2025, by Mullen Automotive Inc., a Delaware corporation (the “Company”). RECITALS A. The Company adopted the Mullen Automotive Inc. 2022 Equity Incentive Plan effe |
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| May 22, 2025 |
Registration Rights Agreement dated May 16, 2025 Exhibit 10.2(c) REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of May 16, 2025, is by and among Mullen Automotive Inc., a Delaware corporation (the “Company”), and the undersigned buyer (the “Buyer”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of the date hereof (the “Securities Purchas |
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| May 22, 2025 |
Securities Purchase Agreement dated May 16, 2025 Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 16, 2025 (the “Execution Date”), between Mullen Automotive Inc., a Delaware corporation (the “Company”), and the investor listed on the Buyer Schedule attached hereto (the “Buyer”). RECITALS A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the ex |
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| May 20, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34887 MU |
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| May 20, 2025 |
Exhibit 99.1 Mullen Announces Quarterly Results for 3 Months Ended March 31, 2025 Company fiscal Q2 outperforms all previous quarterly revenue results Mullen achieves strong results with $5M revenue for quarter ending March 31, 2025 Company revenue is $7.9M for six months ended March 31, 2025 Company net loss decreased substantially from $132.4M in fiscal Q2 2024 to approximately $47.1M in compara |
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| May 16, 2025 |
SEC FILE NUMBER: 001-34887 CUSIP NUMBER: 62526P703 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission File |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| May 2, 2025 |
Exhibit 4.1 SECOND AMENDMENT TO RIGHTS AGREEMENT This Second Amendment to Rights Agreement dated as of April 29, 2025 (the “Amendment”) amends that certain Rights Agreement, dated as of May 1, 2024, as amended on February 5, 2025 by the First Amendment, (collectively, the “Rights Agreement”), between Mullen Automotive Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & T |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission F |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Mullen Automotive Inc. |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 11, 2025 |
As filed with the Securities and Exchange Commission on April 11, 2025 As filed with the Securities and Exchange Commission on April 11, 2025 Registration No. |
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| April 11, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 Mullen Automotive Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity(3) Common Stock, $0.001 par value per share Other 18,597,079 (4) $ 0.0387 $ 719,70 |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission F |
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| April 11, 2025 |
Mullen Automotive Inc. Announces Reverse Stock Split Effective April 11, 2025 Exhibit 99.1 Mullen Automotive Inc. Announces Reverse Stock Split Effective April 11, 2025 BREA, Calif., Apr. 09, 2025 (GLOBE NEWSWIRE) - via IBN – Mullen Automotive, Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an electric vehicle (“EV”) manufacturer, an electric vehicle (“EV”) manufacturer, announced today that it will effect a 1-for-100 reverse stock split (“Reverse Stock Split”) of its com |
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| April 11, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MULLEN AUTOMOTIVE INC. (a Delaware corporation) MULLEN AUTOMOTIVE INC., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: FIRST: The name of the Corporation is Mullen Automotive Inc. The original Certificate of Incorporatio |
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| April 7, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) MULLEN AUTOMOTIVE INC. |
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| April 7, 2025 |
As filed with the U.S. Securities and Exchange Commission on April 7, 2025 As filed with the U.S. Securities and Exchange Commission on April 7, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation or organizat |
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| March 26, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 Mullen Automotive Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity(3) Common Stock, $0.001 par value per share Other 20,000,000 (4) $ 0.3004 $ 6,007, |
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| March 26, 2025 |
As filed with the Securities and Exchange Commission on March 26, 2025 As filed with the Securities and Exchange Commission on March 26, 2025 Registration No. |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 14, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 14, 2025 |
MULLEN AUTOMOTIVE INC. 10,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-285545 MULLEN AUTOMOTIVE INC. 10,000,000 Shares of Common Stock This prospectus of Mullen Automotive Inc., a Delaware corporation (the “Company” or “Mullen”), relates solely to the resale by the investors listed in the section of this prospectus entitled “Selling Stockholders” (collectively, with any of such stockholders’ transferees, pledgees, |
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| March 14, 2025 |
Amendment to 2022 Equity Incentive Plan dated March 13, 2025 Exhibit 10.1 MULLEN AUTOMOTIVE INC. AMENDMENT TO THE MULLEN AUTOMOTIVE INC. 2022 EQUITY INCENTIVE PLAN THIS AMENDMENT to the Mullen Automotive Inc. 2022 Equity Incentive Plan, as amended (this “Amendment”), is entered into as of March 13, 2025, by Mullen Automotive Inc., a Delaware corporation (the “Company”). RECITALS A. The Company adopted the Mullen Automotive Inc. 2022 Equity Incentive Plan ef |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 13, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 11, 2025 |
MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 March 11, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Mullen Automotive Inc. Registration Statement on Form S-1 (File No. 333-285545) (the “Registration Statement”) Acceleration Request Ladies and Gentlemen: Mullen Automotive Inc. hereby requests |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| March 7, 2025 |
Exhibit 10.1(a) NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF |
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| March 7, 2025 |
Securities Purchase Agreement dated March 6, 2025 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 6, 2025 (the “Execution Date”), between Mullen Automotive Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering |
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| March 7, 2025 |
Exhibit 10.1(b) MULLEN AUTOMOTIVE INC. WARRANT TO PURCHASE COMMON STOCK Date of Issuance: , 20 (“Issuance Date”) Mullen Automotive Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [●], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to th |
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| March 7, 2025 |
Registration Rights Agreement dated March 6, 2025 Exhibit 10.1(c) REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March 6, 2025, is by and among Mullen Automotive Inc., a Delaware corporation (the “Company”), and the undersigned buyers (the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of the date hereof (the “Securities Purc |
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| March 4, 2025 |
Warrant Exchange Agreement dated February 7, 2025 Exhibit 10.25(f) WARRANT EXCHANGE AGREEMENT This WARRANT EXCHANGE AGREEMENT (this “Agreement”) is made and entered into effective as of February 7, 2025 (the “Effective Date”), by and between Mullen Automotive Inc., a Delaware corporation (the “Company”), and each holder (each, the “Holder” and, collectively, the “Holders”) of Existing Warrants (as defined below), as set forth on the signature pag |
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| March 4, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) MULLEN AUTOMOTIVE INC. |
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| March 4, 2025 |
As filed with the U.S. Securities and Exchange Commission on March 4, 2025 As filed with the U.S. Securities and Exchange Commission on March 4, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation or organizat |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| February 19, 2025 |
MULLEN AUTOMOTIVE INC. Dated February 19, 2025 To the Prospectus dated February 7, 2025 Filed pursuant to Rule 424(b)(3) Registration No. 333-282516 Prospectus Supplement No. 1 MULLEN AUTOMOTIVE INC. Dated February 19, 2025 To the Prospectus dated February 7, 2025 This prospectus supplement amends the information in the section entitled “Selling Stockholders” of our prospectus dated February 7, 2025 relating to the resale of 833,333 shares of our Common Stock (as adjusted to reflect |
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| February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34887 |
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| February 19, 2025 |
Exhibit 99.1 Mullen Reports Financial Results for the Three Months Ended Dec. 31, 2024 Company achieves strongest quarter results to date with $4.4M invoiced and $6M received on vehicles delivered Company has produced more revenue in this quarter than previous two fiscal years On Feb. 1, 2025, Mullen implemented further cost cutting measures with headcount and personnel cost reductions of approxim |
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| February 19, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 Mullen Automotive Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity(3) Common Stock, $0.001 par value per share Other 11,115,669 (4) $ 12.63 $ 140,390 |
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| February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34887 |
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| February 19, 2025 |
As filed with the Securities and Exchange Commission on February 19, 2025 As filed with the Securities and Exchange Commission on February 19, 2025 Registration No. |
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| February 18, 2025 |
Mullen Automotive Inc. Announces Reverse Stock Split Effective Feb. 18, 2025 Exhibit 99.1 Mullen Automotive Inc. Announces Reverse Stock Split Effective Feb. 18, 2025 BREA, Calif., Feb. 13, 2025 - via IBN - Mullen Automotive Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an electric vehicle (“EV”) manufacturer, announced today that it will effect a 1-for-60 reverse stock split (“Reverse Stock Split”) of its common stock, par value $0.001 per share (“Common Stock”), that |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| February 18, 2025 |
AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G EXHIBIT A AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G The undersigned agree to file jointly with the Securities and Exchange Commission (the “SEC”) any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases and sales by the undersigned of the securities of Mullen Automotive Inc. |
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| February 18, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MULLEN AUTOMOTIVE INC. (a Delaware corporation) MULLEN AUTOMOTIVE INC., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: FIRST: The name of the Corporation is Mullen Automotive Inc. The original Certificate of Incorporatio |
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| February 14, 2025 |
SEC FILE NUMBER: 001-34887 CUSIP NUMBER: 62526P 505 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2025 |
Exhibit 99.1 Identification of the Subsidiary That Acquired the Security Being Reported on by the Parent Holding Company Ault Lending, LLC is a wholly owned subsidiary of Ault Capital Group, Inc., which is a wholly owned subsidiary of Hyperscale Data, Inc. |
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| February 11, 2025 |
Exhibit 10.1(b) MULLEN AUTOMOTIVE INC. WARRANT TO PURCHASE COMMON STOCK Date of Issuance: , 20 (“Issuance Date”) Mullen Automotive Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [●], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to th |
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| February 11, 2025 |
Registration Rights Agreement dated February 5, 2025 Exhibit 10.1(c) REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of February 5, 2025, is by and among Mullen Automotive Inc., a Delaware corporation (the “Company”), and the undersigned buyers (the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of the date hereof (the “Securities P |
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| February 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| February 11, 2025 |
Securities Purchase Agreement dated February 5, 2025 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 5, 2025 (the “Execution Date”), between Mullen Automotive Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and deliver |
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| February 11, 2025 |
Exhibit 10.1(a) NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF |
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| February 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| February 7, 2025 |
MULLEN AUTOMOTIVE INC. 50,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-282516 MULLEN AUTOMOTIVE INC. 50,000,000 Shares of Common Stock This prospectus of Mullen Automotive Inc., a Delaware corporation (the “Company” or “Mullen”), relates solely to the resale by the investors listed in the section of this prospectus entitled “Selling Stockholders” (collectively, with any of such stockholders’ transferees, pledgees, |
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| February 6, 2025 |
As filed with the U.S. Securities and Exchange Commission on February 6, 2025 As filed with the U.S. Securities and Exchange Commission on February 6, 2025 Registration No. 333-282516 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction o |
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| February 6, 2025 |
Exhibit 4.2(a) FIRST AMENDMENT TO RIGHTS AGREEMENT This First Amendment to Rights Agreement dated as of February 5, 2025 (the “Amendment”) amends that certain Rights Agreement dated as of May 1, 2024 (the “Rights Agreement”), between Mullen Automotive Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited liability trust company, as Rights |
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| February 6, 2025 |
MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 February 6, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Mullen Automotive Inc. Registration Statement on Form S-1 (File No. 333-282516) (the “Registration Statement”) Acceleration Request Ladies and Gentlemen: Mullen Automotive Inc. hereby reques |
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| February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 31, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| January 29, 2025 |
As filed with the U.S. Securities and Exchange Commission on January 29, 2025 As filed with the U.S. Securities and Exchange Commission on January 29, 2025 Registration No. 333-282516 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction o |
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| January 29, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) MULLEN AUTOMOTIVE INC. |
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| January 27, 2025 |
Securities Purchase Agreement dated January 23, 2025 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 23, 2025 (the “Execution Date”), between Mullen Automotive Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and deliver |
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| January 27, 2025 |
Exhibit 10.1(b) MULLEN AUTOMOTIVE INC. WARRANT TO PURCHASE COMMON STOCK Date of Issuance: , 20 (“Issuance Date”) Mullen Automotive Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [●], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to th |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| January 27, 2025 |
Registration Rights Agreement dated January 23, 2025 Exhibit 10.1(c) REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of January 23, 2025, is by and among Mullen Automotive Inc., a Delaware corporation (the “Company”), and the undersigned buyers (the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of the date hereof (the “Securities P |
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| January 27, 2025 |
Exhibit 10.1(a) NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF |
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| January 24, 2025 |
Exhibit 10.31 SETTLEMENT AGREEMENT AND STIPULATION THIS SETTLEMENT AGREEMENT and STIPULATION (this “Agreement”) is dated as of November 19, 2024 (the “Settlement Date”) by and between Mullen Automotive, Inc. (“MULN” or the “Company”), a corporation formed under the laws of the State of Delaware, and the other parties whose names appear on the signature page hereto, (the “Creditors”). BACKGROUND: W |
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| January 24, 2025 |
Employment Agreement dated August 5, 2024 between Mullen Automotive Inc. and John Taylor Exhibit 10.33 MULLEN AUTOMOTIVE, INC. EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is made as of this 5th day of August 2024, by and between John Taylor, an individual (“Employee”) and Mullen Automotive, Inc., a Delaware corporation (the “Company”). Employee shall commence his duties as President and Senior Vice President of Global Manufacturing Operations (“SVP-GMO”) of the Compan |
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| January 24, 2025 |
Exhibit 10.25(e) ADDITIONAL INVESTMENT RIGHTS AGREEMENT This Additional Investment Right Agreement (the “Additional Investment Rights Agreement”), dated as of December 31, 2024, is between Mullen Automotive Inc., a Delaware corporation (the “Company”), and the investor listed on the signature page attached hereto (the “Investor”). Capitalized terms used herein and not otherwise defined herein shal |
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| January 24, 2025 |
Exhibit 99.1 Mullen Reports Improved 2024 Financial Results Company finishes the 2024 fiscal year with growth of national dealer network, increased sales and delivery of vehicles Fiscal year 2024 reduction of $85.4M in cash spend compared to fiscal year 2023 Successful launch of Bollinger Motors B4 production and sales Company now has three EV production lines in the U.S. with national sales and s |
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| January 24, 2025 |
Exhibit 10.29(a) AMENDMENT TO PURCHASE AGREEMENT THIS AMENDMENT TO THE PURCHASE AGEEMENT (“Amendment”) dated this 4rd day of November 2024 is by and between Mullen Automotive, Inc. (“Mullen”) and Volt Mobility Holding Ltd (“VMHL”), VoltiE Group (“VoltiE”), and The Lessor Car Rental LLC trading as Volt Mobility (“Lessor Car Rental”). BACKGROUND A. On August 23, 2024, Mullen and VMHL and VoltiE ente |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| January 24, 2025 |
Exhibit 10.3(a) Amendments to 2022 Performance Stock Award Agreement and 2023 Performance Stock Award Agreement This Amendments to 2022 Performance Stock Award Agreement and 2023 Performance Stock Award Agreement (the “Amendments”) is entered into as of December , 2024 between Mullen Automotive Inc. (the “Company”) and David Michery (“Participant”). WHEREAS, the Company and Participant entered int |
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| January 24, 2025 |
Description of Company’s Securities Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a brief description of shares of capital stock of Mullen Automotive Inc. (the “Company,” “we,” “us,” or “our”). The Company’s common stock, par value $0.001 per share (“Common Stock”), is registered under Section 12 of the Securities Exchange Act of 1934, |
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| January 24, 2025 |
Exhibit 10.32 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (the “Agreement”) is entered into as of July 18, 2024, by and between MULLEN TECHNOLOGIES, INC. a California corporation (“Seller”), and MULLEN AUTOMOTIVE INC., a Delaware corporation (“Buyer”). RECITALS A. WHEREAS, Buyer desires to purchase from Seller, and Seller desires to sell to Buyer, upon the terms and conditions set forth |
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| January 24, 2025 |
Exhibit 21.1 List of Subsidiaries Subsidiary Place of Organization Ottava Automotive, Inc. California Mullen Investment Properties, LLC Mississippi Mullen Indiana Real Estate, LLC Delaware Bollinger Motors, Inc. Delaware Mullen Automotive UK Limited United Kingdom Mullen Advanced Energy Operations, LLC California Mullen Credit Corporation Delaware |
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| January 24, 2025 |
Exhibit 10.25(d) ADDITIONAL INVESTMENT RIGHT AGREEMENT This Additional Investment Right Agreement (the “Additional Investment Right Agreement”), dated as of December 12, 2024, is between Mullen Automotive Inc., a Delaware corporation (the “Company”), and the investors listed on the signature page attached hereto (each, an “Investor” and, collectively, the “Investors”). Capitalized terms used herei |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34887 MULLEN |
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| January 22, 2025 |
Exhibit 99.1 Mullen Receives Expected Nasdaq Notice Regarding Delayed Form 10-K Company expects to file 10-K on or before January 31, 2025 BREA, Calif., Jan 22, 2025 - via IBN - Mullen Automotive Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an emerging electric vehicle manufacturer, today announced that it received an expected notice (the “Notice”) from the Listing Qualifications Staff of The |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2025 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| December 30, 2024 |
SEC FILE NUMBER: 001-34887 CUSIP NUMBER: 62526P 505 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| December 19, 2024 |
Exhibit 99.1 Mullen Submits Updated Plan to DOE for Grant Funding Opportunity in US Battery Materials Processing, Requesting $55M in Funding ● On Dec. 17, 2024, Mullen Automotive submitted a modified plan to the DOE that incorporates its facilities in Mishawaka, Indiana, and Fullerton, California, for U.S.-based battery and pack production ● Mullen is in position to transition to manufacturing and |
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| December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| December 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| November 8, 2024 |
As filed with the U.S. Securities and Exchange Commission on November 7, 2024 As filed with the U.S. Securities and Exchange Commission on November 7, 2024 Registration No. 333-282516 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction o |
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| November 7, 2024 |
555 South Flower Street • Fiftieth Floor • Los Angeles, California 90071.2452 Telephone: +1.213.489.3939 • jonesday.com November 7, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, D.C. 20549 Attn: Evan Ewing Geoffrey Kruczek Re: Mullen Automotive Inc. Registration Statement on Form S-1 Filed October 4, 2024 |
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| October 28, 2024 |
Amended and Restated Secured Promissory Note dated October 24, 2024 issued by Bollinger Motors, Inc. Exhibit 10.1 AMENDED AND RESTATED SECURED PROMISSORY NOTE October 24, 2024 Bollinger Motors, Inc., a Delaware corporation (the “Borrower”), hereby promises to pay to Robert Bollinger (the “Lender”) on the Maturity Date, the principal amount of TEN MILLION AND 00/100 DOLLARS ($10,000,000.00) in accordance with the provisions of this Amended and Restated Secured Promissory Note (this “Note”). This N |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| October 28, 2024 |
Exhibit 99.1 Mullen Automotive Announces Robert Bollinger Provides Bollinger Motors $10M Financing Founder’s financing to support Bollinger’s production ramp-up and sale of the Bollinger B4, Class 4 EV truck BREA, Calif., Oct. 28, 2024 - via IBN - Mullen Automotive Inc. (Nasdaq: MULN), an electric vehicle (EV) manufacturer, today announces that Robert Bollinger, founder of Bollinger Motors, has pr |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| October 7, 2024 |
Exhibit 99.1 Mullen Announces Strong Forecast of $75M in GAAP Revenue for Next 6 Months and Immediate Reduction of $5.5M in Monthly Operating Expenses Company expects $75M in GAAP revenue over the next six months from sales pipeline and pilot programs Mullen will immediately reduce overall monthly spend (operating and investing cash flows) from $12.8M to $7.3M Expense cuts are driven by 20% reduct |
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| October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| October 4, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) MULLEN AUTOMOTIVE INC. |
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| October 4, 2024 |
As filed with the U.S. Securities and Exchange Commission on October 4, 2024 As filed with the U.S. Securities and Exchange Commission on October 4, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation or organiz |
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| October 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| October 2, 2024 |
Exhibit 99.1 Mullen Announces Significant Revenue Increase and Reduction in Spending For quarter ended Sept. 30, 2024, Company expects to report approximately $4.5 million in revenue compared to $65,235.00 reported in quarter ended June 30, 2024, an increase of 6791% compared to prior quarter Mullen reported a monthly cash burn (operating and investing cashflows) of $12.8 million for the quarter e |
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| October 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissi |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissi |
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| September 24, 2024 |
Mullen Automotive Inc. Shareholder Update Video September 24, 2024 Exhibit 99.3 Mullen Automotive Inc. Shareholder Update Video September 24, 2024 Transcript David Michery: Good afternoon Mullen shareholders; with me today is James Jim Taylor, CEO at Bollinger Motors. Jim, thank you for joining me today. As you know, given the poor performance of the company’s stock, we were compelled to do another reverse split to work towards regaining compliance with Nasdaq’s |
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| September 24, 2024 |
Exhibit 99.1 Mullen Automotive CEO to Update Shareholders in Upcoming Video Video will be made available on Tuesday, Sept. 24, 2024, at 9 a.m. Eastern via MullenUSA.com BREA, Calif., September 23, 2024– via InvestorWire – Mullen Automotive, Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an electric vehicle (“EV”) manufacturer, announces a forthcoming video update for shareholders, provided by Mu |
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| September 24, 2024 |
Exhibit 99.2 Mullen CEO Provides Video Update to Shareholders David Michery, CEO and chairman, shares a Company update, including sales activities with existing and new companies resulting in new sales opportunities and vehicle orders received and or completed Company financing in place to support sales growth through a $100M preferred instrument and $150M fully available equity line BREA, Calif., |
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| September 20, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MULLEN AUTOMOTIVE INC. (a Delaware corporation) MULLEN AUTOMOTIVE INC., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: FIRST: The name of the Corporation is Mullen Automotive Inc. The original Certificate of Incorporatio |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissi |
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| September 20, 2024 |
As filed with the Securities and Exchange Commission on September 20, 2024 As filed with the Securities and Exchange Commission on September 20, 2024 Registration No. |
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| September 20, 2024 |
Mullen Automotive Inc. Announces Reverse Stock Split Effective Sept. 17, 2024 Exhibit 99.1 Mullen Automotive Inc. Announces Reverse Stock Split Effective Sept. 17, 2024 BREA, Calif., Sept. 13, 2024 - via IBN - Mullen Automotive Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an electric vehicle (“EV”) manufacturer, announced today that it will effect a 1-for-100 reverse stock split (“Reverse Stock Split”) of its common stock, par value $0.001 per share (“Common Stock”), th |
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| September 20, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 Mullen Automotive Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, $0.001 par value per share Other 21,155,654 $ 8.020 $ 169,668,345.08 $ 0 |
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| September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| September 13, 2024 |
MULLEN AUTOMOTIVE INC. 350,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-281994 MULLEN AUTOMOTIVE INC. 350,000,000 Shares of Common Stock This prospectus of Mullen Automotive Inc., a Delaware corporation (the “Company” or “Mullen”), relates solely to the resale by the investors listed in the section of this prospectus entitled “Selling Stockholders” (collectively, with any of such stockholders’ transferees, pledgees |
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| September 13, 2024 |
Amendment to 2022 Equity Incentive Plan dated September 9, 2024 Exhibit 10.1 AMENDMENT TO THE MULLEN AUTOMOTIVE INC. 2022 EQUITY INCENTIVE PLAN THIS AMENDMENT to the Mullen Automotive Inc. 2022 Equity Incentive Plan, as amended (this “Amendment”), is entered into as of September 9, 2024, by Mullen Automotive Inc., a Delaware corporation (the “Company”). RECITALS A. The Company adopted the Mullen Automotive Inc. 2022 Equity Incentive Plan effective as of July 2 |
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| September 11, 2024 |
MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 September 11, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Mullen Automotive Inc. Registration Statement on Form S-1 (File No. 333-281994) (the “Registration Statement”) Acceleration Request Ladies and Gentlemen: Mullen Automotive Inc. hereby requ |
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| September 6, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) MULLEN AUTOMOTIVE INC. |
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| September 6, 2024 |
As filed with the U.S. Securities and Exchange Commission on September 6, 2024 As filed with the U.S. Securities and Exchange Commission on September 6, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation or organ |
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| August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 26, 2024 |
Exhibit 10.1 Purchase Agreement This agreement is made and entered into on this August 23, 2024 by and between: Volt Mobility Holding Ltd (hereinafter referred to as “Volt Mobility”), a company duly incorporated and existing under the laws of [Insert Jurisdiction], with its principal place of business located in Abu Dhabi Global Market Maryah Island. And VoltiE Group (hereinafter referred to as “V |
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| August 26, 2024 |
Exhibit 99.1 Volt Mobility Enters into $210 Million Contract with Mullen Automotive to Purchase 3,000 Class 1 and Class 3 EV Cargo Vans and Trucks Mullen to receive initial $3 million deposit and will begin shipping first vehicles immediately Volt, a leading UAE-based commercial leasing company with clients including UPS, DHL and FedEx, to purchase 3,000 EV cargo vans and trucks over the next 16 m |
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| August 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| August 26, 2024 |
MULLEN AUTOMOTIVE INC. Dated August 23, 2024 To the Prospectus dated August 2, 2024 Filed pursuant to Rule 424(b)(3) Registration No. 333-281063 Prospectus Supplement No. 1 MULLEN AUTOMOTIVE INC. Dated August 23, 2024 To the Prospectus dated August 2, 2024 This prospectus supplement amends the information in the section entitled “Selling Stockholders” of our prospectus dated August 2, 2024 relating to the resale of 85,000,000 shares of our Common Stock issuable upon the exercise |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| August 19, 2024 |
MULN / Mullen Automotive, Inc. / Ault Global Holdings, Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 19, 2024 |
Exhibit 99.1 Identification of the Subsidiary That Acquired the Security Being Reported on by the Parent Holding Company Ault Lending, LLC is an indirect, wholly owned subsidiary of Ault Alliance, Inc. |
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| August 12, 2024 |
Exhibit 99.1 Mullen Reports Financial Results for the Three and Nine Months Ended June 30, 2024 Positive stockholders’ equity of $53 Million as of June 30, 2024 Total assets of $192 Million as of June 30, 2024 BREA, Calif., Aug. 12, 2024 - via IBN - Mullen Automotive Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an electric vehicle (“EV”) manufacturer, today announces financial results for the |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34887 MUL |
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| August 12, 2024 |
Exhibit 10.1 SETTLEMENT AGREEMENT AND STIPULATION THIS SETTLEMENT AGREEMENT and STIPULATION is dated as of May 13, 2024 (the “Settlement Date”) by and between Mullen Automotive, Inc. (“MULN” or the “Company”), a corporation formed under the laws of the State of Delaware, and Silverback Capital Corporation, (“SCC”), a Delaware Corporation. BACKGROUND: WHEREAS, there are bona fide outstanding liabil |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| August 6, 2024 |
Exhibit 99.1 Mullen CEO Provides Company Update Company total assets are expected to be approximately $191.4 million as of June 30, 2024, and will be reported in the Company’s quarterly report to be filed on or about Aug. 12, 2024 Company cash on hand exceeds current market capitalization Mullen has achieved all federal and state regulatory requirements for Class 1 and Class 3 commercial vehicles |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission F |
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| August 2, 2024 |
MULLEN AUTOMOTIVE INC. 85,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-281063 MULLEN AUTOMOTIVE INC. 85,000,000 Shares of Common Stock This prospectus of Mullen Automotive Inc., a Delaware corporation (the “Company” or “Mullen”), relates solely to the resale by the investors listed in the section of this prospectus entitled “Selling Stockholders” (collectively, with any of such stockholders’ transferees, pledgees, |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 1, 2024 |
Exhibit 2.1 PRIVATE AND CONFIDENTIAL COMMON STOCK PURCHASE AGREEMENT This COMMON STOCK PURCHASE AGREEMENT (“Agreement”) is made effective as of July 26, 2024 (the “Effective Date”) by and among Bollinger Motors, Inc., a Delaware corporation (the “Company”), and Mullen Automotive, Inc., a Delaware corporation (the “Purchaser”). WHEREAS, the Purchaser desires to purchase from the Company, and the Co |
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| July 31, 2024 |
MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 July 31, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Mullen Automotive Inc. Registration Statement on Form S-1 (File No. 333-281063) (the “Registration Statement”) Acceleration Request Ladies and Gentlemen: Mullen Automotive Inc. hereby requests |
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| July 26, 2024 |
As filed with the U.S. Securities and Exchange Commission on July 26, 2024 As filed with the U.S. Securities and Exchange Commission on July 26, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 90-1025599 (State or other jurisdiction of incorporation or organizat |
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| July 26, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) MULLEN AUTOMOTIVE INC. |
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| July 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 5, 2024 |
MULLEN AUTOMOTIVE INC. Up to 75,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-280464 MULLEN AUTOMOTIVE INC. Up to 75,000,000 Shares of Common Stock This prospectus relates to the potential offer and sale from time to time of up to 75,000,000 shares of our common stock, par value $0.001 per share (“Common Stock”) by Esousa Holdings, LLC (the “Selling Stockholder”). See “Selling Stockholder” for more information about the |
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| July 2, 2024 |
MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 July 2, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Mullen Automotive Inc. Registration Statement on Form S-1 (File No. 333-280464) (the “Registration Statement”) Acceleration Request Ladies and Gentlemen: Mullen Automotive Inc. hereby requests t |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 25, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) MULLEN AUTOMOTIVE INC. |
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| June 25, 2024 |
As filed with the U.S. Securities and Exchange Commission on June 25, 2024 As filed with the U.S. Securities and Exchange Commission on June 25, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 90-1025599 (State or other jurisdiction of incorporation or organizat |
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| June 12, 2024 |
MULN / Mullen Automotive, Inc. / JADR Capital 2 Pty Ltd. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* MULLEN AUTOMOTIVE INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 62526P406 (CUSIP Number) Ma |
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| June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| June 6, 2024 |
Exhibit 3.1 Delaware Th e Firs t State Pag e 1 521806 8 8100 SR # 20242701241 Yo u ma y verif y thi s certificat e onlin e at corp.delaware.gov/authver.shtml Authentication : 203604222 Date : 05 - 31 - 24 I , JEFFRE Y W . BULLOCK , SECRETAR Y O F STAT E O F TH E STAT E OF DELAWARE , D O HEREB Y CERTIF Y TH E ATTACHE D I S A TRU E AN D CORRECT COP Y O F TH E CERTIFICAT E O F DESIGNATIO N O F “MULLE |
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| June 6, 2024 |
Exhibit 10.1 SETTLEMENT AGREEMENT AND RELEASE This SETTLEMENT AGREEMENT AND RELEASE (this “Agreement”) is entered into as of this 31st day of May, 2024 (the “Effective Date”), by and among Ault Lending, LLC (the “Investor”) and Mullen Automotive Inc., a Delaware corporation (the “Company” and together with the Purchaser, the “Parties”). RECITALS: A. The Investor currently holds 1,211,299 shares of |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 29, 2024 |
MULLEN AUTOMOTIVE INC. 20,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-279565 MULLEN AUTOMOTIVE INC. 20,000,000 Shares of Common Stock This prospectus of Mullen Automotive Inc., a Delaware corporation (the “Company” or “Mullen”), relates solely to the resale by the investors listed in the section of this prospectus entitled “Selling Stockholders” (collectively, with any of such stockholders’ transferees, pledgees |
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| May 24, 2024 |
Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT Dated as of May 21, 2024 by and between Mullen Automotive Inc. and ESOUSA HOLDINGS LLC TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE OF COMMON STOCK 2 Section 1.1. Purchase and Sale of Stock 2 Section 1.2. Closing Date; Settlement Dates 2 Section 1.3. Initial Public Announcements and Required Filings 3 ARTICLE II PURCHASE TERMS 3 Section 2.1. VWAP |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 24, 2024 |
MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 MULLEN AUTOMOTIVE INC. 1405 Pioneer Street, Brea, California 92821 May 24, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Mullen Automotive Inc. Registration Statement on Form S-1 (File No. 333-279565) (the “Registration Statement”) Acceleration Request Ladies and Gentlemen: Mullen Automotive Inc. hereby requests t |
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| May 24, 2024 |
Registration Rights Agreement, dated as of May 21, 2024, by and between the Company and the Investor Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of May 21, 2024, is by and between Esousa Holdings, LLC, a New York limited liability company (the “Investor”), and Mullen Automotive Inc., a Delaware corporation (the “Company”). RECITALS A. The Company and the Investor have entered into that certain Common Stock Purchase Agreement, dated as |
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| May 20, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) MULLEN AUTOMOTIVE INC. |
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| May 20, 2024 |
As filed with the U.S. Securities and Exchange Commission on May 20, 2024 As filed with the U.S. Securities and Exchange Commission on May 20, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 90-1025599 (State or other jurisdiction of incorporation or organizati |
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| May 14, 2024 |
Exhibit 10.3(b) WARRANT MULLEN AUTOMOTIVE INC. WARRANT TO PURCHASE COMMON STOCK Date of Issuance: [●], 2024 (“Issuance Date”) Mullen Automotive Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [●], the registered holder hereof or its permitted assigns (the “Holder”), is entitle |
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| May 14, 2024 |
Exhibit 10.3(c) REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of May 14, 2024, is by and among Mullen Automotive Inc., a Delaware corporation (the “Company”), and the undersigned buyers (the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and between the parties hereto, dated as of May 14, 2024 (the “Securities Purchase |
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| May 14, 2024 |
Commitment Letter dated May 14, 2024 Exhibit 10.2 Esousa Holdings, LLC This letter agreement, dated and effective as of May 14, 2024 under which Esousa Holdings, LLC., a New York LLC, hereby commits to purchase $100 million of Mullen Automotive Inc.'s equity and equitylinked securities (the "Commitment Amount") over the next thirteen months. This Commitment Amount is subject to the company having a sufficient number of authorized sha |
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| May 14, 2024 |
Exhibit 99.1 Mullen Reports Q2 2024 Fiscal Quarter Results Positive stockholders’ equity of $117,414,643 as of March 31, 2024 Company has additional $150 million in capital commitments to support the scaling of commercial EV operations BREA, Calif., May 14, 2024 - via IBN - Mullen Automotive Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an electric vehicle (“EV”) manufacturer, today announces f |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34887 MU |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 14, 2024 |
Exhibit 10.3(a) NEITHER THIS CONVERTIBLE NOTE NOR THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”), AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF |
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| May 14, 2024 |
Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 14, 2024 (the “Execution Date”), between Mullen Automotive Inc., a Delaware corporation (the “Company”), and the investors listed on the Buyer Schedules attached hereto (each a “Buyer” and, collectively, the “Buyers”). RECITALS A. The Company and the Buyers are executing and delivering |
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| May 9, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| May 9, 2024 |
UNITED STATES DEPARTMENT OF COMMERCE Exhibit 99.2 UNITED STATES DEPARTMENT OF COMMERCE The Foreign-Trade Zones Board Washington, D.C. 20230 Charles L. Finkley, Jr. Administrator, FTZ #287 Tunica County, Mississippi One River Park Drive P.O. Box 186 Tunica Resorts, Mississippi 38664 S-79-2024 Dear Mr. Finkley: This is to inform you that your request for a minor boundary modification of Foreign-Trade Zone (FTZ) 287, Tunica County, Miss |
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| May 9, 2024 |
Exhibit 99.1 U.S. Department of Commerce Approves Mullen’s Tunica, MS Facility as Foreign Trade Zone Approval delivers up to $21 million in deferred duty for the remainder of FY2024 and FY2025 and supports Company’s focus on American manufacturing jobs BREA, Calif., May 9, 2024 - via IBN - Mullen Automotive, Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an electric vehicle (“EV”) manufacturer, |
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| May 6, 2024 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION, PREFERENCES, AND RIGHTS OF SERIES A-1 JUNIOR PARTICIPATING PREFERRED STOCK OF MULLEN AUTOMOTIVE INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware Mullen Automotive Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of S |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Mullen Automotive Inc. |
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| May 6, 2024 |
Exhibit 4.1 RIGHTS AGREEMENT between MULLEN AUTOMOTIVE INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY as Rights Agent Table of Contents Page Section 1. Certain Definitions 1 Section 2. Appointment of the Rights Agent 7 Section 3. Issuance of Rights Certificates 7 Section 4. Form of Rights Certificates 8 Section 5. Countersignature and Registration 9 Section 6. Transfer, Split-Up, Combination, |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission File |
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| April 29, 2024 |
Exhibit 99.1 California Issues HVIP Approval, Granting Mullen’s Class 3 EV Trucks a $45,000 Cash Voucher Per Vehicle Sold Under HVIP, the Mullen THREE EV truck, with a suggested MSRP of $68,500, now qualifies for a rebate of up to $45,000. When combined with the available $7,500 federal tax credit, the net effective cost of the Mullen THREE would be less than $17,000. BREA, Calif., Apr. 29, 2024 - |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission F |
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| April 8, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| April 8, 2024 |
Exhibit 99.1 Mullen Streamlines Business Operations to Focus on Near Term Commercial Opportunities Cost saving initiatives aimed at reducing operating and investing cash flows by approximately $170 million over the next 12 months when compared to operating and investing cash flows reported for the 12 months ended Sept. 30, 2023. “Momentum is increasing and we have transactions with fleets of varyi |
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| March 13, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| March 13, 2024 |
Exhibit 99.1 Mullen Automotive Provides Timeline Update on US Government Ruling for Class 1 EV Cargo Vans CBP has informed counsel that a final determination on the ruling request needs to be issued by the GSA BREA, Calif., March 13, 2024 - via InvestorWire - Mullen Automotive, Inc. (NASDAQ: MULN) (“Mullen” or the “Company”), an emerging electric vehicle (“EV”) manufacturer, today announces an upd |
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| March 7, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| March 7, 2024 |
Exhibit 99.1 Mullen Regains Full Nasdaq Compliance Nasdaq Panel has determined to continue the listing of the Company’s securities on The Nasdaq Stock Market BREA, Calif., Mar. 7, 2024 - via IBN - Mullen Automotive Inc. (Nasdaq: MULN) (“Mullen” or the “Company”), an emerging electric vehicle (“EV”) manufacturer, today announces that on March 6, 2024, it received formal notice from The Nasdaq Stock |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| February 20, 2024 |
MULN / Mullen Automotive, Inc. / Esousa Holdings LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 MULLEN AUTOMOTIVE INC. (Exact name of registrant as specified in its charter) Delaware 001-34887 86-3289406 (State or other jurisdiction of incorporation) (Commissio |
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| February 13, 2024 |
Exhibit 99.1 Correction to Mullen Press Release Mullen Automotive Inc. (NASDAQ: MULN), is updating its press release with certain corrections as described further below. There are no changes to the financial results for the three months ended Dec. 31, 2023. The prior press release as corrected is set forth in its entirety below. Mullen Reports Strongest Fiscal Quarter in Company’s History for Thre |
