Statistiche di base
| CIK | 1020425 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Litman Gregory Funds Trust - iMGP Berkshire Dividend Growth ETF
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| July 31, 2025 |
DEF 14C SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement LITMAN GREGORY FUNDS TRUST (Nam |
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| May 15, 2025 |
As filed with the U.S. Securities and Exchange Commission on May 15, 2025 Securities Act File No. 333-284464 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 1 [X] LITMAN GREGORY FUNDS TRUST (Exact Name of Registrant as Specified i |
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| May 15, 2025 |
Opinion of Paul Hastings on tax matters Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 27225. |
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| March 27, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 28, 2025, relating to the financial statements and financial highlights of iMGP Alternative Strategies Fund and iMGP High Income Fund, each a series of Litman Gregory Funds Trust, which are included in Form N-CSR for the year ended December 31, 2024, and to the references to our firm under the headings “Financial Highlights” and “Financial Statement Experts” in the Combined Information Statement/Prospectus. |
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| March 27, 2025 |
As filed with the U.S. Securities and Exchange Commission on March 27, 2025 Table of Contents As filed with the U.S. Securities and Exchange Commission on March 27, 2025 Securities Act File No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 2 ☒ Post-Effective Amendment No. ☐ LITMAN GREGORY FUNDS TRUST (Exact Name of Registrant as Specified in Charter |
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| March 27, 2025 |
EX-99.(11)(7) 2 d933227dex99117.htm EX-99.(11)(7) March 19, 2025 Litman Gregory Funds Trust 1676 N. California Blvd., Suite 500 Walnut Creek, California 94596 Re: iMGP High Income Fund Ladies and Gentlemen: We have acted as counsel to Litman Gregory Funds Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s Registration Statement on Form N-14 expected to be filed with th |
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| March 25, 2025 |
Target Fund iMGP Alternative Strategies Fund CORRESP Brian F. Link, Esq. Managing Director and Managing Counsel T +1-617-662-1504 [email protected] State Street Corporation One Congress Street Boston, MA 02114-2016 statestreet.com March 25, 2025 VIA EDGAR CORRESPONDENCE FILING United States Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549-8626 At |
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| March 24, 2025 |
CORRESP Brian F. Link, Esq. Managing Director and Managing Counsel T +1-617-662-1504 [email protected] State Street Corporation One Congress Street Boston, MA 02114-2016 statestreet.com March 24, 2025 VIA EDGAR CORRESPONDENCE FILING United States Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549-8626 At |
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| March 19, 2025 |
As filed with the U.S. Securities and Exchange Commission on March 19, 2025 Table of Contents As filed with the U.S. Securities and Exchange Commission on March 19, 2025 Securities Act File No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 ☒ Post-Effective Amendment No. ☐ LITMAN GREGORY FUNDS TRUST (Exact Name of Registrant as Specified in Charter |
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| March 19, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 28, 2025, relating to the financial statements and financial highlights of iMGP Alternative Strategies Fund and iMGP High Income Fund, each a series of Litman Gregory Funds Trust, which are included in Form N-CSR for the year ended December 31, 2024, and to the references to our firm under the headings “Financial Highlights” and “Financial Statement Experts” in the Combined Information Statement/Prospectus. |
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| March 19, 2025 |
March 19, 2025 Litman Gregory Funds Trust 1676 N. California Blvd., Suite 500 Walnut Creek, California 94596 Re: iMGP High Income Fund Ladies and Gentlemen: We have acted as counsel to Litman Gregory Funds Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s Registration Statement on Form N-14 expected to be filed with the Securities and Exchange Commission on or about M |
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| March 19, 2025 |
CORRESP Brian F. Link, Esq. Managing Director and Managing Counsel T +1-617-662-1504 [email protected] State Street Corporation One Congress Street Boston, MA 02114-2016 statestreet.com March 19, 2025 VIA EDGAR CORRESPONDENCE FILING United States Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549-8626 At |
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| March 19, 2025 |
CORRESP Brian F. Link, Esq. Managing Director and Managing Counsel T+ 1-617-662-1504 [email protected] State Street Corporation One Congress Street Boston, MA 02114-2016 statestreet.com March 19, 2025 VIA EDGAR CORRESPONDENCE FILING United States Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549-8626 At |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 Table of Contents As filed with the U.S. Securities and Exchange Commission on January 24, 2025 Securities Act File No. [ ]-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] LITMAN GREGORY FUNDS TRUST (Exact Name of Re |
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| December 26, 2024 |
DEF 14A SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 23, 2024 |
CORRESP Brian F. Link, Esq. Managing Director and Managing Counsel T+1-617-662-1504 [email protected] State Street Corporation One Congress Street Boston, MA 02114-2016 statestreet.com December 23, 2024 VIA EDGAR CORRESPONDENCE FILING United States Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549-8626 |
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| December 6, 2024 |
PRE 14A SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 3, 2024 |
CORRESP Paul Hastings LLP California Street, 48th Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| September 20, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 01, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 28, 2024 |
SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement LITMAN GREGORY FUNDS TRUST (Name of Regi |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Litman Gregory Funds Trust (Exact name of registrant as specified in its charter) Delaware 93-3659915 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Litman Gregory Funds Trust (Exact name of registrant as specified in its charter) Delaware 93-3959145 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| April 26, 2024 |
Brian F. Link, Esq. Managing Director and Managing Counsel T +1-617-662-1504 [email protected] State Street Corporation One Congress Street Boston, MA 02114-2016 statestreet.com April 26, 2024 VIA EDGAR CORRESPONDENCE FILING United States Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549-8626 Attn: Mr. |
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| April 17, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 29, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 21, 2024 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Litman Gregory Funds Trust (Exact name of registrant as specified in its charter) Delaware 93-3783242 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identifi |
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| February 21, 2024 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Litman Gregory Funds Trust (Exact name of registrant as specified in its charter) Delaware 93-3625914 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identifi |
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| February 16, 2024 |
Brian F. Link, Esq. Managing Director and Managing Counsel T+1-617-662-1504 [email protected] State Street Corporation One Congress Street Boston, MA 02114-2016 statestreet.com February 16, 2024 VIA EDGAR CORRESPONDENCE FILING United States Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N.E. Washington, D.C. 20549-8626 Attn: Mr |
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| January 26, 2024 |
Floating Rate Index and Spread iMGP Global Select Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2023 (Unaudited) Shares Value COMMON STOCKS: 94. |
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| January 26, 2024 |
Floating Rate Index and Spread iMGP Global Select Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2023 (Unaudited) Shares Value COMMON STOCKS: 94. |
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| January 26, 2024 |
Floating Rate Index and Spread iMGP Global Select Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2023 (Unaudited) Shares Value COMMON STOCKS: 94. |
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| September 5, 2023 |
ALPS DISTRIBUTORS, INC. 1290 Broadway, Suite 1000 Denver, CO 80203 Exhibit (e)(2) ALPS DISTRIBUTORS, INC. 1290 Broadway, Suite 1000 Denver, CO 80203 September 1, 2021 Litman Gregory Fund Advisors LLC 1676 N. California Blvd., Suite 500 Walnut Creek, California 94596 RE: Amended and Restated Distribution Services and Advertising and Sales Material Review Letter Agreement Dear Distribution Client: ALPS Distributors, Inc. (“ALPS”) is the principal underwriter (as su |
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| September 5, 2023 |
Exhibit (e)(6) AMENDMENT 10 This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of August 31, 2023 (the “Effective Date”): Term Means “Existing Agreement” The Distribution Agreement between ALPS and Trust dated April 16, 2018, as amended “ALPS” ALPS Distributors, Inc. |
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| September 5, 2023 |
Exhibit (i)(3) Paul Hastings LLP 101 California Street, 48th Floor San Francisco, CA 94111 telephone 415-856-7000 facsimile 415-856-7100 www. |
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| September 5, 2023 |
As filed with the U.S. Securities and Exchange Commission on September 5, 2023 File Nos. 811-07763 333-10015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 131 [X] and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Amend |
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| September 5, 2023 |
Exhibit (m)(2) APPENDIX B TO DISTRIBUTION AND SHAREHOLDER SERVICING PLAN OF LITMAN GREGORY FUNDS TRUST FUNDS CLASSES 12b-1 Fee (as a % of Avg. |
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| September 5, 2023 |
Exhibit (e)(2)(a) AMENDMENT 3 This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of August 31, 2023 (the “Effective Date”): Term Means “Existing Agreement” The Amended and Restated Distribution Letter Agreement between ALPS and Client dated September 1, 2021, as amended “ALPS” ALPS Distributors, Inc. |
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| August 21, 2023 |
Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 Telephone: (415) 856-7000 Facsimile: (415) 856-7100 www. |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Litman Gregory Funds Trust (Exact name of registrant as specified in its charter) Delaware 93-1784746 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| June 20, 2023 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Litman Gregory Funds Trust (Exact name of registrant as specified in its charter) Delaware 93-1784746 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identifi |
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| November 29, 2022 |
DEF 14C SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement LITMAN GREGORY FUNDS TRUST (Name |
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| November 4, 2022 |
Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 Telephone: (415) 856-7000 Facsimile: (415) 856-7100 www. |
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| October 6, 2022 |
Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 Telephone: (415) 856-7000 Facsimile: (415) 856-7100 www. |
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| September 22, 2022 |
SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement LITMAN GREGORY FUNDS TRUST (Name of Regi |
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| July 25, 2022 |
Litman Gregory Funds Trust 1676 N. California Blvd., Suite 500 Walnut Creek, CA 94596 Litman Gregory Funds Trust 1676 N. California Blvd., Suite 500 Walnut Creek, CA 94596 July 25, 2022 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Litman Gregory Funds Trust; SEC File Nos. 333-10015 and 811-07763; Request for Withdrawal of Post-Effective Amendment Filing to the Trust?s Registration Statement on Form N-1A Dear Sir or Madam, Pursuant to R |
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| May 27, 2022 |
iMGP Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 96. |
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| May 27, 2022 |
iMGP Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 96. |
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| May 27, 2022 |
iMGP Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 96. |
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| May 27, 2022 |
HTML iMGP Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 96. |
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| May 27, 2022 |
iMGP Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 96. |
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| May 27, 2022 |
HTML iMGP Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 96. |
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| May 27, 2022 |
iMGP Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 96. |
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| May 27, 2022 |
iMGP Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 96. |
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| May 27, 2022 |
iMGP Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 96. |
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| May 27, 2022 |
iMGP Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2022 (Unaudited) Shares Value COMMON STOCKS: 96. |
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| January 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Litman Gregory Funds Trust (Exact name of registrant as specified in its charter) Delaware 87-3863235 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No. |
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| November 24, 2021 |
Implied Credit Spread at September 30, 2021 PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2021 (Unaudited) Shares Value COMMON STOCKS: 95. |
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| November 24, 2021 |
Implied Credit Spread at September 30, 2021 PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2021 (Unaudited) Shares Value COMMON STOCKS: 95. |
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| November 24, 2021 |
Implied Credit Spread at September 30, 2021 PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2021 (Unaudited) Shares Value COMMON STOCKS: 95. |
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| November 24, 2021 |
Implied Credit Spread at September 30, 2021 PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2021 (Unaudited) Shares Value COMMON STOCKS: 95. |
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| November 24, 2021 |
Implied Credit Spread at September 30, 2021 PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2021 (Unaudited) Shares Value COMMON STOCKS: 95. |
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| November 24, 2021 |
Implied Credit Spread at September 30, 2021 PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2021 (Unaudited) Shares Value COMMON STOCKS: 95. |
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| November 24, 2021 |
Implied Credit Spread at September 30, 2021 PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2021 (Unaudited) Shares Value COMMON STOCKS: 95. |
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| November 24, 2021 |
Implied Credit Spread at September 30, 2021 PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2021 (Unaudited) Shares Value COMMON STOCKS: 95. |
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| November 24, 2021 |
Implied Credit Spread at September 30, 2021 PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2021 (Unaudited) Shares Value COMMON STOCKS: 95. |
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| November 23, 2021 |
SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement LITMAN GREGORY FUNDS TRUST (Name of Registrant As Specified In Its Charter) Payment of Filing Fee (Check the ap |
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| September 24, 2021 |
As filed with the Securities and Exchange Commission on September 24, 2021 Securities Act File No. |
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| September 24, 2021 |
Opinion and Consent of Seward & Kissel LLP as to Tax matters – filed herewith. 901 K STREET, NW WASHINGTON, DC 20001 WRITER?S DIRECT DIAL: TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW. |
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| September 14, 2021 |
8-A12B 1 d189991d8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Litman Gregory Funds Trust (Exact name of registrant as specified in its charter) Delaware 83-2365213 (State or other jurisdiction of incorporation or organization |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Litman Gregory Funds Trust (Exact name of registrant as specified in its charter) Delaware 84-2289072 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No. |
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| September 10, 2021 |
State Street Corporation One Lincoln Street Boston, MA 02111 September 10, 2021 VIA EDGAR CORRESPONDENCE Ms. |
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| August 16, 2021 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
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| August 12, 2021 |
Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 Telephone: (415) 856-7000 Facsimile: (415) 856-7100 www. |
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| July 16, 2021 |
Form of Amended Appendix A and Appendix B to the Unified Advisory Agreement – filed herewith Form of Appendix A to Unified Investment Advisory Agreement ([ ], 2021) FUND SCHEDULE ? LITMAN GREGORY FUNDS TRUST Fund Effective Date ???PartnerSelect Equity Fund April 1, 2013 ???PartnerSelect International Fund April 1, 2013 ???PartnerSelect Smaller Companies Fund April 1, 2013 ???PartnerSelect Alternative Strategies Fund April 1, 2013 ???PartnerSelect High Income Alternatives Fund August 28, 2 |
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| July 16, 2021 |
FORM OF AUTHORIZED PARTICIPANT AGREEMENT FOR LITMAN GREGORY FUNDS TRUST This Authorized Participant Agreement (the ?Agreement?) is entered into by and between ALPS Distributors, Inc. |
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| July 16, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on July 16, 2021 File No. |
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| July 16, 2021 |
Consent of Independent Registered Public Accounting Firm – filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of the Litman Gregory Funds Trust and to the use of our report dated February 25, 2021 on the financial statements and financial highlights of iM Dolan McEniry Corporate Bond Fund, iM DBi Managed Futures Strategy ETF, and iM DBi Hedge Strategy ETF, each a series of shares of beneficial interest in Manager Directed Portfolios. |
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| July 16, 2021 |
LITMAN GREGORY FUNDS TRUST Form of Operating Expenses Limitation Agreement This Operating Expenses Limitation Agreement (this “Agreement”) is effective as of [ ], 2021, by and between Litman Gregory Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of the iM Dolan McEniry Corporate Bond Fund, a series of the Trust (the “Fund”), and the investment advisor to the Fund, Litman Gregory Fund Advisors, LLC, a California limited liability company (the “Advisor”). |
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| July 16, 2021 |
EX-99.(6)(D)(2)(I) 4 d179034dex996d2i.htm EX-99.(6)(D)(2)(I) iM DBi MANAGED FUTURES STRATEGY ETF iM DBi HEDGE STRATEGY ETF LITMAN GREGORY FUNDS TRUST FORM OF INVESTMENT SUB-ADVISORY AGREEMENT THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the [ ] day of [ ] 2021 by and between LITMAN/GREGORY FUND ADVISORS, LLC (the “Advisor”) and Dynamic Beta investments LLC (the “Sub-Advisor”). WITNESSETH: |
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| July 16, 2021 |
(b) Form of Amendment to the Administration Agreement – filed herewith. iM Global Funds / PartnerSelectFunds Litman Gregory [ ], 2021 State Street Bank and Trust Company Channel Center 1 Iron Street Boston, MA, 02210 Attention: [ ] Re: iM Dolan McEniry Corporate Bond Fund, iM DBi Managed Futures Strategy ETF and iM DBi Hedge Strategy ETF Ladies and Gentlemen: Please be advised that Litman Gregory Funds Trust (the ?Fund?) has established three new series of shares to be known as iM Dolan McEniry Corporate Bond Fund, iM DBi Managed Futures Strategy ETF and iM DBi Hedge Strategy ETF (each, a ?Portfolio?), which are expected to become effective on August 18, 2021. |
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| July 16, 2021 |
EX-99.(13)(D) 12 d179034dex9913d.htm EX-99.(13)(D) LITMAN GREGORY FUNDS TRUST Form of Operating Expenses Limitation Agreement This Operating Expenses Limitation Agreement (this “Agreement”) is effective as of [ ], 2021, by and between Litman Gregory Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of each of the iM DBi Managed Futures Strategy ETF and the iM DBi Hedge Strategy ETF, |
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| July 16, 2021 |
Form of Opinion and Consent of Seward & Kissel LLP as to Tax matters – filed herewith. EX-99.(12) 9 d179034dex9912.htm EX-99.(12) DRAFT—[ ] 2021 Litman Gregory Funds Trust 1676 N. California Blvd., Suite 500 Walnut Creek, California 94596 Board of Trustees Manager Directed Portfolios c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 Re: Acquisition of the Assets and Assumption of the Liabilities of Certain Series of Manager Directed Portfolios b |
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| July 16, 2021 |
Form of Proxy Card – filed herewith. iM Dolan McEniry Corporate Bond Fund A series of the Manager Directed Portfolios PROXY FOR A SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON SEPTEMBER 15, 2021 The undersigned, revoking previous proxies, if any, hereby appoints Alyssa M. |
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| July 16, 2021 |
EX-99.(6)(D)(1)(I) 3 d179034dex996d1i.htm EX-99.(6)(D)(1)(I) iM DOLAN MCENIRY CORPORATE BOND FUND LITMAN GREGORY FUNDS TRUST FORM OF INVESTMENT SUB-ADVISORY AGREEMENT THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the [ ] day of [ ] 2021 by and between LITMAN/GREGORY FUND ADVISORS, LLC (the “Advisor”) and Dolan McEniry Capital Management, LLC (the “Sub-Advisor”). WITNESSETH: WHEREAS, the Adv |
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| July 16, 2021 |
July 16, 2021 Litman Gregory Funds Trust 1676 N. California Blvd., Suite 500 Walnut Creek, California 94596 Re: iM Dolan McEniry Corporate Bond Fund, iM DBi Managed Futures Strategy ETF and iM DBi Hedge Strategy ETF Ladies and Gentlemen: We have acted as counsel to Litman Gregory Funds Trust, a Delaware statutory trust (the ?Trust?), in connection with the Trust?s Registration Statement on Form N- |
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| July 16, 2021 |
(f) Form of Amendment to the Distribution Agreement – filed herewith. FORM OF AMENDMENT 6 This amendment (the ?Amendment?) between the parties signing below (?Parties?) amends the Existing Agreement as of [ ], 2021: Term Means ?Existing Agreement? The Distribution Letter Agreement between ALPS and Client dated April 16, 2018, as amended ?ALPS? ALPS Distributors, Inc. |
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| July 16, 2021 |
(b) Form of Amendment to the Custody Agreement – filed herewith. iM Global Funds / PartnerSelect Funds Litman Gregory [ ], 2021 State Street Bank and Trust Company Channel Center 1 Iron Street Boston, MA, 02210 Attention: [ ] Re: iM Dolan McEniry Corporate Bond Fund, iM DBi Managed Futures Strategy ETF and iM DBi Hedge Strategy ETF Ladies and Gentlemen: This is to advise that the Litman Gregory Funds Trust (the ?Fund?) has established three new series of shares to be known as the iM Dolan McEniry Corporate Bond Fund, iM DBi Managed Futures Strategy ETF and iM DBi Hedge Strategy ETF (each, a ?Portfolio?). |
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| June 4, 2021 |
Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 1(415) 856-7007 davidhearth@paulhastings. |
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| May 28, 2021 |
PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2021 (Unaudited) Shares Value COMMON STOCKS: 93. |
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| May 28, 2021 |
PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2021 (Unaudited) Shares Value COMMON STOCKS: 93. |
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| May 28, 2021 |
PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2021 (Unaudited) Shares Value COMMON STOCKS: 93. |
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| May 28, 2021 |
PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2021 (Unaudited) Shares Value COMMON STOCKS: 93. |
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| May 28, 2021 |
HTML PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2021 (Unaudited) Shares Value COMMON STOCKS: 93. |
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| May 28, 2021 |
PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2021 (Unaudited) Shares Value COMMON STOCKS: 93. |
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| March 25, 2021 |
DEF 14A 1 d136989ddef14a.htm FORM DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ X ] Definitive Proxy Statement |
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| March 25, 2021 |
CORRESP 1 filename1.htm Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 Telephone: (415) 856-7000 Facsimile: (415) 856-7100 www.paulhastings.com 1(415) 856-7007 [email protected] March 25, 2021 VIA EDGAR [CORRESPONDENCE FILING] United States Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N. |
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| March 12, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under ? 240. |
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| November 27, 2020 |
FOR VALIDATION PURPOSES ONLY - [322456.TX] PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2020 (Unaudited) Shares Value COMMON STOCKS: 95.4% Communication Services: 12.4% 4,621 Alphabet, Inc. - Class A* $ 6,772,538 3,351 Alphabet, Inc. - Class C* 4,924,630 2,800 Charter Communications, Inc. - Class A* 1,748,152 72,400 Discovery, Inc. - Class C* 1,419,040 6,568 Fac |
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| November 27, 2020 |
FOR VALIDATION PURPOSES ONLY - [322456.TX] PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2020 (Unaudited) Shares Value COMMON STOCKS: 95.4% Communication Services: 12.4% 4,621 Alphabet, Inc. - Class A* $ 6,772,538 3,351 Alphabet, Inc. - Class C* 4,924,630 2,800 Charter Communications, Inc. - Class A* 1,748,152 72,400 Discovery, Inc. - Class C* 1,419,040 6,568 Fac |
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| November 27, 2020 |
FOR VALIDATION PURPOSES ONLY - [322456.TX] PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2020 (Unaudited) Shares Value COMMON STOCKS: 95.4% Communication Services: 12.4% 4,621 Alphabet, Inc. - Class A* $ 6,772,538 3,351 Alphabet, Inc. - Class C* 4,924,630 2,800 Charter Communications, Inc. - Class A* 1,748,152 72,400 Discovery, Inc. - Class C* 1,419,040 6,568 Fac |
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| November 27, 2020 |
FOR VALIDATION PURPOSES ONLY - [322456.TX] PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2020 (Unaudited) Shares Value COMMON STOCKS: 95.4% Communication Services: 12.4% 4,621 Alphabet, Inc. - Class A* $ 6,772,538 3,351 Alphabet, Inc. - Class C* 4,924,630 2,800 Charter Communications, Inc. - Class A* 1,748,152 72,400 Discovery, Inc. - Class C* 1,419,040 6,568 Fac |
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| November 27, 2020 |
FOR VALIDATION PURPOSES ONLY - [322456.TX] PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2020 (Unaudited) Shares Value COMMON STOCKS: 95.4% Communication Services: 12.4% 4,621 Alphabet, Inc. - Class A* $ 6,772,538 3,351 Alphabet, Inc. - Class C* 4,924,630 2,800 Charter Communications, Inc. - Class A* 1,748,152 72,400 Discovery, Inc. - Class C* 1,419,040 6,568 Fac |
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| November 27, 2020 |
FOR VALIDATION PURPOSES ONLY - [322456.TX] PartnerSelect Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2020 (Unaudited) Shares Value COMMON STOCKS: 95.4% Communication Services: 12.4% 4,621 Alphabet, Inc. - Class A* $ 6,772,538 3,351 Alphabet, Inc. - Class C* 4,924,630 2,800 Charter Communications, Inc. - Class A* 1,748,152 72,400 Discovery, Inc. - Class C* 1,419,040 6,568 Fac |
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| November 6, 2020 |
Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 Telephone: (415) 856-7000 Facsimile: (415) 856-7100 www. |
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| August 14, 2020 |
Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 COVER Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 1(415) 856-7007 davidhearth@paulhastings. |
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| July 22, 2020 |
Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 Telephone: (415) 856-7000 Facsimile: (415) 856-7100 www. |
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| May 29, 2020 |
FOR VALIDATION PURPOSES ONLY - [925425.TX] Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2020 (Unaudited) Shares Value COMMON STOCKS: 97.5% Communication Services: 13.6% 6,661 Alphabet, Inc. - Class A* $ 7,739,749 3,607 Alphabet, Inc. - Class C* 4,194,256 4,000 Charter Communications, Inc. - Class A* 1,745,240 10,208 Facebook, Inc. - Class A* 1,702,694 15,83 |
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| May 29, 2020 |
Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2020 (Unaudited) Shares Value COMMON STOCKS: 97. |
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| May 29, 2020 |
FOR VALIDATION PURPOSES ONLY - [925425.TX] Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2020 (Unaudited) Shares Value COMMON STOCKS: 97.5% Communication Services: 13.6% 6,661 Alphabet, Inc. - Class A* $ 7,739,749 3,607 Alphabet, Inc. - Class C* 4,194,256 4,000 Charter Communications, Inc. - Class A* 1,745,240 10,208 Facebook, Inc. - Class A* 1,702,694 15,83 |
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| May 29, 2020 |
FOR VALIDATION PURPOSES ONLY - [925425.TX] Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2020 (Unaudited) Shares Value COMMON STOCKS: 97.5% Communication Services: 13.6% 6,661 Alphabet, Inc. - Class A* $ 7,739,749 3,607 Alphabet, Inc. - Class C* 4,194,256 4,000 Charter Communications, Inc. - Class A* 1,745,240 10,208 Facebook, Inc. - Class A* 1,702,694 15,83 |
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| May 29, 2020 |
FOR VALIDATION PURPOSES ONLY - [925425.TX] Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2020 (Unaudited) Shares Value COMMON STOCKS: 97.5% Communication Services: 13.6% 6,661 Alphabet, Inc. - Class A* $ 7,739,749 3,607 Alphabet, Inc. - Class C* 4,194,256 4,000 Charter Communications, Inc. - Class A* 1,745,240 10,208 Facebook, Inc. - Class A* 1,702,694 15,83 |
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| January 22, 2020 |
MASFX / Litman Gregory Masters Alternative Strategies Fund DEFA14A - - DEFA14A 1 fp0049742defa14a.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X ] Definitiv |
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| November 20, 2019 |
MSILX / Litman Gregory Masters International Fund NPORT-EX - - EX FOR VALIDATION PURPOSES ONLY - [787076.TX] Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2019 (Unaudited) Shares Value COMMON STOCKS: 93.2% Communication Services: 12.1% 9,626 Alphabet, Inc. - Class A* $ 11,754,694 4,811 Alphabet, Inc. - Class C* 5,864,609 50,000 CBS Corp. - Class B Non Voting 2,018,500 6,700 Charter Communications, Inc. - Class A* 2,761 |
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| November 20, 2019 |
MASFX / Litman Gregory Masters Alternative Strategies Fund NPORT-EX - - EX FOR VALIDATION PURPOSES ONLY - [787076.TX] Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2019 (Unaudited) Shares Value COMMON STOCKS: 93.2% Communication Services: 12.1% 9,626 Alphabet, Inc. - Class A* $ 11,754,694 4,811 Alphabet, Inc. - Class C* 5,864,609 50,000 CBS Corp. - Class B Non Voting 2,018,500 6,700 Charter Communications, Inc. - Class A* 2,761 |
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| November 20, 2019 |
MAHIX / Litman Gregory Masters High Income Alternatives Fund NPORT-EX - - EX FOR VALIDATION PURPOSES ONLY - [787076.TX] Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2019 (Unaudited) Shares Value COMMON STOCKS: 93.2% Communication Services: 12.1% 9,626 Alphabet, Inc. - Class A* $ 11,754,694 4,811 Alphabet, Inc. - Class C* 5,864,609 50,000 CBS Corp. - Class B Non Voting 2,018,500 6,700 Charter Communications, Inc. - Class A* 2,761 |
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| November 20, 2019 |
MSEFX / Litman Gregory Masters Equity Fund NPORT-EX - - EX NPORT-EX 2 LitmanGregoryNPORTEX.htm EX Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at September 30, 2019 (Unaudited) Shares Value COMMON STOCKS: 93.2% Communication Services: 12.1% 9,626 Alphabet, Inc. - Class A* $ 11,754,694 4,811 Alphabet, Inc. - Class C* 5,864,609 50,000 CBS Corp. - Class B Non Voting 2,018,500 6,700 Charter Communications, Inc. - Class A* 2,761,204 |
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| October 18, 2019 |
Litman Gregory Funds Trust DEFA14A - - SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ X ] Definitive Additional Materials [ ] Soliciting Material under § 240. |
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| August 27, 2019 |
Litman Gregory Funds Trust DEF 14A - - SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under § 240. |
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| August 27, 2019 |
MSSFX / Litman Gregory Masters Smaller Companies Fund CORRESP - - Paul Hastings LLP 101 California Street, 48th Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| August 1, 2019 |
Litman Gregory Funds Trust PRE 14A - - PRE 14A 1 fp0044667pre14a.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive |
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| May 29, 2019 |
Litman Gregory Funds Trust NPORT-EX - - NPORT-EX 1 NPORT832151323937256.htm Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2019 (Unaudited) Shares Value COMMON STOCKS: 92.5% Communication Services: 11.6% 8,975 Alphabet, Inc. - Class A* $ 10,562,588 4,991 Alphabet, Inc. - Class C* 5,855,990 43,850 CBS Corp. - Class B Non Voting 2,084,191 8,500 Charter Communications, Inc. - Class A* 2,948,735 13,825 |
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| May 29, 2019 |
Litman Gregory Funds Trust NPORT-EX - - NPORT-EX 1 NPORT831878255650597.htm Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2019 (Unaudited) Shares Value COMMON STOCKS: 92.5% Communication Services: 11.6% 8,975 Alphabet, Inc. - Class A* $ 10,562,588 4,991 Alphabet, Inc. - Class C* 5,855,990 43,850 CBS Corp. - Class B Non Voting 2,084,191 8,500 Charter Communications, Inc. - Class A* 2,948,735 13,825 |
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| May 29, 2019 |
Litman Gregory Funds Trust NPORT-EX - - NPORT-EX 1 NPORT831856325507800.htm Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2019 (Unaudited) Shares Value COMMON STOCKS: 92.5% Communication Services: 11.6% 8,975 Alphabet, Inc. - Class A* $ 10,562,588 4,991 Alphabet, Inc. - Class C* 5,855,990 43,850 CBS Corp. - Class B Non Voting 2,084,191 8,500 Charter Communications, Inc. - Class A* 2,948,735 13,825 |
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| May 29, 2019 |
Litman Gregory Funds Trust NPORT-EX - - NPORT-EX 1 NPORT830239736593443.htm Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2019 (Unaudited) Shares Value COMMON STOCKS: 92.5% Communication Services: 11.6% 8,975 Alphabet, Inc. - Class A* $ 10,562,588 4,991 Alphabet, Inc. - Class C* 5,855,990 43,850 CBS Corp. - Class B Non Voting 2,084,191 8,500 Charter Communications, Inc. - Class A* 2,948,735 13,825 |
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| May 29, 2019 |
Litman Gregory Funds Trust NPORT-EX - - NPORT-EX 1 NPORT832788933603778.htm Litman Gregory Masters Equity Fund SCHEDULE OF INVESTMENTS IN SECURITIES at March 31, 2019 (Unaudited) Shares Value COMMON STOCKS: 92.5% Communication Services: 11.6% 8,975 Alphabet, Inc. - Class A* $ 10,562,588 4,991 Alphabet, Inc. - Class C* 5,855,990 43,850 CBS Corp. - Class B Non Voting 2,084,191 8,500 Charter Communications, Inc. - Class A* 2,948,735 13,825 |
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| February 6, 2019 |
Litman Gregory Funds Trust DEF 14C DEF 14C SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement LITMAN GREGORY FUNDS TRUST (Name of Registrant As Specified In Its Charter) Payment of Filing Fee (Chec |
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| November 27, 2018 |
I have reviewed this report on Form EX-99.CERT 1. I have reviewed this report on Form N-Q of Litman Gregory Trust Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on m |
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| November 27, 2018 |
Litman Gregory Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 1676 N. |
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| September 6, 2018 |
Litman Gregory Funds Trust CORRESP September 6, 2018 VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Attention: Raymond Be Re: Litman Gregory Funds Trust (the “Registrant”) File Nos. 811-07763; 333-10015 Dear Mr. Be: On behalf of the Registrant, the following is the Registrant’s responses to the comments of the staff (the “Staff”) of the U.S. S |
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| May 29, 2018 |
Litman Gregory Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 d583060dnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 1676 N. California Blvd, Suite 500, Walnut Creek, California 94596 (Address of principal |
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| May 29, 2018 |
I, Jeremy DeGroot, certify that: EX-99.CERT I, Jeremy DeGroot, certify that: 1. I have reviewed this report on Form N-Q of Litman Gregory Trust Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cove |
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| November 22, 2017 |
N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 1676 N. |
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| November 22, 2017 |
I, Jeremy DeGroot, certify that: EX-99.CERT I, Jeremy DeGroot, certify that: 1. I have reviewed this report on Form N-Q of Litman Gregory Trust Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cove |
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| August 14, 2017 |
SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement LITMAN GREGORY FUNDS TRUST (Name of Registrant As Specified In Its Charter) Payment of Filing Fee (Check the ap |
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| May 26, 2017 |
I, Jeremy DeGroot, certify that: EX-99.CERT I, Jeremy DeGroot, certify that: 1. I have reviewed this report on Form N-Q of Litman Gregory Trust Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cove |
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| May 26, 2017 |
N-Q 1 d364991dnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 1676 N. California Blvd, Suite 500, Walnut Creek, California 94596 (Address of principal |
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| April 26, 2017 |
SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement LITMAN GREGORY FUNDS TRUST (Name of Registrant As Specified In Its Charter) Payment of Filing Fee (Check the ap |
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| November 28, 2016 |
I, Jeremy DeGroot, certify that: I, Jeremy DeGroot, certify that: 1. I have reviewed this report on Form N-Q of Litman Gregory Trust Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| November 28, 2016 |
Litman Gregory Funds Trust - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 1676 N. |
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| August 3, 2016 |
SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement LITMAN GREGORY FUNDS TRUST (Name of Registrant As Specified In Its Charter) Payment of Filing Fee (Check the ap |
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| May 27, 2016 |
Litman Gregory Funds Trust - N-Q N-Q 1 d159735dnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offi |
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| May 27, 2016 |
I, Jeremy DeGroot, certify that: EX-99.CERT I, Jeremy DeGroot, certify that: 1. I have reviewed this report on Form N-Q of Litman Gregory Trust Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cove |
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| November 24, 2015 |
Litman Gregory Funds Trust - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Jeremy DeGroot 4 Orinda Way, Suite 200-D Orinda, CA 94563 (Name and address of agent for service) Copies to: Mitchell Nichter, Esq. |
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| November 24, 2015 |
I, Jeremy DeGroot, certify that: EX-99.CERT I, Jeremy DeGroot, certify that: 1. I have reviewed this report on Form N-Q of Litman Gregory Trust Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cove |
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| July 1, 2015 |
Litman Gregory Funds Trust 4 Orinda Way Suite 200-D Orinda, CA 94563 Litman Gregory Funds Trust 4 Orinda Way Suite 200-D Orinda, CA 94563 July 1, 2015 VIA EDGAR Christina DiAngelo Fettig Securities and Exchange Commission Division of Investment Management 450 Fifth Street, N. |
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| May 28, 2015 |
Litman Gregory Funds Trust - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Jeremy DeGroot 4 Orinda Way, Suite 200-D Orinda, CA 94563 (Name and address of agent for service) Copies to: Mitchell Nichter, Esq. |
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| May 28, 2015 |
I, Jeremy DeGroot, certify that: EX-99.CERT I, Jeremy DeGroot, certify that: 1. I have reviewed this report on Form N-Q of Litman Gregory Trust Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cove |
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| January 20, 2015 |
Litman Gregory Funds Trust DEF 14C - - DEF 14C DEF 14C 1 v398748def14c.htm DEF 14C SCHEDULE 14C INFORMATION Information Statement Pursuant To Section 14(c) of the Securities Exchange Act 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement LITMAN GREGORY FUNDS TRUST (Name of Registrant As Specified In Its Charter) |
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| November 26, 2014 |
I, Jeremy DeGroot, certify that: EX-99.CERT I, Jeremy DeGroot, certify that: 1. I have reviewed this report on Form N-Q of Litman Gregory Trust Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cove |
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| November 26, 2014 |
Litman Gregory Funds Trust - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Jeremy DeGroot 4 Orinda Way, Suite 200-D Orinda, CA 94563 (Name and address of agent for service) Copies to: Mitchell Nichter, Esq. |
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| May 30, 2014 |
CERTIFICATION I, Jeremy DeGroot, certify that: 1. I have reviewed this report on Form N-Q of the Litman Gregory Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the peri |
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| May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Jeremy |
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| April 29, 2014 |
Litman Gregory Fund Advisors, LLC 4 Orinda Way, Suite 200-D Orinda, California 94563 April 30, 2014 VIA EDGAR TRANSMISSION Mr. |
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| February 28, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Litman Gregory Funds Trust In planning and performing our audit of the financial statements of Litman Gregory Funds Trust comprising Litman Gregory Masters Equity Fund, Litman Gregory Masters International Fund, Litman Gregory Masters Smaller Companies Fund, and Litman Gregory Masters Alternative S |
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| February 28, 2014 |
Results of Special Meeting of Shareholders The Funds held a special meeting of shareholders on March 15, 2013, relating to the approval of a new Investment Advisory Agreement between the Trust, on behalf of the Funds, and the Adviser as well as the election of two Trustees to the Board. |
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| February 26, 2014 |
Litman Gregory Funds Trust c/o U.S. Bancorp Fund Services, LLC 2020 East Financial Way, Suite 100 Glendora, California 91741 February 26, 2014 VIA EDGAR TRANSMISSION Division of Investment Management U.S. Securities and Exchange Commission 100 “F” Street, N.E. Washington, D.C. 20549 Re: Litman Gregory Funds Trust (the “Trust”) File Nos.: 333-10015 and 811-07763 Dear Sir or Madam: We are attaching |
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| November 29, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Kenneth |
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| November 29, 2013 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Litman Gregory Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| August 29, 2013 |
Results of Special Meeting of Shareholders The Funds held a special meeting of shareholders on March 15, 2013, relating to the approval of a new Investment Advisory Agreement between the Trust, on behalf of the Funds, and the Adviser as well as the election of two Trustees to the Board. |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Kenneth |
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| May 30, 2013 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Litman Gregory Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| March 1, 2013 |
March 1, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by the Litman Gregory Funds Trust (Commission File Number 811-07763) (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 77K of Form N-SAR, as part of the N-SAR of the Litman Gregory Funds Trust dated M |
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| March 1, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees Litman Gregory Funds Trust In planning and performing our audit of the financial statements of Litman Gregory Funds Trust, comprising Litman Gregory Masters Equity Fund, Litman Gregory Masters International Fund, Litman Gregory Masters Value Fund, Litman Gregory Masters Smaller Companies Fund, Litman |
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| March 1, 2013 |
Change of Independent Registered Public Accounting Firm Change of Independent Registered Public Accounting Firm On November 2, 2012, the Audit Committee of the Board of Directors of the Company approved the appointment of Cohen Fund Audit Services, Ltd. |
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| December 31, 2012 |
Litman Gregory Funds Trust 4 Orinda Way, Suite 200-D Orinda, California 94563 December 31, 2012 VIA EDGAR TRANSMISSION James O’Connor United States Securities and Exchange Commission Division of Investment Management 100 “F” Street, N. |
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| December 31, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under § 240. |
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| December 31, 2012 |
Litman Gregory Funds Trust 4 Orinda Way, Suite 200-D Orinda, California 94563 December 31, 2012 VIA EDGAR TRANSMISSION James O’Connor United States Securities and Exchange Commission Division of Investment Management 100 “F” Street, N. |
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| December 12, 2012 |
Litman Gregory Funds Trust c/o U.S. Bancorp Fund Services, LLC 2020 East Financial Way, Suite 100 Glendora, CA 91741 December 12, 2012 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 “F” Street, N.E. Washington, D.C. 20549 Re: Litman Gregory Funds Trust (the “Trust”) File Nos.: 333-10015 and 811-07763 Dear Sir or Madam: The Trust files herewith a preliminary proxy statement on behalf |
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| December 12, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under § 240. |
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| December 3, 2012 |
Litman Gregory Funds Trust 4 Orinda Way Suite 200-D Orinda, CA 94563 December 3, 2012 VIA EDGAR TRANSMISSION Jeffrey W. |
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| November 29, 2012 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Litman Gregory Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Kenneth |
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| May 29, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Kenneth |
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| May 29, 2012 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Litman Gregory Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 29, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of: Litman Gregory Masters Equity Fund (formerly The Masters' Select Equity Fund) Litman Gregory Masters International Fund (formerly The Masters' Select International Fund) Litman Gregory Masters Value Fund (formerly The Masters' Select Value Fund) Litman Gregory Masters Smaller Companies Fund (forme |
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| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 LITMAN GREGORY FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Kenneth |
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| November 29, 2011 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Litman Gregory Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| September 2, 2011 |
PAUL HASTINGS 1(415) 856-7009 [email protected] September 2, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Litman Gregory Funds Trust - File Nos. 333-10015 and 811-07763 Ladies and Gentlemen: We are counsel to Litman Gregory Funds Trust (the “Registrant”), and have reviewed the enclosed Post-Effective Amendment No. 50 to the Registrant’s |
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| June 17, 2011 |
U.S. Bancorp Fund Services, LLC 2020 East Financial Way, Suite 100 Glendora, CA 91741 June 17, 2011 FILED VIA EDGAR Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549 Re: Masters’ Select Funds Trust (the “Trust”) File Nos.: 333-10015 and 811-07763 Dear Sir or Madam: Pursuant to Rule 485(a) under the Securities Act of 1933 (the “1933 Act”), the Trust hereby submits Post-Eff |
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| May 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 THE MASTERS’ SELECT FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 200-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Ke |
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| May 27, 2011 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 28, 2011 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of The Masters’ Select Funds Trust In planning and performing our audits of the financial statements of the Masters’ Select Equity Fund, the Masters’ Select International Fund, the Masters’ Select Value Fund, the Masters’ Select Smaller Companies Fund, and the Masters’ Select Focused Opportunities Fun |
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| November 24, 2010 |
As filed with the Securities and Exchange Commission on November 24, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 24, 2010 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| July 9, 2010 |
RESPONSES TO ORAL COMMENTS PROVIDED JUNE 11, 2010 U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 July 9, 2010 VIA EDGAR TRANSMISSION Christina Diangelo Securities and Exchange Commission Division of Investment Management 450 Fifth Street, N.W., Room 5422 Washington, D.C. 20549 Re: Masters Select Funds Trust (File No. 811-07763) Dear Ms. Diangelo: This letter is in response to the Staff’s oral comments and suggestions |
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| May 19, 2010 |
As filed with the Securities and Exchange Commission on May 19, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 19, 2010 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| March 1, 2010 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of The Masters' Select Funds Trust In planning and performing our audits of the financial statements of the Masters' Select Equity Fund, the Masters' Select International Fund, the Masters' Select Value Fund, the Masters' Select Smaller Companies Fund, and the Masters' Select Focused Opportunities Fun |
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| March 1, 2010 |
EX-99.77O RULE 10F-3 MASTERS? SELECT FUND TRUST MASTERS? SELECT EQUITY FUND SERIES NO.: S000005593 FILE # 811-07763 ATTACHMENT 770 TRADE DATE DESCRIPTION OF SECURITY AMOUNT PURCHASED ISSUE SIZE LIST OF UNDERWRITERS 11/4/2009 Hyatt Hotels Corp 750 38,000,000 Goldman, Sachs & Co. Deutsche Bank Securities Inc. J.P. Morgan Securities Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Citigroup Gl |
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| March 1, 2010 |
EX-99.77O RULE 10F-3 MASTERS? SELECT FUND TRUST MASTERS? SELECT SMALLER COMPANIES FUND SERIES NO.: S000005596 FILE # 811-07763 ATTACHMENT 770 TRADE DATE DESCRIPTION OF SECURITY AMOUNT PURCHASED ISSUE SIZE LIST OF UNDERWRITERS 11/4/2009 Hyatt Hotels Corp 400 38,000,000 Goldman, Sachs & Co. Deutsche Bank Securities Inc. J.P. Morgan Securities Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated C |
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| November 27, 2009 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| November 27, 2009 |
As filed with the Securities and Exchange Commission on November 27, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2009 |
SUB-ITEM 77I: Terms of new or amended securities SUB-ITEM 77I: Terms of new or amended securities Investor Class Shares Prospectus offering Investor Class shares of the Masters? Select Equity Fund & the Masters? Select International Fund was filed with the Securities and Exchange Commission by EDGAR on April 30, 2009 in Post-Effective Amendment No. 43 to the Registration Statement on Form N1-A, and is incorporated by reference herein. |
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| August 28, 2009 |
EX-99.77O RULE 10F-3 MASTERS? SELECT FUND TRUST MASTERS? SELECT EQUITY FUND SERIES NO.: S000005593 FILE # 811-07763 ATTACHMENT 770 TRADE DATE DESCRIPTION OF SECURITY AMOUNT PURCHASED ISSUE SIZE LIST OF UNDERWRITERS 6/11/2009 Vulcan Materials Co. 5,000 11,500,000 Goldman Sachs Merrill Lynch J.P. Morgan Wachovia Bank Record of Securities Purchased Under the Rule 10f-3 Procedures 1. Issuer/Security: |
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| May 28, 2009 |
As filed with the Securities and Exchange Commission on May 28, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 28, 2009 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| March 2, 2009 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of The Masters' Select Funds Trust In planning and performing our audit of the financial statements of the Masters' Select Equity Fund, the Masters' Select International Fund, the Masters' Select Value Fund, the Masters' Select Smaller Companies Fund, and the Masters' Select Focused Opportunities Fund |
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| November 24, 2008 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| November 24, 2008 |
As filed with the Securities and Exchange Commission on November 24, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2008 |
As filed with the Securities and Exchange Commission on May 29, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2008 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| April 28, 2008 |
U.S. Bancorp Fund Services, LLC 2020 East Financial Way, Suite 100 Glendora, California 91741 April 28, 2008 VIA EDGAR TRANSMISSION James O’Connor United States Securities and Exchange Commission Division of Investment Management 100 F. Street N.E. Washington D.C. 20549 Re: The Masters’ Select Funds Trust (the “Trust”) File Nos.: 333-10015 and 811-07763 Dear Mr. O’Connor: The Trust will file an am |
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| February 28, 2008 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of The Masters' Select Funds Trust In planning and performing our audit of the financial statements of the Masters' Select Equity Fund, the Masters' Select International Fund, the Masters' Select Value Fund, the Masters' Select Smaller Companies Fund, and the Masters' Select Focused Opportunities Fund |
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| November 28, 2007 |
As filed with the Securities and Exchange Commission on November 28, 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 28, 2007 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 24, 2007 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 24, 2007 |
As filed with the Securities and Exchange Commission on May 24, 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 1, 2007 |
EX-99.77I NEW SECUR The Masters’ Select Funds Trust (the “Trust”) established a new series of the Masters’ Select Focused Opportunities Fund as described in Post-Effective Amendment No. 34 to the Registration Statement (File Nos. 333-10015 and 811-07763), as filed with the Securities and Exchange Commission via EDGAR on June 22, 2006, under Rule 485 under the Securities Act of 1933. Such descripti |
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| March 1, 2007 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of The Masters’ Select Funds In planning and performing our audits of the financial statements of The Masters’ Select Equity Fund, The Masters’ Select International Fund, The Masters’ Select Value Fund, The Masters’ Select Smaller Companies Fund, and The Masters’ Select Focused Opportunities Fund (her |
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| November 28, 2006 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| November 28, 2006 |
As filed with the Securities and Exchange Commission on November 28, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 26, 2006 |
CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 26, 2006 |
As filed with the Securities and Exchange Commission on May 26, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 23, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 THE MASTERS’ SELECT FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 230-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Ke |
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| November 23, 2005 |
I, Kenneth E. Gregory, certify that: CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 26, 2005 |
I, Kenneth E. Gregory, certify that: CERTIFICATION I, Kenneth E. Gregory, certify that: 1. I have reviewed this report on Form N-Q of the Masters’ Select Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 26, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07763 THE MASTERS’ SELECT FUNDS TRUST (Exact name of registrant as specified in charter) 4 Orinda Way, Suite 230-D, Orinda, California 94563 (Address of principal executive offices) (Zip code) Ke |
