Market Value135,932,000
Total Holdings378
File Date2017-01-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GER / GE Capital Global Holdings, LLC - Preferred Security
PFE / Pfizer Inc.
BMY / Bristol-Myers Squibb Company
XOM / Exxon Mobil Corporation
BRK.A / Berkshire Hathaway Inc.
MCD / McDonald's Corporation
MSFT / Microsoft Corporation
HD / The Home Depot, Inc.
JNJ / Johnson & Johnson
ORCL / Oracle Corporation
CAT / Caterpillar Inc.
WMT / Walmart Inc.
SBUX / Starbucks Corporation
WFC / Wells Fargo & Company
LLY / Eli Lilly and Company
GIS / General Mills, Inc.
JPM / JPMorgan Chase & Co.
CTRL / Control4 Corp
PRGO / Perrigo Company plc
RMR / The RMR Group Inc.
GD / General Dynamics Corporation
16115QAC4 / Chart Industries, Inc. 2% Bond Due 8/1/2018
AMGN / Amgen Inc.
MCK / McKesson Corporation
DUK / Duke Energy Corporation
/ Total S.A.
ASTE / Astec Industries, Inc.
58471AAB1 / Medidata Solutions, Inc. Bond
OSTK / Overstock.com Inc
WFM / Whole Foods Market, Inc.
00912XAK0 / Air Lease Corporation Bond
CST / CST Brands, Inc.
YUMC / Yum China Holdings, Inc.
YCS / ProShares Trust II - ProShares UltraShort Yen
LNG / Cheniere Energy, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
UNM / Unum Group
HA / Hawaiian Holdings, Inc.
ASH / Ashland Inc.
741503AQ9 / The Priceline Group Inc. Bond
GIMO / Gigamon Inc.
61166W101 / Monsanto Co.
POT / Potash Corp. of Saskatchewan, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
GDV / The Gabelli Dividend & Income Trust
RAI / Reynolds American, Inc.
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
YDKN / Yadkin Financial Corporation
FEYE / FireEye Inc
IYW / iShares Trust - iShares U.S. Technology ETF
CIEN / Ciena Corporation
US2782651036 / Eaton Vance Corp.
749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020
AMBC / Ambac Financial Group, Inc.
SPLS / Staples, Inc.
ESRX / Express Scripts Holding Co.
US0325111070 / Anadarko Petroleum Corp.
TEN / Tsakos Energy Navigation Limited
FVE / Five Star Senior Living Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
GGZ / The Gabelli Global Small and Mid Cap Value Trust
FTR / Frontier Communications Corp.
/ Windstream Holdings, Inc
SWIR / Sierra Wireless Inc
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
CPRT / Copart, Inc.
983919AF8 / Xilinx, Inc. Bond
CNP / CenterPoint Energy, Inc.
VEEV / Veeva Systems Inc.
NOV / NOV Inc.
101388AA4 / Bottomline Technologies, Inc. Bond
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
REGN / Regeneron Pharmaceuticals, Inc.
CARB / Carbonite, Inc.
CCP / Care Capital Properties, Inc.
ATGE / Adtalem Global Education Inc.
CBU / Community Financial System, Inc.
SIL / Global X Funds - Global X Silver Miners ETF
GF / The New Germany Fund, Inc.
CHK / Chesapeake Energy Corporation
09061GAE1 / BioMarin Pharmaceutical Inc. Bond 0.75% 10/15/2018
UNG / United States Natural Gas Fund, LP - Limited Partnership
79466LAD6 / Salesforce.com, Inc. 0.25% Convertible Bond due 2018-04-01
CTSH / Cognizant Technology Solutions Corporation
WPRT / Westport Fuel Systems Inc.
AXTI / AXT, Inc.
PHH / Park Ha Biological Technology Co., Ltd.
74005P104 / Praxair, Inc.
ITRI / Itron, Inc.
929566AH0 / Wabash National Corp. Bond
ASIX / AdvanSix Inc.
NLOK / NortonLifeLock Inc
HII / Huntington Ingalls Industries, Inc.
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
TEX / Terex Corporation
RTN / Raytheon Co.
VPU / Vanguard World Fund - Vanguard Utilities ETF
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
EWU / iShares Trust - iShares MSCI United Kingdom ETF
171779AE1 / Ciena Corp. 0.875% Bond due 2017-06-15
US92343XAA81 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
US92346NAB55 / VeriFone Systems, Inc
APU / AmeriGas Partners, L.P.
AMT.PRB / American Tower Corp
YUM / Yum! Brands, Inc.
FELCOR LODGING TR INC PFD CV A $1.95 / REIT (31430F200)
NTUS / Natus Medical Inc
ALK / Alaska Air Group, Inc.
VSM / Versum Materials, Inc.
US0268741560 / American International Group, Inc. Warrants
847560109 / Spectra Energy Corp.
US98212B1035 / WPX Energy, Inc.
DATA / Tableau Software, Inc.
55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019
DSX / Diana Shipping Inc.
UNIT / Unity Group LLC
CVA / Covanta Holding Corporation
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
EWT / iShares, Inc. - iShares MSCI Taiwan ETF
US235851AF96 / Danaher Corp. Bond
HRB / H&R Block, Inc.
LSBG / Lake Sunapee Bank Group
US452327AH26 / Illumina, Inc. Bond
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
42330PAG2 / Helix Energy Solutions Group, Inc. 3.25% Convertible Bond due 2032-03-15
TDC / Teradata Corporation
AET / Aetna, Inc.
AXP / American Express Company
WTM / White Mountains Insurance Group, Ltd.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
GILD / Gilead Sciences, Inc.
SO / The Southern Company
COF / Capital One Financial Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
HRC / Hill-Rom Holdings Inc
HPT / Hospitality Properties Trust
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
US09248T1097 / Blackrock Strategic Municipal Trust
IFN / The India Fund, Inc.
TSLA / Tesla, Inc.
DVN / Devon Energy Corporation
MCHP / Microchip Technology Incorporated
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
EBAY / eBay Inc.
ITW / Illinois Tool Works Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
LH / Labcorp Holdings Inc.
KMI / Kinder Morgan, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
HDV / iShares Trust - iShares Core High Dividend ETF
ACI09N1H7 / Fiat Chrysler Automobiles N.V
SNH / Senior Housing Properties Trust
HBI / Hanesbrands Inc.
PCG / PG&E Corporation
DELL / Dell Technologies Inc.
FTV / Fortive Corporation
COO / The Cooper Companies, Inc.
GLW / Corning Incorporated
GS / The Goldman Sachs Group, Inc.
GRMN / Garmin Ltd.
BBY / Best Buy Co., Inc.
NWL / Newell Brands Inc.
PHM / PulteGroup, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
UE / Urban Edge Properties
VNO / Vornado Realty Trust
ETD / Ethan Allen Interiors Inc.
BELFB / Bel Fuse Inc.
DOW / Dow Inc.
CWST / Casella Waste Systems, Inc.
STT / State Street Corporation
NEE / NextEra Energy, Inc.
TRV / The Travelers Companies, Inc.
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
INTC / Intel Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MDY / SPDR S&P MidCap 400 ETF Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MA / Mastercard Incorporated
HUM / Humana Inc.
CMCSA / Comcast Corporation
ICF / iShares Trust - iShares Select U.S. REIT ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
CVS / CVS Health Corporation
IYH / iShares Trust - iShares U.S. Healthcare ETF
LMT / Lockheed Martin Corporation
US049164BH82 / Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Bond Due 6/1/2022
TUP / Tupperware Brands Corporation
CSQ / Calamos Strategic Total Return Fund
018490100 / Allergan plc
018490100 / Allergan plc
SRCL / Stericycle, Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ADI / Analog Devices, Inc.
EXEL / Exelixis, Inc.
PEG / Public Service Enterprise Group Incorporated
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
GERN / Geron Corporation
VTR / Ventas, Inc.
/ Wyndham Destinations, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
WBA / Walgreens Boots Alliance, Inc.
WY / Weyerhaeuser Company
LEG / Leggett & Platt, Incorporated
ARNC / Arconic Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
DD / DuPont de Nemours, Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
KHC / The Kraft Heinz Company
NCR / NCR Corp.
NRG / NRG Energy, Inc.
AIG / American International Group, Inc.
BK / The Bank of New York Mellon Corporation
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
DHR / Danaher Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VLO / Valero Energy Corporation
IBB / iShares Trust - iShares Biotechnology ETF
CTXS / Citrix Systems, Inc.
BRKS / Brooks Automation, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
WBS / Webster Financial Corporation
SLB / Schlumberger Limited
CB / Chubb Limited
IYR / iShares Trust - iShares U.S. Real Estate ETF
ELV / Elevance Health, Inc.
KMB / Kimberly-Clark Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
SH / ProShares Trust - ProShares Short S&P500
COP / ConocoPhillips
PNC / The PNC Financial Services Group, Inc.
DE / Deere & Company
GWW / W.W. Grainger, Inc.
IBM / International Business Machines Corporation
TSN / Tyson Foods, Inc.
MAR / Marriott International, Inc.
ROP / Roper Technologies, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
CI / The Cigna Group
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
DIS / The Walt Disney Company
GM / General Motors Company
HAS / Hasbro, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MDLZ / Mondelez International, Inc.
DFS / Discover Financial Services
VFH / Vanguard World Fund - Vanguard Financials ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
UPS / United Parcel Service, Inc.
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ZBH / Zimmer Biomet Holdings, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SPY / SPDR S&P 500 ETF
META / Meta Platforms, Inc.
USB / U.S. Bancorp
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
MMM / 3M Company
VZ / Verizon Communications Inc.
TSN / Tyson Foods, Inc.
O / Realty Income Corporation
SYK / Stryker Corporation
T / AT&T Inc.
CVX / Chevron Corporation
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
C.WSA / Citigroup, Inc.
MO / Altria Group, Inc.
UHT / Universal Health Realty Income Trust
VTV / Vanguard Index Funds - Vanguard Value ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
NSC / Norfolk Southern Corporation
BDX / Becton, Dickinson and Company
HSY / The Hershey Company
LUMN / Lumen Technologies, Inc.
PSA / Public Storage
OXY / Occidental Petroleum Corporation
VFC / V.F. Corporation
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
IP / International Paper Company
STX / Seagate Technology Holdings plc
PSX / Phillips 66
AWK / American Water Works Company, Inc.
PM / Philip Morris International Inc.
PG / The Procter & Gamble Company
DTE / DTE Energy Company
EQT / EQT Corporation
ADP / Automatic Data Processing, Inc.
C / Citigroup Inc.
UCBI / United Community Banks, Inc.
CELG / Celgene Corp.
INGN / Inogen, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
PAYX / Paychex, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IWM / iShares Trust - iShares Russell 2000 ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
HOG / Harley-Davidson, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
SYY / Sysco Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
GLD / SPDR Gold Trust
PDCO / Patterson Companies, Inc.
KO / The Coca-Cola Company
WHR / Whirlpool Corporation
FE / FirstEnergy Corp.
BA / The Boeing Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
F / Ford Motor Company
NVDA / NVIDIA Corporation
CSX / CSX Corporation
XRX / Xerox Holdings Corporation
EMR / Emerson Electric Co.
GSK / GSK plc - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
COST / Costco Wholesale Corporation
CLX / The Clorox Company
ED / Consolidated Edison, Inc.
SPLK / Splunk Inc.
US33812L1026 / Fitbit Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
FDRR / Fidelity Covington Trust - Fidelity Dividend ETF for Rising Rates
WM / Waste Management, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BHB / Bar Harbor Bankshares
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
K / Kellanova
DVY / iShares Trust - iShares Select Dividend ETF
PEP / PepsiCo, Inc.
STZ / Constellation Brands, Inc.
MRK / Merck & Co., Inc.
UNH / UnitedHealth Group Incorporated
MUB / iShares Trust - iShares National Muni Bond ETF
HON / Honeywell International Inc.
MPC / Marathon Petroleum Corporation
SNA / Snap-on Incorporated
ABT / Abbott Laboratories
AON / Aon plc
ALL / The Allstate Corporation
MET / MetLife, Inc.
FDX / FedEx Corporation
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
WDC / Western Digital Corporation
ABBV / AbbVie Inc.
APD / Air Products and Chemicals, Inc.
APH / Amphenol Corporation
NOC / Northrop Grumman Corporation
BRK.B / Berkshire Hathaway Inc.
CSCO / Cisco Systems, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
TMO / Thermo Fisher Scientific Inc.
PYPL / PayPal Holdings, Inc.
SLV / iShares Silver Trust
AMT / American Tower Corporation
RGR / Sturm, Ruger & Company, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ZTS / Zoetis Inc.
D / Dominion Energy, Inc.
TXN / Texas Instruments Incorporated
PANW / Palo Alto Networks, Inc.
MDT / Medtronic plc
DEO / Diageo plc - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
RTX / RTX Corporation
SCCO / Southern Copper Corporation
SCHW / The Charles Schwab Corporation