Investor Sanders Morris Harris Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Sanders Morris Harris Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2024-10-25 13G SNYR / Synergy CHC Corp. 396,000
2024-07-02 13G/A MSAI / MultiSensor AI Holdings, Inc. 746,760 2,898,793
2024-06-04 13G MSAI / MultiSensor AI Holdings, Inc. 746,760
2023-06-29 13G GENK / GEN Restaurant Group, Inc. 443,875
2021-12-09 13G/A ROCL / Roth Ch Acquisition V Co.
2021-09-08 13G ROCG / Roth CH Acquisition IV Co 1,348,000
2021-03-10 13D/A ROCRU / Roth CH Acquisition III Co - Units (1 Ord & 1/4 War) 7,936,844 787,440
2021-03-09 13D ROCRU / Roth CH Acquisition III Co - Units (1 Ord & 1/4 War) 7,936,844
2019-05-02 13D TLGT / Teligent Inc 2,742,459
2019-05-01 13D CSWC / Capital Southwest Corporation 864,317
2018-01-11 13D/A US7170711045 / Pfenex Inc. 5,659,664 1,634,806
2018-01-02 13G/A JYNT / The Joint Corp. 2,077,540 2,357,426
2017-12-08 13D US7170711045 / Pfenex Inc. 5,659,664
2017-10-27 13D YUMA / Yuma Energy, Inc. 439,228 5,299,686
2016-12-05 13G/A JYNT / The Joint Corp. 1,574,658 2,077,540
2016-12-05 13G/A YUMA / Yuma Energy, Inc. 7,428,668 214,631
2016-12-05 13G YUMA / Yuma Energy, Inc. 7,428,668 439,228
2015-12-11 13G JYNT / The Joint Corp. 1,574,658
2015-12-11 13G/A YUMA / Yuma Energy, Inc. 7,428,668
2015-02-12 13G YUMA / Yuma Energy, Inc. 5,013,507