Applied Optoelectronics, Inc.
US ˙ NasdaqGM ˙ US03823U1025

Introduzione

Questa pagina fornisce un'analisi completa dello storico delle operazioni di insider trading note di Shu-Hua (Joshua) Yeh. Gli insider sono funzionari, direttori o investitori importanti di una società. In generale, è illegale per gli insider effettuare operazioni di compravendita nelle loro aziende sulla base di informazioni materiali non pubbliche. Ciò non significa che sia illegale per loro effettuare qualsiasi operazioni di trading nelle proprie aziende. Tuttavia, devono segnalare tutte le operazioni alla SEC tramite un modulo 4. Nonostante queste restrizioni, la ricerca accademica suggerisce che gli insider, in generale, tendono a sovraperformare il mercato nelle proprie società.

Redditività media delle transazioni

La redditività media delle transazioni è il rendimento medio di tutti gli acquisti effettuati sul mercato aperto dagli insider negli ultimi tre anni. Pe calcolarla, esaminiamo tutti gli acquisti non pianificati effettuati dall'insider sul mercato aperto, escludendo tutte le operazioni che sono state parte di un piano di trading 10b5-1. Calcoliamo quindi la performance media di queste operazioni nell'arco di 3, 6 e 12 mesi e facciamo la media di ciascuna di queste durate per generare un indicatore di performance finale per ogni operazione. Infine, facciamo la media di tutti gli indicatori di performance per calcolare un indicatore di performance per l'insider. Questo elenco comprende solo gli insider che hanno effettuato almeno tre operazioni negli ultimi due anni.

Se la redditività delle operazioni di questo insider è "N/D", l'insider non ha effettuato acquisti sul mercato aperto negli ultimi tre anni, oppure le operazioni effettuate sono troppo recenti per poter calcolare un indicatore di performance affidabile.

Frequenza di aggiornamento: giornaliera

Vedi l'elenco degli insider trader più redditizi

Società con posizioni di insider dichiarate

I depositi SEC indicano che Shu-Hua (Joshua) Yeh ha dichiarato partecipazioni o transazioni nelle seguenti società:

Titolo Ruolo Ultime partecipazioni dichiarate
US:AAOI / Applied Optoelectronics, Inc. *** See Remarks 358.098
Come interpretare i grafici

I grafici seguenti mostrano l'andamento dei titoli dopo ogni operazione di mercato aperto non pianificata effettuata da Shu-Hua (Joshua) Yeh. Per operazioni non pianificate si intendono operazioni non effettuate nell'ambito di un piano di trading 10b5-1. La performance dei titoli è rappresentata come variazione percentuale cumulativa del prezzo delle azioni. Ad esempio, se un'operazione di insider è stata effettuata il 1° gennaio 2019, il grafico mostrerà la variazione percentuale giornaliera del titolo fino ad oggi. Se il prezzo dell'azione passasse da 10 a 15 dollari durante questo periodo, la variazione percentuale cumulativa del prezzo dell'azione sarebbe del 50%. Una variazione di prezzo da 10 a 20 dollari sarebbe del 100%, mentre una variazione di prezzo da 10 a 5 dollari sarebbe del -50%.

In definitiva, cerchiamo di determinare la correlazione tra le operazioni dell'insider e i rendimenti in eccesso (positivi o negativi) del prezzo dell'azione, al fine di capire se l'insider sta programmando le proprie operazioni per trarre profitto da informazioni privilegiate. Immaginiamo che un insider stia facendo questo. In questa situazione, ci aspetteremmo (a) rendimenti positivi dopo gli acquisti, oppure (b) rendimenti negativi dopo le vendite. Nel caso (a), il grafico ACQUISTO mostrerebbe una serie di curve ascendenti, indicando rendimenti positivi dopo ogni operazione di acquisto. Nel caso (b), il grafico VENDITA mostrerebbe una serie di curve inclinate verso il basso, indicando rendimenti negativi dopo ogni operazione di vendita.

Tuttavia, questo non è sufficiente per trarre conclusioni. Se, ad esempio, il prezzo delle azioni della società è aumentato in maniera non ciclica per molti anni, allora ci aspetteremmo che tutti i grafici post-acquisto abbiano una pendenza rivolta verso l'alto. Allo stesso modo, ribassi non ciclici per molti anni darebbero luogo a grafici post-negoziazione rivolti verso il basso. Nessuno di questi grafici suggerisce un'attività di insider trading.

L'indicatore più forte sarebbe una situazione in cui il prezzo delle azioni fosse estremamente ciclico e vi fossero segnali positivi nel grafico ACQUISTO e curve negative nel grafico VENDITA. Questa situazione suggerirebbe che l'insider sta programmando le operazioni di trading per trarne un vantaggio finanziario.

Acquisti di insider AAOI / Applied Optoelectronics, Inc. - Analisi degli utili a breve termine

In questa sezione analizziamo la redditività di ogni acquisto non pianificato di insider sul mercato aperto effettuato in AAOI / Applied Optoelectronics, Inc.. Questa analisi aiuta a capire se l'insider genera costantemente rendimenti anomali e se vale la pena seguirlo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici.

La tabella seguente mostra gli acquisti più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Ticker Insider Azioni
dichiarate
Prezzo
dichiarato
Azioni
rettificate
Prezzo
rettificato
Base di costo Giorni fino al
massimo
Prezzo al
massimo
Profitto
massimo ($)
Rendimento massimo (%)
Non sono note operazioni di mercato aperto non pianificate per questa combinazione di insider e titoli.

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Leazioni rettificate sono le azioni rettificate per il frazionamento azionario.

AAOI / Applied Optoelectronics, Inc. Insider Trades
Vendite di insider AAOI / Applied Optoelectronics, Inc. - Analisi delle perdite a breve termine

In questa sezione, analizziamo l'evitamento delle perdite a breve termine di ogni vendita di insider non pianificata ed effettuata sul mercato aperto in AAOI / Applied Optoelectronics, Inc.. Un modello coerente di evitamento delle perdite può suggerire che future transazioni di vendita potrebbero predire cali di prezzo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici.

La tabella seguente mostra le vendite più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Ticker Insider Azioni
dichiarate
Prezzo
dichiarato
Azioni
rettificate
Prezzo
rettificato
Base di costo Giorni fino al
minimo
Prezzo al
minimo
Perdita massima
evitata ($)
Perdita massima
evitata (%)
2023-08-09 AAOI Yeh Shu-Hua (Joshua) 45.000 12,0958 45.000 12,0958 544.311 78 6.8700 -235.161 -43,20
2017-05-22 AAOI Yeh Shu-Hua (Joshua) 10.000 68,0608 10.000 68,0608 680.608
2017-05-12 AAOI Yeh Shu-Hua (Joshua) 10.000 66,0092 10.000 66,0092 660.092
2017-05-10 AAOI Yeh Shu-Hua (Joshua) 10.000 64,0471 10.000 64,0471 640.471
2017-03-07 AAOI Yeh Shu-Hua (Joshua) 1.500 53,5000 1.500 53,5000 80.250
2017-03-07 AAOI Yeh Shu-Hua (Joshua) 2.000 54,0000 2.000 54,0000 108.000
2017-03-07 AAOI Yeh Shu-Hua (Joshua) 1.500 54,5000 1.500 54,5000 81.750
2016-11-17 AAOI Yeh Shu-Hua (Joshua) 30.000 25,7359 30.000 25,7359 772.077

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Leazioni rettificate sono le azioni rettificate per il frazionamento azionario.

AAOI / Applied Optoelectronics, Inc. Insider Trades
Storico delle operazioni degli insider

Questa tabella mostra l'elenco completo delle operazioni effettuate da Shu-Hua (Joshua) Yeh come comunicato alla Securities Exchange Commission (SEC).

Data di deposito Data della transazione Modulo Ticker Titolo Codice 10b5-1 Azioni Azioni rimanenti Variazione
percentuale
Prezzo
dell'azione
Valore
della transazione
Valore
rimanente
2025-07-24 2025-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -862 358.098 -0,24 28,23 -24.334 10.109.107
2025-07-24 2025-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -609 358.960 -0,17 28,23 -17.192 10.133.441
2025-07-24 2025-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -2.554 359.569 -0,71 28,23 -72.099 10.150.633
2025-07-24 2025-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.898 362.123 -0,52 28,23 -53.581 10.222.732
2025-07-24 2025-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.076 364.021 -0,29 28,23 -30.375 10.276.313
2025-05-13 2025-05-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -60.716 365.097 -14,26 14,76 -896.168 5.388.832
2025-05-13 2025-05-09 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 142.857 425.813 50,49
2025-05-02 2025-04-30 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -862 282.956 -0,30 10,05 -8.663 2.843.708
2025-04-24 2025-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -611 283.818 -0,21 10,05 -6.141 2.852.371
2025-04-24 2025-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -2.554 284.429 -0,89 10,05 -25.668 2.858.511
2025-04-24 2025-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.899 286.983 -0,66 10,05 -19.085 2.884.179
2025-04-24 2025-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.076 288.882 -0,37 10,05 -10.814 2.903.264
2025-04-15 2025-04-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 32.397 289.958 12,58
2025-01-23 2025-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -610 257.561 -0,24 30,15 -18.392 7.765.464
2025-01-23 2025-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -2.553 258.171 -0,98 30,15 -76.973 7.783.856
2025-01-23 2025-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.899 260.724 -0,72 30,15 -57.255 7.860.829
2025-01-23 2025-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.636 262.623 -0,62 30,15 -49.325 7.918.083
2025-01-23 2025-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.076 264.259 -0,41 30,15 -32.441 7.967.409
2024-10-24 2024-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -609 265.335 -0,23 18,51 -11.273 4.911.351
2024-10-24 2024-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -2.554 265.944 -0,95 18,51 -47.275 4.922.623
2024-10-24 2024-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.899 268.498 -0,70 18,51 -35.150 4.969.898
2024-10-24 2024-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.637 270.397 -0,60 18,51 -30.301 5.005.048
2024-10-24 2024-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.076 272.034 -0,39 18,51 -19.917 5.035.349
2024-07-24 2024-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -611 273.110 -0,22 9,68 -5.914 2.643.705
2024-07-24 2024-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -2.554 273.721 -0,92 9,68 -24.723 2.649.619
2024-07-24 2024-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.899 276.275 -0,68 9,68 -18.382 2.674.342
2024-07-24 2024-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.637 278.174 -0,59 9,68 -15.846 2.692.724
2024-07-24 2024-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.077 279.811 -0,38 9,68 -10.425 2.708.570
2024-06-17 2024-06-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -17.195 280.888 -5,77 10,44 -179.516 2.932.471
2024-06-17 2024-06-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
D - Sale to Issuer -40.455 298.083 -11,95 10,44 -422.350 3.111.987
2024-06-17 2024-06-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 80.910 338.538 31,41
2024-05-28 2024-05-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -610 257.628 -0,24 12,12 -7.393 3.122.451
2024-05-01 2024-04-29 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 22.906 258.238 9,73
2024-04-24 2024-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -2.554 235.332 -1,07 12,12 -30.954 2.852.224
2024-04-24 2024-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.899 237.886 -0,79 12,12 -23.016 2.883.178
2024-04-24 2024-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.637 239.785 -0,68 12,12 -19.840 2.906.194
2024-04-24 2024-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.076 241.422 -0,44 12,12 -13.041 2.926.035
2024-01-24 2024-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -2.554 242.498 -1,04 15,81 -40.379 3.833.893
2024-01-24 2024-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.899 245.052 -0,77 15,81 -30.023 3.874.272
2024-01-24 2024-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.637 246.951 -0,66 15,81 -25.881 3.904.295
2024-01-24 2024-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.076 248.588 -0,43 15,81 -17.012 3.930.176
2024-01-24 2024-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.667 249.664 -0,66 15,81 -26.355 3.947.188
2023-12-18 2023-12-15 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale X -20 251.331 -0,01 23,71 -474 5.959.058
2023-12-18 2023-12-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale X -42.779 251.351 -14,54 22,39 -958.023 5.628.930
2023-12-11 2023-12-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -4.437 294.130 -1,49 17,22 -76.405 5.064.919
2023-12-11 2023-12-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
M - Exercise 5.000 298.567 1,70 13,84 69.200 4.132.167
2023-10-25 2023-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -2.555 293.567 -0,86 6,91 -17.655 2.028.548
2023-10-25 2023-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.900 296.122 -0,64 6,91 -13.129 2.046.203
2023-10-25 2023-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.638 298.022 -0,55 6,91 -11.319 2.059.332
2023-10-25 2023-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.077 299.660 -0,36 6,91 -7.442 2.070.651
2023-10-25 2023-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.667 300.737 -0,55 6,91 -11.519 2.078.093
2023-09-14 2023-09-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -11.000 302.404 -3,51 11,65 -128.150 3.523.007
2023-09-14 2023-09-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
M - Exercise 12.000 313.404 3,98 9,96 119.520 3.121.504
2023-08-10 2023-08-09 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -45.000 301.404 -12,99 12,10 -544.311 3.645.723
2023-07-26 2023-07-25 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -2.560 346.404 -0,73 2,14 -5.478 741.305
2023-07-26 2023-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -2.555 348.964 -0,73 7,91 -20.210 2.760.305
2023-07-26 2023-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.900 351.519 -0,54 7,91 -15.029 2.780.515
2023-07-26 2023-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.638 353.419 -0,46 7,91 -12.957 2.795.544
2023-07-26 2023-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.077 355.057 -0,30 7,91 -8.519 2.808.501
2023-07-26 2023-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.667 356.134 -0,47 7,91 -13.186 2.817.020
2023-06-28 2023-06-26 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 96.085 357.801 36,71
2023-04-26 2023-04-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.905 261.716 -0,72 2,14 -4.077 560.072
2023-04-26 2023-04-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.642 263.621 -0,62 2,14 -3.514 564.149
2023-04-26 2023-04-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.082 265.263 -0,41 2,14 -2.315 567.663
2023-04-26 2023-04-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.672 266.345 -0,62 2,14 -3.578 569.978
2023-01-25 2023-01-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.905 268.017 -0,71 2,21 -4.210 592.318
2023-01-25 2023-01-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.643 269.922 -0,61 2,21 -3.631 596.528
2023-01-25 2023-01-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.082 271.565 -0,40 2,21 -2.391 600.159
2023-01-25 2023-01-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.672 272.647 -0,61 2,21 -3.695 602.550
2023-01-25 2023-01-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -415 274.319 -0,15 2,21 -917 606.245
2022-10-26 2022-10-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.903 274.734 -0,69 2,74 -5.214 752.771
2022-10-26 2022-10-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.641 276.637 -0,59 2,74 -4.496 757.985
2022-10-26 2022-10-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.081 278.278 -0,39 2,74 -2.962 762.482
2022-10-26 2022-10-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.671 279.359 -0,59 2,74 -4.579 765.444
2022-10-26 2022-10-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -414 281.030 -0,15 2,74 -1.134 770.022
2022-07-26 2022-07-25 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.903 281.444 -0,67 2,96 -5.633 833.074
2022-07-26 2022-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.906 283.347 -0,67 1,82 -3.469 515.692
2022-07-26 2022-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.644 285.253 -0,57 1,82 -2.992 519.160
2022-07-26 2022-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.083 286.897 -0,38 1,82 -1.971 522.153
2022-07-26 2022-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.673 287.980 -0,58 1,82 -3.045 524.124
2022-07-26 2022-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -416 289.653 -0,14 1,82 -757 527.168
2022-06-29 2022-06-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 71.428 290.069 32,67
2022-04-26 2022-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.641 218.641 -0,74
2022-04-26 2022-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.080 220.282 -0,49
2022-04-26 2022-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.670 221.362 -0,75
2022-04-26 2022-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -413 223.032 -0,18
2022-01-26 2022-01-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock $.001 par value
F - Taxes -1.640 223.445 -0,73
2022-01-26 2022-01-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock $.001 par value
F - Taxes -1.079 225.085 -0,48
2022-01-26 2022-01-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock $.001 par value
F - Taxes -1.669 226.164 -0,73
2022-01-26 2022-01-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock $.001 par value
F - Taxes -412 227.833 -0,18
2022-01-26 2022-01-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock $.001 par value
F - Taxes -640 228.245 -0,28
2021-10-26 2021-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.637 228.885 -0,71
2021-10-26 2021-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.077 230.522 -0,47
2021-10-26 2021-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.667 231.599 -0,71
2021-10-26 2021-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -410 233.266 -0,18
2021-10-26 2021-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -638 233.676 -0,27
2021-07-26 2021-07-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.637 234.314 -0,69
2021-07-26 2021-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.638 235.951 -0,69
2021-07-26 2021-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.668 237.589 -0,70
2021-07-26 2021-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -410 239.257 -0,17
2021-07-26 2021-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -638 239.667 -0,27
2021-06-21 2021-06-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 40.455 240.305 20,24
2021-06-15 2021-06-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 61.562 199.850 44,52
2021-04-26 2021-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.667 138.288 -1,19 7,92 -13.203 1.095.241
2021-04-26 2021-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -410 139.955 -0,29 7,92 -3.247 1.108.444
2021-04-26 2021-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -638 140.365 -0,45 7,92 -5.053 1.111.691
2021-03-11 2021-02-19 4/A AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
J - Other -61.562 141.003 -30,39
2021-02-23 2021-02-19 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 61.562 202.565 43,66
2021-01-26 2021-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.647 141.003 -1,15 10,49 -17.277 1.479.121
2021-01-26 2021-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -405 142.650 -0,28 10,49 -4.248 1.496.398
2021-01-26 2021-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -630 143.055 -0,44 10,49 -6.609 1.500.647
2021-01-26 2021-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -737 143.685 -0,51 10,49 -7.731 1.507.256
2020-10-26 2020-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.647 144.422 -1,13 10,65 -17.541 1.538.094
2020-10-26 2020-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -405 146.069 -0,28 10,65 -4.313 1.555.635
2020-10-26 2020-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -630 146.474 -0,43 10,65 -6.710 1.559.948
2020-10-26 2020-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -737 147.104 -0,50 10,65 -7.849 1.566.658
2020-08-03 2020-08-03 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale X -2.000 147.841 -1,33 15,00 -30.001 2.217.689
2020-07-24 2020-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale X -2.000 149.841 -1,32 15,01 -30.018 2.248.949
2020-07-24 2020-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.647 151.841 -1,07 13,92 -22.934 2.114.386
2020-07-24 2020-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -404 153.488 -0,26 13,92 -5.626 2.137.320
2020-07-24 2020-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -629 153.892 -0,41 13,92 -8.759 2.142.946
2020-07-24 2020-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -737 154.521 -0,47 13,92 -10.263 2.151.705
2020-04-24 2020-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1.647 155.258 -1,05 8,28 -13.637 1.285.536
2020-04-24 2020-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -405 156.905 -0,26 8,28 -3.353 1.299.173
2020-04-24 2020-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -630 157.310 -0,40 8,28 -5.216 1.302.527
2020-04-24 2020-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -737 157.940 -0,46 8,28 -6.102 1.307.743
2020-02-07 2020-02-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -702 158.677 -0,44 12,40 -8.705 1.967.595
2020-02-05 2020-02-03 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 62.675 159.379 64,81
2020-01-24 2020-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -385 96.704 -0,40 13,70 -5.274 1.324.845
2020-01-24 2020-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -600 97.089 -0,61 13,70 -8.220 1.330.119
2020-01-24 2020-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -702 97.689 -0,71 13,70 -9.617 1.338.339
2019-11-07 2019-11-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -702 98.391 -0,71 10,60 -7.441 1.042.945
2019-10-24 2019-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -385 99.093 -0,39 10,84 -4.173 1.074.168
2019-10-24 2019-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -600 99.478 -0,60 10,84 -6.504 1.078.342
2019-10-24 2019-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -702 100.078 -0,70 10,84 -7.610 1.084.846
2019-08-07 2019-08-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -702 100.780 -0,69 9,96 -6.992 1.003.769
2019-07-24 2019-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -386 101.482 -0,38 9,62 -3.713 976.257
2019-07-24 2019-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -600 101.868 -0,59 9,62 -5.772 979.970
2019-07-24 2019-07-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -702 102.468 -0,68 9,62 -6.753 985.742
2019-05-08 2019-05-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -702 103.170 -0,68 12,60 -8.845 1.299.942
2019-04-23 2019-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -385 103.872 -0,37 12,59 -4.847 1.307.748
2019-04-23 2019-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -600 104.257 -0,57 12,59 -7.554 1.312.596
2019-04-23 2019-04-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -702 104.857 -0,67 12,59 -8.838 1.320.150
2019-02-14 2019-02-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 15.340 105.559 17,00
2019-02-07 2019-02-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 90.219 -0,77 17,79 -12.471 1.604.996
2019-02-04 2019-01-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -177 90.920 -0,19 17,32 -3.066 1.574.734
2019-01-24 2019-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -599 91.097 -0,65 16,59 -9.937 1.511.299
2019-01-24 2019-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 91.696 -0,76 16,59 -11.630 1.521.237
2018-11-07 2018-11-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 92.397 -0,75 20,49 -14.363 1.893.215
2018-11-02 2018-10-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -176 93.098 -0,19 20,04 -3.527 1.865.684
2018-10-24 2018-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -599 93.274 -0,64 21,91 -13.124 2.043.633
2018-10-24 2018-10-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 93.873 -0,74 21,91 -15.359 2.056.757
2018-08-08 2018-08-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 94.574 -0,74 39,42 -27.633 3.728.107
2018-08-02 2018-07-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -176 95.275 -0,18 37,91 -6.672 3.611.875
2018-07-25 2018-07-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -599 95.451 -0,62 41,78 -25.026 3.987.943
2018-07-25 2018-07-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 96.050 -0,72 41,78 -29.288 4.012.969
2018-05-09 2018-05-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 96.751 -0,72 31,84 -22.320 3.080.552
2018-05-03 2018-05-01 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -176 97.452 -0,18 31,96 -5.625 3.114.566
2018-04-25 2018-04-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -599 97.628 -0,61 32,99 -19.761 3.220.748
2018-04-25 2018-04-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 98.227 -0,71 32,99 -23.126 3.240.509
2018-02-07 2018-02-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 23.920 98.928 31,89
2018-02-07 2018-02-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 75.008 -0,93 32,81 -23.000 2.461.012
2018-02-02 2018-01-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -176 75.709 -0,23 32,84 -5.780 2.486.284
2018-01-24 2018-01-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 75.885 -0,92 35,03 -24.556 2.658.252
2017-11-08 2017-11-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 76.586 -0,91 37,82 -26.512 2.896.483
2017-11-02 2017-10-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -176 77.287 -0,23 42,12 -7.413 3.255.328
2017-10-25 2017-10-23 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 77.463 -0,90 41,47 -29.070 3.212.391
2017-08-08 2017-08-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 78.164 -0,89 64,60 -45.285 5.049.394
2017-07-31 2017-07-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -176 78.865 -0,22 96,64 -17.009 7.621.514
2017-07-24 2017-07-24 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -701 79.041 -0,88 89,95 -63.055 7.109.738
2017-07-20 2017-07-19 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale X -10.000 79.742 -11,14 95,01 -950.133 7.576.551
2017-07-20 2017-07-18 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale X -10.000 89.742 -10,03 90,00 -900.042 8.077.157
2017-05-24 2017-05-22 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -10.000 99.742 -9,11 68,06 -680.608 6.788.520
2017-05-16 2017-05-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -10.000 109.742 -8,35 66,01 -660.092 7.243.982
2017-05-12 2017-05-10 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -10.000 119.742 -7,71 64,05 -640.471 7.669.128
2017-03-09 2017-03-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -1.500 129.742 -1,14 54,50 -81.750 7.070.939
2017-03-09 2017-03-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -2.000 131.242 -1,50 54,00 -108.000 7.087.068
2017-03-09 2017-03-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -1.500 133.242 -1,11 53,50 -80.250 7.128.447
2017-02-23 2017-02-21 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 28.000 134.742 26,23
2017-01-17 2017-01-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to buy)
M - Exercise -13.000 5.000 -72,22
2017-01-17 2017-01-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to buy)
M - Exercise -4.333 0 -100,00
2017-01-17 2017-01-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to buy)
M - Exercise -6.000 0 -100,00
2017-01-17 2017-01-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to buy)
M - Exercise -7.667 0 -100,00
2017-01-17 2017-01-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 13.000 106.742 13,87
2017-01-17 2017-01-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 4.333 93.742 4,85
2017-01-17 2017-01-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 6.000 89.409 7,19
2017-01-17 2017-01-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 7.667 83.409 10,12
2016-11-18 2016-11-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -30.000 75.742 -28,37 25,74 -772.077 1.949.289
2016-07-22 2016-07-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy)
M - Exercise -2.667 0 -100,00
2016-07-22 2016-07-20 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 2.667 105.742 2,59
2016-07-18 2016-07-15 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy)
M - Exercise -2.667 0 -100,00
2016-07-18 2016-07-15 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 2.667 103.075 2,66
2016-07-18 2016-07-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Non-Qualified Stock Option (Right to Buy)
M - Exercise -2.667 0 -100,00
2016-07-18 2016-07-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 2.667 100.408 2,73
2016-02-08 2016-02-04 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 28.000 97.741 40,15
2015-04-21 2015-04-17 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale X -3.000 69.741 -4,12 15,02 -45.075 1.047.859
2015-04-08 2015-04-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale X -7.000 72.741 -8,78 13,39 -93.729 973.995
2015-02-03 2015-01-30 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock
A - Award 7.000 79.741 9,62
2014-01-30 2014-01-28 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy)
A - Award 5.000 5.000
2013-10-02 2013-10-01 4 AAOI APPLIED OPTOELECTRONICS, INC.
Series D Convertible Preferred Stock
C - Conversion -28.684 0 -100,00
2013-10-02 2013-10-01 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value
C - Conversion 72.741 72.741
2013-09-30 2013-09-26 4 AAOI APPLIED OPTOELECTRONICS, INC.
Incentive Stock Option (Right to Buy)
A - Award 12.000 12.000
P
Acquisto sul mercato aperto o privato di un titolo non derivato o derivato
S
Vendita sul mercato aperto o privato di un titolo non derivato o derivato
A
Concessione, assegnazione o altra acquisizione di titoli dall'azienda (ad esempio un'opzione)
C
Conversione di un derivato
D
Vendita o trasferimento di titoli alla società
F
Pagamento del prezzo di esercizio o del debito fiscale con la quota di titoli ricevuta dalla società
G
Regalo di titoli da parte o a favore dell'insider
K
Equity swap e operazioni di copertura analoghe
M
Esercizio o conversione di un titolo derivato ricevuto dall'azienda (ad esempio un'opzione)
V
Una transazione dichiarata volontariamente sul modulo 4
J
Altro (accompagnato da una nota a piè di pagina che descriva l'operazione)