Market Value138,187,000
Total Holdings88
File Date2019-02-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IWM / iShares Trust - iShares Russell 2000 ETF
WMT / Walmart Inc.
GLD / SPDR Gold Trust
ROK / Rockwell Automation, Inc.
FMC / FMC Corporation
PSXP / Phillips 66 Partners LP - Units
DPLO / Diplomat Pharmacy, Inc.
DLBS / iPath US Treasury Long Bond Bear ETN
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
US69329Y1047 / PDL BioPharma, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
OSK / Oshkosh Corporation
SSSS / SuRo Capital Corp.
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
BGM / Barkerville Gold Mines Ltd
CNS / Cohen & Steers, Inc.
PNNT / PennantPark Investment Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
NSU / Nevsun Resources Ltd.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
CAMT / Camtek Ltd.
IDA / IDACORP, Inc.
CHD / Church & Dwight Co., Inc.
HRB / H&R Block, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
MMC / Marsh & McLennan Companies, Inc.
OAK / Oaktree Capital Group, LLC
OGE / OGE Energy Corp.
MEAR / iShares U.S. ETF Trust - iShares Short Maturity Municipal Bond Active ETF
872307903 / TCF Financial Corporation
PKI / Revvity Inc.
RTN / Raytheon Co.
TTM / Tata Motors Ltd. - ADR
NUGT / Direxion Shares ETF Trust - Direxion Daily Gold Miners Index Bull 2X Shares
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
ALV / Autoliv, Inc.
DISH / DISH Network Corporation
TU / TELUS Corporation
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
ALIM / Alimera Sciences, Inc.
MCD / McDonald's Corporation
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
LHX / L3Harris Technologies, Inc.
ADM / Archer-Daniels-Midland Company
MARA / MARA Holdings, Inc.
VLO / Valero Energy Corporation
KHC / The Kraft Heinz Company
FE / FirstEnergy Corp.
INTU / Intuit Inc.
IAC / IAC Inc.
TSN / Tyson Foods, Inc.
LABU / Direxion Shares ETF Trust - Direxion Daily S&P Biotech Bull 3X Shares
NUS / Nu Skin Enterprises, Inc.
SHPG / Shire Plc.
FNDE / Schwab Strategic Trust - Schwab Fundamental Emerging Markets Equity ETF
AMP / Ameriprise Financial, Inc.
VLCSX / Vanguard Large-Cap Index Fund
RSG / Republic Services, Inc.
HXL / Hexcel Corporation
SRAX / SRAX, Inc.
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
YUMC / Yum China Holdings, Inc.
SMLP / Summit Midstream Partners, LP - Limited Partnership
FXI / iShares Trust - iShares China Large-Cap ETF
BAC / Bank of America Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
BLDP / Ballard Power Systems Inc.
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
US00401C1080 / Acacia Communications, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DHI / D.R. Horton, Inc.
CENX / Century Aluminum Company
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
GNTX / Gentex Corporation
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
CELG / Celgene Corp.
EDC / Export Development Canada
PPL / Pembina Pipeline Corporation
NVT / nVent Electric plc
PNR / Pentair plc
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
/ Sina Corp.
TGD / Timmins Gold Corp.
74005P104 / Praxair, Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
MSI / Motorola Solutions, Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
SCI / Service Corporation International
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
ERII / Energy Recovery, Inc.
UMPQ / Umpqua Holdings Corp
NAD / Nuveen Quality Municipal Income Fund
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SMTA / Spirit MTA REIT
WNC / Wabash National Corporation
MAN / ManpowerGroup Inc.
XNET / Xunlei Limited - Depositary Receipt (Common Stock)
FAF / First American Financial Corporation
EWJ / iShares, Inc. - iShares MSCI Japan ETF
GROW / U.S. Global Investors, Inc.
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
ALL / The Allstate Corporation
BAX / Baxter International Inc.
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
ADX / Adams Diversified Equity Fund, Inc.
RPM / RPM International Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
CEQP / Crestwood Equity Partners LP - Unit
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
GLAD / Gladstone Capital Corporation
IFN / The India Fund, Inc.
US98212B1035 / WPX Energy, Inc.
CBU / Community Financial System, Inc.
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
AWR / American States Water Company
UBS / UBS Group AG
NZF / Nuveen Municipal Credit Income Fund
FAX / Abrdn Asia-Pacific Income Fund Inc
MASI / Masimo Corporation
LEN / Lennar Corporation
DOX / Amdocs Limited
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
TIPZ / PIMCO ETF Trust - PIMCO Broad U.S. TIPS Index Exchange-Traded Fund
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
YUM / Yum! Brands, Inc.
ANIK / Anika Therapeutics, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
LDUR / PIMCO ETF Trust - PIMCO Enhanced Low Duration Active Exchange-Traded Fund
ALGT / Allegiant Travel Company
TD / The Toronto-Dominion Bank
SSC / Stewart & Stevenson LLC
XWEB / SPDR Series Trust - SPDR S&P Internet ETF
THORNBURG STRATEGIC INCM FD A / MFF (885215228)
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
IIF / Morgan Stanley India Investment Fund, Inc.
FNDX / Schwab Strategic Trust - Schwab Fundamental U.S. Large Company ETF
RY / Royal Bank of Canada
BFFAF / BASF SE
AWK / American Water Works Company, Inc.
AUAU / Allegiant Gold Ltd.
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
UNFI / United Natural Foods, Inc.
KMB / Kimberly-Clark Corporation
BIF / Boulder Growth & Income Fund Inc
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
ASM / Avino Silver & Gold Mines Ltd.
DY / Dycom Industries, Inc.
EMES / Harbor ETF Trust - Harbor Emerging Markets Select ETF
WRN / Western Copper and Gold Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
SWKS / Skyworks Solutions, Inc.
BHF / Brighthouse Financial, Inc.
AIG / American International Group, Inc.
MUX / McEwen Inc.
SRPT / Sarepta Therapeutics, Inc.
HL / Hecla Mining Company
OSTK / Overstock.com Inc
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
TLK / Perusahaan Perseroan (Persero) PT Telekomunikasi Indonesia Tbk - Depositary Receipt (Common Stock)
RGLD / Royal Gold, Inc.
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
FTXN / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Oil & Gas ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
LUV / Southwest Airlines Co.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SNN / Smith & Nephew plc - Depositary Receipt (Common Stock)
TDOC / Teladoc Health, Inc.
VNE / Veoneer Inc
AX / Axos Financial, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
CS / Credit Suisse Group AG - ADR
CRON / Cronos Group Inc.
RF / Regions Financial Corporation
AABA / Altaba Inc
US88104R2094 / TerraForm Power Inc.
PHYS / Sprott Physical Gold Trust
PII / Polaris Inc.
FAS / Direxion Shares ETF Trust - Direxion Daily Financial Bull 3X Shares
KB / KB Financial Group Inc. - Depositary Receipt (Common Stock)
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IDCC / InterDigital, Inc.
US16941M1099 / China Mobile Ltd.
STOHF / Equinor ASA
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
CTSH / Cognizant Technology Solutions Corporation
SYY / Sysco Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
PGLC / Pershing Gold Corporation
CFG / Citizens Financial Group, Inc.
KWR / Quaker Chemical Corporation
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
05208W108 / Auryn Resources Inc.
DLTR / Dollar Tree, Inc.
AZSEY / Allianz SE
IVZ / Invesco Ltd.
UI / Ubiquiti Inc.
AGLE / Aeglea BioTherapeutics Inc
SNXZF / Sandstorm Gold Ltd.
HELE / Helen of Troy Limited
ICLR / ICON Public Limited Company
CAH / Cardinal Health, Inc.
/ Total S.A.
LAZ / Lazard, Inc.
MSFT / Microsoft Corporation
PEG / Public Service Enterprise Group Incorporated
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
WCN / Waste Connections, Inc.
BA / The Boeing Company
AAPL / Apple Inc.
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
CSCO / Cisco Systems, Inc.
SLV / iShares Silver Trust
KO / The Coca-Cola Company
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
KDP / Keurig Dr Pepper Inc.
TQQQ / ProShares Trust - ProShares UltraPro QQQ
PSX / Phillips 66
MPW / Medical Properties Trust, Inc.
WMB / The Williams Companies, Inc.
CBRE / CBRE Group, Inc.
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
MCHP / Microchip Technology Incorporated
INTC / Intel Corporation
HORIZONS HORIZONS NASDAQ ETF / HORIZONS NASDAQ ETF (44053G108)
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
CL / Colgate-Palmolive Company
CMS / CMS Energy Corporation
CNP / CenterPoint Energy, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
KMI / Kinder Morgan, Inc.
TJX / The TJX Companies, Inc.
COL / Rockwell Collins, Inc.
OXY / Occidental Petroleum Corporation
FOX / Fox Corporation
GILD / Gilead Sciences, Inc.
DVN / Devon Energy Corporation
NKE / NIKE, Inc.
BRK.B / Berkshire Hathaway Inc.
NWSA / News Corporation
018490100 / Allergan plc
MA / Mastercard Incorporated
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
V / Visa Inc.
GOOG / Alphabet Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
BK / The Bank of New York Mellon Corporation
GM / General Motors Company
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
JNJ / Johnson & Johnson
GSK / GSK plc - Depositary Receipt (Common Stock)
AET / Aetna, Inc.
DTE / DTE Energy Company
ECL / Ecolab Inc.
AMD / Advanced Micro Devices, Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
GD / General Dynamics Corporation
UNH / UnitedHealth Group Incorporated
SRCL / Stericycle, Inc.
SLVO / ETRACS Silver Shares Covered Call ETNs due April 21, 2033
AAIC / Arlington Asset Investment Corp - Class A
GIL / Gildan Activewear Inc.
ECA / EnCana Corp.
HII / Huntington Ingalls Industries, Inc.
IAG / IAMGOLD Corporation
46138G607 / Invesco Shipping ETF
ZG / Zillow Group, Inc.
LNC / Lincoln National Corporation
AFG / American Financial Group, Inc.
CLX / The Clorox Company
AG / First Majestic Silver Corp.
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
MRO / Marathon Oil Corporation
MU / Micron Technology, Inc.
GSV / Gold Standard Ventures Corp
DISCK / Warner Bros.Discovery Inc - Series C
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
DOW / Dow Inc.
UNP / Union Pacific Corporation
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
ATVI / Activision Blizzard Inc
TEL / TE Connectivity plc
HFRO / Highland Funds I - Highland Opportunities and Income Fund
T / AT&T Inc.
STT / State Street Corporation
RTX / RTX Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
USB / U.S. Bancorp
NBIX / Neurocrine Biosciences, Inc.
TWTR / Twitter Inc
SRC / Spirit Realty Capital, Inc.
HASI / HA Sustainable Infrastructure Capital, Inc.
ED / Consolidated Edison, Inc.
CLIX / ProShares Trust - ProShares Long Online/Short Stores ETF
MET / MetLife, Inc.
LPT / Liberty Property Trust
AGNC / AGNC Investment Corp.
CN / DBX ETF Trust - Xtrackers MSCI All China Equity ETF
GOOGL / Alphabet Inc.
DVY / iShares Trust - iShares Select Dividend ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
ADBE / Adobe Inc.
MPC / Marathon Petroleum Corporation
DE / Deere & Company
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
CVS / CVS Health Corporation
OKTA / Okta, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
LOW / Lowe's Companies, Inc.
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
FIS / Fidelity National Information Services, Inc.
EVRG / Evergy, Inc.
CVX / Chevron Corporation
ENB / Enbridge Inc.
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SBLK / Star Bulk Carriers Corp.
BDX / Becton, Dickinson and Company
ZYNE / Zynerba Pharmaceuticals Inc
IP / International Paper Company
RIOT / Riot Platforms, Inc.
C / Citigroup Inc.
MDLZ / Mondelez International, Inc.
NSC / Norfolk Southern Corporation
CCL / Carnival Corporation & plc
HBAN / Huntington Bancshares Incorporated
/ Hermitage Offshore Services Ltd
BIIB / Biogen Inc.
ABMD / Abiomed Inc.
WIX / Wix.com Ltd.
HFC / HollyFrontier Corp
PEAK / Healthpeak Properties, Inc.
FANG / Diamondback Energy, Inc.
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
TECL / Direxion Shares ETF Trust - Direxion Daily Technology Bull 3X Shares
MDT / Medtronic plc
UPS / United Parcel Service, Inc.
ESRX / Express Scripts Holding Co.
BMY / Bristol-Myers Squibb Company
JKHY / Jack Henry & Associates, Inc.
TRV / The Travelers Companies, Inc.
MMM / 3M Company
GWRE / Guidewire Software, Inc.
BX / Blackstone Inc.
LH / Labcorp Holdings Inc.
BMO / Bank of Montreal
ABC / Amerisource Bergen Corp.
ES / Eversource Energy
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
DHR / Danaher Corporation
PFG / Principal Financial Group, Inc.
GE / General Electric Company
VZ / Verizon Communications Inc.
LLY / Eli Lilly and Company
COF / Capital One Financial Corporation
TGT / Target Corporation
O / Realty Income Corporation
ORCL / Oracle Corporation
ABT / Abbott Laboratories
TSCO / Tractor Supply Company
SO / The Southern Company
CC / The Chemours Company
K / Kellanova
IAU / iShares Gold Trust
AON / Aon plc
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
QQQ / Invesco QQQ Trust, Series 1
LMT / Lockheed Martin Corporation
YINN / Direxion Shares ETF Trust - Direxion Daily FTSE China Bull 3X Shares
NEE / NextEra Energy, Inc.
D / Dominion Energy, Inc.
PRU / Prudential Financial, Inc.
CRM / Salesforce, Inc.
MO / Altria Group, Inc.
HPQ / HP Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
TIP / iShares Trust - iShares TIPS Bond ETF
XOM / Exxon Mobil Corporation
IBM / International Business Machines Corporation
ILCG / iShares Trust - iShares Morningstar Growth ETF
KKR / KKR & Co. Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
PEP / PepsiCo, Inc.
AMZN / Amazon.com, Inc.
META / Meta Platforms, Inc.
ABBV / AbbVie Inc.
PG / The Procter & Gamble Company
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MCK / McKesson Corporation
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
PFE / Pfizer Inc.
FTV / Fortive Corporation
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
C.WSA / Citigroup, Inc.
DUK / Duke Energy Corporation
CAT / Caterpillar Inc.
WFC / Wells Fargo & Company
ITB / iShares Trust - iShares U.S. Home Construction ETF
TDG / TransDigm Group Incorporated
JPM / JPMorgan Chase & Co.
HD / The Home Depot, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
DIS / The Walt Disney Company
AMGN / Amgen Inc.
NOC / Northrop Grumman Corporation
DAL / Delta Air Lines, Inc.
SLB / Schlumberger Limited
MRK / Merck & Co., Inc.
PM / Philip Morris International Inc.
HON / Honeywell International Inc.
CSM / ProShares Trust - ProShares Large Cap Core Plus
SPY / SPDR S&P 500 ETF
F / Ford Motor Company
IWB / iShares Trust - iShares Russell 1000 ETF
CB / Chubb Limited
FSLR / First Solar, Inc.