Investor Phoenix Investment Adviser LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Phoenix Investment Adviser LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2019-02-13 13G/A AFI / Armstrong Flooring Inc 467,884 502,384
2019-02-12 13G/A FES / Forbes Energy Services Ltd. 389,243 0
2018-12-18 13D/A DHCP.WSA / Ditech Holding Corporation Series A Warrants 484,045 0
2018-11-30 13D/A DHCP.WSA / Ditech Holding Corporation Series A Warrants 2,590,849 484,045
2018-11-02 13D/A DHCP.WSA / Ditech Holding Corporation Series A Warrants 2,951,766 2,590,849
2018-07-20 13D/A DHCP.WSA / Ditech Holding Corporation Series A Warrants 2,959,166 2,951,766
2018-06-05 13D DHCP.WSA / Ditech Holding Corporation Series A Warrants 2,959,166
2018-05-09 13G/A DHCP.WSA / Ditech Holding Corporation Series A Warrants 360,917
2018-05-09 13G/A WAC / Walter Investment Management Corp. 691,920 360,917
2018-02-21 13G DHCP.WSA / Ditech Holding Corporation Series A Warrants 691,920
2018-02-21 13G WAC / Walter Investment Management Corp. 691,920
2018-01-24 13G FES / Forbes Energy Services Ltd. 389,243
2018-01-11 13G/A AFI / Armstrong Flooring Inc 469,884 467,884
2017-02-03 13G AFI / Armstrong Flooring Inc 469,884