Investor Taube Brook
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Taube Brook . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2021-01-20 13D MDLM / Medley Management Inc. 999,999
2019-10-28 13D/A 58503F906 / Medley Capital Corporation 7,946,938 190,000
2018-03-01 13D/A 58503F906 / Medley Capital Corporation 7,946,938
2017-02-14 13D 58503F906 / Medley Capital Corporation 2,726,685
2017-02-14 13D MCQ / Medley Capital Corp., 7.125% Senior Bonds due 3/30/2019 2,726,685
2017-02-14 13D US58503F3047 / Medley Capital Corp., 6.125% Senior Bonds due 3/30/2023 2,726,685