Market Value255,350,000
Total Holdings320
File Date2018-01-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
WM / Waste Management, Inc.
AFL / Aflac Incorporated
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CVX / Chevron Corporation
OXY / Occidental Petroleum Corporation
ARI / Apollo Commercial Real Estate Finance, Inc.
GLD / SPDR Gold Trust
NOV / NOV Inc.
FDX / FedEx Corporation
IDU / iShares Trust - iShares U.S. Utilities ETF
FOX / Fox Corporation
CVS / CVS Health Corporation
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
HON / Honeywell International Inc.
AINV / Apollo Investment Corporation
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
ROCK / Gibraltar Industries, Inc.
MATH / Metalpha Technology Holding Limited
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
GROW / U.S. Global Investors, Inc.
NYRT / New York REIT, Inc.
US00401C1080 / Acacia Communications, Inc.
SPR / Spirit AeroSystems Holdings, Inc.
IDTI / Integrated Device Technology, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
QQQ / Invesco QQQ Trust, Series 1
OUSA / ALPS ETF Trust - ALPS | O'Shares U.S. Quality Dividend ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
IPAY / Amplify ETF Trust - Amplify Digital Payments ETF
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
MWW / Monster Worldwide, Inc.
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
CIF / MFS Intermediate High Income Fund
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
NTRI / NutriSystem, Inc.
VER / VEREIT Inc
AMZA / ETFis Series Trust I - InfraCap MLP ETF
VTHR / Vanguard Scottsdale Funds - Vanguard Russell 3000 ETF
TSLA / Tesla, Inc.
LMT / Lockheed Martin Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
US0549371070 / BB&T Corp.
SWK / Stanley Black & Decker, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
HAS / Hasbro, Inc.
PCYO / Pure Cycle Corporation
AVGO / Broadcom Inc.
LXJ0 / LME Zinc Base Metal
NIM / Nuveen Select Maturities Municipal Fund
NXQ / Nuveen Select Tax-Free Income Portfolio 2
RPAI / Retail Properties of America Inc - Class A
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
WEA / Western Asset Premier Bond Fund
GLAD / Gladstone Capital Corporation
ADP / Automatic Data Processing, Inc.
AET / Aetna, Inc.
BX / Blackstone Inc.
MA / Mastercard Incorporated
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
CTSH / Cognizant Technology Solutions Corporation
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
IYE / iShares Trust - iShares U.S. Energy ETF
KMI / Kinder Morgan, Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
NXP / Nuveen Select Tax-Free Income Portfolio
018490100 / Allergan plc
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
LCI / Lannett Co., Inc.
MRK / Merck & Co., Inc.
KBWB / Invesco Exchange-Traded Fund Trust II - Invesco KBW Bank ETF
UAN / CVR Partners, LP - Limited Partnership
847560109 / Spectra Energy Corp.
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
64126X201 / NeuStar, Inc.
WETF / Wisdomtree Investments Inc
CBI / Chicago Bridge & Iron Co., N.V.
TSLX / Sixth Street Specialty Lending, Inc.
OZRK / Bank of the Ozarks, Inc.
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
ORLY / O'Reilly Automotive, Inc.
FEU / SPDR STOXX Europe 50 ETF
ETN / Eaton Corporation plc
CAH / Cardinal Health, Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
RTN / Raytheon Co.
DUK / Duke Energy Corporation
SLB / Schlumberger Limited
RFEU / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Europe ETF
MPLX / MPLX LP - Limited Partnership
IAU / iShares Gold Trust
OPI / Office Properties Income Trust
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
THFF / First Financial Corporation
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
TEI / Templeton Emerging Markets Income Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
COF / Capital One Financial Corporation
WBA / Walgreens Boots Alliance, Inc.
DOW / Dow Inc.
IBB / iShares Trust - iShares Biotechnology ETF
ENB / Enbridge Inc.
BRK.B / Berkshire Hathaway Inc.
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
TWX / Warner Media LLC
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IWC / iShares Trust - iShares Micro-Cap ETF
FTF / Franklin Limited Duration Income Trust
95768A109 / Western Asset Municipal Define Common Stock, $0.001 par value
INTC / Intel Corporation
UPS / United Parcel Service, Inc.
AAPL / Apple Inc.
CELG / Celgene Corp.
HAL / Halliburton Company
JBLU / JetBlue Airways Corporation
MMM / 3M Company
STI / Solidion Technology, Inc.
ACN / Accenture plc
RFCI / ALPS ETF Trust - RiverFront Dynamic Core Income ETF
26433F207 / Duff & Phelps Select MLP and M Common Stock
MDT / Medtronic plc
CMA / Comerica Incorporated
FIS / Fidelity National Information Services, Inc.
IYY / iShares Trust - iShares Dow Jones U.S. ETF
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
UPW / ProShares Trust - ProShares Ultra Utilities
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
LOW / Lowe's Companies, Inc.
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
APTS / Preferred Apartment Communities Inc - Class A
KR / The Kroger Co.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EFA / iShares Trust - iShares MSCI EAFE ETF
LARK / Landmark Bancorp, Inc.
ORI / Old Republic International Corporation
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
NUV / Nuveen Municipal Value Fund, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
BMY / Bristol-Myers Squibb Company
SO / The Southern Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CHY / Calamos Convertible and High Income Fund
LEG / Leggett & Platt, Incorporated
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
NFLX / Netflix, Inc.
JNPR / Juniper Networks, Inc.
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
SCHW / The Charles Schwab Corporation
SLV / iShares Silver Trust
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
T / AT&T Inc.
VIS / Vanguard World Fund - Vanguard Industrials ETF
V / Visa Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
AMGN / Amgen Inc.
RFFC / ALPS ETF Trust - ALPS Active Equity Opportunity ETF
PEP / PepsiCo, Inc.
DE / Deere & Company
KMB / Kimberly-Clark Corporation
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AXP / American Express Company
LUV / Southwest Airlines Co.
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
BDX / Becton, Dickinson and Company
LYB / LyondellBasell Industries N.V.
ABBV / AbbVie Inc.
PM / Philip Morris International Inc.
MO / Altria Group, Inc.
AVK / Advent Convertible and Income Fund
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
GOOGL / Alphabet Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
VLO / Valero Energy Corporation
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
QCOM / QUALCOMM Incorporated
TMO / Thermo Fisher Scientific Inc.
JPM / JPMorgan Chase & Co.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
DIS / The Walt Disney Company
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
DVY / iShares Trust - iShares Select Dividend ETF
GOOG / Alphabet Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
IDV / iShares Trust - iShares International Select Dividend ETF
NAD / Nuveen Quality Municipal Income Fund
IWD / iShares Trust - iShares Russell 1000 Value ETF
BAC / Bank of America Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
DNP / DNP Select Income Fund Inc.
TXN / Texas Instruments Incorporated
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
ABT / Abbott Laboratories
NEE / NextEra Energy, Inc.
SBUX / Starbucks Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
MSFT / Microsoft Corporation
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
JNJ / Johnson & Johnson
NVG / Nuveen AMT-Free Municipal Credit Income Fund
LLY / Eli Lilly and Company
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
TGT / Target Corporation
RTX / RTX Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DD / DuPont de Nemours, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
CMI / Cummins Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
PFE / Pfizer Inc.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
CSCO / Cisco Systems, Inc.
ORCL / Oracle Corporation
ARCC / Ares Capital Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
BA / The Boeing Company
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
EFV / iShares Trust - iShares MSCI EAFE Value ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
CSX / CSX Corporation
ADM / Archer-Daniels-Midland Company
GILD / Gilead Sciences, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
ADBE / Adobe Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
HUM / Humana Inc.
XHR / Xenia Hotels & Resorts, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
F / Ford Motor Company
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
AMZN / Amazon.com, Inc.
PRU / Prudential Financial, Inc.
UNH / UnitedHealth Group Incorporated
HSY / The Hershey Company
NVDA / NVIDIA Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
HPF / John Hancock Preferred Income Fund II
IWM / iShares Trust - iShares Russell 2000 ETF
KO / The Coca-Cola Company
PG / The Procter & Gamble Company
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
PSX / Phillips 66
STZ / Constellation Brands, Inc.
FCX / Freeport-McMoRan Inc.
COP / ConocoPhillips
IYH / iShares Trust - iShares U.S. Healthcare ETF
WMT / Walmart Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
NUW / Nuveen AMT-Free Municipal Value Fund
FT / Franklin Universal Trust
MCD / McDonald's Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
RIGS / ALPS ETF Trust - RiverFront Strategic Income Fund
XOM / Exxon Mobil Corporation
HYHG / ProShares Trust - ProShares High Yield - Interest Rate Hedged
NEA / Nuveen AMT-Free Quality Municipal Income Fund
IP / International Paper Company
SFNC / Simmons First National Corporation
IIM / Invesco Value Municipal Income Trust
O / Realty Income Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
MASI / Masimo Corporation
LRCX / Lam Research Corporation
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
STLD / Steel Dynamics, Inc.
EFX / Equifax Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
COR / Cencora, Inc.
XEL / Xcel Energy Inc.
SYK / Stryker Corporation
AMT / American Tower Corporation
SANW / S&W Seed Company
HD / The Home Depot, Inc.
IBM / International Business Machines Corporation
VZ / Verizon Communications Inc.
KRG / Kite Realty Group Trust
WFC / Wells Fargo & Company
SYY / Sysco Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
CMCSA / Comcast Corporation
COST / Costco Wholesale Corporation
SWKS / Skyworks Solutions, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
AMD / Advanced Micro Devices, Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
WDC / Western Digital Corporation
WPM / Wheaton Precious Metals Corp.
KHC / The Kraft Heinz Company
RFDA / ALPS ETF Trust - RiverFront Dynamic US Dividend Advantage ETF
JFR / Nuveen Floating Rate Income Fund
CAT / Caterpillar Inc.
META / Meta Platforms, Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
BKNG / Booking Holdings Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ITW / Illinois Tool Works Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
SPY / SPDR S&P 500 ETF