Investor Brave Asset Management Inc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Brave Asset Management Inc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2017-02-06 13G/A CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28 6,098,353
2017-02-06 13G/A C.PRL / Citigroup, Inc., 6.875% Dep Shares Non-Cumulative Preferred Stock Series L 6,098,353
2015-02-02 13G/A CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28 16,505,878
2014-02-11 13G/A ZION / Zions Bancorporation, National Association 260,780
2014-02-11 13G/A CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28 15,125,105
2013-01-31 13G ZION / Zions Bancorporation, National Association 328,980
2013-01-31 13G CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28 12,820,862