Market Value103,633,000
Total Holdings199
File Date2019-01-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
/ BlackRock Municipal 2020 Term Trust
KBWR / Invesco Exchange-Traded Fund Trust II - Invesco KBW Regional Banking ETF
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
IEHS / BlackRock Institutional Trust Company N.A. - iShares Evolved U.S. Healthcare Staples ETF
DLB / Dolby Laboratories, Inc.
FTVA / Aptus Fortified Value ETF
US19421R2004 / Collectors Universe, Inc.
SVVC / Firsthand Technology Value Fund, Inc.
EEMO / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Momentum ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
TTEK / Tetra Tech, Inc.
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
RTN / Raytheon Co.
VER / VEREIT Inc
GRUB / Just Eat Takeaway.com N.V. - ADR (New)
FBZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Brazil AlphaDEX Fund
NUVEEN HGH INC DEC18 TRGT TR / C (67075P103)
DHY / Credit Suisse High Yield Bond Fund, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
LGF.A / Lions Gate Entertainment Corp.
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
CIZ / Victory Portfolios II - VictoryShares Developed Enhanced Volatility Wtd ETF
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
BOX / Box, Inc.
JAZZ / Jazz Pharmaceuticals plc
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
AA / Alcoa Corporation
ESRX / Express Scripts Holding Co.
RHT / Red Hat, Inc.
DISH / DISH Network Corporation
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
OLED / Universal Display Corporation
KLIC / Kulicke and Soffa Industries, Inc.
IAU / iShares Gold Trust
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
C / Citigroup Inc.
AXDX / Accelerate Diagnostics, Inc.
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CAPE / DoubleLine ETF Trust - DoubleLine Shiller CAPE U.S. Equities ETF
ADME / ETF Series Solutions - Aptus Drawdown Managed Equity ETF
FSZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Switzerland AlphaDEX Fund
QCOM / QUALCOMM Incorporated
IBM / International Business Machines Corporation
FDEU / First Trust Dynamic Europe Equity Income Fund
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
GOOG / Alphabet Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
INFY / Infosys Limited - Depositary Receipt (Common Stock)
KMI / Kinder Morgan, Inc.
SO / The Southern Company
CAT / Caterpillar Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
T / AT&T Inc.
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AMGN / Amgen Inc.
NEE / NextEra Energy, Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
MRK / Merck & Co., Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
DOW / Dow Inc.
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
ETSY / Etsy, Inc.
GILD / Gilead Sciences, Inc.
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
CSCO / Cisco Systems, Inc.
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
UPS / United Parcel Service, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
HD / The Home Depot, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MNR / Mach Natural Resources LP
HON / Honeywell International Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
DGRO / iShares Trust - iShares Core Dividend Growth ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
AMZN / Amazon.com, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
NTR / Nutrien Ltd.
TIP / iShares Trust - iShares TIPS Bond ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
PHYS / Sprott Physical Gold Trust
CRM / Salesforce, Inc.
LOW / Lowe's Companies, Inc.
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
F / Ford Motor Company
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
VLO / Valero Energy Corporation
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
NFLX / Netflix, Inc.
GM / General Motors Company
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
ALB / Albemarle Corporation
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
RTX / RTX Corporation
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
ETN / Eaton Corporation plc
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
BA / The Boeing Company
MA / Mastercard Incorporated
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
SOXX / iShares Trust - iShares Semiconductor ETF
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
NXPI / NXP Semiconductors N.V.
HSY / The Hershey Company
DUK / Duke Energy Corporation
IBB / iShares Trust - iShares Biotechnology ETF
BAC.PRL / Bank of America Corporation - Preferred Stock
UNH / UnitedHealth Group Incorporated
IWN / iShares Trust - iShares Russell 2000 Value ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
WFC.PRL / Wells Fargo & Company - Preferred Stock
IVE / iShares Trust - iShares S&P 500 Value ETF
PM / Philip Morris International Inc.
V / Visa Inc.
CMI / Cummins Inc.
PEP / PepsiCo, Inc.
XOM / Exxon Mobil Corporation
AVGO / Broadcom Inc.
PYPL / PayPal Holdings, Inc.
BRK.B / Berkshire Hathaway Inc.
VZ / Verizon Communications Inc.
BAC / Bank of America Corporation
NTLA / Intellia Therapeutics, Inc.
SHOP / Shopify Inc.
CMCSA / Comcast Corporation
PG / The Procter & Gamble Company
JPM / JPMorgan Chase & Co.
GOOGL / Alphabet Inc.
D / Dominion Energy, Inc.
CVX / Chevron Corporation
BX / Blackstone Inc.
MO / Altria Group, Inc.
PFE / Pfizer Inc.
UTG / Reaves Utility Income Fund
CSX / CSX Corporation
INTC / Intel Corporation
DIS / The Walt Disney Company
COST / Costco Wholesale Corporation
GLW / Corning Incorporated
NVDA / NVIDIA Corporation
MSFT / Microsoft Corporation
ABBV / AbbVie Inc.
WMT / Walmart Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
LMT / Lockheed Martin Corporation
AMD / Advanced Micro Devices, Inc.
JNJ / Johnson & Johnson
EFA / iShares Trust - iShares MSCI EAFE ETF
HDV / iShares Trust - iShares Core High Dividend ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
VAW / Vanguard World Fund - Vanguard Materials ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
XYZ / Block, Inc.
META / Meta Platforms, Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
IXN / iShares Trust - iShares Global Tech ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
LRGF / iShares Trust - iShares U.S. Equity Factor ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
SPY / SPDR S&P 500 ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
QQQ / Invesco QQQ Trust, Series 1
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
HBAN / Huntington Bancshares Incorporated
KR / The Kroger Co.
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
STZ / Constellation Brands, Inc.
PDI / PIMCO Dynamic Income Fund
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NTNX / Nutanix, Inc.
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
GNPX / Genprex, Inc.