Statistiche di base
| CIK | 1610940 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Amplify Commodity Trust - Breakwave Dry Bulk Shipping ETF
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2025. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 Amplify Commodity |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2024. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 Amplify Commod |
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| February 14, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-263425 PROSPECTUS Breakwave Dry Bulk Shipping ETF * Principal U.S. Listing Exchange: NYSE Arca, Inc. The Breakwave Dry Bulk Shipping ETF (the “Fund”), a series of the Amplify Commodity Trust (the “Trust”), is an exchange traded fund that issues shares that trade on the NYSE Arca, Inc. stock exchange (“NYSE Arca”). The Fund’s investment objectiv |
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| February 14, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-266945 PROSPECTUS Breakwave Tanker Shipping ETF * Principal U.S. Listing Exchange: NYSE Arca, Inc. The Breakwave Tanker Shipping ETF (the “Fund”), a series of the Amplify Commodity Trust (the “Trust”), is an exchange traded fund that issues shares that trade on the NYSE Arca, Inc. stock exchange (“NYSE Arca”). The Fund’s investment objective is |
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| December 9, 2024 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-263425 Amplify Commodity Trust (the “Trust”) Breakwave Dry Bulk Shipping ETF (the “Fund”) Supplement to The Fund’s Prospectus Dated February 15, 2024 December 9, 2024 This supplement is to the prospectus (the “Prospectus”) of the Trust dated February 15, 2024, which relates to shares (the “Shares”) issued by the Breakwave Dry Bulk Shipping ETF, |
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| December 9, 2024 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-266945 Amplify Commodity Trust (the “Trust”) Breakwave Tanker Shipping ETF (the “Fund”) Supplement to The Fund’s Prospectus Dated February 15, 2024 December 9, 2024 This supplement is to the prospectus (the “Prospectus”) of the Trust dated February 15, 2024, which relates to shares (the “Shares”) issued by the Breakwave Tanker Shipping ETF, a s |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2024. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 Amplify Commo |
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| November 12, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 Amplify Commodity Trust (Exact name of registrant as specified in its charter) Delaware 001-36851 36-4793446 (State or other jurisdiction (Commission File Number) |
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| November 12, 2024 |
Letter from WithumSmith+Brown, PC, dated November 8, 2024. Exhibit 16.1 November 8, 2024 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 United States of America Ladies and Gentlemen: We have read the statements made by Amplify Commodity Trust under Item 4.01(a) of its Form 8-K dated November 8, 2024 and are in agreement with the statements concerning our Firm contained therein; we are not in a posit |
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| November 8, 2024 |
Letter from WithumSmith+Brown, PC, dated November 8, 2024. Exhibit 16.1 November 8, 2024 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 United States of America Ladies and Gentlemen: We have read the statements made by Amplify Commodity Trust under Item 4.01(a) of its Form 8-K dated November 8, 2024 and are in agreement with the statements concerning our Firm contained therein; we are not in a posit |
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| November 8, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2024 Amplify Commodity Trust (Exact name of registrant as specified in its charter) Delaware 001-36851 36-4793446 (State or other jurisdiction (Commission File Number) (IR |
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| September 27, 2024 |
Filed Pursuant to Rule 424(i) Registration No. 333-263425 ANNUAL REPORT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING JUNE 30, 2024 (to 10-K dated September 27, 2024) AMPLIFY COMMODITY TRUST BREAKWAVE DRY BULK SHIPPING ETF BREAKWAVE TANKER SHIPPING ETF This annual report filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities Act”), sets forth the registration fee |
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| September 27, 2024 |
Exhibit 107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Calculation of Registration Fees Pursuant to Rule 457(U) 1. Name and address of issuer: Amplify Commodity Trust 3333 Warrenville Road, Suite 350 Lisle, IL 60532 2. The name of securities: Common Shares of Breakwave Dry Bulk Shipping ETF & Breakwave Tanker Shipping ETF 3. Securities Act File Number: 333-263425 4(a). |
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| September 27, 2024 |
Exhibit 10.23 |
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| September 27, 2024 |
Exhibit 10.21 |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended June 30, 2024. Or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-36851 Amplify Commodity Trust (E |
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| June 18, 2024 |
[Chapman and Cutler LLP Letterhead] June 18, 2024 [Chapman and Cutler LLP Letterhead] June 18, 2024 VIA EDGAR CORRESPONDENCE Rolf Sundwall and Mark Brunhofer United States Securities and Exchange Commission 100 F Street, N. |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2024. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 Amplify Commodity |
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| May 14, 2024 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 12b-25 Notification of Late Filing Commission File Number: 001-36851 (Check One): [] Form 10-K [X] Form 10-Q [] Form 11-K [] Form 20-F [] Form N-CSR [] Form N-SAR For Period Ended: March 31, 2024 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on F |
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| March 22, 2024 |
Breakwave Dry Bulk Shipping ETF Free Writing Prospectus Filed Pursuant to Rule 433(f) Registration Number 333-263425 March 22, 2024 Breakwave Dry Bulk Shipping ETF On March 19, 2024, a video recording of an interview given by Christian W. |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2023. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 Amplify Commod |
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| February 15, 2024 |
As filed with the Securities and Exchange Commission on February 15, 2024 As filed with the Securities and Exchange Commission on February 15, 2024 Registration No. |
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| February 15, 2024 |
As filed with the Securities and Exchange Commission on February 15, 2024 As filed with the Securities and Exchange Commission on February 15, 2024 Registration No. |
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| February 15, 2024 |
Second Amended and Restated Declaration of Trust and Trust Agreement of the Registrant.* Exhibit 3.1(a) SECOND AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF AMPLIFY COMMODITY TRUST Dated as of February 15, 2024 By and Between AMPLIFY INVESTMENTS LLC as Sponsor and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 ARTICLE II GENERAL PROVISIONS 7 Section 2.1 Name 7 Section 2.2 Delaware Trustee; |
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| February 15, 2024 |
Fund Administration Servicing Agreement.* Exhibit 10.6 FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last date written on the signature page below, by and between U.S. BANCORP FUND SERVICES, LLC dba U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”), AMPLIFY COMMODITY TRUST, a Delaware statutory trust (the “Trust”) for itself and on behalf of each of its seri |
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| February 15, 2024 |
Amendment No. 1 to Sponsor Transfer Agreement.* Exhibit 10.10 AMENDMENT NO. 1 TO THE SPONSOR TRANFSER AGREEMENT This Amendment Number 1 to the Sponsor Transfer Agreement (“Amendment”) between ETF Managers Capital LLC (“ETFMG”), a Delaware limited liability company, and Amplify Investments LLC (“Amplify”), a Delaware limited liability company, is made and entered into as of this 13th day of February, 2024. WHEREAS, ETFMG and Amplify entered into |
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| February 15, 2024 |
Exhibit 10.5 CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the last date written on the signature page below, by and between AMPLIFY COMMODITY TRUST, a Delaware statutory trust (the “Trust”), for itself and on behalf of each of its series listed on Exhibit A to this Agreement (as amended from time to time) (each a “Fund” ), and U.S. BANK NATIONAL ASSOCIATION, a national banking a |
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| February 15, 2024 |
Exhibit 10.5 CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the last date written on the signature page below, by and between AMPLIFY COMMODITY TRUST, a Delaware statutory trust (the “Trust”), for itself and on behalf of each of its series listed on Exhibit A to this Agreement (as amended from time to time) (each a “Fund” ), and U.S. BANK NATIONAL ASSOCIATION, a national banking a |
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| February 15, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-263425 PROSPECTUS Breakwave Dry Bulk Shipping ETF *Principal U.S. Listing Exchange: NYSE Arca, Inc. The Breakwave Dry Bulk Shipping ETF (the “Fund”), a series of the Amplify Commodity Trust (the “Trust”), is an exchange traded fund that issues shares that trade on the NYSE Arca, Inc. stock exchange (“NYSE Arca”). The Fund’s investment objective |
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| February 15, 2024 |
Certificate of Amendment to Certificate of Trust.* Exhibit 3.2(b) CERTIFICATE OF AMENDMENT TO CERTIFICATE OF TRUST OF ETF MANAGERS GROUP COMMODITY TRUST I THIS Certificate of Amendment to Certificate of Trust of for ETF Managers Group Commodity Trust I (the “Trust”) is being filed to amend the existing certificate of trust of the Trust (the “Certificate of Trust”) which was originally filed with the Secretary of State of the State of Delaware on J |
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| February 15, 2024 |
Fund Accounting Servicing Agreement.* Exhibit 10.7 FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last date written on the signature page below, by and between U.S. BANCORP FUND SERVICES, LLC dba U.S. Bank Global Trust Services, a Wisconsin limited liability company (“USBFS”), AMPLIFY COMMODITY TRUST, a Delaware statutory trust (the “Trust”) for itself and on behalf of each of its series listed o |
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| February 15, 2024 |
Fund Administration Servicing Agreement.* Exhibit 10.6 FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last date written on the signature page below, by and between U.S. BANCORP FUND SERVICES, LLC dba U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”), AMPLIFY COMMODITY TRUST, a Delaware statutory trust (the “Trust”) for itself and on behalf of each of its seri |
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| February 15, 2024 |
February 15, 2024 VIA EDGAR Jessica Livingston Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: Amplify Commodity Trust Breakwave Dry Bulk Shipping ETF Registration Statement on Form S-1 (File No. 333-263425) (the “Registration Statement”) Dear Ms. Livingston: In accordance with Rule 461 of the General Rules and Regulations under t |
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| February 15, 2024 |
Fund Accounting Servicing Agreement.* Exhibit 10.7 FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last date written on the signature page below, by and between U.S. BANCORP FUND SERVICES, LLC dba U.S. Bank Global Trust Services, a Wisconsin limited liability company (“USBFS”), AMPLIFY COMMODITY TRUST, a Delaware statutory trust (the “Trust”) for itself and on behalf of each of its series listed o |
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| February 15, 2024 |
Amendment No. 1 to Sponsor Transfer Agreement* Exhibit 10.10 AMENDMENT NO. 1 TO THE SPONSOR TRANFSER AGREEMENT This Amendment Number 1 to the Sponsor Transfer Agreement (“Amendment”) between ETF Managers Capital LLC (“ETFMG”), a Delaware limited liability company, and Amplify Investments LLC (“Amplify”), a Delaware limited liability company, is made and entered into as of this 13th day of February, 2024. WHEREAS, ETFMG and Amplify entered into |
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| February 15, 2024 |
Exhibit 10.2 MARKETING AGENT AGREEMENT THIS AGREEMENT is made and entered into as of this 5th day of February, 2024, by and among Amplify Commodity Trust , a Delaware statutory trust (the “Trust”), which is sponsored by Amplify Investments LLC, a Delaware limited liability company (the “Sponsor”), and Foreside Fund Services, LLC, a Delaware limited liability company (“ACA Foreside”). WHEREAS, the |
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| February 15, 2024 |
February 15, 2024 VIA EDGAR Jessica Livingston Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: Amplify Commodity Trust Breakwave Tanker Shipping ETF Registration Statement on Form S-1 (File No. 333-266945) (the “Registration Statement”) Dear Ms. Livingston: In accordance with Rule 461 of the General Rules and Regulations under the |
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| February 15, 2024 |
Certificate of Amendment to Certificate of Trust.* Exhibit 3.2(b) CERTIFICATE OF AMENDMENT TO CERTIFICATE OF TRUST OF ETF MANAGERS GROUP COMMODITY TRUST I THIS Certificate of Amendment to Certificate of Trust of for ETF Managers Group Commodity Trust I (the “Trust”) is being filed to amend the existing certificate of trust of the Trust (the “Certificate of Trust”) which was originally filed with the Secretary of State of the State of Delaware on J |
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| February 15, 2024 |
Transfer Agent Servicing Agreement.* Exhibit 10.8 TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last date written on the signature page below, by and between U.S. BANCORP FUND SERVICES, LLC dba U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”), AMPLIFY COMMODITY TRUST, a Delaware statutory trust (the “Trust”), for itself and on behalf of each of its series l |
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| February 15, 2024 |
Exhibit 3.1(a) SECOND AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF AMPLIFY COMMODITY TRUST Dated as of February 15, 2024 By and Between AMPLIFY INVESTMENTS LLC as Sponsor and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 ARTICLE II GENERAL PROVISIONS 7 Section 2.1 Name 7 Section 2.2 Delaware Trustee; |
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| February 15, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-266945 PROSPECTUS Breakwave Tanker Shipping ETF *Principal U.S. Listing Exchange: NYSE Arca, Inc. The Breakwave Tanker Shipping ETF (the “Fund”), a series of the Amplify Commodity Trust (the “Trust”), is an exchange traded fund that issues shares that trade on the NYSE Arca, Inc. stock exchange (“NYSE Arca”). The Fund’s investment objective is |
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| February 15, 2024 |
Exhibit 10.2 MARKETING AGENT AGREEMENT THIS AGREEMENT is made and entered into as of this 5th day of February, 2024, by and among Amplify Commodity Trust , a Delaware statutory trust (the “Trust”), which is sponsored by Amplify Investments LLC, a Delaware limited liability company (the “Sponsor”), and Foreside Fund Services, LLC, a Delaware limited liability company (“ACA Foreside”). WHEREAS, the |
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| February 15, 2024 |
Transfer Agent Servicing Agreement.* Exhibit 10.8 TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last date written on the signature page below, by and between U.S. BANCORP FUND SERVICES, LLC dba U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”), AMPLIFY COMMODITY TRUST, a Delaware statutory trust (the “Trust”), for itself and on behalf of each of its series l |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe |
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| February 2, 2024 |
Exhibit 10.10 FEE WAIVER AGREEMENT AMPLIFY COMMODITY TRUST FEE WAIVER AGREEMENT, effective as of January 30, 2024, by and between Amplify Investments LLC (“Amplify”) and Breakwave Advisors LLC (“Breakwave”). WHEREAS, ETF Managers Capital LLC (“ETFMC”) and Breakwave entered into a Licensing and Services Agreement, dated March 1, 2018 (the “LSA Agreement”), pursuant which Breakwave provides services |
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| February 2, 2024 |
Exhibit 10.9 SponsorSHIP TRANSFER AGREEMENT THIS AGREEMENT is made and entered into as of the 27th day of December, 2023 (“Effective Date”), by and between ETF MANAGERS CAPITAL LLC, a Delaware limited liability company (“ETFMG”) and AMPLIFY INVESTMENTS LLC, a Delaware limited liability company (“Amplify”). ETFMG and Amplify are each individually also referred to herein as a “party” and collectivel |
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| February 2, 2024 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| February 2, 2024 |
Form of Transfer Agent Servicing Agreement.* Exhibit 10.8 TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the [•] day of [•], 2024, by and between U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”) and AMPLIFY ETF TRUST, a Delaware statutory trust (the “Trust” for itself and behalf of each of its series listed on Appendix A to this Agreement, (each a “Fund” and collective |
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| February 2, 2024 |
Form of Fund Accounting Servicing Agreement.* Exhibit 10.7 FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the 2nd day of January, 2015, by and between U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”), AMPLIFY ETF TRUST, a Delaware statutory trust (the “Trust”), for itself and on behalf of each of its series listed on Exhibit A to this Agreement (as amended from time to |
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| February 2, 2024 |
Form of Fund Administration Servicing Agreement.* Exhibit 10.6 FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the [•] day of [•], 2024, by and between U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”), AMPLIFY ETF TRUST, a Delaware statutory trust (the “Trust”), for itself and on behalf of each of its series listed on Exhibit A to this Agreement (as amended from time to |
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| February 2, 2024 |
As filed with the Securities and Exchange Commission on February 2, 2024 As filed with the Securities and Exchange Commission on February 2, 2024 Registration No. |
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| February 2, 2024 |
Form of Marketing Agent Agreement.* Exhibit 10.2 MARKETING AGENT AGREEMENT THIS AGREEMENT is made and entered into as of this day of , 2024, by and among Amplify Commodity Trust, a Delaware statutory trust (the “Trust”), which is sponsored by Amplify Investments, LLC, a Delaware limited liability company (the “Sponsor”), and Foreside Fund Services, LLC, a Delaware limited liability company (“ACA Foreside”). WHEREAS, the Trust is a s |
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| February 2, 2024 |
Exhibit 10.10 FEE WAIVER AGREEMENT AMPLIFY COMMODITY TRUST FEE WAIVER AGREEMENT, effective as of January 30, 2024, by and between Amplify Investments LLC (“Amplify”) and Breakwave Advisors LLC (“Breakwave”). WHEREAS, ETF Managers Capital LLC (“ETFMC”) and Breakwave entered into a Licensing and Services Agreement, dated March 1, 2018 (the “LSA Agreement”), pursuant which Breakwave provides services |
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| February 2, 2024 |
Expense Limitation Agreement with respect to BDRY.* Exhibit 10.11 EXPENSE LIMITATION AGREEMENT AMPLIFY COMMODITY TRUST EXPENSE LIMITATION AGREEMENT (this “Agreement”), effective as of January 30, 2024, by and between Amplify Investments LLC (“Amplify”) and Amplify Commodity Trust (the “Trust”), on behalf of the Breakwave Tanker Shipping ETF (the “Fund”), a series of Amplify Commodity Trust (the “Trust”). WHEREAS, ETF Managers Capital LLC (“ETFMC”) |
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| February 2, 2024 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| February 2, 2024 |
Form of Certificate of Amendment to Certificate of Trust.* Exhibit 3.2(b) CERTIFICATE OF AMENDMENT TO CERTIFICATE OF TRUST OF ETF MANAGERS GROUP COMMODITY TRUST I THIS Certificate of Amendment to Certificate of Trust of for ETF Managers Group Commodity Trust I (the “Trust”) is being filed to amend the existing certificate of trust of the Trust (the “Certificate of Trust”) which was originally filed with the Secretary of State of the State of Delaware on J |
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| February 2, 2024 |
Exhibit 10.4 ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement (hereinafter referred as the “Assignment”) is made as of January 19, 2024, by and among Exchange Traded Managers Group, LLC a New Jersey limited liability company (the “Company”), Breakwave Advisors LLC, a Delaware limited liability company (“Breakwave”), and Amplify Investments LLC, a Delaware limited liabil |
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| February 2, 2024 |
Exhibit 10.4 ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement (hereinafter referred as the “Assignment”) is made as of January 19, 2024, by and among ETF Managers Capital LLC, a Delaware limited liability company (the “Company”), Breakwave Advisors LLC, a Delaware limited liability company (“Breakwave”), and Amplify Investments LLC, a Delaware limited liability company |
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| February 2, 2024 |
Expense Limitation Agreement with respect to BWET.* Exhibit 10.11 EXPENSE LIMITATION AGREEMENT AMPLIFY COMMODITY TRUST EXPENSE LIMITATION AGREEMENT (this “Agreement”), effective as of January 30, 2024, by and between Amplify Investments LLC (“Amplify”) and Amplify Commodity Trust (the “Trust”), on behalf of the Breakwave Tanker Shipping ETF (the “Fund”), a series of Amplify Commodity Trust (the “Trust”). WHEREAS, ETF Managers Capital LLC (“ETFMC”) |
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| February 2, 2024 |
As filed with the Securities and Exchange Commission on February 2, 2024 As filed with the Securities and Exchange Commission on February 2, 2024 Registration No. |
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| February 2, 2024 |
Exhibit 10.5 CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this [●] day of [●], 2024, by and between AMPLIFY ETF TRUST, a Delaware statutory trust (the “Trust”), for itself and on behalf of each of its series listed on Exhibit A to this Agreement (as amended from time to time) (each a “Fund” ), AMPLIFY INVESTMENTS LLC, the sponsor of the Funds (“Sponsor”) and U.S. BANK NATIONAL A |
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| February 2, 2024 |
Form of Second Amended and Restated Declaration of Trust and Trust Agreement of the Registrant.* Exhibit 3.1(a) SECOND AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF AMPLIFY COMMODITY TRUST Dated as of [ ], 2024 By and Between AMPLIFY INVESTMENTS LLC as Sponsor and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 ARTICLE II GENERAL PROVISIONS 7 Section 2.1 Name 7 Section 2.2 Delaware Trustee; Business |
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| February 1, 2024 |
Filed pursuant to Rule 424(b)(3) File No 333-266945 PROSPECTUS SUPPLEMENT (To Prospectus dated April 28, 2023, as supplemented) Breakwave Tanker Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated April 28, 2023, which relates to shares (the “Shares”) issued by the Breakwave Tanker Shipping ETF (the “Fund”), a series of the Trust. |
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| February 1, 2024 |
Breakwave Dry Bulk Shipping ETF Filed Pursuant to Rule 424(b)(3) Registration File No 333-263425 PROSPECTUS SUPPLEMENT (To Prospectus dated March 24, 2023, as supplemented) Breakwave Dry Bulk Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 24, 2023, which relates to shares (the “Shares”) issued by the Breakwave Dry Bulk Shipping ETF (the “Fund”), a series of the Trust. |
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| January 5, 2024 |
As filed with the Securities and Exchange Commission on January 5, 2024 As filed with the Securities and Exchange Commission on January 5, 2024 Registration No. |
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| January 5, 2024 |
As filed with the Securities and Exchange Commission on January 5, 2024 As filed with the Securities and Exchange Commission on January 5, 2024 Registration No. |
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| December 28, 2023 |
Breakwave Dry Bulk Shipping ETF Filed pursuant to Rule 424(b)(3) File No. 333-263425 PROSPECTUS SUPPLEMENT (To Prospectus dated March 24, 2023, as supplemented) Breakwave Dry Bulk Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 24, 2023, which relates to shares (the “Shares”) issued by the Breakwave Dry Bulk Shipping ETF (the “Fund”), a series |
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| December 28, 2023 |
ETF Managers Announces Appointment of New Sponsor of ETF Managers Group Commodity Trust I Exhibit 99.1 ETF Managers Announces Appointment of New Sponsor of ETF Managers Group Commodity Trust I On December 28, 2023, ETF Managers Capital LLC, as the sponsor (the “Sponsor”) of ETF Managers Group Commodity Trust I (the “Trust”), entered into an agreement to resign as Sponsor to the Trust and transfer its role as the Sponsor to Amplify Investments LLC (“Amplify”), effective on a date 30 to |
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| December 28, 2023 |
Filed pursuant to Rule 424(b)(3) File No. 333-266945 PROSPECTUS SUPPLEMENT (To Prospectus dated April 28, 2023, as supplemented) Breakwave Tanker Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated April 28, 2023, which relates to shares (the “Shares”) issued by the Breakwave Tanker Shipping ETF (the “Fund”), a series of |
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| December 28, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 28, 2023 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| November 29, 2023 |
Filed pursuant to Rule 424(b)(3) File No. 333-266945 PROSPECTUS SUPPLEMENT (To Prospectus dated April 28, 2023, as supplemented) Breakwave Tanker Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated April 28, 2023, which relates to shares (the “Shares”) issued by the Breakwave Tanker Shipping ETF (the “Fund”), a series of |
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| November 29, 2023 |
Breakwave Dry Bulk Shipping ETF Filed Pursuant to Rule 424(b)(3) Registration File No 333-263425 PROSPECTUS SUPPLEMENT (To Prospectus dated March 24, 2023, as supplemented) Breakwave Dry Bulk Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 24, 2023, which relates to shares (the “Shares”) issued by the Breakwave Dry Bulk Shipping ETF (the “Fund”), a series of the Trust. |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2023. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1. Name and address of issuer: ETF Managers Group Commodity Trust I 30 Maple Street, Suite 2 Summit, NJ 07901 2. The name of securities: Common Shares of Breakwave Dry Bulk Shipping ETF & Breakwave Tanker Shipping ETF 3. Securities Act File Number: 333-263425 4(a). Last |
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| November 13, 2023 |
ANNUAL REPORT PURSUANT TO RULE 424(i) ANNUAL REPORT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING JUNE 30, 2023 (to 10-K dated September 27, 2023) ETF MANAGERS GROUP COMMODITY TRUST I BREAKWAVE DRY BULK SHIPPING ETF (THE “FUND”) This annual report filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities Act”), sets forth the registration fee due under Rule 456(d) of the Securities Act for the fiscal year ended June 30, 2023. |
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| October 31, 2023 |
Breakwave Dry Bulk Shipping ETF Filed Pursuant to Rule 424(b)(3) Registration File No 333-263425 PROSPECTUS SUPPLEMENT (To Prospectus dated March 24, 2023, as supplemented) Breakwave Dry Bulk Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 24, 2023, which relates to shares (the “Shares”) issued by the Breakwave Dry Bulk Shipping ETF (the “Fund”), a series of the Trust. |
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| October 31, 2023 |
Filed pursuant to Rule 424(b)(3) File No. 333-266945 PROSPECTUS SUPPLEMENT (To Prospectus dated April 28, 2023, as supplemented) Breakwave Tanker Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated April 28, 2023, which relates to shares (the “Shares”) issued by the Breakwave Tanker Shipping ETF (the “Fund”), a series of |
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| September 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended June 30, 2023. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-36851 ETF Managers Group Commodi |
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| September 6, 2023 |
Breakwave Dry Bulk Shipping ETF Filed pursuant to Rule 424(b)(3) File No. 333-263425 PROSPECTUS SUPPLEMENT (To Prospectus dated March 24, 2023, as supplemented) Breakwave Dry Bulk Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 24, 2022, which relates to shares (the “Shares”) issued by the Breakwave Dry Bulk Shipping ETF (the “Fund”), a series |
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| September 6, 2023 |
Filed pursuant to Rule 424(b)(3) File No. 333-266945 PROSPECTUS SUPPLEMENT (To Prospectus dated April 28, 2023, as supplemented) Breakwave Tanker Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated April 28, 2023, which relates to shares (the “Shares”) issued by the Breakwave Tanker Shipping ETF (the “Fund”), a series of |
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| September 6, 2023 |
Exhibit 99.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF ETF MANAGERS GROUP COMMODITY TRUST I This Amendment Number 1 to the Amended and Restated Declaration of Trust and Trust Agreement of ETF Managers Group Commodity Trust I (the “Trust”) dated December 11, 2014, between ETF Managers Capital LLC (the “Sponsor”), a Delaware limited liability company, an |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 1, 2023 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2023 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| August 16, 2023 |
Exhibit 10.2 MARKETING AGENT AGREEMENT THIS AGREEMENT is made and entered into as of this 31st day of July, 2023, by and among ETF Managers Group Commodity Trust I, a Delaware statutory trust (the “Trust”), which is sponsored by ETF Managers Capital, LLC, a Delaware limited liability company (the “Sponsor”), and Foreside Fund Services, LLC, a Delaware limited liability company (“ACA Foreside”). WH |
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| August 2, 2023 |
Breakwave Dry Bulk Shipping ETF Filed pursuant to Rule 424(b)(3) File No. 333-263425 PROSPECTUS SUPPLEMENT (To Prospectus dated March 24, 2023, as supplemented) Breakwave Dry Bulk Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 24, 2023, which relates to shares (the “Shares”) issued by the Breakwave Dry Bulk Shipping ETF (the “Fund”), a series |
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| August 2, 2023 |
Filed pursuant to Rule 424(b)(3) File No. 333-266945 PROSPECTUS SUPPLEMENT (To Prospectus dated April 28, 2023, as supplemented) Breakwave Tanker Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated April 28, 2023, which relates to shares (the “Shares”) issued by the Breakwave Tanker Shipping ETF (the “Fund”), a series of |
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| July 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 15, 2023 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2023. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers Grou |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 ETF Managers Group Commodity Trust I (Exact name of registrant as specified in its charter) Delaware (see below) (State of incorporation or organization) (I.R.S. Employer Identification No.) 30 M |
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| April 28, 2023 |
Filed Pursuant to rule 424(b)(3) Registration File No 333-266945 PROSPECTUS Breakwave Tanker Shipping ETF *Principal U. |
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| April 27, 2023 |
April 27, 2023 VIA EDGAR Eric Envall Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: ETF Managers Group Commodity Trust I Breakwave Tanker Shipping ETF Registration Statement on Form S-1 (File No. 333-266945) (the “Registration Statement”) Dear Mr. Envall: In accordance with Rule 461 of the General Rules and Regulations under the |
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| April 14, 2023 |
As filed with the Securities and Exchange Commission on April 14, 2023 Registration No. |
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| April 14, 2023 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| April 6, 2023 |
Breakwave Dry Bulk Shipping ETF (BDRY) Filed pursuant to Rule 424(i) File No. 333-263425 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING JUNE 30, 2022 (To Prospectus dated March 24, 2023) Breakwave Dry Bulk Shipping ETF (BDRY) This prospectus supplement filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities Act”), sets forth the registration fee due under Rule 456(d) of the Securit |
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| April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1. Name and address of issuer: ETF Managers Group Commodity Trust I 30 Maple Street, Suite 2 Summit, NJ 07901 2. The name of securities: Common Shares of Breakwave Dry Bulk Shipping ETF 3. Securities Act File Number: 333-263425 4(a). Last day of fiscal year for which thi |
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| March 30, 2023 |
EX-10.10 8 ea175560ex10-10etfman1.htm AMENDMENT NO. 3 TO FUND ACCOUNTING SERVICING AGREEMENT Exhibit 10.10 THIRD AMENDMENT TO THE ETF MANAGERS COMMODITY TRUST FUND ACCOUNTING SERVICING AGREEMENT THIS AMENDMENT, dated as of the last date in the signature block, to the Fund Accounting Servicing Agreement, dated as of December 2nd, 2015, as amended (the “Agreement”), is entered into by and between U. |
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| March 30, 2023 |
Exhibit 10.8 THIRD AMENDMENT TO THE ETF MANAGERS COMMODITY TRUST FUND ADMINISTRATION SERVICING AGREEMENT THIS AMENDMENT, dated as of the last date in the signature block, to the Fund Administration Servicing Agreement, dated as of December 2nd, 2015, as amended (the “Agreement”), is entered into by and between U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”) |
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| March 30, 2023 |
Exhibit 10.6 THIRD AMENDMENT TO THE ETF MANAGERS COMMODITY TRUST CUSTODY AGREEMENT THIS AMENDMENT, dated as of the last date of the signature block, to the Custody Agreement, dated as of December 2nd, 2015, as amended (the “Agreement”), is entered into by and between U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America |
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| March 30, 2023 |
Exhibit 10.14 EXPENSE LIMITATION AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST I EXPENSE LIMITATION AGREEMENT, effective as of March 3, 2023, by and between ETF Managers Capital LLC (“ETFMC”) and ETF Managers Group Commodity Trust I (the “Trust”), on behalf of the Breakwave Tanker Shipping ETF (the “Fund”). WHEREAS, ETFMC and Breakwave Advisors LLC (“Breakwave”) have entered into a Licensing and Se |
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| March 30, 2023 |
Exhibit 10.4 LICENSING AND SERVICES AGREEMENT This Licensing and Services Agreement (“Agreement”) is made and entered into as of the 3rd day of March, 2023 (“Effective Date”), by and between ETF Managers Capital LLC (“ETFMC”), a Delaware limited liability company with its principal place of business at 30 Maple Street, Suite 2, Summit, NJ 07901 and Breakwave Advisors LLC (“Breakwave”) a Delaware l |
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| March 30, 2023 |
Exhibit 10.3 ETF MANAGERS GROUP COMMODITY TRUST I Amendment No. 3 to Marketing Agent Agreement THIS AGREEMENT is made and entered into as of this 30th day of March, 2023 on behalf of ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), by and between ETF MANAGERS CAPITAL, LLC, a Delaware limited liability company (the “Sponsor”), and ETFMG Financial LLC, a Delaware limit |
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| March 30, 2023 |
Exhibit 10.12 THIRD AMENDMENT TO THE ETF MANAGERS COMMODITY TRUST TRANSFER AGENT SERVICING AGREEMENT THIS AMENDMENT, dated as of the last date of the signature block, to the Transfer Agent Servicing Agreement, dated as of December 2nd, 2015, as amended (the “Agreement”), is entered into by and between U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”), ETF MAN |
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| March 30, 2023 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| March 30, 2023 |
Exhibit 10.13 FEE WAIVER AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST I FEE WAIVER AGREEMENT, effective as of March 3, 2023, by and between ETF Managers Capital LLC (“ETFMC”) and Breakwave Advisors LLC (“Breakwave”). WHEREAS, ETFMC and Breakwave have entered into a Licensing and Services Agreement, dated March 3, 2023 (the “CTA Agreement”), pursuant to which Breakwave provides services as the comm |
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| March 30, 2023 |
As filed with the Securities and Exchange Commission on March 30, 2023 As filed with the Securities and Exchange Commission on March 30, 2023 Registration No. |
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| March 27, 2023 |
Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202. |
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| March 24, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration File No 333-263425 PROSPECTUS Breakwave Dry Bulk Shipping ETF *Principal U. |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2022. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers G |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2022. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers |
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| October 28, 2022 |
Breakwave Dry Bulk Shipping ETF 424B3 1 ea167758-424b3etfmanagers.htm 424B3 Filed pursuant to Rule 424(b)(3) File No. 333-263425 PROSPECTUS SUPPLEMENT (To Prospectus dated March 24, 2022, as supplemented) Breakwave Dry Bulk Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 24, 2022, which relates to shares (the “Shares”) issued by the Breakwave |
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| October 3, 2022 |
Breakwave Dry Bulk Shipping ETF Filed pursuant to Rule 424(b)(3) File No. 333-263425 PROSPECTUS SUPPLEMENT (To Prospectus dated March 24, 2022, as supplemented) Breakwave Dry Bulk Shipping ETF This supplement is to the prospectus (the ?Prospectus?) of ETF Managers Group Commodity Trust I (the ?Trust?) dated March 24, 2022, which relates to shares (the ?Shares?) issued by the Breakwave Dry Bulk Shipping ETF (the ?Fund?), a series |
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| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended June 30, 2022. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-36851 ETF Managers Group Commodi |
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| September 6, 2022 |
Exhibit 10.15 EXPENSE LIMITATION AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST I EXPENSE LIMITATION AGREEMENT, effective as of September 1, 2022, by and between ETF Managers Capital LLC (?ETFMC?) and ETF Managers Group Commodity Trust I (the ?Trust?), on behalf of the Breakwave Dry Bulk Shipping ETF (the ?Fund?). WHEREAS, ETFMC and Breakwave Advisors LLC (?Breakwave?) have entered into a Licensing |
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| September 6, 2022 |
Exhibit 10.14 FEE WAIVER AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST I FEE WAIVER AGREEMENT, effective as of September 1, 2022, by and between ETF Managers Capital LLC (?ETFMC?) and Breakwave Advisors LLC (?Breakwave?). WHEREAS, ETFMC and Breakwave have entered into a Licensing and Services Agreement, dated March 1, 2018 (the ?CTA Agreement?), pursuant which Breakwave provides services as the com |
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| September 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 1, 2022 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| September 1, 2022 |
Breakwave Dry Bulk Shipping ETF Filed pursuant to Rule 424(b)(3) File No. 333-263425 PROSPECTUS SUPPLEMENT (To Prospectus dated March 24, 2022, as supplemented) Breakwave Dry Bulk Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 24, 2022, which relates to shares (the “Shares”) issued by the Breakwave Dry Bulk Shipping ETF (the “Fund”), a series |
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| August 17, 2022 |
EX-3.1B 2 ea164569ex3-1betfman1.htm INSTRUMENT ESTABLISHING THE FUND Exhibit 3.1(b) ETF MANAGERS CAPITAL LLC (a Delaware limited liability company) Instrument Establishing New Series of ETF Managers Group Commodity Trust I August 10, 2022 WHEREAS, Section 4.2(b) of the Amended and Restated Declaration of Trust and Trust Agreement (the “Trust Agreement”) of ETF Managers Group Commodity Trust I (the |
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| August 17, 2022 |
Exhibit 3.1(c) EXHIBIT C SERIES FUNDS Initial Fund: Sit Rising Rate ETF (?RISE?) Additional Series: Breakwave Dry Bulk Shipping ETF Breakwave Tanker Shipping ETF |
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| August 17, 2022 |
Exhibit 107 Calculation of Filing Fee Tables S-1 ????.. (Form Type) ETF Managers Group Commodity Trust I ????????????????????.. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Pri |
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| August 17, 2022 |
August 17, 2022 VIA EDGAR Eric Envall Division of Corporation Finance Securities and Exchange Commission 100 F. |
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| August 17, 2022 |
As filed with the Securities and Exchange Commission on August 17, 2022 As filed with the Securities and Exchange Commission on August 17, 2022 Registration No. |
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| July 1, 2022 |
DRS 1 filename1.htm As submitted confidentially with the Securities and Exchange Commission on July 1, 2022. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and remains strictly confidential. Confidential Treatment Requested by ETF Managers Group Commodity Trust I Pursuant to 17 CFR 200.83 Registration No. 333-[ ] UNITED STATES SECURITIES A |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2022. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers Grou |
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| May 12, 2022 |
Breakwave Dry Bulk Shipping ETF 424B3 1 ea159836-424b3etfmanagers.htm PROSPECTUS SUPPLEMENT Filed pursuant to Rule 424(b)(3) File No. 333-263425 PROSPECTUS SUPPLEMENT (To Prospectus dated March 24, 2022) Breakwave Dry Bulk Shipping ETF This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 24, 2022, which relates to shares (the “Shares”) issued by the Breakwave D |
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| April 28, 2022 |
CONSENT OF INDEPENDENT AUDITOR Exhibit 99.2 CONSENT OF INDEPENDENT AUDITOR We have issued our report dated April 27, 2022, with respect to the financial statements of ETF Managers Capital LLC (a Delaware limited liability company) included in the Current Report of ETF Managers Group Commodity Trust I on Form 8-K filed with the U.S. Securities and Exchange Commission on April 28, 2022. We consent to the incorporation by referenc |
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| April 28, 2022 |
EX-99.1 2 ea158707ex99-1etfmanage1.htm AUDITED FINANCIAL STATEMENTS OF ETF MANAGERS CAPITAL LLC AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020 AND THE NOTES RELATED THERETO Exhibit 99.1 ETF MANAGERS CAPITAL, LLC FINANCIAL STATEMENTS DECEMBER 31, 2021 and 2020 ETF MANAGERS CAPITAL, LLC Table of Contents December 31, 2021 Index Page Independent Auditor’s Report 1-2 Statements of Financial |
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| April 28, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 28, 2022 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| March 24, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration File No 333-263425 PROSPECTUS Breakwave Dry Bulk Shipping ETF *Principal U. |
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| March 22, 2022 |
ETF MANAGERS GROUP COMMODITY TRUST I 30 Maple Street Suite 2 Summit, NJ 07901 (844) 383-6477 CORRESP 1 filename1.htm ETF MANAGERS GROUP COMMODITY TRUST I 30 Maple Street Suite 2 Summit, NJ 07901 (844) 383-6477 March 22, 2022 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: David Gessert Re: ETF Managers Group Commodity Trust I, Breakwave Dry Bulk Shipping ETF Registration Statement on Form S-1 (File No. 333-263425) Dear Mr. Gessert: In accordance with |
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| March 18, 2022 |
As filed with the Securities and Exchange Commission on March 18, 2022 As filed with the Securities and Exchange Commission on March 18, 2022 Registration No. |
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| March 18, 2022 |
CORRESP 1 filename1.htm March 18, 2022 VIA EDGAR David Gessert Division of Corporation Finance Securities and Exchange Commission 100 F. Street N.E. Washington, D.C. 20549 Re: ETF Managers Group Commodity Trust I Registration Statement on Form S-1 CIK No. 0001610940 Dear Mr. Gessert: This letter sets forth responses to the written comment received in a letter dated March 15, 2022, pertaining to th |
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| March 18, 2022 |
As filed with the Securities and Exchange Commission on March 18, 2022 As filed with the Securities and Exchange Commission on March 18, 2022 Registration No. |
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| March 10, 2022 |
ETF Managers Group Commodity Trust I Registration Statement on Form S-1 CIK - 0001610940 March 10, 2022 VIA EDGAR EDGAR Operations Branch Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| March 10, 2022 |
EX-FILING FEES 6 ea156627ex-feeetfmanagers1.htm FILING FEE TABLES Exhibit 107 Calculation of Filing Fee Tables S-1 ………….. (Form Type) ETF Managers Group Commodity Trust I …………………………………………………….. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Propo |
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| March 10, 2022 |
As filed with the Securities and Exchange Commission on March 10, 2022 As filed with the Securities and Exchange Commission on March 10, 2022 Registration No. |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2021. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers G |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2021. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers |
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| September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended June 30, 2021. or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-36851 ETF Managers Group Commodi |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2021. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers Grou |
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| April 30, 2021 |
CONSENT OF INDEPENDENT AUDITOR Exhibit 99.2 CONSENT OF INDEPENDENT AUDITOR We have issued our report dated April 27, 2021, with respect to the financial statements of ETF Managers Capital, LLC (a Delaware limited liability company) included in the Current Report of ETF Managers Group Commodity Trust I on Form 8-K filed with the U.S. Securities and Exchange Commission on April 30, 2021. We consent to the incorporation by referen |
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| April 30, 2021 |
EX-99.1 2 ea139884ex99-1etfmanagers1.htm AUDITED FINANCIAL STATEMENTS OF ETF MANAGERS CAPITAL LLC AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2020 AND 2019 AND THE NOTES RELATED THERETO Exhibit 99.1 ETF MANAGERS CAPITAL, LLC FINANCIAL STATEMENTS DECEMBER 31, 2020 and 2019 ETF MANAGERS CAPITAL, LLC Table of Contents December 31, 2020 Index Page Independent Auditor’s Report 2 Statements of Financial |
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| April 30, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2021 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| March 31, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration File No 333-254634 PROSPECTUS Breakwave Dry Bulk Shipping ETF 7,325,000 Shares *Principal U. |
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| March 29, 2021 |
ETF MANAGERS GROUP COMMODITY TRUST I 30 Maple Street Suite 2 Summit, NJ 07901 (844) 383-6477 ETF MANAGERS GROUP COMMODITY TRUST I 30 Maple Street Suite 2 Summit, NJ 07901 (844) 383-6477 March 29, 2021 U. |
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| March 29, 2021 |
ETF MANAGERS GROUP COMMODITY TRUST I 30 Maple Street Suite 2 Summit, NJ 07901 (844) 383-6477 ETF MANAGERS GROUP COMMODITY TRUST I 30 Maple Street Suite 2 Summit, NJ 07901 (844) 383-6477 March 29, 2021 U. |
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| March 23, 2021 |
As filed with the Securities and Exchange Commission on March 23, 2021 As filed with the Securities and Exchange Commission on March 23, 2021 Registration No. |
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| March 23, 2021 |
ETF Managers Group Commodity Trust I Registration Statement on Form S-1 CIK - 0001610940 March 23, 2021 VIA EDGAR EDGAR Operations Branch Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| March 9, 2021 |
Filed Pursuant to rule 424(b)(3) Registration File No 333-253090 PROSPECTUS Breakwave Dry Bulk Shipping ETF 3,375,000 Shares *Principal U. |
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| March 8, 2021 |
S-1/A 1 s130988s1a.htm S-1/A As filed with the Securities and Exchange Commission on March 8, 2021 Registration No. 333-253090 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ETF Managers Group Commodity Trust I (Registrant) Delaware (State or other jurisdiction of incorporatio |
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| March 4, 2021 |
ETF MANAGERS GROUP COMMODITY TRUST I 30 Maple Street Suite 2 Summit, NJ 07901 (844) 383-6477 ETF MANAGERS GROUP COMMODITY TRUST I 30 Maple Street Suite 2 Summit, NJ 07901 (844) 383-6477 March 4, 2021 U. |
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| February 16, 2021 |
Quarterly Report - QUARTERLY REPORT 10-Q 1 f10q1220etfmanagers1.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2020. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . |
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| February 12, 2021 |
ETF Managers Group Commodity Trust I Registration Statement on Form S-1 CIK - 0001610940 February 12, 2021 VIA EDGAR EDGAR Operations Branch Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| February 12, 2021 |
As filed with the Securities and Exchange Commission on February 12, 2021 S-1 1 s130531s1.htm FORM S-1 As filed with the Securities and Exchange Commission on February 12, 2021 Registration No. 333-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ETF Managers Group Commodity Trust I (Registrant) Delaware (State or other jurisdiction of incorporation or organization) 6770 (Primary |
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| November 30, 2020 |
15-12B 1 ea130672-1512betfmanagers1.htm FORM 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36851 ETF Managers G |
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| November 18, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 30, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 18, 2020 |
8-K 1 ea130140-8ketfmanagers1.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2020 ETF Managers Group Commodity Trust I (Exact name of registrant as specified in its charter) Delaware 001-36851 36-4793 |
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| November 13, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2020. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers |
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| October 20, 2020 |
- POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1 As filed with the Securities and Exchange Commission on October 20, 2020 Registration No. |
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| October 16, 2020 |
Financial Statements and Exhibits - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2020 ETF Managers Group Commodity Trust I (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 001-36851 (Commission File Number) 36-4793446 (IRS Employer Identification No. |
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| October 16, 2020 |
ETF Managers Capital LLC Announces Fund Closure of the Sit Rising Rate ETF Exhibit 99.1 Contact: Deborah Kostroun Zito Partners 201.403.8185 [email protected] ETF Managers Capital LLC Announces Fund Closure of the Sit Rising Rate ETF Summit, NJ - (October 16, 2020) - ETF Managers Capital LLC (“ETFMC”), a commodity pool operator and the Sponsor of commodity-focused exchange-traded products (“ETPs”), today announced that it will close the Sit Rising Rate ETF (the “F |
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| September 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended June 30, 2020. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-36851 ETF Managers Group Commodi |
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| June 4, 2020 |
Exhibit 99.1 ETF MANAGERS CAPITAL, LLC FINANCIAL STATEMENTS DECEMBER 31, 2019 and 2018 ETF MANAGERS CAPITAL, LLC FINANCIAL STATEMENTS DECEMBER 31, 2019 and 2018 INDEX Page Independent Auditors’ Audit Report 1 Financial Statements Statement of Financial Condition 2 Statement of Operations and Comprehensive Income 3 Statement of Changes in Member’s Capital 4 Statement of Cash Flows 5 Notes to Financ |
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| June 4, 2020 |
CONSENT OF INDEPENDENT AUDITOR EX-99.2 3 s125598ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CONSENT OF INDEPENDENT AUDITOR We have issued our report dated May 29, 2020, with respect to the financial statements of ETF Managers Capital LLC (a Delaware limited liability company) included in the Current Report of ETF Managers Group Commodity Trust I (the “Trust”) on Form 8-K/A filed with the U.S. Securities and Exchange Commission on June |
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| June 4, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| June 1, 2020 |
Exhibit 99.1 ETF MANAGERS CAPITAL, LLC FINANCIAL STATEMENTS DECEMBER 31, 2019 and 2018 ETF MANAGERS CAPITAL, LLC FINANCIAL STATEMENTS DECEMBER 31, 2019 and 2018 INDEX Page Independent Auditors’ Audit Report 1 Financial Statements Statement of Financial Condition 2 Statement of Operations and Comprehensive Income 3 Statement of Changes in Member’s Capital 4 Statement of Cash Flows 5 Notes to Financ |
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| June 1, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 1, 2020 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| June 1, 2020 |
CONSENT OF INDEPENDENT AUDITOR EX-99.2 3 s125412ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CONSENT OF INDEPENDENT AUDITOR We have issued our report dated May 29, 2020, with respect to the financial statements of ETF Managers Capital LLC (a Delaware limited liability company) included in the Current Report of ETF Managers Group Commodity Trust I (the “Trust”) on Form 8-K filed with the U.S. Securities and Exchange Commission on June 1 |
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| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 22, 2020 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| May 19, 2020 |
Breakwave Dry Bulk Shipping ETF 10,000,000 Shares 424B3 1 s125265424b3.htm 424B3 Filed pursuant to Rule 424(b)(3) File No. 333-218453 PROSPECTUS SUPPLEMENT (To Prospectus dated March 13, 2020, as supplemented) Breakwave Dry Bulk Shipping ETF 10,000,000 Shares This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 13, 2020, which relates to shares (the “Shares”) issued by the Break |
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| May 19, 2020 |
SIT RISING RATE ETF 18,150,000 Shares Filed pursuant to Rule 424(b)(3) File No. 333-222379 PROSPECTUS SUPPLEMENT (To Prospectus dated January 22, 2020, as supplemented) SIT RISING RATE ETF 18,150,000 Shares This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated January 22, 2020, which relates to shares (the “Shares”) issued by the Sit Rising Rate ETF (the “Fund”), a series o |
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| May 15, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2020. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers Grou |
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| May 7, 2020 |
SIT RISING RATE ETF 18,150,000 Shares 424B3 1 s125044424b3.htm 424B3 Filed pursuant to Rule 424(b)(3) File No. 333-222379 PROSPECTUS SUPPLEMENT (To Prospectus dated January 22, 2020) SIT RISING RATE ETF 18,150,000 Shares This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated January 22, 2020, which relates to shares (the “Shares”) issued by the Sit Rising Rate ETF (the “Fund |
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| May 7, 2020 |
Breakwave Dry Bulk Shipping ETF 10,000,000 Shares Filed pursuant to Rule 424(b)(3) File No. 333-218453 PROSPECTUS SUPPLEMENT (To Prospectus dated March 13, 2020) Breakwave Dry Bulk Shipping ETF 10,000,000 Shares This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 13, 2020, which relates to shares (the “Shares”) issued by the Breakwave Dry Bulk Shipping ETF (the “Fund”), a serie |
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| April 30, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2020 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| April 30, 2020 |
[Connolly & Company Letterhead] Exhibit 99.1 [Connolly & Company Letterhead] April 30, 2020 To the Member of ETF Managers Capital, LLC Summit, NJ 07901 Due to operational issues at our firm and our client’s operational difficulties as a result of the COVID-19 pandemic, we need additional time to complete the audit procedures required to furnish our opinion and report. We concur with ETF Managers Capital, LLC that it is necessary |
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| March 13, 2020 |
424B3 1 ea119591-424b3etfmanagers.htm PROSPECTUS SUPPLEMENT Filed Pursuant to rule 424(b)(3) Registration File No 333-218453 PROSPECTUS Breakwave Dry Bulk Shipping ETF 10,000,000 Shares *Principal U.S. Listing Exchange: NYSE Arca, Inc. The Breakwave Dry Bulk Shipping ETF (the “Fund”), a series of the ETF Managers Group Commodity Trust I (the “Trust”), is an exchange traded fund that issues shares |
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| February 14, 2020 |
RISE / Sit Rising Rate ETF 10-Q - Quarterly Report - QUARTERLY REPORT 10-Q 1 f10q1219etfmanagetrust1.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2019. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from t |
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| January 22, 2020 |
424B3 1 f424b3012220etfmanagers1.htm PROSPECTUS Filed Pursuant to rule 424(b)(3) Registration File No 333-222379 PROSPECTUS SIT RISING RATE ETF 18,150,000 Shares *Principal U.S. Listing Exchange: NYSE Arca, Inc. The Sit Rising Rate ETF (the “Fund” or “RISE”), a series of the ETF Managers Group Commodity Trust I (the “Trust”), is an exchange traded fund that issues shares that trade on the NYSE Arc |
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| November 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2019. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers |
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| September 30, 2019 |
Exhibit 10.16 FEE WAIVER AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST I FEE WAIVER AGREEMENT, effective as of June 1, 2019, by and between ETF Managers Capital LLC (“ETFMC”) and Breakwave Advisors LLC (“Breakwave”). WHEREAS, ETFMC and Breakwave have entered into a Licensing and Services Agreement, dated March 1, 2018 (the “CTA Agreement”), pursuant which Breakwave provides services as the commodit |
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| September 30, 2019 |
Exhibit 4.1 Description of Shares Form of Shares Registered Form ETF Managers Group Commodity Trust I (the “Trust”) shares are issued in registered form in accordance with the Amended and Restated Declaration of Trust and Trust Agreement dated December 11, 2014, as amended (the “Trust Agreement”). U.S. Bank has been appointed registrar and transfer agent for the purpose of transferring shares in c |
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| September 30, 2019 |
Exhibit 10.17 EXPENSE LIMITATION AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST I EXPENSE LIMITATION AGREEMENT, effective as of June 1, 2019, by and between ETF Managers Capital LLC (“ETFMC”) and ETF Managers Group Commodity Trust I (the “Trust”), on behalf of the Breakwave Dry Bulk Shipping ETF (the “Fund”). WHEREAS, ETFMC and Breakwave Advisors LLC (“Breakwave”) have entered into a Licensing and S |
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| September 30, 2019 |
Expense Limitation Agreement with respect to RISE. (Filed herewith.) Exhibit 10.18 EXPENSE LIMITATION AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST I EXPENSE LIMITATION AGREEMENT, effective as of june 1, 2019, by and between ETF Managers Capital LLC (“ETFMC”) and ETF Managers Group Commodity Trust I (the “Trust”), on behalf of the Sit Rising Rate ETF (the “Fund”). WHEREAS, ETFMC receives a fee from the Fund based on the value of the average daily net assets of the F |
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| September 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended June 30, 2019. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-36851 ETF Managers Group Commodi |
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| May 14, 2019 |
RISE / Sit Rising Rate ETF 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2019. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers Grou |
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| April 30, 2019 |
CONSENT OF INDEPENDENT AUDITOR Exhibit 99.2 CONSENT OF INDEPENDENT AUDITOR We have issued our report dated April 26, 2019, with respect to the financial statements of ETF Managers Capital LLC (a Delaware limited liability company) included in the Current Report of ETF Managers Group Commodity Trust I (the “Trust”) on Form 8-K filed with the U.S. Securities and Exchange Commission on April 30, 2019. We consent to the incorporati |
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| April 30, 2019 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2019 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| April 30, 2019 |
EX-99.1 2 s117673ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 ETF MANAGERS CAPITAL, LLC FINANCIAL STATEMENTS DECEMBER 31, 2018 and 2017 ETF MANAGERS CAPITAL, LLC FINANCIAL STATEMENTS DECEMBER 31, 2018 and 2017 INDEX Page Independent Auditors’ Report 1 Financial Statements Statement of Financial Condition 2 Statement of Income and Comprehensive Income 3 Statement of Changes in Member’s Capital 4 Statement |
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| March 13, 2019 |
Filed Pursuant to rule 424(b)(3) Registration File No 333-218453 PROSPECTUS Breakwave Dry Bulk Shipping ETF 10,000,000 Shares *Principal U. |
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| February 14, 2019 |
RISE / Sit Rising Rate ETF FORM 10-Q (Quarterly Report) 10-Q 1 s11575710q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2018. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File |
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| February 5, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 s1154558k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 1, 2019 ETF Managers Group Commodity Trust I (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorp |
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| February 5, 2019 |
EX-10.9 2 s115455ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 EXPENSE LIMITATION AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST I EXPENSE LIMITATION AGREEMENT, effective as of February 1, 2019, by and between ETF Managers Capital LLC (“ETFMC”) and ETF Managers Group Commodity Trust I (the “Trust”), on behalf of the Sit Rising Rate ETF (the “Fund”). WHEREAS, ETFMC receives a fee from the Fund based on the va |
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| January 22, 2019 |
Filed Pursuant to rule 424(b)(3) Registration File No 333-222379 PROSPECTUS SIT RISING RATE ETF 18,150,000 Shares *Principal U. |
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| November 14, 2018 |
RISE / Sit Rising Rate ETF FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2018. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers |
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| October 31, 2018 |
RISE / Sit Rising Rate ETF POS EX POS EX 1 s113625posex.htm POS EX As filed with the Securities and Exchange Commission on October 31, 2018 Registration No. 333-218453 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ETF Managers Group Commodity Trust I (Registrant) Delaware (State or other jurisdiction of inco |
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| October 31, 2018 |
RISE / Sit Rising Rate ETF POS EX POS EX 1 s113624posex.htm POS EX As filed with the Securities and Exchange Commission on October 31, 2018 Registration No. 333-222379 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ETF Managers Group Commodity Trust I (Registrant) Delaware (State or other jurisdiction of inco |
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| September 28, 2018 |
RISE / Sit Rising Rate ETF 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended June 30, 2018. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number: 001-36851 ETF Managers Group Commodi |
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| August 17, 2018 |
Breakwave Dry Bulk Shipping ETF 10,000,000 Shares Filed pursuant to Rule 424(b)(3) File No. 333-218453 PROSPECTUS SUPPLEMENT (To Prospectus dated March 13, 2018) Breakwave Dry Bulk Shipping ETF 10,000,000 Shares This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated March 13, 2018, which relates to shares (the “Shares”) issued by the Breakwave Dry Bulk Shipping ETF (the “Fund”), a serie |
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| August 17, 2018 |
SIT RISING RATE ETF 18,150,000 Shares Filed pursuant to Rule 424(b)(3) File No. 333-222379 PROSPECTUS SUPPLEMENT (To Prospectus dated January 22, 2018) SIT RISING RATE ETF 18,150,000 Shares This supplement is to the prospectus (the “Prospectus”) of ETF Managers Group Commodity Trust I (the “Trust”) dated January 22, 2018, which relates to shares (the “Shares”) issued by the Sit Rising Rate ETF (the “Fund”), a series of the Trust. The |
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| June 29, 2018 |
8-K 1 s1111178k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 28, 2018 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) |
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| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2018. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers Grou |
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| April 30, 2018 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2018 ETF Managers Group Commodity Trust I (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36851 36-4793446 (Commission File Number) (IRS Employer Identification No. |
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| April 30, 2018 |
ETF MANAGERS CAPITAL, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, EX-99.1 2 s109753ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 ETF Managers Capital LLC — INDEX TO ANNUAL FINANCIAL STATEMENTS Independent Auditor’s Report 2 Statement of Financial Condition 3 Statement of Income and Comprehensive Income 4 Statement of Changes in Member’s Capital 5 Statement of Cash Flows 6 Notes to Financial Statements 7 1 Independent Auditors’ Report To the Board of Managers of ETF Manag |
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| April 30, 2018 |
CONSENT OF INDEPENDENT AUDITOR EX-99.2 3 s109753ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CONSENT OF INDEPENDENT AUDITOR We have issued our report dated April 27, 2018, with respect to the financial statements of ETF Managers Capital LLC (a Delaware limited liability company) included in the Current Report of ETF Managers Group Commodity Trust I (the “Trust”) on Form 8-K filed with the U.S. Securities and Exchange Commission on Apri |
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| March 13, 2018 |
RISE / Sit Rising Rate ETF 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 ETF Managers Group Commodity Trust I (Exact name of registrant as specified in its charter) Delaware (see below) (State of incorporation or organization) (I.R.S. Employer Identification No.) 30 M |
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| March 13, 2018 |
The date of this prospectus is March 13, 2018 Filed Pursuant to rule 424(b)(3) Registration File No 333-218453 PROSPECTUS Breakwave Dry Bulk Shipping ETF 10,000,000 Shares *Principal U. |
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| March 7, 2018 |
Exhibit 10.9 ETF MANAGERS GROUP COMMODITY TRUST I Amendment No. 2 to Marketing Agent Agreement THIS AGREEMENT is made and entered into as of this 26th day of January, 2018 on behalf of ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), by and between ETF MANAGERS CAPITAL, LLC, a Delaware limited liability company (the “Sponsor”), and ETFMG Financial LLC, a Delaware lim |
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| March 7, 2018 |
Exhibit 10.3 LICENSING AND SERVICES AGREEMENT This Licensing and Services Agreement (“Agreement”) is made and entered into as of the 5th day of March, 2018 (“Effective Date”), by and between ETF Managers Capital LLC (“ETFMC”), a Delaware limited liability company with its principal place of business at 30 Maple Street, Suite 2, Summit, NJ 07901 and Breakwave Advisors LLC (“Breakwave”) a Delaware l |
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| March 7, 2018 |
Exhibit 10.12 AMENDMENT NO. 1 TO FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 26th day of January, 2018, by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), ETF MANAGERS CAPITAL LLC, the sponsor of the Trust (the “Sponsor”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("Fund Services |
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| March 7, 2018 |
Exhibit 10.10 AMENDMENT NO. 1 TO CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this 26th day of January, 2018 by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), ETF MANAGERS CAPITAL LLC, the sponsor of the Trust (“Sponsor”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the Un |
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| March 7, 2018 |
Exhibit 10.11 AMENDMENT NO. 1 TO FUND ADMINISTRATION SERVICING AGREEMENT THIS amendment is made and entered into as of this 26th day of January, 2018, by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), ETF MANAGERS CAPITAL LLC, the sponsor of the Trust (the “Sponsor”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Serv |
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| March 7, 2018 |
Exhibit 10.14 FEE WAIVER AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST I FEE WAIVER AGREEMENT, effective as of March 5, 2018, by and between ETF Managers Capital LLC (“ETFMC”) and Breakwave Advisors LLC (“Breakwave”). WHEREAS, ETFMC and Breakwave have entered into a Licensing and Services Agreement, dated March 1, 2018 (the “CTA Agreement”), pursuant which Breakwave provides services as the commodi |
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| March 7, 2018 |
ETF Managers Group Commodity Trust I Registration Statement on Form S-1 CIK - 0001610940 Sullivan & Worcester llp 1666 K Street, NW Washington, DC 20006 T 202 775 1200 F 202 293 2275 www. |
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| March 7, 2018 |
Exhibit 10.15 EXPENSE LIMITATION AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST I EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2018, by and between ETF Managers Capital LLC (“ETFMC”) and ETF Managers Group Commodity Trust I (the “Trust”), on behalf of the Breakwave Dry Bulk Shipping ETF (the “Fund”). WHEREAS, ETFMC and Breakwave Advisors LLC (“Breakwave”) have entered into a Licensing and |
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| March 7, 2018 |
Exhibit 10.8 ETF MANAGERS GROUP COMMODITY TRUST I Amendment No. 1 to Marketing Agent Agreement THIS Amendment (the “Amendment”) is entered into on January 26, 2018, on behalf of ETF Managers Group Commodity Trust I, a Delaware statutory trust (the “Trust”), by and between ETF Managers Capital, LLC, a Delaware limited liability company, as sponsor to the Trust (the “Sponsor”), and ETFMG Financial L |
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| March 7, 2018 |
Amendment No. 1 to Marketing Agent Agreement.6 As filed with the Securities and Exchange Commission on March 6, 2018 Registration No. |
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| March 7, 2018 |
EX-10.13 9 s109179ex10-13.htm EXHIBIT 10.13 Exhibit 10.13 AMENDMENT NO. 1 TO TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 26th day of January, 2018, by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), ETF MANAGERS CAPITAL LLC, the Sponsor of the Trust (the “Sponsor”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsi |
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| March 6, 2018 |
RISE / Sit Rising Rate ETF CORRESP ETF MANAGERS GROUP COMMODITY TRUST I 30 Maple Street Suite 2 Summit, NJ 07901 (844) 383-6477 March 6, 2018 U. |
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| February 27, 2018 |
RISE / Sit Rising Rate ETF CORRESP begin 644 filename2.pdf M)5!$1BTQ+C8-)>+CS],-"C,Y(# @;V)J#3P\+TQI;F5A;&)@8&;:! M]#(PHA/&=? 0@P (36 Q049&+;5 &E&('X M$& U80=< T*96YD7!E+T-A=&%L M;V<^/@UE;F1O8FH-#$@,"!O8FH-/#PO0V]N=&5N='-;-#,@,"!2(#0T(# @ M4B T-2 P(%(@-#8@,"!2(#0W(# @4B T." P(%(@-#D@,"!2(#4P(# @4ETO M0W)O<$)O>%LP(# @-3DU(#@T,ETO365D:6%";WA;," P(#4Y-2 X-#)=+U!A M7!E+U!A M9V4^/@UE;F1O8FH-#(@,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C;V1E+T9I M! |
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| February 27, 2018 |
RISE / Sit Rising Rate ETF CORRESP CORRESP 1 filename1.htm February 27, 2018 VIA EDGAR Kim McManus Rahul K. Patel Division of Corporation Finance Office of Real Estate and Commodities Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 ETF Managers Group Commodity Trust I Registration Statement on Form S-1 File No. 333-218453 Dear Ms. McManus: This letter sets forth responses to written comments received in |
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| February 13, 2018 |
RISE / Sit Rising Rate ETF 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2017. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 001-36851 ETF Managers G |
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| January 26, 2018 |
Form of Amendment No. 1 to Transfer Agent Servicing Agreement. + Exhibit 10.13 FORM OF AMENDMENT NO. 1 TO TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this [ ] day of [ ], 2018, by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), ETF MANAGERS CAPITAL LLC, the Sponsor of the Trust (the “Sponsor”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("Fund Servic |
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| January 26, 2018 |
As filed with the Securities and Exchange Commission on January 26, 2018 S-1/A 1 s108816s1a.htm S-1/A As filed with the Securities and Exchange Commission on January 26, 2018 Registration No. 333- 218453 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ETF Managers Group Commodity Trust I (Registrant) Delaware (State or other jurisdiction of incorpor |
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| January 26, 2018 |
Form of Amendment No. 1 to Custody Agreement. + Exhibit 10.10 FORM OF AMENDMENT NO. 1 TO CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this [ ] day of [ ], 2018 by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the ?Trust?), ETF MANAGERS CAPITAL LLC, the sponsor of the Trust (?Sponsor?) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the |
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| January 26, 2018 |
ETF Managers Group Commodity Trust I Registration Statement on Form S-1 CIK - 0001610940 Sullivan & Worcester llp 1666 K Street, NW Washington, DC 20006 T 202 775 1200 F 202 293 2275 www. |
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| January 26, 2018 |
Form of Amendment No. 2 to Marketing Agent Agreement. + Exhibit 10.9 ETF MANAGERS GROUP COMMODITY TRUST I Form of Amendment No. 2 to Marketing Agent Agreement THIS AGREEMENT is made and entered into as of this [ ] day of [ ], 2018 on behalf of ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the ?Trust?), by and between ETF MANAGERS CAPITAL, LLC, a Delaware limited liability company (the ?Sponsor?), and ETFMG Financial LLC, a Delaware |
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| January 26, 2018 |
Form of Amendment No. 1 to Marketing Agent Agreement. + EX-10.8 4 s108816ex10-8.htm EXHIBIT 10.8 Exhibit 10.8 ETF MANAGERS GROUP COMMODITY TRUST I Form of Amendment No. 1 to Marketing Agent Agreement THIS Amendment (the “Amendment”) is entered into on [ ], 2018, on behalf of ETF Managers Group Commodity Trust I, a Delaware statutory trust (the “Trust”), by and between ETF Managers Capital, LLC, a Delaware limited liability company, as sponsor to the Tr |
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| January 26, 2018 |
Form of Amendment No. 1 to Fund Accounting Servicing Agreement. + Exhibit 10.12 FORM OF AMENDMENT NO. 1 TO FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this [ ] day of [ ], 2018, by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), ETF MANAGERS CAPITAL LLC, the sponsor of the Trust (the “Sponsor”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("Fund Servi |
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| January 26, 2018 |
RISE / Sit Rising Rate ETF CORRESP Sullivan & Worcester llp 1666 K Street, NW Washington, DC 20006 T 202 775 1200 F 202 293 2275 www. |
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| January 26, 2018 |
Form of Amendment No. 1 to Fund Administration Servicing Agreement. + Exhibit 10.11 FORM OF AMENDMENT NO. 1 TO FUND ADMINISTRATION SERVICING AGREEMENT THIS amendment is made and entered into as of this [ ] day of [ ], 2018, by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), ETF MANAGERS CAPITAL LLC, the sponsor of the Trust (the “Sponsor”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund S |
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| January 22, 2018 |
Filed Pursuant to rule 424(b)(3) Registration File No 333-222379 PROSPECTUS SIT RISING RATE ETF 18,150,000 Shares *Principal U. |
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| January 16, 2018 |
RISE / Sit Rising Rate ETF ESP ETF MANAGERS GROUP COMMODITY TRUST I 30 Maple Street Suite 2 Summit, NJ 07901 (844) 383-6477 January 16, 2018 U. |
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| January 5, 2018 |
Exhibit 10.9 FEE WAIVER AGREEMENT This Fee Waiver Agreement (?Agreement?) is made and entered into as of the 29st day of December, 2017(?Effective Date?), by and among ETF Managers Group Commodity Trust I, a Delaware trust with its principal place of business at 30 Maple Street, Summit, NJ 07901 and ETF Managers Capital LLC (?Sponsor?), a Delaware limited liability company with its principal place |
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| January 5, 2018 |
Amendment Number 1 to the Licensing and Services Agreement Exhibit 10.8 AMENDMENT NUMBER ONE TO LICENSING AND SERVICES AGREEMENT This Amendment Number One to Licensing and Services Agreement dated as of December 18, 2017, by and among Sit Fixed Income Advisors II, LLC (?Sit?) and ETF Managers. Capital LLC (?ETF Managers Capital?), is made to the Licensing and Services Agreement dated as of January 12, 2015 (the ?Agreement?). Terms defined in the Agreement |
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| January 5, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 2, 2018 ETF Managers Group Commodity Trust I (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 001-36851 (Commission File Number) 36-4793446 (IRS Employer Identification No. |
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| December 30, 2017 |
RISE / Sit Rising Rate ETF S-1 As filed with the Securities and Exchange Commission on December 29, 2017 Registration No. |
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| December 30, 2017 |
Expense Limitation Agreement. + Exhibit 10.9 FEE WAIVER AGREEMENT This Fee Waiver Agreement (?Agreement?) is made and entered into as of the 29st day of December, 2017(?Effective Date?), by and among ETF Managers Group Commodity Trust I, a Delaware trust with its principal place of business at 30 Maple Street, Summit, NJ 07901 and ETF Managers Capital LLC (?Sponsor?), a Delaware limited liability company with its principal place |
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| December 30, 2017 |
EX-10.8 5 s108579ex10-8.htm EXHIBIT 10.8 Exhibit 10.8 AMENDMENT NUMBER ONE TO LICENSING AND SERVICES AGREEMENT This Amendment Number One to Licensing and Services Agreement dated as of December 18, 2017, by and among Sit Fixed Income Advisors II, LLC (“Sit”) and ETF Managers. Capital LLC (“ETF Managers Capital”), is made to the Licensing and Services Agreement dated as of January 12, 2015 (the “Ag |
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| December 30, 2017 |
424B3 1 s108583424b3.htm 424B3 Filed pursuant to Rule 424(b)(3) File No. 333-199190 ETF Managers Group Commodity Trust I Supplement dated December 29, 2017 to the Sit Rising Rate ETF (the “Fund”) Prospectus dated January 20, 2017, as supplemented Effective January 1, 2018, the fee arrangements with respect to the Fund have been revised as follows: The Fund pays ETF Managers Capital LLC (the “Spons |
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| November 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 s10780510q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2017. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Numb |
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| October 6, 2017 |
RISE / Sit Rising Rate ETF CORRESP October 6, 2017 VIA EDGAR Sandra B. Hunter Rahul K. Patel Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 ETF Managers Group Commodity Trust I Registration Statement on Form S-1 File No. 333-218453 Dear Ms. Hunter and Mr. Patel: This letter sets forth responses to written comments received in a letter dated June 26, 2017, pertaining to the |
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| October 6, 2017 |
Exhibit 10.3 FORM OF SERVICES AGREEMENT This Services Agreement (?Agreement?) is made and entered into as of the -st day of-, 2017 (?Effective Date?), by and between ETF Managers Capital LLC (?ETFMC?), a Delaware limited liability company with its principal place of business at 30 Maple Street, Suite 2, Summit, NJ 07901 and Breakwave Advisors LLC(?Breakwave?) a Delaware limited liability company w |
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| October 6, 2017 |
October 6, 2017 VIA EDGAR EDGAR Operations Branch Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| October 6, 2017 |
Exhibit 3.1(c) EXHIBIT C SERIES FUNDS Initial Fund: Sit Rising Rate ETF (?RISE?) Additional Series: Breakwave Dry Bulk Shipping ETF |
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| October 6, 2017 |
Exhibit 3.1(b) ETF MANAGERS CAPITAL LLC (a Delaware limited liability company) Instrument Establishing New Series of ETF Managers Group Commodity Trust I September 29, 2017 WHEREAS, Section 4.2(b) of the Amended and Restated Declaration of Trust and Trust Agreement (the ?Trust Agreement?) of ETF Managers Group Commodity Trust I (the ?Trust?) provides that new series of the Trust may be established |
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| October 6, 2017 |
Form of Amendment No. 1 to Fund Administration Servicing Agreement. Exhibit 10.10 FORM OF FIRST AMENDMENT TO FUND ADMINISTRATION SERVICING AGREEMENT THIS amendment is made and entered into as of this day of October, 2017, by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the ?Trust?), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (?Fund Services?). WHEREAS, the Trust is authorized to issue shares of benef |
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| October 6, 2017 |
Form of Amendment No. 1 to Marketing Agent Agreement. Exhibit 10.8 FORM OF FIRST AMENDMENT TO MARKETING AGENT AGREEMENT THIS AGREEMENT is made and entered into as of this day of October, 2017 on behalf of ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the ?Trust?) by and between ETF MANAGERS CAPITAL, LLC a Delaware limited liability company (the ?Sponsor?), and ETF MANAGERS CAPITAL, LLC , a Delaware limited liability company (the ? |
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| October 6, 2017 |
Form of Amendment No. 1 to Custody Agreement. Exhibit 10.9 FORM OF FIRST AMENDMENT TO CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this day of October, 2017 by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the ?Trust?), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the ?Custodian?). WHEREAS, the Trust |
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| October 6, 2017 |
Form of Amendment No. 1 to Fund Accounting Servicing Agreement. Exhibit 10.11 FORM OF FIRST AMENDMENT TO FUND ACCOUNTING AGREEMENT THIS AGREEMENT is made and entered into as of this day of October, 2017, by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”). WHEREAS, the Trust is authorized to issue shares of beneficial interest |
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| October 6, 2017 |
Form of Amendment No. 1 to Transfer Agent Servicing Agreement. Exhibit 10.12 FORM OF FIRST AMENDMENT TO TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this day of October, 2017, by and between ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the ?Trust?), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (?Fund Services?). WHEREAS, the Trust is authorized to issue shares of beneficial |
